HomeMy WebLinkAboutResolution - 980 - Amended Funding Agreement - URA - Community Development Activities, Year 5 - 12/10/1981SMH:mck
RESOLUTION
Resolution 980 - 12/10/81
A RESOLUTION AUTHORIZING THE MAYOR TO EXECUTE AN AMENDED FUNDING AGREE-
MENT BETWEEN THE CITY OF LUBBOCK AND THE URBAN RENEWAL AGENCY WITH RESPECT
TO COMMUNITY DEVELOPMENT ACTIVITIES, YEAR 5.
WHEREAS, on the 28th day of June, 1979, the Urban Renewal Agency and
the City of Lubbock executed a Fifth Year Funding Agreement for the agency
to carry out certain activities pursuant to the Housing and Community
Development Act of 1974 as amended; and
WHEREAS, said agreement was amended September 9, 1980; and
WHEREAS, the work as set forth under said Fifth Year Funding Agreement
as amended, has been almost completely accomplished in the designated areas
and there are funds remaining for additional works; and
WHEREAS, there exists certain areas within the Community Development
Neighborhood Rehabilitation and Redevelopment Program that are unfunded
and/or not adequately funded for their planned revitalization; and
WHEREAS, it is necessary to further amend said Fifth Year Funding
Agreement in order to utilize these remaining funds efficiently and to
effectuate the revitalization of the unfunded and inadequately funded
designated areas; NOW THEREFORE:
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the Mayor of the City of Lubbock BE and is hereby authorized and
directed to execute for and on behalf of the City of Lubbock said revised
Funding Agreement, attached herewith which shall be spread upon the minutes
of the Council and as spread upon the minutes of this Council shall constitute
and be a part of this Resolution as if fully copied herein in detail.
Passed by the Council this in_th da , 1981.
j
gcAL STER, MAYOR
ATTEST: I
Evelyn Gaffga, City a ary-Treasurer
APEOVED AS TO CONTENT:
Richard Mays, Community Development Coordinator
APP$OVED AS TO FORM:
Susan M. Horton, Assistant City Attorney
wURBAN RENEWAL AGENCY
COMMUNITY DEVELOPMENT BUDGET CD YEAR
LINE PROGRAM ACTIVITY
NO.
1. Acquisition of Real Pro ert
2. Disposition _
3. Public Facilities and Improvements
RESOLUTION 980
ORIGINAL
5 XX AMENDMENT
(l �^
LATEST A)'P ,
13UDCE'1' 2 ADJUSTMENT'
676 493.00 -37,272.39
4,760_0
- 12/10/81
BUDGET NUMBER
�3
BUDGET/AMT.
RE VESTED
639,220.61
1. Street Improvements
168 64.00
+i$ T92.
J. Water & Sewer Facilities
4.
Clearance Activities
7 X7.00
_
5.
Public Services
1 .0
6.
Interim Assistance
7.
Completion of Previously Approved
Urban Renewal Pro ects
8.
Relocation Pa encs and Assistance
1 004 i44.00
-
_
9.
Payments for Loss of Rental Income
- 32 17.96
971,9.71.04
10.
Removal of Architectural Barriers
11.
Specially Authorized Assistance to
_
Privately Owned Utilities
12.
Rehabilitation and Preservation
Activities
c. Rehabilitation of Private
244 20.00
59,8413.75
�
_ 30 .,168.75:
Properties
15.
SUBTOTAL
16.
Planning
17.
General Administration
18.
Contingencies ---21
Z_,I2_4
M14.00
19.
TOTAL URBAN RENEWAL PROGRAM C05TS
281462.00
-0-
$ 462.00
2,3 89462.00
,
APPROVAL
OF THE EXPENDITURES BUDGET IN THE AMOUNTS SH014N IS
HEREBY REQUESTED.
November 17 ,�„ 8g 7 _ THE URBAN RENEWAL AGENCY OF THE CITY OF LUBBOCK
DATE
BY:(Si natur
(Tim, Executive Director
THE EXPENDITURES BUDGET IS HEREBY APPROVED IN THE AMOUNTS SHOWN.
12/10/81 LSinat
LUBBOCK
DATE
r i
BY:ure "
(.Title) Mavor
0 Budget 112 was approved by City Manager
1
RESOLUTION NO. 2538
RESOLUTION AUTHORIZING THE CHAIRMAN TO ENECUTE AN AMENDED FUNDING
AGREEMENT BETWEEN THE CITY OF LUBBOCK AND THE URBAN RENS AL AGENCY
WITH RESPECT TO COMMUNITY DEVELOPMENT ACTIVITIES, YEAR FIVE
WHEREAS, on the 28th day of June, 1979, the Urban Renewal Agency of the
City of Lubbock executed a fifth year funding agreement for the Agency to
carry out certain activities pursuant to the Housing and Ccnmunity Development
Act of 1974 as amended; and
WHEREAS, said agreement was amended September 9, 1980; and
WHEREAS, the work as set forth under said Fifth Year Funding Agreement
as amended, has been almost completely accomplished in the designated areas
and there are funds remaining for additional work; and
WHEREAS, there exist certain areas within the community development
neighborhood rehabilitation and redevelopment program that are unfunded and/or
not adequately funded for their planned revitalization; and
WHEREAS, it is necessary to further amend said Fifth Year Funding Agree-
ment in order to utilize these remaining funds efficiently and to effectuate
the revitalization of the unfunded and inadequately funded designated areas;
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF Ccm,4ISSIONERS OF THE
URBAN RENEWAL AGENCY OF THE CITY OF LUBBOCK:
THAT the Chairman be and is hereby authorized to execute said revised
funding agreement with the City of Lubbock on behalf of the Urban
Renewal Agency, to provide for the reallocation of the remaining funds
in the specified areas as set forth in the attached amended Exhibit
"B", subject to final approval of said work and reallocations by the
City of Lubbock.
On motion of Commissioner Malouf , seconded by Commissioner
t& --Keever , the above and foregoing Resolution was passed this 17th
day of ov r , 1981, by the following vote:
Ccumissioners voting "AYE": Braxton, Castaneda, Malouf, McKeever,
Nelson.
Commissioners voting "NAY": None.
CHAI
....J... L__ _.�..
CERTIFICATE OF RECORDING OFFICER
The undersigned hereby certifies that:
1. He is the duly qualified and acting Secretary of the Urban Renewal
Agency of the City of Lubbock (hereinafter called the Local Public Agency)
and the custodian of the records of the Loca:1 Public Agency, including the
journal of proceedings of the Board of Commissioners of the Urban Renewal
Agency of the City of Lubbock (hereinafter called the "Governing Body"),
and Is duly authorized to execute this certificate.
2. Attached hereto is a true and correct copy of a resolution including
the WHEREAS clauses, adopted at a meeting of the Governing Body held on the
17th day of. November . 19 8_1 .
3. Said resolution has been duly recorded in the journal of said
meeting and is now in full force and effect.
4. Said meeting was duly convened and -held in all respects in accordance
with law and the by-laws, due and proper notice of said meeting was given. A
legal quorum of members of the Governing-Oody was present throughout said meeting
and a legally sufficient number of members of the Governing Body voted in the
proper manner for the adoption of said resolution. All other requirements and
proceedings under law, said by-laws, or otherwise, incident to the .proper adoption
of said resolution, including any publications, if required by law, have been duly
fulfilled, carried out, and otherwise observed.
5. The Seal appearing below constitutes the official Seal of the Local Public
Agency and was duly affixed by the undersigned at the time this certificate was signet
IN WITNESS WHEREOF, the undersigned has hereunto set his hand this 24th
day of Novembet , 19 81
.(SEA -L)
SECRETARY OF THE URBAN RENEWAL AGENC
OF THE CITY OF LUBBOCK, TEXAS
AMENDMENT #2 BY AREA
COMMUNITY DEVELOPMENT YEAR V BUDGET III
City Mgr.
% Change
Approved
Approved
Amendment
Proposed
From
Budget #1
Budget #2
+ or -
Budget #3
Budget i
AREA 7C - ARNETT BENSON
Property Acquisition
$145,900
$145,340
$ (3,378.50)
$141,961.50
Site Improvement
18,541
17,871
(4,280.58)
13,590.42
Site Clearance
13,300
13,970
(1.45)
13,968.55
Rehabilitation
80,000
62,000
(89.35)
61,910.65
Disposition
500
1,060
(1.84)
1,058.16
Relocation
225,600
235,600
(1,441.57)
224,158.43
Field Costs
101,502
101,502
-0-
101,502.00
Total
$585,343
$567,343
$ (9,193.29)
$558,149.71
- 4.65
AREA 17A - PHYLLIS WHEATLEY
Property Acquisition
$190,288
$118,288
$ (432.89)
$117,855.11
Site Clearance
15,400
15,400
(1,889.27)
13,510.73
Disposition
2,000
2,000
501.84
2,.501.84
Relocation
183,455
255,455
(105.14)
255,349.86
Field Services
85,244
85,244
-0-
852244.00
Total
$476,387
$476,387
$ (1,925.46)
$474,461.54
-.40
AREA 20A - MEADOWBROOK
Property Acquisition
$ 22,500
$ 22,400
$ (414:00)
$ 21,986.00
Site Improvement
25,330
25,050
(3,434.86)
21,615.14
Site Clearance
2,100
2,380
(3.50)
2,376.50
Disposition
-0-
100
-0-
100.00
Relocation
37,952
52,952
(41.65)
52,910.35
Field Services
18,454
18,454
-0-
18,454.00
Total
$106,336
$121,336
$ (3,894.01)
$117,441.99
+ 10.44
AREA 25A - ELLISTON
Property Acquisition
$ 67,280
$ 67,280
$ 3,000.00
$ 70,280.00
Site Improvement
16,929
16,929
12,688.12
29,617.12
Site Clearance
5,600
5,600
1,716.76
7,316.76
Rehabilitation
56,000
104,000
(37,238.30)
141,238.30
Disposition
500
500
(200.00)
300.00
Relocation
85,540
85,540
31,813.05
117,353.05
Field Services
461550
46,550
13,355.00
59,905.00
Total
$278,399
$326,399
$ 99,611.23
$426,010.23
+53.02 -
53.02_AREA
AREA 26C - BEAN
Property Acquisition
$ 91,000
$ 83,500
$(30,910.50)
$ 52,589.50
Site Improvement
17,063
17,063
(3,906.55)
13,156.45
Site Clearance
9,100_
9,100
(3,859.90)
5,240.10
Rehabilitation
40,000
10,000
(564.20)
9,435.80
Disposition
500
500
(300.00)
200.00
Relocation
121,383
106,383
(14,615.81)
91,767.19
Field Services
58,494
58,494
(5,000.00)
53,494.00
Total
$337,540
$285,040
$(59,156.96)
$225,883.04
- 33.08
AMENDMENT #2 BY AREA
COMMUNITY DEVELOPMENT YEAR V BUDGET III
City Mgr. % Change
Approved Approved Amendment Proposed From
Budget X61 Budget #2 + or - Budget413 Budget #
AREA 27A - POSEY
Property Acquisition
$ 55,000
$ 62,500
$ (179.00)
$ 62,321.00
Site Improvement
30,162
30,162
(6,879.16)
23,282.84
Site Clearance
7,700
7,700
(2,254.88)
5,445.12
Rehabilitation
16,000
16,000
(6,736.00)
9,264.00
Disposition
500
500
-0-
500.00
Relocation
83,400
83,400
(17,709.34)
65,690.66
Field Services
40,375
40,375
(6,055.00)
34,320.00
Total
$233,137
$240,637
$(39,813.38)
$200,823.62 -13.86
AREA 29 - STUBBS
Property Acquisition
$ 45,000
$ 47,850
42.50
$ 47,892.50
Site Improvement
36,147
35,947
19,805.69
55,752.69
Site Clearance
3,500
7,000
(3,103.82)
3,896.18
Rehabilitation
-0-
12,000
-0-
12,000.00
Disposition
-0-
100
-0-
100.00
Relocation
46,700
28,450
(72.50)
28,377.50
Field Services
23,249
23,249
(2,300.00)
20,949.00
Total
$154,596
$154,596
$ 14,371.87
$168,967.87 + 9.30
"EXHIBIT B"
COMMUNITY DEVELOPMF�" PROGRAM
YL;Ait 5 ---�--
WORK PROGRAM
AMENDMENT #2 BUDGET #3
ARNE'iT BENSON
(1) Approved
Amended
(2) % Change
AREA 7A
Budget #1
Budget #3
From
and Workload
Workload
Budget U
Estimated Cost
$643,877.00
$634,683.71
- 1.43
Estimated Work Program
1. Acquisition (parcels)
19
21
2. Relocation
Owner -Occupants
10
13
Tenants
8
7
Businesses
2
7
3. Rehabilitation
10
8
4. Public Works &
2,320 L.F. 4'
sidewalk 2,194 L.F.
4' sidewalk
Site InVrovements
W BATLEY
AREA 17A
Estimated Cost
(less Administrative Cost)
$524,000.00
$522,074.60
- .37
Esti u -i Led Work Program
1. Acquisition (parcels)
21.
18
2. Relocation
Nner-(k-cuj, ulLs
10
11
Tenants
10
13
Businesses
4
11
3. Rehabilitation
0
0
4. Public Works & Site Impr.
None proposed for this area
MEADOWBROOK VILLA
AREA 20B
Estimated Cost
(less Administrative Cost)
$116,969.00
$113,074.99
- 3.33
Estimated Work Program
1. Acquisition
4
4
2. Relocation
Owner -Occupants
3
3
3. Rehabilitation
0
0
4. Public Works & Site Impr.
3,170 L F 4'
sidewalk 3,889 L.F.
4' sidewalk
(1) Includes Administrative and Service Costs
(2) Budget #2 was approved by City Manager
e
CD YEAR V (CON'T)
AMENDMENT #2 BUDGET #3
ELLISTON
(1) Approved
Amended(2)
s hange
AREA 25A
Budget #1
Budget #3 &
From
& Workload
Workload _
Budget #1
Estimated Cost
$306,238.00
$392,494.23
28.17
Estimated Work Program
1. Acquisition (parcels)
8
11
2. Relocation
Owner -Occupants
4
5
Tenants
3
6
Businesses
1
6
3. Rehabilitation
7
18
4. Public Works & Site Lnpr.
500 L.F. of AC Waterline
1,668 L.F. of 4' Sidewalk 4,843 L.F.
4' Sidewalk
BEAN SCHOOL
AREA 26C
tstimated Cost
$371,294.00
$317,137.04
-14.58
Estimated Work Program
1. Acquisition (parcels)
8
8
2. Relocation
Owner -Occupants
3
5
Tenants
4
6
Businesses
1
4
3. Rehabilitation
5
1
4. Public Works & Site 7mpr.
2,135 L.F. 4'
Sidewalk 2,049 L.F. 4'
Sidewalk
POSEY EAST
AREA 27A
Estiunated Cost
$256,450.00
$222,691.62
-13.16
Estimated Work Program
1. Acquisition (parcels)
10
9
2. Relocation
Owner -Occupants
3
1
Tenants
8
9
Businesses
1
8
3. Rehabilitation
2
1
4. Public Works & Site Impr. 3,800 L.F. 4' Sidewalk 3,754.L.F. 4' Sidewalk
(1) Includes Administrative and Service Costs
(2) Budget #2 was Approved by City Manager
• CD YEAR V (CON' T)
ANT #2 BUDGET #3
STUBBS SCHOOL (1) Approved Amended (2) % Change
AREA 29A Budget #1 Budget #3 From
& Workload & Workload Budget #1
Estimated Cost $170,634.00 $187,305.87 + 9.77
Estimated Work Program
1. Acquisition 7 4
2. Relocation
Owner -Occupants 4 1
Tenants 3 2
Businesses 1 3
3. Rehabilitation 0 2
4. Public Works & 2,800 L.F. 4' Sidewalk 3,754 L.F. 4' Sidewalk
Site Improvements 2,100 L.F. of AC W/Line
TOTAL COST $2,389,462.00 $2,389,462.00
(1) Includes Administrative and Service Costs
(2) Budget #2 was Approved by City Manager
RESOLUTION 980 — 12/10/81
, s
C1
CONTRACT FOR ACQUISITION AND RELOCATION SERVICES
BETWEEN
THE CITY OF LUBBOCK
AND
URBAN RENEWAL AGENCY OF
THE CITY OF LUBBOCK
THE STATE OF TEXAS §
COUNTY OF LUBBOCK
10th December
THIS Contract is entered into on this I h day of N9Vff6%r, 1981 by and
between the CITY OF LUBBOCK, a home rule municipal corporation, hereinafter
called "CITY", and the URBAN RENEWAL AGENCY OF THE CITY'OF LUBBOCK, hereinafter
called "AGENCY".
WITNESSETH:
WHEREAS, the CITY may acquire certain property pursuant to the expanding
needs of the Community for additional Park and Recreational and other community
facilities; and
WHEREAS, the CITY is to acquire certain additional lands for park facilities
and open space in the vicinity south of Carroll Thompson Junior High School,
and property in the Overton Addition for a community facility in Lubbock, Texas
and desires to have the AGENCY perform certain functions with respect to the
acquisition of such lands and in the administration of the relocation activities
necessary upon acquisition thereof; and
WHEREAS, the AGENCY desires to perform the functions for the CITY with
respect to obtaining appraisals of certain parcels, acquisition of such lands
and the relocation activities anticipated to be necessary upon acquisition
thereof.
NOW, THEREFORE, the CITY and the AGENCY do hereby agree as follows:
1. The AGENCY shall furnish certain services with respect to the acquisi-
tion of certain parcels of land on behalf of the CITY. Pursuant to the Community
Development Block Grant Program, the said parcels being described in Exhibit A
of this contract. All.of the said properties are located within the City of
Lubbock.
2. The AGENCY will provide the following services with respect to the
acquisition of said parcels:
A. The AGENCY shall obtain and present to the CITY appraisals
for the respective parcels of land to be acquired under this
Contract. The CITY shall determine the fair market value of
each parcel of land based on a review of such appraisals,
and AGENCY will meet personally with each owner of respective
parcels of land and present to such owner a written offer
based on such established fair market value.
B. The AGENCY will deliver the written offer to purchase the
property to the owner (based upon the CITY'S review of
appraisal and established fair market value) together with
a summary statement of the basis of the offer, prepared in
accordance with the Uniform Relocation and Real Property
Acquisition Policies Act of 1970, hereinafter called the "ACT".
C. The AGENCY'S negotiator will explain to each owner the
policies and requirements of the CITY with respect to the
acquisition of the parcels of real property to be acquired
as set forth in this contract.
D. The AGENCY will discuss the offer to purchase with the respec—
tive owners of the parcels of real property, including
information contained in the summary statement of the basis
of the offer, and all other terms and conditions of the option
to see which will be presented to the respective owners thereof.
E. The AGENCY will provide the owners of the respective parcels
of property every reasonable opportunity to present evidence
which the owner believes to be relevant to the question of
value and which may be suggested in the terms and conditions
in the option as may be necessary and desirable, and AGENCY
shall report any proposed modification to CITY.
F. The AGENCY will contact all parties to obtain releases of
liens or any other instruments which the CITY deems necessary
for the purpose of securing fee simple title to all of the
parcels to be acquired under this Contract.
G. The AGENCY will provide such services with respect to the coor-
dination of the all appraisal activities, including the
appraiser and review appraiser, as may be necessary and as
requested by the CITY.
3. The AGENCY will provide relocation services with respect to the
owners or tenants of the parcels of real property which are to be acquired by
the CITY, in accordance with the Act, which will include:
A. Notification to owners, tenants or any other person of
relocation assistance that is available under the terms
of the Act.
B. Provide counseling services as necessary to the displaced
owners, tenants or any other person who is entitled to
relocation assistance under the Act.
C. Prepare all necessary claim forms, notices, or any other
papers or documents as may be required by the Act and deliver
such to the appropriate parties.
4. The AGENCY agrees to maintain such records as may be required by the
Act, which is understood to govern the procedures employed in the acquisition
of such parcels of real property for the purposes set forth herein. Upon
completion of all services to be performed under this contract, including the
hereinabove specified relocation services for each parcel, the AGENCY will not
maintain any permanent records with respect to the parcels of real estate to be
acquired under this contract after the completion of such services as are
specified to be performed by the AGENCY herein.
5. The AGENCY agrees to provide such appraisals and appraisal reviews of
the properties to be acquired for such project, in accordance with the Act.
The costs of such appraisals and appraisal reviews shall be borne by the AGENCY.
6. The CITY will, based upon the appraisals and review appraisal of each
parcel, establish the fair market value of each parcel, and pursuant to the
establishment thereof, the AGENCY shall make all certifications relating
thereto as required by the Act.
7. The CITY will provide all legal services, surveys, certificates, or
other instruments necessary for the acquisition and relocation with respect to
the parcels of land as set forth in this contract.
8. The CITY retains the right to make all final decisions with respect
to the.establishment_of`:fair market -value, or any other decision relating to
the eligibility of persons for the receipt of relocation assistance, insofar as
the CITY is vested with discretion in such matters, or with respect to any
other decision or approval that may become necessary in the acquisition of the
properties which are the subject of this Contract.
9. The AGENCY will be responsible for the management of properties
acquired hereunder after acquisition of the parcels set forth herein until such
time as all relocation of the occupants has taken place.
10. The CITY will be reponsible for all structures, foundations, fences,
etc., and for any site preparation of the said described parcels.
11. The CITY will make all payments and disbursements with respect to
acquisition payments or relocation payments, or any other payments which may
become due by virtue of the acquisition of the described parcels for such
project.
12. The CITY will be responsible for any eviction or condemnation pro-
ceedings that may become necessary and the AGENCY will not institute or take
part in any such proceedings except that such AGENCY personnel providing the
services as are specified herein to the CITY will be available to testify in
Court if needed.
13. The CITY shall reimburse the AGENCY for the services of the AGENCY as
are set forth herein, based upon an actual hourly time cost of the personnel of
the AGENCY involved in providing the services and the actual cost of reim-
bursable items including travel, office expense, and appraisal services, and
the AGENCY shall provide the CITY an itemized bill at such time as the apprai-
sals, acquisition and relocation services for any particular parcel are com-
pleted, with the maximum compensation to be due the AGENCY for all services to
be performed and actual expenses incurred and provided hereunder by the AGENCY
to be SIX THOUSAND SEVEN HUNDRED FIFTY DOLLARS ($6,750.00).
14. The AGENCY agrees and is hereby bound in the execution of this
contract by the requirements and provisions as set forth in Part II: Terms and
Conditions, attached hereto and by reference made a part hereof for all particulars
as though fully set out herein.
15. This contract shall terminate upon the completion by the parties and
satisfaction of all terms and provisions provided hereunder.
16. This contract constitutes and expresses the entire agreement between
the parties hereto and shall not be amended or modified except by written
instrument signed by both parties.
IN WITNESS WHEREOF, the CITY and AGENCY have executed this Contract as of
the first date above written.
CITY OFBBOCK
01
nim- e e
......4LMCMISTER, MAYOR
ATTEST:
- E elyn _Gaf ga, tity SecrA Treasurer
APPROVED:`
Richard Mays, Community Dev lopment Coordinator
APPROVED AS TO FORM:
61�� . Uftw
Susan M. Horton, Assistant City Attorney
URBAN RENEWAL AGENCY OF THE
CITY 0 OCK, TEXAS
..." George Nelson, Chaftinan
A'T'TEST
H_,O. Alderson, Secretary
r
EXHIBIT A
SOUTH OVERTON PARK
67440-44-6
Block
44,
Lot
6,
Overton Addition
67440-44-5
Block
44,
Lot
5,
Overton. Addition
67440-44-4
Block
44,
Lot
4,
Overton Addition
PART II - TERMS AND CONDITIONS
FUNDING AGREEMENT
COMMUNITY DEVELOPMENT BLOCK GRANT PROGRAM
Upon execution of the Funding Agreement of which this Part II - Terms and Con-
ditions is a part, the 'City of Lubbock through its Community Development
Department agrees to provide to the Grantee the Federal assistance under Title
I of the Housing and Community Development Act of 1974 (P.L. 93-383) as authorized
by the Funding Approval identified therein, subject to the terms and conditions
of this Funding Agreement, applicable law, regulations and all other requirements
of the Department of Housing and Urban Development (HUD) now or hereafter in
effect. The Funding Agreement is effective with respect to such assistance as
of the date the Funding Agreement is executed and is subject to the HUD Community
Development Block Grant Regulations at 24 CFR Part 570 and the following
General Terms and Conditions:
1. Definitions:
Except to the extent modified or supplemented by this Funding Agreement,
any term defined in Title I of the Housing and Community Development Block
Grant Regulations at 24 CFR Part 570, shall have the same meaning when used
herein.
(a) Agreement means this Funding Agreement, as described above and
any amendments or supplements thereto.
(b) City means the City of Lubbock, Texas.
(c) Grantee means any City Department or division, the Urban Renewal
Agency, or any other department or agency which is designated
by the City to receive Community Development Block Grant funds
for the purpose of carrying out the Community Development Program.
(d) Assurances, when capitalized, means the certifications and
assurances submitted with grant applications pursuant to the
requirements of 24 CFR Part 570.
(e) Assistance provided under this Agreement means the grants and
any loans secured by loan guarantees provided under this
Agreement.
(f) Program means the Community Development program, project, or
other activities, including the administration thereof, with
respect to which assistance is being provided under this Agree-
ment.
2. "Section 3" Compliance in the Provision of Training Employment
and Business Opportunities:
This Agreement is subject to the requirements of Section 3 of the Housing
and Urban Development Act of 1968 (12 USC 1701u), as amended, the HUD regu-
lations issued pursuant thereto at 24 CFR Part 135, and any applicable rules
and orders of HUD issued thereunder prior to the HUD authorization of the
Funding Approval.
The Grantee agrees that it shall be bound by, and shall cause or require
to be inserted in full in all contracts and subcontracts for work financed in
whole or in part with assistance provided under this Agreement, the Section 3
clause set forth below:
TRAINING, EMPLOYMENT, AND CONTRACTING OPPORTUNITIES FOR BUSINESSES
AND LOWER INCOME PERSONS IN CONNECTION WITH ASSISTED PROJECT.
A. The work to be performed under this contract is on a project
assisted under a program providing direct Federal financial
assistance from the Department of Housing and Urban Development
and is subject to the requirements of Section 3 of the Housing
and Urban Development Act of 1968, as amended, 12. U.S.C.
1701u. Section 3 requires that to the greatest extent feasible
opportunities for training and employment be given lower income
residents of the project area and contracts for work in connect-
ion with the project be awarded to business concerns which are
located in or owned in substantial part by persons residing in
the area of the project.
B. The parties to this contract will comply with the provisions of
said Section 3 and the regulations issued pursuant thereto by the
Secretary of Housing and Urban Development set forth in 24 CFR
135, (published in 38 Federal Register 29220, October 23, 1973),
all applicable rules and orders of the Department issued thereunder
prior to the execution of this contract. The parties to this
contract certify and agree that they are under no contractual or
other disability which would prevent them from complying with
these requirements.
C. The contractor will develop and implement an affirmative action
plan for utilizing business concerns located within or owned in
substantial part by persons residing in the area of the project;
and making of a good faith effort, as defined by the regulations,
to provide training, employment, and business opportunities re-
quired by Section 3 of the Housing and Urban Development Act of
1968.
D. The contractor will send to each labor organization or represent-
ative of workers with which he has a collective bargaining agree-
ment or other contract or understanding, if any, a notice advising
the said labor organization or workers' representative of his
commitments under this Section 3 clause and shall post copies .
of the notice in conspicuous places available to employees and
applicants for employment or training.
E. The contractor will include this Section 3 clause in every sub-
contract for work in connection with the project and will, at
the direction of the applicant for or recipient of Federal fin-
ancial assistance, take appropriate action pursuant to the sub-
contract upon a finding that the subcontractor is in violation of
regulations issued by the Secretary of Housing and Urban Develop-
ment, 24 CFR 135. The contractor will not subcontract with any
subcontractor where it has notice or knowledge that the latter
has been found in violation of regulations under 24 CFR 135 and
will not let any subcontract unless the subcontractor has first
provided it with a preliminary statement of ability to comply with
the requirements of these regulations.
F. Compliance with the provisions of Section 3, the regulations set
forth in 24 CFR 135, and all applicable rules and orders of the
Department issued thereunder prior to the execution of the contract,
shall be a condition of the Federal financial assistance provided
to the project, binding upon the applicant or recipient for such
.assistance, its successors, and assigns. Failure to fulfill these
requirements shall subject the applicant or recipient, its contractors
and subcontractors, its successors, and assigns to those sanctions
specified by the grant or loan agreement or contract through which
Federal assistance is provided, and to such sanctions as are specified
by 24 CFR 135.
The Grantee shall provide such copies of 24 CFR Part 135 as may be necessary
for the information of parties to contracts required to contain the above
Section 3 clause.
3. Flood Disaster Protection:
The agreement is subject to the requirements of the Flood Disaster Pro-
tection Act of 1973 (P.L. 93-234). No portion of the assistance provided under
this Agreement is approved for acquisition or constructionpurposes as defined
under Section 3(a) of said Act, for use in an area identified by the
Secretary as having special flood hazards which is located in a community not
then in compliance with the requirements for par icipation in the national
flood insurance program pursuant to Section 201(4) of said Act; and the use of
any assistance provided under this Agreement for such acquisition or construction
in such identified areas in communities then participating in the national
flood insurance program shall be subject to the mandatory purchase of flood
insurance requirements of Section 102(a) of said Act.
Any contract or agreement for the sale, lease, or other transfer of land
acquired, cleared or improved with assistance provided under this Agreement
shall contain, if such land is located in an area identified by the Secretary
as having special flood hazards and in which the sale of flood insurance has
been made available under the National Flood Insurance Act of 1968, as amended
42 U.S.C. 4001 et seq., provisions obligating the transferee and its successors
or assigns to obtain and maintain, during the ownership of such land, such
flood insurance as required with respect to financial assistance for acquisition
or construction purposes under Section 102(a) of the Flood Disaster Protection
Act of 1973. Such provisions shall be required notwithstanding the fact that
the construction on such land is not itself funded with assistance provided
under this Agreement.
4. Equal Employment Opportunity:
(a) Activities and contracts not subject to Executive Order 11246, as
amended. In carrying out the program, the Grantee shall not discriminate
against any employee or applicant for employment because of race, color,
religion, sex, or national origin. The Grantee shall take affirmative action
to insure that applicants for employment are employed, and the employees are
treated during their employment, without regard to their race, color, religion,
sex, or national origin. Such action shall include, but not be limited to, the
following: employment, upgrading, demotion, or transfer; recruitment or recruitment
advertising; layoff or.termination; rates of pay or other forms of compensation;
and selection for training, including apprenticeship. The Grantee shall post
in conspicuous places, available to employees and applicants for employment,
notices to be provided by the Government setting forth the provisions of this
nondiscrimination clause. The Grantee shall state that all qualified applicants
will receive consideration for employment without regard to race, color, religion,
sex, or national origin. The Grantee shall incorporate the foregoing requirements
of this paragraph (a) in all of its contracts for program work, except contracts
governed by paragraph (b) of this section, and will require all of its contractors
for such work to incorporate such requirements in all subcontracts for program
work.
(b) Contracts subject to Executive Order 11246, as amended. Such contracts
shall be subject to HUD Equal Employment Opportunity regulations at 24 CFR Part
130 applicable to HUD assisted construction contracts.
The Grantee shall cause or require to be inserted in full in any nonexempt
contract and subcontract for construction work, or modification thereof, as
defined in said regulations, which is paid for in whole or in part with assist-
ance provided under this Agreement, the following equal opportunity clause:
During the performance of this contract, the contractor agrees as follows:
(1) The contractor will not discriminate against any employee or appli-
cant for employment because of race, color, religion, sex, or national origin.
The contractor will take affirmative action to ensure that applicants are
employed, and that employees are treated during employment, without regard to
their race, color, religion, sex, or national origin. Such action shall in-
clude, but not be limited to, the following: Employment, upgrading, demotion,
or transfrer, recruitment or recruitment advertising; layoff or termination;
rates of pay or other forms of compensation; and selection for training, in-
cluding apprenticeship. The contractor agrees to post in conspicuous places,
available to employees and applicants for employment, notices to be provided by
the contracting officer setting forth the provisions of this nondiscrimination
clause.
(2) The contractor will, in all solicitations or advertisements for
employees placed by or on behalf of the contractor, state that all qualified
applicants will receive consideration for employment without regard to race,
color, religion, sex, or national origin.
(3) The contractor will send to each labor union or representative of
workers with which he has a collective bargaining agreement or other contract
or understanding a notice to be provided by the Contract Compliance Officer
advising the said labor union or workers' representatives of the contractor's
commitment under this section and shall post copies of the notice in conspicuous
places available to employees and applicants for employment.
(4) The contractor will comply with all provisions to Executive Order
11246 of September 24, 1965, and of the rules, regulations, and relevant
orders of the Secretary of Labor.
(5) The contractor will furnish all information and reports required by
Executive Order 11246 of September 24, 1965, and by the rules, regulations, and
orders of the Secretary of Labor, or pursuant thereto, and will permit access
to his books, records and accounts by the City and by the Department of Housing
and Urban Development and the Secretary of Labor for purposes of investigation
to ascertain compliance with such rules, regulations, and orders.
(6) In the event of the contractor's noncompliance with the nondiscrimi-
nation clauses of this contract or with any of such rules, regulations, or
orders, this contract may be canceled, terminated or suspended in whole or in
part and the contractor may be declared ineligible for further Government
contracts or federally assisted construction contract procedures authorized in
Executive Order 11246 of September 24, 1965, or by rule, regulation, or order
of the Secretary of Labor, or as otherwise provided by law.
(7) The contractor will include the portion of the sentence immediately
preceding paragraph (1) and the provisions of paragraphs (1) through (7) in
every subcontract or purchase order unless exempted by rules, regulations, or
orders of the Secretary of Labor issued pursuant to Section 204 of Executive
Order 11246 of September 24, 1965, so that such provisions will be binding upon
each subcontractor or vendor. The contractor will take such action with
respect to any subcontract or purchase order as the Department may direct as a
means of enforcing such provisions, including sanctions for noncompliance;
provided, however, that in the event a contractor becomes involved in, or is
threatened with, litigation with a subcontractor or vendor as a result of such
direction by the Department, the contractor may request the United States to
enter into such litigation to protect the interest of the United States.
The Grantee further agrees that it will be bound by the above equal
opportunity clause with respect to its own employment practices when it participates
in federally assisted construction work; provided, that if the Grantee so
participating is a State or local government, the above equal opportunity
clause is not applicable to any agency, instrumentality or subdivision of such
government which does not participate in work on or under the contract.
The Grantee agrees that it will assist and cooperate actively with the
City, HUD, and the Secretary of Labor in obtaining the compliance of contractors
and subcontractors with the equal opportunity clause and the rules, regulations,
and relevant orders of the Secretary of Labor; that it will furnish the City,
HUD, and the Secretary of Labor such information as they may require for the
supervision of such compliance; and that it will otherwise assist the City and
HUD in the discharge of HUD's primary responsibility for securing compliance.
The Grantee further agrees that it will refrain from entering into any
contract or contract modification subject to Executive Order 11246 of September
24, 1965, with a contractordebarred from, or who has not demonstrated eligibility
for, Government contracts and federally assisted construction contracts pursuant
to the executive order and will carry out such.sanctions and penalties for
violation of the equal opportunity clause as may be imposed upon contractors
and subcontractors by the Department or the Secretary of Labor pursuant to Part
II, Sub -Part D of the executive order. In addition, the Grantee agrees that if
it fails or refuses to comply with these undertakings, the City or the Department
of Housing and Urban Development may take any or all of the following actions:
Cancel, terminate, or suspend in whole or in part the grant or loan
guarantee; refrain from extending any further assistance to the Grantee under
the program with respect to which the failure or refusal occurred until satisfactory
assurance of future compliance has been received from such Grantee; and refer
the case to the Department of Justice for appropriate legal proceedings.
5. Lead -Based Paint Hazards:
The construction or rehabilitation of residential structures with assist-
ance provided under this Agreement is subject to the HUD Lead -Based Paint
regulations, 24 CFR Part 35. Any grants or loans made through the Grantee for
the rehabilitation of residential structures with assistance provided under
this Agreement shall be made subject to the provisions for the elimination of
lead-based paint -hazards under subpart B of said regulations, and the Grantee
shall be responsible for the inspections and certificates required under
Section 35.14(f) thereof.
6. Compliance with Air and Water Acts:
This Agreement is subject to the requirements of the Clean Air Act, as
amended, 42 USC 1857 et seq., the Federal Water Pollution Control Act, as
amended, 33 USC 1251 et seq., and the regulations of the Environmental Pro-
tection Agency with respect thereto, at 40 CFR Part 15, as amended from time to
time.
In compliance with said regulations, the Grantee shall cause or require to
be inserted in full in all contracts and subcontracts with respect to any
nonexempt transaction thereunder funded with assistance provided under the
Agreement, the following requirements:
(1) A stipulation by the contractor or subcontractors that any facility
to be utilized in the performance of any nonexempt contract or subcontract is
not listed on the List of Violating Facilities issued by the Environmental
Protection Agency (EPA) pursuant to 40 CFR 15.20.
(2) Agreement by the contractor to comply with all the requirements of
Section 114 of the Clean Air Act, as amended, (42 USC 1857c-8) and Section 308
of the Federal Water Pollution Control Act, as amended, (33 USC 1318) relating
to inspection, monitoring, entry, reports, and information, as well as all
other requirements specified in said Section 114 and Section 308, and all
regulations and guidelines issued thereunder.
(3) A stipulation that as a condition for the award of the contract
prompt notice will be given of any notification received from the Director,
Office of Federal Activities, EPA, indicating that a facility utilized for the
contract is under consideration to be listed on the EPA List of Violating
Facilities.
(4) Agreement by the contractor that he will include or cause to be
included the criteria and requirements in paragraphs (1) through (4) of this
section in every nonexempt subcontract and requiring that the contractor will
take such action as the Government may direct as a means of enforcing such
provisions.
In no event shall any amount of the assistance provided under this Agree-
ment be utilized with respect to a facility which has given rise to a conviction
under Section 113(c) (1) of the Clean Air Act or Section 309(c) of the Federal
Water Pollution Control Act.
7. Federal Labor Standards Provisions:
Except with respect to the rehabilitation of residential property designed
for residential use for less than eight families, the Grantee and all contractors
engaged under contracts in excess of $29000 for the construction, prosecution,
completion or repair of any building or work financed in whole or in part with
assistance provided under this Agreement, shall comply with HUD requirements
pertaining to such contracts and the applicable requirements of the regulations
of the Department of Labor under 29 CFR Parts 3, 5 and 5a, governing the
payment of wages and the ratio of apprentices and trainees to journeymen;
provided, that if wages rates higher than those required under such regulations
are imposed by state or local law, nothing hereunder is intended to relieve the
Grantee of its obligation, if any, to require payment of the higher rates. The
Grantee shall cause or require to be inserted in full, in all such contracts
subject to such regulations, provisions meeting the requirements of 29 CFR 5.5
and, for contracts in excess of $10,000, 29 CFR 5a.3.
No award of the contracts covered under this section of the Agreement
shall be made to any contractor who is at the time ineligible under the provisions
of any applicable regulations of the Department of Labor to receive an award of
such contract.
8. Nondiscrimination Under Title VI of the Civil Rights Act of 1964:
This Agreement is subject to the requirements of Title VI of the Civil
Rights Act of 1964 (P.L. 88-352) and HUD regulations with respect thereto
including the regulations under 24 CFR Part I. In the sale, lease, or other
transfer of land acquired, cleared or improved with assistance provided under
this Agreement, the Grantee shall cause or require a covenant running with the
land to be inserted in the deed or lease for such transfer, prohibiting discrimination
upon the basis of race, color, religion, sex, or national origin, in the sale,
lease or rental, or in the use or occupancy of such land or any improvements
erected or to be erected thereon, and providing that the City and the United
States are beneficiaries of and entitled to enforce such covenant. The Grantee,
in undertaking its obligation in carrying out the program assisted hereunder,
agrees to take such measures as are necessary to enforce such covenant and will
not itself so discriminate.
9. Obligations of Grantee with Respect to Certain Third Party Relationships:
The Grantee shall remain fully obligated under the provisions of the
Agreement notwithstanding its designation of any third party or parties for the
undertaking of all or any part of the program with respect to which assistance
is being provided under lawful requirements of the City necessary to insure
that the program with respect to which assistance is being provided under this
Agreement to the Grantee is carried out in accordance with the City's Assurances
and certificates including those with respect to the assumption of environmental
responsibilities of the City under Section 104(h) of the Housing and Community
Development Act of 1974.
10. Interest of Certain Federal -Officials:
No member of or delegate to the Congress of the United States, and no
Resident Commissioner, shall be admitted to any share or part of this Agreement
or to any benefit to arise from the same.
11. Interest of Members, Officers, or Employees of City, Members of
Local GoverningBody,' or Other Public Officials:
No member, officer, or employee of the City, or its designees or agents,
no member of the governing body of the locality in which the program is situated,
and no other public official of such locality or localities who exercise any
functions or responsibilities with respect to the program during his tenure or
for one year thereafter;' shall have any interest,' direct or indirect, in any
contract or subcontract, or the proceeds thereof, for work to be performed in
connection with the program assisted under the Agreement. The Grantee shall
incorporate, or.' -cause to be�_.incorporated; in .a11:•.such-:contradts _ or subcontracts _,.-
a,provision.grohibiting'.6tich interest pursuant to the purposes of this section.
12. Prohibition Against Payments of Bonus or Commission:
The assistance provided under this Agreement shall not be used in the
payment of any bonus or commission for the purpose of obtaining HUD approval of
applications for additional assistance, or any other approval or concurrence of
HUD required under this Agreement, Title I of the Housing and Community
Development Act of 1974 or HUD regulations with respect thereto; provided,
however, that reasonable',,fees or bona fide technical, consultant, managerial or
other such services, other than actual solicitation, are not hereby prohibited
if otherwise eligible as' program costs.