HomeMy WebLinkAboutResolution - 1221 - Grant Agreement - FAA - Phase II Expanded Terminal Ramp, LIA - 09/23/1982JMS/mck
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RESOLUTION 1221 - 9/23/82
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the Mayor of the City of Lubbock BE and is hereby authorized and
directed to execute for and on behalf of the City of Lubbock a Grant Agreement
between the City of Lubbock and the United States of America, acting through
the Federal Aviation Administration for a grant in the amount of $835,959.00
for Phase II of expanded terminal ramp, a copy of which Grant Agreement,
attached herewith, shall be spread upon the minutes of this Council and as
spread upon the minutes of this Council shall constitute and be a part of this
Resolution as if fully copied herein in detail.
Passed by the City Council this 23rd day of -'-q �Pm h P. rA 1982.
BILL McALIS R, MAYOR
ATTEST:
F I�Evelyn Gaffga, City Secr
APPROVED.AS TO CONTENT:
2& e �f� —0—OZ2 (-2= �
Marvin Coffee, Di or of Aviation
APPROVED AS TO FORM:
o n M. Sherwin, Assistant City Attorney
RESOLTUION 1221 - 9/23/82
�--
Page a Y -TREASURER
i o� ����s
'DEPARTMENT OF TRANSPORTATION
FEDERAL AVIATION ADMINISTRATION
GRANT AGREEMENT
Part 1
- Offer
Date
of Offer
2 3
SEP 1982
Lubbock International Airport/Planning Area
Project No. 3-48-0138-01
Contract No. DOT-PA82SW-8709
TO: The City of Lubbock, Texas
(herein called the "Sponsor")
FROM: The United States of America (acting through the Federal Aviation
Administration, herein called the "FAA")
WHEREAS, the Sponsor has submitted to the FAA a Project Application dated
July 31, 1981 , for a grant of Federal funds for a project at the
Lubbock International Airport/Planning Area
together With plans and specifications for such development project, or
the planning work definition for such Planning Project, which Project -
Application, as approved by the FAA, is hereby incorporated herein and
made a part hereof; and
WHEREAS, the FAA has approved a project for the Airport or Planning Area
(herein called the "Project") consisting of the following:
Phase II of: Expand terminal ramp.
all as more particularly described in the Project Application.
FAA Form 5100-37 PG 1 (8-82)
t
Page 2 of 4 pages
NOW THEREFORE, pursuant to and for the purpose of carrying out the provisions
of the Airport and Airway Improvement Act of 1982, herein called the "Act,"
and in consideration of (a) the Sponsorts'adoption and ratification of the
representations and assurances contained in said Project Application and
its acceptance of this Offer as hereinafter provided, and (b) the benefits
to accrue to the United States and the public from the accomplishment of
the Project and compliance with the assurances.and conditions as herein
provided, THE FEDERAL AVIATION ADMINISTRATION, FOR AND ON BEHALF OF THE
UNITED STATES, HEREBY OFFERS AND AGREES to pay, as the United States share
of the allowable costs incurred in accomplishing the Project,
90 percentum.
This Offer is made on and subject to the following terms and conditions:
Standard Conditions
1. The maximum obligation of the United States payable under this
offer shall be $ 835,959 which is comprised of:.
$ for planning
835,959 for development other than land
for land acquisition
2. The allowable costs of the project shall not include any costs
determined by the FAA to be ineligible for consideration as to
allowability under the Act.
3. Payment of the United States share of the allowable project costs
will be made pursuant.to and in accordance with the provisions
of such regulations and procedures as the Secretary shall prescribe.
Final determination of the United States share will be based
upon the final audit of the total amount of allowable project
costs and settlement will be made for any upward or downward
adjustments to the Federal share of costs.
4. The sponsor shall comply With the Airport and Airway Improvement
Act of 1982 and shall carry out and complete the Project without
undue delays and in accordance with the terms hereof, and such
regulations and procedures as the Secretary shall prescribe and
agrees to fully comply with the Part V Assurances which are
attached to and become a part of this offer.
5. The FAA reserves the right to amend or withdraw this offer at
any time prior to its acceptance by the sponsor.
6. This offer shall expire and the United States shall not be
obligated to pay any part of the costs of the project unless
this offer has been accepted by the sponsor on or before
September 30, 1982 or such subsequent date as
may be prescribed in writing by the FAA.
FAA Form 5100-37 PG 2 (8-82)
Page 3 of 4 Pages
Special Conditions
7. The Sponsor hereby covenants and agrees that it will not advertise for
bids, award any contract, or commence any of the construction to be
accomplished under this project until it has submitted final plans and
specifications and such plans and specifications have been approved by
the FAA, and it is further understood that the United States will not
make nor be obligated to make any payment for such item of airport
development under this Grant Agreement until the Sponsor has submitted
such plans and specifications and they have been approved, as herein
provided. The Sponsor further covenants and agrees that it will submit
said final plans and specifications to the Administrator on or before
90 days from the date of this Agreement.
8. The property map, Exhibit "A", dated February 1981, attached herewith,
identifies the airport property to which this Grant Offer applies and
is hereby incorporated herein:
9. The plans and specifications referred to on Page 1 of this Grant Agreement
are the preliminary plans and specifications submitted to the FAA on July 27,
1981, all of which are made a part hereof and incorporated herein by reference.
FAA Form 5100-37 PG 3 (8-82)
Page 4 of 4 pages
The Sponsor's acceptance of this Offer and ratification and adoption of the
Project Application incorporated herein shall be evidenced by execution of
this instrument by the Sponsor, as hereinafter provided, and said Offer and
Acceptance shall comprise a Grant Agreement, as provided by the Airport and
Airway Improvement Act of 1982, constituting the obligations and rights of the
United States and the Sponsor with respect to the accomplishment of the Project
and compliance with the assurances and conditions as provided herein. Such
Grant Agreement shall become effective upon the Sponsor's acceptance of this
Offer.
UNITED STATES OF r2DMIICSTRATIO
FEDERAL AV A ION
....... ..
(Title)
Manager, Albuquerque Airports District Office
Part II --Acceptance
The Sponsor does hereby ratify and adopt all statements, representations, .
warranties, covenants, and agreements contained in the Project Application
and incorporated materials referred to in the .foregoing Offer and does
hereby accept said Offer and by such acceptance agrees to all of the terms
and conditions thereof.
Executed this 23rd
(SEAL) .
Attest: .. sees.
City Clerk
Title: ...........................
day of September , 19 82•
The City of Lubbock Texas
............ .. sees . 0 0 0 00 00 0.
Of o r
r
By. '. �..0 .see .0.00000
Mayor
Title ...............................
CERTIFICATE OF SPONSOR'S ATTORNEY
it Joan Sherwin , acting as Attorney for the Sponsor do hereby certify:
That I have examined the foregoing Grant Agreement and the proceedings
taken by said Sponsor relating thereto, and find that the Acceptance thereof
by said Sponsor has been duly authorized and that the execution thereof is
in all respects due and proper and in accordance with the laws of the State
of Texas and the Act and further that, in my opinion, said Grant
Agreement constitutes a legal and binding obligation of the Sponsor in
accordance with the terms thereof.
Dated at .Lubbock, Texas this 23rc0ay o Sep ember 1982 •
sees. :{n . . .. ..............
Titl ��• City At �orney������������
FAA Form 5100-37 ',Last PG (8-82)
• Cve F:_ nisi f+c 7-F0:)b
e N:uC:lr 13. STATE `e %JMBER
FEDERAL ASSISTANCE ' `'`'' o r A►PLICA. TX00402004
T - 1`
CANT'SI- TION
1 1. TrPE PREAPPLICATIDN APFLI• !. DATE b. DATE Fear month dov
tar sneReh
FIE1iT1•
IACTION APPLICATION04 CATION )9) 4 FIER ASSIGNED 1980 06 10
(stere! ap. ❑ KOTIFICATION OF IhMST (Opt) proal
oprsate
:) [:] REPvRT CF FEDf.R,1L ACTION Blank
t. LEGAL APPLICANT/RECIPIENT
5. FEDERAL EMPLOYER IDENTIFICATION NO.
Nana : City of Lubbock
75-6000590
6•
2 0 • 1110 2
a. Applicant
b Orgeaisstion `:nit : Lubbock International Airport
C. Straft/P.O. Sas - : Route 3, Box 389
a, NUMBER
PRO-
GRAM b. TITLE
e. city =Lubbock • � ^ Lubbock
Wro' 1
I. Stats : Texas c. ZIP Cods: 79401
Fedrra: AIP
It, contact Parsan wernr Marvin We Coffee I
catalog)
a
& telephone No.) : 806,/76? -392_R"_
7. TITLE AND DESCRIPTION OF AFPLICAHT'S PROJECT 18.
TYPE OF APPLICANT/RECIPIENT
Relocate county road; expand, mark and light
A_Stote H -Community Action Agency
ian Educational Institution
)~-1 higher
FStemlat
terminal ramp; construct, mark and light
ubmto
O-co�'a 6-OtAir (S""!r)t
connecting taxiway; relocate hangar.
[-City 1
F -School District
G -Soma Purpoo•E
pKti,a Enter appropriate letter lett
S. TYPE OF ASSISTANCE
A-11asit grant lWasurana
"upplementat grant E -Other Enter aynro -
AM
C -Lan priate hater!.)
10. AREA OF PROJECT IMPACT t..N amrs o1 cities, counties,
ESTIMATED NUM.
BER OF PERSONS
12. TYPE OF APPLICATION
A_Nar C -Revision' E-Augmenution
Ill.
S.Ctee, etc.)
BENEFITING
8-Renwrat pmol Ration Eats; appropriate letter D
Lubbock County
250.000
17. PROPOSED FUNDING 14. CONGRESSIONAL DISTRICTS OF. 1S. TYPE OF`CHANGE (For Jae or Jar)
lA-lacrease Dollars F-Otbtr (Specifr):
a. FEDERAL 1 10 _12 1 4T6— W; •• APPLICANT Is. PROJECT "ecrrae Dollars
e C -Increase Duration
19
D-Deve,se Duration
.. APPIICArrr 24 604•"^ 1 7 E-Cenceliation
e STATE r QD ; 16. PROJECT START 17. PROJECT EnterspP+o'
DATE )sar+nontA dor DURATION nriate letter(rJ
15 18 JKoneA.
d. LOCAL i .001 19 .0-9--l—
DA Sear wwath day 19. EXISTING FEDERAL IDENTIFICATION NUMBER
St. ESTIMATED
,00
a. OTHER .00 TOO
BEU@
n 81 07 31 6-48-0138-
f. T07JU Z 11 246 040-m FEDERAL AGENCY►
21. REMARKS ADDED
20. FEDERAL AGENCY TO RECEIVE REQUEST (Name, City, stats, IIP eodt)
A
DOT/FAA ABQ ADO Albuquerque, NM 87106 p Yes ® No
22• a. To the lest of trey knowledge and belief, b. 11 rs%irod b7 OMB Circular A-95 this sial, licsiea was submitted, pursuant to In. Novo. Ruywwoe
•Itarin=houand all realities" m attacked: aporia st1=1
ses
data In this prsa)p!rest;ei/spNiat-o" art structures therein. to Wroprists
I
THE slue and correct. the document list bear. Q D
IAPPLICANT duly outhotised by the governing body of (1) South Plains Association of
CERTIFIES the cppliant and the sPr!rant ""'eorr.p400
the attached sesurancas It ths etial- w Governments (previously submitted).
THAT 10- with
Q 0
dna Is approved. t3)
`
Z3, a. TYPED NAME AND TITLE b. i1L1tATURf
s. DATE SIGNED
Year mowth day
CERTIFYING ��J
REPRE• Marvin W. Coffee Ove
19R► C"1� 31
SENTATIVE Director of Aviation
25. APPLICA- Year mon1A day
24. AGENCY NAME
TION
RECEIVED 19
2b ORGANIZATIONAL UNIT
27. ADMINISTRATIVE OFFICE
IL pE E F CATION ATION
i0 FEDERAL GRANT
29. ADDRESS
IDENTIFICATION
u• FUNDING Year s uts9k day 34. Year w+oatA dal
3Z ACTION TAKEN STARTING
0 a. AWARDED a. FEDERAL S .00 33. ACTION DATE ► 29 DATE 19
day
JIL CONTACT FOR ADDITIONAL INFORMA• 35. Year aesU
O t RFJECTEp b APPLICANT.00
TION (News sad Nleg+Aans number) ENDING
13C. ItMRNED FOR a. STATE J90 DATE It
87. REMARKS ADDED
ANEXDMENT d, LOCAL AO
D! DEFE" D e. OTHER �
- Yss flNo
136, WMDRAw1I00 .
3 I. Tasu s
3L s. on labag above setiea, asp sowments seabed from tarogbouees vera oeR. b. FEDERAL AGENCY A -9S OFFICIAL
Is don tadtr p+ripeai na at Mt 1, pat/ C•rselar &46. (Nos" and taleJrAeae se.)
adored. It aser+aT rmporoa
FEDERAL AGENCY R to Mea car s bring Dada
"s wcnaN
STANDARD FORM 424 PACE 1 00-75)
424-301 o_.. m d b. Carl. sed.rrJ aree"sono ss Circular yrs
DEPARTK ENT OF FEDERAL AVIATION ADM; NISTRA7ION `
PART 11
PROJECT APPROVAL INFORMATION
SECTION A
Item 1.
Does this assistance request require Stole,
regional, or other priority rating?
Yes No
local,
Nome of Governing Body
Priority Rating
Item 2.
Does this assistance request require State, or local Nome of Agency or
advisory, educational or health clearances? " Board
Yes X No (Attach Documentation)
Item 3.
Does this assistance request require clearinghouse review (Attach Comments)
in accordance with OMB Circular A•95? No adverse comments. _.
X Yes No
Item 4.
Does this assistance request require State,
regional or other planning approval?
Yes X No
local,
Nome of Approving Agency
Dote
Item 5.
Is the proposed project covered by an approved
Check one: State
comprehensive plan?
Local g
Regional ^-
X Yes
No
Location of plan Lubbock, Texas
Item 6.
Will the assistance requested serve a Federal
Nome of Federal Installation
installation? Yes X
No
Federal Population benefiting from Project
Item 7.
Will the assistance requested be on Federal land
Nome of Federal Installation
or installation?
Location of Federal Land
Yes X
No
Percent of Project
Item B.
Will the assistance requested have an impact or effect
See instruction for additional information to be
on the environment?
. provided.
Yea X
No
Item 9. /
Number of:
Will the assistance requested cause the displacement of
Individuals
individuals families, businesses, or farms?
Families
Businesses
Yes _X_ No
Forms
Item 10.
Is there other related Federal assistance on this
See instructions for additional information to be
project previous, pending, or anticipated?
provided.
Yes x
No
FAA Form 5100 -IDD 16-731 SUPERSEDES r44 roRM 9100.10 PAGES 1 THRU 7 Pas
V.
DEPAR-r#AENT C2 TRANSPORTATION — FIDERA. AvrATIDN ADI+INISTAATIDN
PART 11 • SECTION C
1
• t
The Spol,-or hereto% rrpre:,entr• and rertifir, a> folluw,•'
,-.
1, G&mpatihle Land Ubr.-The Spun�r ha, taken the full,/wing actwn> to a�•urr co
u•agr'of land •djwrill t1, 1.r n1
the vitinfi of thr airport.
�.f Adopted Airport Hazard Zoning Ordinance
Adopted Airport Master Plan
,1. I lefault•. 'I hr p�In-lir
is not in drfaUll oU am ohllkati,rl tri thr United Stitt,— 1►r am agrrlc% of thr I'nllyd
n1rn1 ►rlYtl�"r'tl+ thr drvelupmrrN. HF►rretlUna /►r Ilia+111rllall/ r l/(.81)) •irl►l►rl. eicrpt a• %fated herrwlth:
None -
1 1.•J•.•.
triltr
t. l,.._ihlr I►l.aI►IIIIIr-.- 7 h1•r.• arc ol, L11•t• Ili 1'Ir' 11111•td111r• tllll'I Ullln� the el<1*endin of eflPon n Ili pRlrgil 1r„1 ,•_,1111 •1
agrern►rnt- ur Ilth-'r Ir�el rn•trun►rnt- affrl-tln. u -r /►f t1` \Irp1►rt ur thr enl�trnre u( pending litigation nr other I. 1
which in rra-►1nal►Ir prl►1/ah ltllni►Iti mtrit{rrtl 1�►mititoil!ril•►f tht. Iry;at 1 r fins Iii I al►aiht�ri r utherM�iut and mPe except alete th efo�lllMar /arra 1/11t t11�
Ilnnl.iorl• of Part \ of lhl p1
None
a. Land. -4e) 7h/ �l►Iln�lr hold- the f//111,Min� prollrrl� iulrrerl iu thr fu111►wink arra• of lallll wlllCll err t.• I/1 �I11.1111^'1
,r wed a- part of +►r in t'onnrct/lm wltll th•• AIrIN►rl. all of which area. are itlrntifird un thr af►►rrm1•ntmnrl 11r/►1/1•rt� n1r11
ie-ttnatrd a• Lahil-it "1": exception, tion, encturlhrance, or out -
(1) Fee simile title free and clear of ail} F
standing interest which would interfere with use of the land's lfaceror thedaforpa-e
above it for (A) airport or air navigation purposes, or,
such poses, for (B) any other purpose, use or disposition authorized or required by.
im
Attac-inent N to CmB Circular A-102, to
See Attached Exhibit A
• �( 2) Easements to :
Identify FY e+f� and NUMEER a$ srx)6 : ZTl r_7m1i7iL f1 •
ltib additional reference to W'tlbit "A" needed -
FAA Fbrm s100-100 (4-776)
ASi! M (Jan/79 )
if o9none", so stat
Page 3a
OMB NO. Od.0
OFPARTMENT OF TRANSPOPTA71U.. — FEDERAL AVIATION ADMINISTRATION
PART 11 - SECTION (: (Continued)
-
lln `pnnror furlbrr ct rtifie- that the aho\e i- ha-, d un a title examination I,% a quahfird attorney or title compan% and t al
.oeh .horse\ or title culnl,:►m Int- deternlilled that the Spowl t/r hold• the ahure pruperh interesh:.
t of any construction work
er
(ro '1tht llflill. \.ill a,•quire i ithin a,re`he fullowiillv i-, ae. rra:' j,fut ill jlaii(I un whicht� Itheconrlructinn work i, to be performed.
I Project, the fall„\, In_ l,h tln rt\ Illlt rt AI In d a- f xhd
ut "A":
all of %iiieh area- arc identified on the aforementioned prol,c rt% n►ap de.i,�tate
(1) Fee simple title free and clear of any exception, enc=brance, or out-
standing interest which would interfere with use of the land's surface or the airspace
above it for (A) airport or air navigation purposes, or, when no longer needed for
such purposes, for (B) any other purpose, use or disposition authorized or required by
Attachment N to QMB Circular A-102, to *
No construction will commence on relocation of the county road
until the Sponsor. has acquired Parcel No. 14 as shown on the
Exhibit "A".
(2) Easemnts to * -
None.
(c) The Sponsor will acquire within a reasonable tiuu•.:Ind if feasible prior to the-completionich are to of all construction work under.
the Project, the billowing prol,crh interest in the followm� arra- of lan�ll of Iwluch areas are identified oed or n the afosed as rementioned
sedart of or .
connection with the .Airl„/rt a, it will be upon completion of the Project.
property map designated as Exhil,it "A":
(1) Fee simple title free and clear of any exception, encumbrance, or out-
standing interest which would interfere with useor, when sno Monger neededsurface or the for
above it for (A) airport or af th
ir navigation purposes,
such purposes, for (B) any other purpose► use or disposition authorized or requires by
Att;„ rhment N to 01 -IB Circular A-102, to
N/A
(2) Easements to *
None.
Vii. Exdu.ice Hight- There i• no rrnt of an exclusive right for the conduct of any aeronautical activity at any airport owned
or controlled by the Sponsor except as follows:
11
3 esti by TR L'T P • NURBER in Exhibit ,A•,. If 'none", so state
No additional reference to DdL bit "A" needed.
FAA Farm 5100-100 (4-76) _ Page 3b''
ASWW (Jan/79)
iii:- ��'•. T R'J-
SECTICI: A
- Gct:Er^,AL
_
•
20.
1. Fedder. o! Domestic Assistance Catalog No............
. -102
AIP
[. Fun--iion=: o• Other $•eckout ..................
.
SECTION E - CALCULATION OF FEDERAL GRANT
Usc only to. revisions
Tool
1
Cost elass+{+co++on.
Lo+esc d
AcIV S'n+VW
.tl CulL
t
� i.�1oLn•
o. t_:
1
t
S
S 12,000
S
' 1. Acmmistration expense
-0-
2. Preiirninary expense
I
I -0
3. Lang s'iuct:aes, right of 1~ay
500,360
4. Architectural engineetinb basic fees
_
-0-
Othe; archite.tura' engineering fees
420 000•
I-
G. Project inspe;.tion fees _
I
-0-
7. Land development
-0-
S. Re:oca ran Expenses
-0-
o �iei,c�;ren paym.nts to Incrvicuals ant- 5eslnesses
-0-
t
10. Denneli!ton and iemova4
$, 459,340
l 11. a-ld p*lect improvement
I
-0-
-
12. E�-ji;l.,.en'
-0-
13.
9,391,700
• 1 � t f Lt.,e, j thr..�r 13!
-0-
i5. Esu,.,ate4Income (it applicable)
j
9 391,700
lo. tie. Prolect Amount (Line 14 rr:inra 15)
I
-o-
i 17. Less: Ineil ible ExclUsiOnS
1854 340
18. Add Contingencies
246 040
15. Total Project A-d. (Excluding Rehabilitation Grata)
I
10,12143E
2r, Fed-2t;e Sha:e re;:_es:es of Line 15
21. Add Rehabilitation Grants Requested (100 Percent)
10,121,43(
22. Total Federal grant requested (Lines 20 8 21)
1 124 60,
Z3. Gtaa:ee s`zre
' r
I
_ _
0
24. Oiler shores
3
S 11.246.04 i
25. Tota' project (Lines27-23 fs 24)
S
PC
ALJ► Fom 5100.100 16 737 SUPERSEDES FAA FDRM f100-10 PAGES
I THRU 7
DEc,A='HENT OF TFAKSPOF.71.TIO,� • FEDERAL AVIATION ADV'WSTRATION
SECTION C — EXCLUSIONS
a
Ineligible for Eacluded from
Classification Participation Contingency Fro. %,o-
r 2;
None. s s
Totals S 's
4
SECTION D : PROPOSED METHOD OF FINANCING NON-FEDERAL�SHARE
27. Grantee Share S
a. Securities
b. Mortgages
c. Appropriations (By Applicant)
d. Bonds 1, 124, 6 04
e. Tax Levies
f. Non Cash
g. Other (Explain)
h. TOTAL —Grantee share 1,124,604
2F. Other Shares
a. State
b. other
-0-
c. Total Other Shares
29. TOTAL S 1-124,604
SECTION E — REMARKS
PART IV PROGRAM NARRATIVE (Attach — See (nStrUC1
FNA Foran 5100-100 ifs -731 SUPERSEDE'_ FAA FORM. 5100-10 PAGES 1 T04RU 7
— --- ---- Page
PART V
ASSURANCES
These assurances are to be attached to and become a part of this grant
agreement.
For airport development projects, these assurances shall remain in full
force and effect throughout the useful life of the facilities developed
under this Project, but in any event not to exceed twenty (20) years
from the date of said acceptance of an offer of Federal aid.for the
Project. However, these limitations on the duration of the covenants do
not apply to the covenant.against exclusive rights and real property
acquired with Federal funds.
For planning projects, only assurances no. 1 (as marked), 2, 3, 4, 16, 25,
26, 30, 31,.and 32 appply,.unless otherwise specified in the grant
agreement.
The sponsor hereby assures and certifies, with respect to this grant that:
1. General Federal Requirements. It will comply with the following laws,
regulations, policies, guidelines and requirements as they relate.to
the application, acceptance and use of Federal funds for this project:
Federal Legislation
a. Federal Aviation Act of 1958
b. Hatch Act *
c. Federal Fair Labor Standards Act #
d. Davis Bacon Act
e. Uniform Relocation Assistance and Real Property
Acquisition Policies Act of 1970 - Titles II and III a
f. National Historic Preservation Act of 1966 -Section 106
g. Archeological and Historic Preservation Act of 1966
h. Flood Disaster Protection Act of 1973 -.Section 102(a)
i. Rehabilitation Act of 1973 - Section 504, Section 503
J. Civil Rights Act of 1964 - Title VI *
k. Aviation Safety and Noise Abatement Act of 1979
1. Age Discrimination Act of 1975
m. Architectural Barriers Act of 1968
n. Vietnam Era Veterans'. Readjustment Assistance Act
of 1974 - Section 402
o. Airport and Airway Improvement Act of 1982
Federal Regulation
a. 49 CFR Part 21 - Nondiscrimination in Federally -Assisted Programs
of the Department of Transportation - Effectuation of Title VI
of the Civil Rights Act of 1964. *
FAA Form 5100-100 (8-82)
Page 6
b. 49 CFR Part 23 - Participation by Minority Business Enterprise
in Department of Transportation Programs. !
c. 49 CFR Part 27 - Non -Discrimination on the Basis of Handicap in
Programs and Activities Receiving -or Benefitting from Federal
Financial Assistance.
d. 41.CFR Part 60 - Office of Federal Contract Compliance Programs,
Equal Employment Opportunity, Department of Labor (Federal and
Federally -assisted Contracting Requirements, Including those
Relating to Disabled Veterans and Veterans of the Vietnam Era
and Handicapped Workers). s .
e. 14 CFR Part 150 - Airport Noise Compatibility Planning. e
Office of Management and Budget Circulars
a. A-95 - Evaluation, Review and Coordination of Federal
and Federally Assisted Programs and Projects. e
b. A-102 - Uniform Requirements for Assistance to
State and Local Governments. e
c. FMC -74-4 - Cost Principles Applicable to Grants and
Contracts with State and Local Governments. e
Executive Orders
a. 11246 - Equal Employment Opportunity in Federal and Federally
Assisted Contracting. e
b. 11593 - Historic Preservation.
c. 11288 - Prevention, Control and Abatement of Water Pollution.
d. 11926 - Evaluation of Flood Hazards.
Specific assurances required to be included in grant agreements by any
of the above are incorporated by reference in this grant agreement.
Items marked with (s) apply to both development and planning•grants.
2. Consistency with Local Plans. The project is reasonably consistent
with plans (existing at the time of approval of the project) of
public agencies authorized by the State in which such airport is
located to plan for the development of the area surrounding the
airport and will contribute to the accomplishment of the purposes
of the Act.
3• Sponsor Fund Availability. It has sufficient funds available for that
portion of the project costs which are not to be paid by the United
States and sufficient funds to assure operation and maintenance of
the facility for the purposes constructed.
FAA Form 5100-100 (8-82)
Page 7
k. Authority of Sponsor. It has legal authority to apply for the grant,
and to finance and construct the proposed facilities; that a'resolution,
motion, or similar action has been duly adopted or passed as an
official act of the applicant's governing body, authorizing the filing
of the application, including all understandings and assurances
contained therein, and directing and authorizing the person identified
as the official representative of the applicant to act in connection
with the application and to provide such additional information as
may be required.
5. Good Title to Airport. It holds good title, satisfactory to the
Secretary, to the landing area of the airport or site therefor, or will
give assurance satisfactory to the. Secretary that good title will be
acquired.
6. Consideration of Local Interest. It has given fair consideration to
the .interest of communities in or near which the project may be located.
7. Public Hearings. In projects involving the location of an airport,
an airport runway, or a major.runway extension, it has afforded the
opportunity for public hearings for the purpose of considering the
economic, social, and environmental effects of the airport or runway
.location and its consistency with the goals and objectives of such
planning as has been carried out by the community and shall, when
requested by the Secretary, submit a copy of the transcript to the
Secretary.
$. Air and Water Quality Standards. In projects involving airport
location, a major runway extension, or runway location it will
provide for the Governor of the state in which the project is located
to certify in writing to the Secretary that the project will be
located, designed, constructed, and operated so as to comply with
applicable air and water quality standards. In any case where such
standards have not been approved and where applicable air and water
quality standards have been promulgated by the Administrator of the
Environmental Protection Agency, certification shall be obtained
from such Administrator. Notice of certification or refusal to
certify shall be provided within sixty days after the project
application has been received by the Secretary.
9. Economic Nondiscrimination. It will make its airport available as
an airport for public use on fair and reasonable terms and without
unjust discrimination, to all types, kinds, and classes of
aeronautical uses including the requirement that (A) each air
carrier using such airport (whether as a tenant, nontenant, or
subtenant of another air carrier tenant) shall be subject to such
FAA Form.5100-100 (8-82)
Page 8
nondiscriminatory and substantially comparable rates, fees, rentals,
and other charges and such nondiscriminatory and substantially
comparable rules, regulations, and conditions.as are applicable to
all such air carriers which make similar use of such airport and
which utilize similar facilities, subject to reasonable classifications
such as tenants or nontenants, and combined passenger and cargo flights
or all cargo flights, and such classification or status as tenant
shall not be unreasonably withheld by any airport provided an air
carrier assumes obligations substantially similar to those already
imposed on tenant air carriers, and (B) each fixed -based operator at
any airport shall be subject to the same rates, fees, rentals, and
other charges as are uniformly applicable to all other fixed -based
operators making the same or. similar uses of such airport utilizing
the same or similar facilities, and (C) each air carrier using such
airport shall have the right to service itself or to use any fixed -base
operator that is authorized by the airport or permitted by the airport
to serve any air carrier at such airport, and (D) that in any
agreement, contract, lease or other arrangement under which a
right or privilege at the airport is granted to any person, firm,
or corporation to conduct or engage in any aeronautical activity
for furnishing services to the public at the airport, the sponsor
will insert and enforce provisions requiring the contractor --
(1) to furnish said services on a fair, equal, and not unjustly
discriminatory basis to all users thereof, and
(2) to charge fair, reasonable, and not unjustly discriminatory
prices for each unit or service; provided, that the contractor
may be allowed to make reasonable and nondiscriminatory
discounts, rebates, or other similar types of price reductions
to volume purchasers.
(E) That it will not exercise or grant any right or privilege which
operates to prevent any person, firm, or corporation operating
aircraft on the airport from performing any services on its own
aircraft with its own employees (including, but not limited to
maintenance and repair) that it may choose to perform, and (F) in
the event the sponsor itself exercises any of the rights and
privileges referred to in this assurance, the services involved
will be provided on the same conditions as would apply to the
furnishing of such services by contractors or concessionaires of
the sponsor under these provisions.
10. Exclusive Rights. It will permit no exclusive right for the use of
The airport by any persons providing, or intending to provide,
aeronautical services to the public. For purposes of this paragraph,
the providing of services at an airport by a single fixed -based
operator shall not be construed as an exclusive right if both of
the following apply: (1) It would be unreasonably costly, burdensome,
FAA Form 5100-100 (8-82)
Page 9
or impractical for more than one fixed -based operator to provide
such services, and (2) If allowing more than one fixed -based operator
to provide such services would require the reduction of space leased
pursuant to an existing agreement between such single fixed -based
operator and such airport.
11. Airport Operation and Maintenance. It will suitably operate and
maintain the airport and all facilities thereon or connected therewith,:
with due regard to climatic and flood conditions.
12. Hazard Removal and Mitigation. It will adequately clear and protect
the aerial approaches to the airport by removing, lowering, relocating,
marking, or lighting or otherwise mitigating existing airport hazards
and by preventing the establishment or creation of future airport
hazards.
13. Compatible Land Use. It will take appropriate action, including the.
adoption of zoning laws, to the extent reasonable, to restrict the
use of land adjacent to or in the immediate .vicinity of the airport
to activities and purposes compatible with normal airport operations,-
including
perations,including landing and takeoff of aircraft.
14. Use by Government Aircraft. It will make available all of the
facilities of the airport developed with Federal financial assistance
and all those usable for landing and takeoff of aircraft to the
United States for use by Government aircraft,in common with other
aircraft at all times without charge, except, if the use by
Government aircraft is substantial, charge may be made for a
reasonable share, proportional to such use, for the cost of
operating and maintaining the facilities used. Unless otherwise
determined by the Secretary, or otherwise agreed to by the sponsor
and the using agency, substantial use of an. airport.by government
aircraft will be considered to exist when operations of such aircraft
are in excess of those which, in the opinion of the Secretary,
would unduly interfere with use of the landing areas by other
authorized aircraft, or during any calendar month that --
a. Five (5) or more government aircraft are regularly based at
the airport or on land adjacent thereto; or
b. The total number.of movements (counting each landing as a
movement) of government aircraft is 300 or more, or the gross
accumulative weight of government aircraft using the airport
(the total movements of government aircraft multiplied by
gross weights of such aircraft) is in excess of five million
pounds.
15. Land for Federal Facilities. It will furnish without cost to the
Federal Government for construction, operation and maintenance of
FAA Form 5100-100 (8-82)
Page 10
facilities for, and uses in connection with, any air traffic
control or air navigation activities, or weather -reporting and
communication activities related to air traffic control, any
areas of land or water, or estate therein, or rights in buildings
of the sponsor as the Secretary considers necessary or desirable
for construction at Federal expense of space or facilities for
such purposes. Such areas or any portion thereof will be made
available as provided herein within four months after receipt of
written requests from the Secretary.
16. Standard Accounting Systems. It will keep all project accounts and
records in accordance with a standard system of accounting prescribed
by the Secretary.
17. Fee and Rental Structure. It will maintain a fee and rental structure
for the facilities and services being provided the airport users which
will make the airport as self-sustaining as possible under the
circumstances existing at that particular airport, taking into account
such factors as the volume of traffic and economy of collection,
except that no part of the Federal share of an airport development
or airport planning project for which a grant is made under this
title or under the Federal Airport Act or the Airport and Airway
Development Act of 1970 shall be included in the rate base in
establishing fees, rates, and charges.for users of that airport.
18.. Reports and Inspections. It will submit to the Secretary such annual
or special airport financial and operations reports as the Secretary
may reasonably request and will make the airport and all airport
records and documents affecting the airport, including deeds,.
leases, operation and use agreements, regulations and other
Instruments, available.for inspection by any duly authorized agent
of the Secretary upon reasonable request.
19. Airport Revenue. It will expend all revenues generated by the
airport, if it is a public airport, for the capital or operating
costs of the airport, the local airport system, or other local
facilities which are owned or operated by the owner or operator
of the airport and directly related to the actual transportation
of passengers or property: Provided, however, that if covenants
or assurances in debt obligations previously issued by the owner
or operator of the airport, or provisions in governing statutes
controlling the owner or operator's financing, provide for the use
of the revenues from any of the airport owner or operator's facilities,
including the airport, to support not only the airport but also the
airport owner or operator's general debt obligations or other
facilities, then this limitation on the use of all other revenues
generated by the airport shall not apply.
FAA Form 5100-100 (8-82)
Page 11
20. Consultation with Users. In making a decision to undertake any
airport development project under this title, it shall undertake
reasonable consultations with affected parties using the airport
at which the project is proposed.
21. Terminal Development Prerequisites. For projects which include
terminal development, it has, on the date of submittal of the project
grant application, all the safety equipment required for certification
of such.airport under section 612 of the Federal Aviation Act of
1958 and all the security equipment required by rule or regulation,
and has provided for access to the passenger enplaning and deplaning
area of such airport to passengers enplaning or deplaning from
aircraft other than air carrier aircraft.
22. Construction Inspection and Approval. It shall subject the construction
work on any project for airport development contained in an approved.
project grant application to inspection and approval by the Secretary
before the project is advertised and such work shall be in accordance
with regulations and procedures prescribed by the Secretary. Such
regulations and procedures shall require such cost and progress
reporting by the sponsor or sponsors of such project as the Secretary
shall deem necessary.
23. Minimum Mage Rates. It will include, in all contracts in excess of
$2,000'for work on projects for airport development approved under
this title which involve labor, provisions establishing minimum
rates of wages, to be predetermined by the Secretary of Labor, in
accordance with the Davis Bacon Act, as amended (40 U.S.C. 276a --276a-5),
which contractors shall pay.to skilled and unskilled labor, and
such minimum rates shall be stated in the invitation for bids and
shall be included in proposals or bids for the work.
24. Veterans Preference. It shall include, in all contracts for work
under project -grants for airport development which involve labor,
such provisions as are necessary to insure that, in the employment
of labor (except in executive, administrative, and supervisory
positions), preference shall be given to veterans of the Vietnam
era and disabled veterans as defined in Section 515(e)(1) and (2)
of the Act. However, this preference shall apply only where the
individuals are available.and qualified to perform the work to
which the employment relates.
25. Audits and Recordkeeping Requirements. It shall keep such records
as the Secretary may prescribe, including records which fully
disclose the amount and the disposition by the recipient of the
proceeds of'the grant, the total cost of the plan or program in
connection with which the grant is given or used, and the amount
FAA Form 5100-100 (8-82)
Page 12
and nature of that portion of the cost of the plan or program
supplied by other sources, and such other records as will facilitate
an effective audit and it shall make available to the Secretary and
the Comptroller General of the United States, or any of their
duly authorized representatives, for the purpose of audit and
examination, any books, documents, papers,.and records of the
recipient that are pertinent to grants received under this title.
The Secretary may require that an appropriate audit be conducted
by a recipient.
26. Audit Reports. In any case in which an independent audit is made
of the accounts of a sponsor relating to the disposition of the
proceeds of a grant or relating to the plan or program in
connection with which the grant was given or used, it shall file
a certified copy of such audit with the Comptroller General of
the United States not later than six months following the close of
the fiscal year for which the audit was made.
27. Civil Rights. It will comply with such rules as are promulgated
to assure that no person shall, on the grounds of race, creed,
color, national origin, sex, age, or handicap be excluded from
participating in any activity conducted with or benefitting from
funds received from this grant.
26. Airport Layout Plan. It will keep up to date at all times an airport
layout plan of the airport showing (1) boundaries of the airport
and all proposed additions thereto, together with the boundaries of
all offsite areas owned or controlled by the sponsor for airport
purposes and proposed additions thereto; (2) the location and nature
of all existing and proposed airport facilities and structures (such
as runways, taxiways, aprons, terminal buildings, hangars and roads),
including all proposed extensions and reductions of existing airport
facilities; and (3) the location of all existing and proposed
nonaviation areas and of all existing improvements thereon. Such
airport layout piaci and each amendment, revision, or modification
thereof, shall be subject to the approval of the Secretary which
approval shall be evidenced by the signature of a duly authorized
representative of the Secretary on the face of the airport layout
plan. The sponsor will not make or permit any changes or alterations
in the airport or in any of its facilities other than in conformity
with the airport layout plan as so approved by the Secretary if
such changes or alterations might adversely affect the safety,
utility, or efficiency of the airport.
29. Preserving Airport Rights and Powers. It will not enter into any
transaction which would operate to deprive it of any of the rights
and powers necessary to perform any or all of the assurances herein
without the written approval of the Secretary, and will act to
acquire, extinguish or modify any outstanding rights or -claims of
right of others which would interefere with such performance by
the sponsor. This shall be done in a manner acceptable to the
Secretary.
FAA Form 5100-100 (6-82)
Page 13
30. Construction Accomplishment. It will execute the project in
accordance with plans, specifications, and schedules as approved
by the Secretary, and incorporated herein, or with modifications
similarly approved, and will provide and maintain competent
technical supervision at the construction site to assure that
completed work conforms. with the approved plans and specifications.
31. Planning ProJecta. In carrying out planning projects, that:
a. It will furnish the Secretary with such periodic reports as
required pertaining to the planning project and planning .
work activities.
b. It will include in all published material prepared in connection
with the planning project a notice that the material was prepared
under a planning grant provided by the Secretary.
c. It will make such.material available for examination by the
public, and agrees that no material prepared with funds under
this project shall be subject to copyright in the United States
or any other country.
d. It will give the Secretary unrestricted authority to publish,
disclose, distribute, and otherwise use any of the material,
prepared in connection with this grant.
e. It will grant the the Secretary the right to disapprove the
Sponsor's employment of specific consultants and their
subcontractors to do all or any part of this project as
well as the right to disapprove the proposed scope and cost
of professional services.
f. It will grant the Secretary the right to disapprove the use
of the sponsor's employees to do all or any part of the project.
g. It understands and agrees that the Secretary approval of this
project grant or the Secretary approval of any planning material
developed as part of this grant does not constitute or imply
any assurance or committment on the part of the Secretary
to approve any pending or future application for Federal
airport grant.
FAA Form 5100-100 (8-82)
Page 14
• r
0
.The following special assurances are added to Part V Assurances attached
to this Offer:
32. The Federal Government does not plan or contemplate the construction
of any structures pursuant to paragraph 15 of Part V, Assurances,
of the application dated July.31, 1981 , and therefore, it
is understood and agreed that the sponsor is under no obligation to
furnish any new areas or new rights without cost to the Federal
Government under this Grant Agreement. However, it is agreed and
understood that the rights of the United States to cost free areas
obtained under unexpired Grant Agreements with the sponsor are
extended for twenty years from the date of this Grant Agreement.
Furthermore, the responsibility for paying the cost of relocating
any facilities located in such cost free areas shall be made in
accordance with Advisory Circular 150/5300-7B, "FAA Policy On
Facility Relocations Occasioned by Airport Improvements or Changes."
Page 15
ADDENDUM TO PART V ASSURANCES
The following text is added to the assurances as numbered:
Add to Assurance 1. General Federal Requirements, under
Federal Legislation:
"p. Powerplant and Industrial Fuel Use Act of 1978 - Section 403."
Add to Assurance 9. Economic Nondiscrimination:
"Provided, that the Sponsor may establish such fair, equal, and not
unjustly discriminatory conditions to be met by all users of the
airport as may be necessary for the safe and efficient operation
of the airport; and Provided Further, That the sponsor may pro-
hibit or limit any given type, kind, or class of aeronautical use
of the airport if such action is necessary for the safe operation
of the airport or necessary to serve the civil aviation needs of
the public."
Add to Assurance 10. Exclusive Rights:
"It further agrees that it will not, either directly or indirectly,
grant or permit any person, firm or corporation the exclusive right
at the airport, or at any other airport now owned or controlled by
it, to conduct any aeronautical activities, including, but not
limited to charter flights, pilot training, aircraft rental and
sightseeing, aerial photography, crop dusting, aerial advertising
and surveying, air carrier operations, aircraft sales and services,
sale of aviation petroleum products whether or not conducted in
conjunction with other aeronautical activity, repair and maintenance
of aircraft, sale aircraft parts, and any other activities which
because of their direct relationship to the operation of aircraft
can be regarded as an aeronautical activity, and that it will ter-
minate any exclusive right to conduct an aeronautical activity now
existing at such an airport before the grant of any assistance under
.the Airport and Airway Improvement..Aet."_
Add to Assurance 11. Airport Operation and Maintenance:
"It will operate and maintain in a safe and serviceable condition
and in accordance with the minimum standards as may be required
or prescribed by the applicable Federal, State and local agencies
for maintenance and operation, the airport and all facilities which
are necessary to serve the aeronautical users of the airport other
than facilities owned and contrplled by the United States, and will
not permit any activity thereon which would interfere with its
use for airport purposes; provided, that nothing contained herein
shall be construed to require that the airport be operated for
FAA Form 5100-100 (8-82)
Page 16
aeronautical uses during temporary periods when snow, flood, or
other climatic conditions interfere with such operation and
maintenance; And Provided Further, That nothing herein shall be
construed as requiring the maintenance, repair, restoration, or
replacement of any structure or facility which is substantially
damaged or destroyed due to an act of God or other condition or
circumstance beyond the control of the sponsor. In furtherance
of this covenant, the sponsor will have in effect at all times
arrangements for-
a. Operating the airport's aeronautical facilities whenever
required;
b. Promptly marking and lighting hazards resulting from airport
conditions, including temporary conditions; and
c. Promptly notifying airmen of any condition affecting aeronautical
use of the airport.
Add to Assurance 29. Preserving Airport Rights and Powers.
"It will not dispose of or encumber its title or other interests in
the site and facilities during the period of Federal interest or
while the Government holds bonds, whichever is the longer. The
obligation to perform all such covenants may be assumed by another
public agency found by the Secretary to be eligible under the Act
to assume such obligations and having the power, authority, and
financial resources to carry out all such obligations. If an
arrangement is made for management or operation of the airport by
any agency or person other than the sponsor or,an employee of the
sponsor, the sponsor will reserve sufficient rights and authority
to insure that the airport will be operated and maintained in
accordance with the Act, the regulations and these covenants.
Delete from Assurance 22. Construction Inspection and Approval.
a ... before the project is advertised ...
FAA Form 5100-100 (8-82)
Page 17
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EXHIBIT
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GRAPHIC SCALE
2 3 SEP 1982
DEPARTMENT OF TRANSPORTATION
FEDERAL AVIATION ADMINISTRATION
The Honorable Bill McAlister
Mayor, City of Lubbock
P. 0. Box 2000
Lubbock, Texas 79457
Dear Mayor McAlister:
AIRPORTS DISTRICT OFFICE
2930 Yale, SE., Room 109A
Albuquerque, NM 87106 -
Enclosed are the original and a copy of a grant offer under
which the Federal Aviation Administration proposes to assist
in specified improvement at your airport. Please execute
both, have your attorney complete the certificate as shown,
and return the original to us.
Please note that this offer must be accepted on or before
September 30, 1982.
Sincerely,
BILL J. HOWARD
Manager, Airports District Office
Enclosure
/L_C U /.2 -:2
STANDARD DOT TITLE VI ASSURANCES
The City of Lubbock, Texas, (hereinafter referred to as the
Sponsor) hereby agrees that as a condition to receiving Federal financial
assistance from the Department of Transportation (DOT), it will comply with
Title VI of the Civil Rights Act of 1964 (42 U.S.C. 2000d et seq.) and all
requirements imposed by 49 CFR Part 21, Nondiscrimination in Federally Assisted
Programs of the Department of Transportation -- Effectuation of Title VI of the
Civil Rights Act of 1964 (hereinafter referred to as the "Regulations") to the
end that no person in the United States shall, on the ground of race, color, or
national origin, be excluded from participation in, be denied the benefits of,
or be otherwise subjected to discrimination under any program or activity for
which the applicant receives Federal financial assistance and will immediately
take any measures necessary to effectuate this agreement.
Without limiting the above general assurance, the Sponsor agrees concerning
Project Nod 3-48-0138-01 (hereinafter roferred to as the Project) that:
1. Each "program" and "facility" (as defined in Sections 21.23(e) and
21.23(b) will be conducted or operated in compliance with all requirements of
the Regulations.
2. It will insert the following notification in all solicitations for bids
issued in connection with the Project and in adapted form in all proposals for
negotiated agreements:
The City of Lubbock, Texas , in accordance with
Title VI of the Civil Rights Act of 1964 (42 U.S.C. 2000d et seq.) and
49 CFR Part 21, Nondiscrimination in Federally Assisted Programs of the
Department of Transportation, hereby notifies all bidders that it will
affirmatively assure that minority business enterprises are afforded
full opportunity to submit bids in response to this invitation and will
not be discriminated against on the grounds of race, color, or national
origin in consideration for an award.
3. It will insert the clauses of Attachment 1 of this assurance in every
contract subject to the Act and the Regulations.
4. Where Federal financial assistance is received to construct a facility,
or part of a facility, the assurance shall extend to the entire facility and
facilities operated in connection therewith.
S. Where Federal financial assistance is in the form or for the acquisition
of real property or an interest in real property, the assurance shall extend to
rights to space on, over, or under such property.
6. It will include the appropriate clauses set forth in Attachment 2
of this assurance, as a covenant running with the land, in any future deeds,
Page 1
leases, permits, licenses, and similar agreements entered into by the Sponsor
with other parties: (a) for the subsequent transfer of real property acquired
or improved with Federal financial assistance under this Project and (b) for
the construction or use of or access to space on, over, or under real property
acquired or improved with Federal financial assistance under this Project.
7. This assurance obligates the Sponsor for the period during which
Federal financial assistance is extended to the program, except where the
Federal financial assistance is to provide, or is in the form of personal
property or real property or interest therein or structures or improvements
thereon, in which case the assurance obligates the sponsor or any transferee
for the longer of the following periods: (a) the period during which the
property is used for a purpose for which Federal financial assistance is
extended, or for another purpose involving the provision of similar services
or benefits or (b) the period during which the Sponsor retains ownership or
possession of the property.
S. It will provide for such methods of administration for the program
as are found by the Secretary of Transportation or the official to whom he
delegates specific authority to give reasonable guarantee that it, other
sponsors, subgrantees, contractors, subcontractors, transferees, successors
in interest, and other participants of Federal financial assistance under
such program will comply with all requirements imposed or pursuant to the
Act, the Regulations, and this assurance.
9. It agrees that the United States has a right to seek judicial
enforcement with regard to any matter arising under the Act, the Regulations,
and this assurance.
THIS ASSURANCE is given in consideration -of and for the purpose of obtaining
Federal financial assistance for this Project and is binding on its contractors,
the sponsor, subcontractors, transferees, successors in interest and other
participants in the Project. The person or persons whose signatures appear
below are authorized to sign this assurance on behalf of the Sponsor.
Attachments 1 and 2
The City of Lubbock, Texas
sor )
r '
By ✓
(Signature of Authorized Official)
Page 2
CONTRACTOR CONTRACTUAL RE4UIREMENTS
ATTACHMENT 1
During the performance of this contract, the contractor, for itself, its
assignees and successors in interest (hereinafter referred to as the
"contractor") agrees as follows:
1. Compliance with Regulations. The contractor shall comply with the
Regulations relative to nondiscrimination in federally assisted programs of
the Department of Transportation (hereinafter, "DOT") Title 49, Code of
Federal Regulations, Part 21, as they may be amended from time to time
(hereinafter referred to as the Regulations), which are herein incorporated
by reference and made a part of this contract.
2. Nondiscrimination. The contractor, with regard to the work
performed by it during the contract, shall not discriminate..on the grounds
of race, color, or national origin in the selection and retention of subcon-
tractors, including procurements of materials and leases of equipment. The
contractor shall not participate either directly or indirectly in the
discrimination prohibited by section 21.5 of the Regulations, including
employment practices when the contract covers a program set forth in
Appendix B of the Regulations.
3. Solicitations for Subcontracts, Including Procurements of Materials
and Equipment. In all solicitations either by competitive bidding or nego-
tiation made by the contractor for work to be performed under a subcontract,
including procurements of materials or leases of equipment, each potential
subcontractor or supplier shall be notified by the contractor of the con-
tractor's obligations under this contract and the Regulations relative to
nondiscrimination on the grounds of race, color, or national origin..
4. Information and Reports. The contractor shall provide all informa-
tion and reports required by the Regulations or directives issued pursuant
thereto and shall permit access to its books, records, accounts, other sources
of information, and its facilities as may be determined by the Sponsor or the
Federal Aviation Administration (FAA) to be pertinent to ascertain compliance
with such Regulations, orders, and instructions. Where any information
required of a contractor is in the exclusive possession of another who fails
or refuses to furnish this information, the contractor shall so certify to
the sponsor or the FAA, as appropriate, and shall set forth what efforts it
has made to obtain the information.
S. Sanctions for Noncompliance. In the event of the contractor's
noncompliance with the nondiscrimination provisions of this contract, the
sponsor shall impose such contract sanctions as it or the FAA may determine
to be appropriate, including, but not limited to --
Page 1
a. Withholding of payments to the contractor under the contract
until the contractor complies, and/or
b. Cancellation, termination, or suspension of the contract, in
whole or in part.
6. Incorporation of Provisions. The contractor shall include the
provisions of paragraphs 1 through 5 in every subcontract, including pro-
curements of materials and leases of equipment, unless exempt by the
Regulations or directives issued pursuant thereto. The contractor shall take
such action with respect to any subcontract or procurement as the sponsor or
the FAA may direct as a means of enforcing such provisions including sanctions
for noncompliance. Provided, however, that in the event a contractor becomes
involved in, or is threatened with, litigation with a subcontractor or supplier
as a result of such direction, the contractor may request the Sponsor to enter
Into such litigation to protect the interests of the sponsor and, in addition,
the contractor may request the United States to enter into such litigation to
protect the interests of the United States.
Attachment 1, Page 2
CLAUSES FOR DEEDS, LICENSES, LEASES, PERMITS OR SIMILAR INSTRUMENTS
ATTACHMENT 2
The following clauses shall be included*in deeds, licenses, leases, permits,
or similar instruments entered into by the City of Lubbock, Texas,
pursuant to the provisions of Assurances 6 (a) and 6 (b).
1. The (grantee, licensee, lessee, permitee, etc., as appropriate)
for himself, his heirs, personal representatives, successors in
interest, and assigns, as a part of the consideration hereof, does
hereby covenant and agree (in the case of deeds and leases add
was a covenant running with the land") that in the event facilities
are constructed, maintained, or otherwise operated on the said
property described in this.(deed, license, lease, permit, etc.) for
a purpose for Which a DOT program or activity is extended or for
another purpose involving the provision of similar services or
benefits, the (grantee, licensee, lessee, permitee, etc.) shall
maintain and operate such facilities and services in compliance
with all other requirements imposed pursuant to 49 CFR Part 21,
Nondiscrimination in Federally Assisted Programs of the
Department of Transportation, and as said Regulations may be amended.
2. The (grantee, licensee, lessee, permitee, etc., as appropriate)
for himself, his personal representatives, successors in interest,
and assigns, as a part of the consideration hereof, does hereby
covenant and agree (in the case of deeds and leases add "as a
covenant running with the land") that: (1) no person on the grounds
of race, color, or national origin shall be excluded from par-
ticipation in, denied the benefits of, or be otherwise subjected
to discrimination in the use of said facilities, (2) that in the
construction of any improvements on, over, or under such land
and the furnishing of services thereon, no person on the grounds
of race, color, or national origin shall be excluded from
participation in, denied the benefits of, or otherwise be
subjected to discrimination, (3) that the (grantee, licensee,
lessee, permitee, etc.) shall use the premises in compliance
with all other requirements imposed by or pursuant to 49 CFR
Part 21, Nondiscrimination in Federally Assisted Programs of
the Department of Transportation, and as said Regulations may
be amended.