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HomeMy WebLinkAboutResolution - 2014-R0276 - Transportation Services Subcontract - Lefleur Transportation - THHSC Transport - 08/28/2014RESOLUTION BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK: THAT the Mayor of the City of Lubbock is hereby authorized and directed to execute for and on behalf of the City of Lubbock a Transportation Service Subcontract, by and between the City of Lubbock and LeFleur Transportation of Texas, Inc., to provide transportation services as administered by the Texas Health and Human Services Commission, and related documents. Said Contract is attached hereto and incorporated in this resolution as if fully set forth herein and shall be included in the minutes of the City Council. Passed by the City Council on August 28, 2014 ROBERTSON, MAYOR AT'T'EST: Rebe ca Garza, City Secret ry APP1tOVED AS TO CONTENT: Bill HgYwerton, AssAant City Manager APPROVED AS TO FORM: ity Attorney -Transactional 1RS.Contract-LeFleur Transp Sery Subcontract 8.14.14 TRANSPORTATION SERVICE SUBCONTRACT BETWEEN LEFLEUR TRANSPORTATION OF TEXAS, INC. AND Citibus THIS CONTRACT ("Contract") is dated as of 08/21/2014 and is entered into by and between LeFleur Transportation of Texas, Inc. ("LeFleur°'), a Texas corporation, and Citibus, ("Subcontractor"), a Texas corporation, and together "the Parties". I. RECITALS 1.1 LeFleur has entered into a contract with the State of Texas Health and Human Services Commission ("HHSC") to provide nonemergency medical transportation services ("NEMT") to eligible Medicaid Clients in those Managed Transportation Organization Region(s) ("Region") that LeFleur has been selected to serve as the Managed Transportation Organization ("MTO") (referred to herein as the "HHSC Agreement"). 1.2 LeFleur desires to engage Subcontractor to perform certain transportation services, as described below, and Subcontractor desires to perform such services for LeFleur; 1.3 The Parties to this Contract are not considered Affiliates or Parties -in -Interest (as defined in the HHSC Agreement); 1.4 LeFleur is committed to the coordination of quality, safe, timely and economical transportation services; and 1.5 Subcontractor has represented that it has the necessary expertise, personnel, and other resources, and is qualified to perform transportation services under this Contract. NOW, THEREFORE, in consideration for the mutual promises and agreements set out herein, it is mutually understood and agreed as follows: II. DEFINITIONS OF WORDS AND TERMS Unless otherwise specified in this Contract, all terms not otherwise defined shall have the same meaning as those terms in the rules governing the Medical Transportation Program ("MTP") as found in 1 Tex. Admin. Code § 380.101. Additionally, for the purposes of this Contract the following definitions apply: 2.1 "Applicable Law" means all federal, state and local statutes, regulations, ordinances, executive orders, decrees and court decisions binding upon the Parties. 2.2 "Authorization" means the procedure by which LeFleur grants advance approval for Covered Services provided to Clients. An authorization number will accompany all trips requested of Subcontractor. 2.3 "Covered Services" means those medical transportation services for which the Client is eligible and which are authorized by LeFleur in accordance with the Authorization procedures. 2.4 °Clients ° are Medicaid, Children with Special Health Care Needs ("CSHCN"), and Transportation for Indigent Cancer Patients ("TICP") clients who do not have any other means of transportation to covered, medically necessary health care services. 2.5 "Effective Date" shall be the date on which full execution of this Contract by all Parties is completed. 2.6 "Exhibits" means all exhibits referenced herein and attached to this Contract, which are incorporated by reference herein and constitute part of this Contract. Capitalized terms not otherwise defined in such exhibits have the meaning as defined in this Article II. The Exhibits to this Contract are: a. Exhibit A — Compensation b. Exhibit A-1- Rates C. Exhibit B — Performance Requirements and Liquidated Damages d. Exhibit C — Business Associate Agreement 2.7 "Managed Transportation Organization" a regional contracted broker defined by Texas Government Code, Section 531.02414, or a local private transportation provider approved by the commission to provide Medicaid nonemergency medical transportation services; or any other entity HHSC determines meets the requirements. 2.8 "No show" means a term assigned to a trip when Subcontractor waits for the client ten (10) minutes beyond the scheduled pick-up or return time. Following this ten (10) minute wait, if the client does not board the vehicle, the client may be declared a no show for the transportation service. The Performing Provider Manual details procedures for handling "no shows." 2.9 "Performina Provider" means a provider of non -emergency medical transportation services whom LeFleur has selected and who has been enrolled with HHSC's Claims Administrator and has entered into an agreement with LeFleur to provide Covered Services to Clients. Subcontractor is a Performing Provider and may be referred to herein as a Performing Provider. 2.10 "Performing Provider Manual" means the manual established by LeFleur which shall contain the written rules, policies, procedures, protocols or directives applicable to each Performing Provider and are incorporated herein by this reference. LeFleur may modify the Performing Provider Manual from time to time for the performance of services hereunder. LeFleur will use reasonable commercial efforts to inform Subcontractor at least ten (10) days in advance of any material changes to the Performing Provider Manual. LeFleur may implement changes to the Performing Provider Manual without Subcontractor's consent if such change is (1) required to comply with applicable federal and State law and regulations, rules, policies and procedures of HHSC, or standards governing the provision of Covered Services or (2) is applicable to all or substantially all of the subcontractors in LeFleur's network and does not materially alter Subcontractor's obligations pursuant to this Contract. Otherwise, changes to the Performing Provider Manual are subject to the terms of section 8.4 of this Contract applicable to modifications of this Contract. LeFleur shall make the Performing Provider Manual available to Subcontractor via LeFleur's website and upon Subcontractor's request. 2.11 "Service Area° means that geographic area in which Subcontractor is authorized and obligated to provide Covered Services under this Contract as set forth in Exhibit A. III. GENERAL CONTRACTUAL TERMS AND CONDITIONS 3.1 Incorporation of HHSC Agreement. Services covered under this Contract shall be performed in full compliance with the HHSC Agreement and the Texas State Plan for Medical Assistance under Title XIX of the Social Security Act. All provisions of the HHSC Agreement are incorporated herein to the fullest extent applicable to the service or activity delegated pursuant to this Contract, including without limitation, the obligation to comply with all applicable federal and State law and regulations, all rules, policies and procedures of HHSC, and all standards governing the provision of Covered Services, all record keeping and reporting requirements, and all obligations to maintain the confidentiality of information, subject to section 6.8 herein. 3.2 Non -Compete. Subcontractor agrees that during the term of this Contract, Subcontractor will not call on, solicit, divert, or take away, either directly or indirectly, either for itself or for any other person, firm, or corporation, any of LeFleur's clients. For the same period of time, Subcontractor will not perform any work for LeFleur's clients without the express written permission of LeFleur. For the same one-year period of time, Subcontractor agrees to refrain from directly or indirectly inducing to leave LeFleur's employment any of LeFleur's employees or other persons associated with the representation of LeFleur. 3.3 Subcontractor's Performance. Subcontractor is responsible for performing all work and services described herein in accordance with the terms and conditions of this Contract and the HHSC Agreement. Subcontractor represents and warrants that it has or will obtain all personnel and equipment required to perform the services hereunder prior to executing this Contract. 3.4 Complaint Process. The Performing Provider Manual contains a complaint process that Subcontractor shall utilize to address operational disputes with LeFleur. 3.5 Term. The initial term of this Contract shall begin on the Effective Date, and shall continue for a period of one (1) year, unless terminated sooner pursuant to the terms and conditions of this Contract. This Contract shall automatically renew upon each anniversary date for one (1) additional year, provided that neither Party has exercised termination rights under the terms provided herein. 3.6 Maintenance of Books and Records. Subcontractor shall maintain books, records, other documents and data necessary and sufficient to document Subcontractor's compliance with the requirements of this Contract, including but not limited to, dispatch and scheduling records, operators' manifests and logs, operator rosters, drug-free workplace policies, training records on behalf of the operators, vehicle maintenance records, insurance records, complaints, and telecommunication metrics. Subject to Section 3.7 below, Subcontractor shall maintain such books, records, data, driving records and documents according to generally accepted record -retention policies and as required by LeFleur for a period of the greater of: (i) five (5) years following termination or expiration of this Contract; (ii) until the resolution of all litigation, claim, financial management review or audit pertaining to the Contract, or (iii) the period of time required by any applicable federal, state, or local law. On the request of LeFleur and/or HHSC, Subcontractor shall submit properly authenticated books, records, other documents, including any internal audit reports, data, or other satisfactory proof as to its compliance with the requirements of this Contract. LeFleur and/or HHSC may also request that Subcontractor produce such books, records, other documents and data as necessary to determine whether Subcontractor has been properly compensated or whether an overpayment or erroneous payment has been made to Subcontractor and Subcontractor shall produce such books, records, other documents, and data. Subcontractor shall, on the request of LeFleur and/or HHSC, provide access during customary business hours to inspect Subcontractor's records, facilities and all vehicles used to provide services for this Contract, including all vehicles owned and/or leased by Subcontractor or otherwise provided by or owned by the operators of such vehicles. 3.7 Frew Requirements. The Consent Decree and Court Action Orders resulting from Frew, et a/., v. Janek, et al., Civil Action No: 3:93CV65, ("Frew) directly impact the delivery of medical transportation services Subcontractor delivers under this Contract to children under age 21 who are enrolled in Medicaid. Subcontractor shall comply with all aspects of Frew when providing services pursuant to this Contract. Immediately upon notification by LeFleur, Subcontractor will be required to implement any new or corrective actions required to maintain Frew compliance. These requirements may apply to any facet of operations related to this Contract. Pursuant to Frew, Subcontractor is required to maintain all documents related to children under age 21 who are enrolled in Medicaid. Subcontractor shall retain such records until LeFleur receives written authorization from HHSC that such records may be destroyed and provides Subcontractor written notice of the same. The term document is broad and encompasses the original and any draft or non -identical copy of any document, including exhibits and attachments. The term document also includes any method of reducing or recording information in written form, including but not limited to, a memo, letter, note, post- it, drawings, graphs, charts, emails, electronic or videotape recordings, digital signatures, computer disks, tapes or other forms of computer memory storage, and other data compilations. Hard copy documents can be stored in a more convenient form (e.g., scanned computer image, microfiche). Provided the document in the new medium is clearly decipherable and an exact duplicate (other than its medium of storage), the original hard copy does not need to be retained. Records maintained by former employees must be retained upon the employee's departure. All data and record documents must be released to LeFleur and/or HHSC at the termination of this Contract. 3.8 Relationship of Parties. Subcontractor is an independent contractor of LeFleur. Neither Subcontractor nor its employees, agents or officers are employees or agents of LeFleur for any purpose. Subcontractor shall not, without the prior written consent of LeFleur, enter into any contract or commitment in the name of or on behalf of LeFleur or attempt to bind LeFleur in any respect whatsoever. 3.9 INDEMNIFICATION. FOR PURPOSES OF THIS SECTION, ALL REFERENCES TO LEFLEUR SHALL ALSO INCLUDE HHSC, ITS SUBSIDIARIES AND SUCCESSORS, AND THE STATE OF TEXAS. SUBCONTRACTOR COVENANTS AND AGREES THAT, TO THE MAXIMUM EXTENT PERMITTED BY LAW, IT WILL INDEMNIFY, DEFEND, AND HOLD LEFLEUR, AND ITS EMPLOYEES, VOLUNTEERS, SUBCONTRACTORS, OFFICERS, DIRECTORS, AND AGENTS, HARMLESS FROM AND AGAINST ANY AND ALL LIABILITIES, ACTIONS, DAMAGES, CLAIMS, DEMANDS, JUDGMENTS, LOSSES, COSTS, EXPENSES AND SUITS RESULTING FROM, OR ALLEGED TO RESULT FROM, ANY NEGLIGENCE OR WILLFUL MISCONDUCT OF SUBCONTRACTOR, AND ITS EMPLOYEES, OFFICERS, DIRECTORS AND AGENTS, ARISING OUT OF, OR ALLEGED TO BE ARISING OUT OF, THE OBLIGATIONS OF THIS CONTRACT AND THE SERVICES PROVIDED BY SUBCONTRACTOR. SUBCONTRACTOR FURTHER AGREES TO THE MAXIMUM EXTENT PERMITTED BY LAW TO INDEMNIFY LEFLEUR AND ITS EMPLOYEES, VOLUNTEERS, SUBCONTRACTORS, OFFICERS, DIRECTORS, AND AGENTS FOR ANY REASONABLE AND NECESSARY ATTORNEY'S FEES AND EXPENSES INCURRED IN DEFENSE OF SUCH ACTIONS, SUITS AND CLAIMS. 3.10 Laws. Regulations, and Permits. Subcontractor warrants that in the performance of this Contract, it shall fully comply with all applicable federal, state, and local laws and ordinances and all lawful orders, rules, and regulations required for full performance under this Contract. 3.11 Nondiscrimination. Subcontractor and Subcontractor's principals, employees and subcontractors shall abide by all federal and State laws, regulations and orders which prohibit discrimination because of race, creed, color, religion, sex, national origin, ancestry, age, or physical or mental disability, including, but not limited,to, the federal Civil Rights Act of 1964, the federal Americans with Disabilities Act of 1990, the federal Rehabilitation Act of 1973, and federal Executive Orders 11246 and 11375. Subcontractor further agrees to take affirmative action to ensure that no unlawful discrimination is committed in any manner, including, but not limited to, in the delivery of services under this Contract. 3.12 Drug -Free Workplace Act. Subcontractor shall provide a comprehensive drug-free workplace program in accordance with federal regulations 49 CFR Part 40 and Part 655. Subcontractor shall: a. Publish a policy statement, specifying standards of conduct and sanctions for violations. b. Publish and abide by a strict zero -tolerance policy regarding drug and alcohol abuse. C. Furnish a copy of the policy statement to each employee and independent operator performing service under this Contract. d. Establish an employee -awareness program, which includes, but is not limited to an explanation of the policy statement to all employees along with information on local drug/alcohol resources. e. Notify the appropriate federal agency when an employee or operator is convicted of a violation of a criminal drug statute occurring at the work site. Provide referrals to employees for recovery programs when the employee's use of alcohol or mood- altering substances has produced a dependency harmful to the employee's work performance. 3.13 Litigation. Subcontractor shall notify LeFleur immediately upon receiving notice of any action, suit, or claim threatened against Subcontractor which may result in litigation related in any wait to this Contract. 3.14 Assignment/Assumption of Subcontract by HHSC. If HHSC terminates the HHSC Agreement for cause, LeFleur shall (upon HHSC's request) consent to assignment or assumption of this Contract, or discrete provisions thereof, for services and deliverables provided under the HHSC Agreement to HHSC or HHSC's designee. Subcontractor expressly agrees that HHSC has the foregoing option. 3.15 Conflicts of Interest. a. General. Subcontractor should carefully review Article 12 of the Uniform Terms and Conditions for additional information concerning conflicts of interest. b. Warranty. Except as otherwise disclosed and approved by LeFleur prior to the Effective Date of this Contract, Subcontractor warrants that, as of the Effective Date and to the best of its knowledge and belief, there are no relevant facts or circumstances that could give rise to organizational conflict of interest affecting the HHSC Agreement. Subcontractor affirms that it has neither given, nor intends to give, at any time hereafter, any economic opportunity, future employment, gift, loan, gratuity, special discount, trip, favor, or service to a public servant or any employee or representative of same, at any time during the procurement process or in connection with the procurement process except as allowed or circumstances, a relationship, or other situation under which a contractor, or a subcontractor has past, present, or currently planned personal or financial activities or interests that either directly or indirectly: (1) Impairs or diminishes the offeror's, contractor's, or subcontractor's ability to render impartial or objective assistance or advice to LeFleur or HHSC; or (2) Provides the contractor or subcontractor an unfair competitive advantage in future HHSC procurements. C. Continuing Duty to Disclose. Subcontractor agrees that, if after the Effective Date, Subcontractor discovers, is made aware of an organizational conflict of interest, Subcontractor will immediately and fully disclose such interest in writing to LeFleur. In addition, Subcontractor must promptly disclose any relationship that might be perceived or represented as a conflict after its discovery by Subcontractor, LeFleur or by HHSC as a potential conflict. LeFleur reserves the right to make a final determination regarding the existence of conflicts of interest, and Subcontractor agrees to abide by LeFleur's decision. The disclosure will include a description of the action(s) that Subcontractor has taken or proposes to take to avoid or mitigate such conflicts. d. Remedy. If LeFleur determines that an organizational conflict of interest exists, LeFleur may, at its discretion, terminate the contract. If LeFleur determines that Subcontractor was aware of an organizational conflict of interest before the Effective Date of the Contract and did not disclose the conflict to LeFleur, such nondisclosure will be considered a material breach of the Contract. Furthermore, such breach may be submitted to the Office of the Attorney General, Texas Ethics Commission, or appropriate state or federal law enforcement officials for further action. 3.16 Provider Manual. LeFleur may modify the Performing Provider Manual from time to time for the performance of services hereunder as described in section 2.8 herein. LeFleur shall make the Performing Provider Manual available to Subcontractor via LeFleur's website and upon Subcontractor's request. Subcontractor and LeFleur intend for, and shall be bound by this Contract, any Exhibits, and the Provider Manual, as one integrated contract. IV. INSURANCE 4.1 Insurance Reauirements. a. Subcontractor and/or operators shall obtain, maintain, and pay for the insurance coverage designated in this Article from generally recognized, financially responsible insurers that are A.M. BEST rated at a minimum of A. The insurer must be licensed in the State of Texas. All such insurance coverage shall be primary to any other insurance coverage available to LeFleur, HHSC, and/or its officers, directors, elected or appointed officials, employees, agents and volunteers. b. LeFleur, HHSC, their officers, directors, elected and appointed officials, employees, agents and volunteers shall be designated as "Primary Additional Insured" parties on all policies of insurance for activities performed by Subcontractor under this Contract, so that to the full -extent of such insurance, LeFleur, HHSC, their officers, directors, elected and appointed officials, employees, agents and volunteers shall be insured against claims, risks, and losses in connection with any activity performed by Subcontractor under this Contract. A copy of the primary additional insured endorsement must be submitted with the certificate of insurance. LeFleur may notify Subcontractor that additional agencies need to be added as "Primary Additional Insured" on five (5) days written notice. C. Insurance shall be occurrence -based. In the event that any of the insurance required by this Article becomes available only on a "claims made," rather than on an "occurrence" basis, such insurance shall contain a "prior acts" provision so that losses arising out of events that occurred on or after the retroactive date will be covered to the same extent such losses would be covered if they arose out of events that occurred after the date of the coverage would have taken effect. The retroactive date will be the date the insurance was converted to occurrence - based, or the signing date of the first Contract with LeFleur, whichever is earlier. In the event that any of the insurance required by this Article becomes unavailable, or available only on a "claims made" basis, without a "prior acts" provision, LeFleur may terminate use of Subcontractor for transportation services in accordance with Section 7.1.c.1 herein. Subcontractor at its sole expense shall obtain and file with LeFleur a certificate of insurance or other proof satisfactory to LeFleur showing coverage required under this Article. All evidence of insurance shall be certified by a properly authorized officer, agent or qualified representative of the insurer(s), and such certification shall include the names of the insured, the types and amounts of insurance, the location and operations to which the insurance applies and the policy expiration dates, and shall provide that the insurer(s) will give, by certified mail, notice to LeFleur at least thirty (30) days prior to the effective date of any cancellation, lapse or material change in the policy. d. Subcontractor shall, on demand of LeFleur, deliver to LeFleur all certified copies of the policy or policies of insurance within ten (10) days and provide evidence satisfactory to LeFleur of payment of premiums thereon. Should Subcontractor fail to obtain and maintain in force any such insurance or deliver such policy or policies and receipts or other proof of insurance required by LeFleur to LeFleur, then LeFleur shall have the right to terminate this Contract immediately without notice or the opportunity to cure, notwithstanding the termination provisions that would otherwise apply under Section 7.1.c below. 4.2 Insurance Coverage and Other Reauirements. The insurance policies must provide the following coverage: a. Coverage: 1. Automobile Liability shall be for "Any Auto." 2. Commercial General Liability 3. Personal Identity Coverage (PIC) b. Minimum Limits Coverage: 1. Non -Governmental entities shall comply with following insurance requirements after issuance of the purchase order and prior to beginning work: i. Comprehensive General Liability Minimum Limits: A. $1,000,000 Each Occurrence B. $1,000,000 Personal & Adv Injury C. $2,000,000 General Aggregate D. $2,000,000 Products/Comp Op Aggregate E. $5,000 Medical Expense each person F. $50,000 Damage to Rented Premises ii. Business Auto Liability for Any Auto Minimum Limits: CSL (Combined Single Limit) of: A. $1,000,000 Bodily Injury per person B. $1,000,000 Bodily Injury per accident C. $1,000,000 Property damage per accident iii. Identity Theft Coverage Limits: $1,000,000 2. All Governmental entities shall be required to comply with all State and Federal Laws applicable to the Governmental entity. i. Reference Civil Practice & Remedies Code, Title 5, Governmental Liability Limitation on Amount of Liability Providing insurance coverage under this Article shall not be construed to relieve Subcontractor from liability for the deductible or for amounts in excess of these policy limits. C. Separation of Insured. The insurance shall include a "cross liability," "severability of interests," or "separation of insured" clause indicating essentially that "except with respect to the limits of insurance, and any rights or duties specifically assigned in this coverage part to the first named insured, this insurance applies as if each insured were the only insured and separately to each insured against whose claim is made or suit is brought." d. Change in Coverage. The types and amounts of coverage provided by this policy to LeFleur, HHSC, and any other named insured shall include a provision which provides that the coverage may not be terminated, reduced, or otherwise modified in any respect without providing at least thirty (30) calendar days' prior written notice to LeFleur via certified mail. e. Waiver of Subrogation. All policies must include a waiver of subrogation in favor of HHSC. f. ACORD Form. If an "ACORD" form of Certificate of Insurance is provided to LeFleur, the wording at the bottom of the ACORD form must be modified and changed to read: "Should any of the above- described policies be canceled before the expiration date thereof, the issuing company will mail thirty (30) days written notice to LeFleur, Attention: Michael P. Ford, CFO, via certified mail." 4.3 Worker's Compensation. Subcontractor shall maintain worker's compensation insurance in the amount and type required by law for all employees under this Contract who may come within the protection of workers compensation laws. Said insurance must include a waiver of subrogation in favor of HHSC, and must be issued by a company licensed in Texas, with an A rating from A.M. BEST and authorized to provide the corresponding coverage. The following are the required limits: • Workers Compensation: Statutory Limits • Employers Liability: $1,000,000.00 each accident • Disease $1,000,000.00 Each Employee • Disease $1,000,000.00 Policy Limit V. SUBCONTRACTOR RESPONSIBILITIES Subcontractor agrees to perform the following services and obligations, as more specifically described below and in LeFleur's Performing Provider Manual: 5.1 Scope of Service. Subcontractor shall provide authorized transportation services for Clients as an independent contractor of LeFleur. Such services shall be provided in accordance with the terms, conditions and specifications set forth in this Contract and in accordance with published LeFleur policies and procedures, LeFleur's Performing Provider Manual and the HHSC Agreement. LeFleur does not guarantee a level of utilization to Subcontractor, and LeFleur does not guarantee that it will schedule any trips for Subcontractor. Utilization of Subcontractor will depend on such factors as cost, service demand, and appropriate level of service, location, vehicle suitability, responsiveness, and Subcontractor's demonstrated quality of service. LeFleur schedulers will consider these and similar factors to determine the most appropriate Subcontractor for any eligible client. 5.2 Overpayment/Erroneous Payment. In the event that LeFleur determines that overpayment or erroneous payment has been made to Subcontractor, whether due to error by LeFleur, or error, negligence, or intentional misrepresentation by Subcontractor, Subcontractor shall on the request of LeFleur, repay to LeFleur such overpayment or erroneous payment, including any interest that is owing thereon, within thirty (30) days of such request. LeFleur may, in its sole discretion, withhold payment of any amounts due and owing to Subcontractor, sufficient to compensate LeFleur for any and all overpayments it reasonably believes have been made to Subcontractor, pending legal action or other resolution of the problem to LeFleur's satisfaction. In addition, LeFleur may withhold an amount sufficient to pay for the cost of collection of any overpayment to Subcontractor, including reasonable attorney fees. 5.3 Compensation. During the term of this Contract, LeFleur shall pay Subcontractor in accordance with the provisions defined in Exhibit A and rates in Exhibit A-1. Trip manifest and Encounter data shall be submitted according to the terms of Exhibit A. Failure to submit trip manifest data and related driver manifests with client and attendant signature will result in delayed payments. LeFleur will reimburse Subcontractor as per Section 5 of Exhibit A. In accordance with Medicaid requirements, any invoice submitted for payment exceeding 95 days from the date of service will not be paid. 5.4 Payment in Full. Subcontractor shall consider payment by LeFleur for services provided under this Contract as payment in full. Subcontractor shall not charge a fare nor shall a gift, gratuity or payment be accepted from a rider whose trip has been authorized by LeFleur. Subcontractor shall not request or collect payment from HHSC or any Client for the services performed under this Contract. If Subcontractor obtains payment for services provided under this Contract from a Client, Subcontractor shall immediately refund such payment to the Client. 5.5 Trip Manifest/Onerator Logs. Trip manifest and operator log formats must be approved by LeFleur prior to use to ensure all information and data elements required by HHSC are maintained. 5.6 Taxes. Licenses. and Certificate Reauirements. This Contract and any of the services performed hereunder are contingent and expressly conditioned on the ability of Subcontractor to provide the specified service consistent with all applicable laws and regulations of any appropriate entity with jurisdiction, including obtaining and maintaining licenses and certificates as applicable. If, for any reason, Subcontractor's licenses or certificates are terminated, suspended, revoked or in any manner modified from their status at the time this Contract is effective, Subcontractor shall notify LeFleur immediately of such condition in writing. During the term of this Contract, Subcontractor and Subcontractor's subcontractors shall remain liable for, and shall pay in a timely manner, all vehicle licensing costs and taxes levied on Subcontractor's vehicles and other operating assets used for service under this Contract. 5.7 Description of Services and other responsibilities. The services provided by Subcontractor shall be solely demand -responsive transportation services. Eligible Clients may call LeFleur with trip requests. LeFleur may schedule authorized trips with Subcontractor. The specific types of trips are further described in the Performing Provider Manual. 5.8 Other Subcontractor responsibilities include the following: a. When transporting children, operators must follow Texas State child securement requirements. b. Pre -established trip destinations cannot be altered without prior approval from LeFleur. Stops for picking up prescriptions and/or medical supplies are allowed en route to or from an authorized medical trip only when authorized by LeFleur. On receiving such a request from a Client, the operator shall follow the procedures outlined in the Performing Provider Manual, including contacting the dispatcher to request LeFleur approval. C. Subcontractor shall be responsible for managing and monitoring all major capital equipment associated with services provided under this Contract (e.g., all vehicles, facilities, maintenance equipment, two-way radios, wheelchair lifts, etc.). d. Subcontractor shall provide sufficient telephone lines and equipment to meet the needs of staffing levels required to service the terms of this Contract. This includes receiving callbacks from Clients or medical providers to return the Client to their point of origination. e. Subcontractor shall provide fax equipment that will meet the service requirements of this Contract (the fax shall be capable of reading incoming messages into memory and be easily accessible to dispatch). f. Subcontractor shall maintain. a business -based PC -compatible computer with Internet access at a speed compatible to broadband or DSL. g. Subcontractor will maintain a printer capable of printing documents. h. Subcontractor shall be responsible for all aspects of day-to-day operations of the service, including employment of personnel, supervision of operators, and vehicle/equipment maintenance. Subcontractor will comply with policy and procedure directives published by LeFleur. Subcontractor is responsible for ensuring every reasonable effort is made by the operator to locate the Client to complete the transport. This includes, but is not limited to requesting dispatch call the phone number at the pick-up location if provided by LeFleur, and at a facility asking for staff assistance. j. Subcontractor shall ensure that Clients arrive to health care facilities at least fifteen (15) minutes but no more than one (1) hour prior to their scheduled appointment times. No client should be dropped off prior to the health care providers' scheduled operating hours. k. Subcontractor must ensure that all operators, employees and supervisors participate in a drug and alcohol program in accordance with federal regulations 49 C.F.R. Part 40 and Part 655. 5.9 Service Areas. Subcontractor shall serve eligible Clients primarily within the Service Areas outlined in Exhibit A. 5.10 Hours of Operations. Subcontractor shall, at a minimum, provide service to eligible Clients as defined in Exhibit A. Subcontractor may, at LeFleur's request, provide service outside of normal business hours on an as -needed basis. 5.11 Operator Roster. A current list of qualified operators providing service under this Contract shall be maintained by Performing Provider at all times ("Operator Roster"). The Operator Roster shall include, at a minimum, the operator's name and driver's license number. Subcontractor shall submit the Operator Roster as designated by LeFleur before the start of operations and monthly thereafter. If any terminations, additions, or other changes are made to the Operator Roster, Subcontractor shall immediately submit an updated Operator Roster to LeFleur. Furthermore, Subcontractor is required to immediately submit the Operator Roster upon request by LeFleur or HHSC, which may be made without prior notice. 5.12 Operator Qualifications. Subcontractor shall ensure that all operators providing or seeking to provide transportation services under this Contract are in compliance with the Standards for Motor Vehicle Operators described in the HHSC Agreement and Performing Provider Manual, including but not limited to: a. Valid Driver's License. Subcontractor's operators shall have appropriate and valid Texas State driver's licenses and any other licenses or permits required for the type of vehicle being operated and the service being provided under this program, including a "For Hire" license, if applicable. Subcontractor shall at all times maintain a current listing of all operators providing service under this Contract, which includes verification of appropriate licensure, including a copy of the operator's Texas driver's license, For Hire license, and any other required license. b. Driving History. Subcontractor shall verify the driving record information of the motor vehicle operator that is maintained by the Department of Public Safety (DPS) pursuant to Texas Transportation Code, Chapter 521, Subchapter C ("Driving History Report"). A motor vehicle operator who does not meet driving history requirements may not provide transportation services under this Contract. All operators are barred from providing services under this Contract if an operator has any findings by a law enforcement authority of driving while intoxicated (DWI/DUI) or under the influence of any substance that may impair the driver's ability to safely operate a motor vehicle within seven (7) years prior to the initial hire date or any time after the hire date. Also, any operator who has two (2) or more moving violations (including at fault vehicle accidents) either on or off the job within a one- year time period is barred from providing transportation services under this Contract. C. Criminal Background. All operators must complete a nationwide criminal history background check for all offenses, including any felony or misdemeanor convictions, and a National and State Sex Offender Registry check (collectively the "Criminal Background Check"), upon hire and annually thereafter. A minimum of seven (7) years' criminal history background check must be completed. All Criminal Background Checks shall be conducted by an organization that has been approved by LeFleur. Operators providing services under this Contract shall not have ever been convicted of any sexual offense, crime of violence, or a felony or misdemeanor conviction within seven (7) years of the initial hire date or any time after the date of hire of: (1) an act of abuse, neglect or exploitation of children, the elderly or persons with disabilities as defined in Texas Family Code, as amended, Chapter 261 and Texas Human Resources Code, as amended, Chapter 48; or (2) an offense under the Texas Penal Code, as amended, against the person; against the family; against public order or decency; against public health, safety or morals; against property; an offense under Chapter 481 of the Texas Health and Safety Code, as amended, (Texas Controlled Substances Act); and (3) drivers must not have been found to have conducted or participated in any acts prohibited by the Texas Human Resources Code Chapter 36. Individuals with any criminal conviction that falls within the aforementioned categories that occurred within seven (7) years prior to the hire date or any time after the hire date will not be allowed to participate in providing services under this Contract. Any damages suffered by LeFleur resulting from services being performed by a person not eligible to provide services under this Contract may be recovered from Subcontractor at LeFleur's discretion. d. Prior Authorization. Prior to an operator providing services under this Contract, Subcontractor shall obtain LeFleur's authorization as described in the Performing Provider Manual. In order to obtain such authorization, Subcontractor shall submit an Operator File and Credentialing Packet (as described in the 5.13 Performing Provider Manual) to LeFleur. Any reports contained in the Operator File and Credentialing Packet must not be older than 30 days at the time of submission to LeFleur, otherwise, a new report must be processed prior submission. A copy of the Operator File and Credentialing Packet shall be submitted to LeFleur prior to an operator providing services under this Contract. Additionally, Subcontractor shall submit an updated Operator File to LeFleur annually thereafter. All Operator Files and Credentialing Packets shall be uploaded to LeFleur's database for further review. e. Age. Operators must be a minimum of 18 years of age. f. Damages. Any damages suffered by LeFleur resulting from services being performed by a person not eligible to provide services under this Contract may be recovered from Subcontractor at LeFleur's discretion. Operator Conduct. a. All operators shall be polite and courteous to passengers under all circumstances. More than two (2) complaints about an operator's failure to be polite and courteous may result in Subcontractor removing the operator from service under this Contract. b. All operators must be able to communicate verbally with passengers and the radio dispatcher clearly and effectively in English. Operators are to contact their dispatch for assistance if unable to locate an address. C. All operators performing service under this Contract must be provided with, and are required to wear, an identification tag that contains, at the minimum, the company name, as well as the operator's name. This identification must be of a size large enough to be easily read and be worn in an easily visible manner. d. Operators are prohibited from smoking, eating or drinking in vehicles and around clients at all times. Operators are also prohibited from using mobile devices while the vehicle is in motion. e. Use of any substance that may impair the operation of the motor vehicle by the operator is prohibited. f. If LeFleur or Subcontractor receive complaints regarding an operator, and/or LeFleur reasonably believes that the operator is not providing the service in a safe, reliable, and responsive manner, LeFleur has the authority to direct Subcontractor to immediately remove the operator from service under this Contract. LeFleur may, in its sole discretion, require Subcontractor to implement corrective action, and if such corrective action does not result in improved performance, as determined by LeFleur, LeFleur will direct Subcontractor to not use that operator for trip provision under this Contract. Corrective action may include required retraining of Subcontractor's employees or the operator. Any agency that LeFleur brokers transportation for may, in addition, make a determination that a particular operator shall not provide transportation service under this Contract and on direction from LeFleur, Subcontractor shall comply with the direction provided to LeFleur by the agency. If Subcontractor holds multiple contracts with LeFleur, and LeFleur directs Subcontractor to remove an operator from the provision of service under any other Contract, Subcontractor shall also remove the said operator from service provided under this Contract. g. Operators must not solicit or accept money, goods, or additional business from Clients. h. Operators must meet federal guidelines for HIPAA compliance by keeping all client protected health information (PHI) confidential. 5.14 Operator and Personnel Training. LeFleur shall train key Subcontractor's staff to enable Subcontractor's training of dispatchers, operators and others per HHSC requirements. Training will cover, at a minimum, the items listed below and will be documented in writing by Subcontractor. LeFleur will review all training documentation (including certificates and other proof of training completion). Subcontractor must have a system to track training for all Individuals providing services under this Contract. Operators and dispatchers must receive training on the terms and conditions of this Contract and with LeFleur written policies and procedures relating to LeFleur's contracted transportation services. Subcontractor is required to train all operators and dispatchers on changes and additions to existing LeFleur policies as they occur. Training must include the following: a. Thorough training on the vehicles and equipment that the operators will be driving. b. Specific training requirements, and associated timeframes for completion, are further described in the Performing Provider Manual, and include but are not limited to: Passenger safety (training to occur at least annually); passenger assistance (training to occur at least annually); assistive devices, including wheelchair lifts, tie -down equipment, and child safety seats (training to occur at least annually); non-discrimination, sensitivity, and diversity; customer service; defensive driving techniques (training to occur at least every two years); prohibited behavior by motor vehicle operators, including use of offensive language, use of tobacco, alcohol or drugs, and sexual harassment; and any other additional training HHSC determines to be necessary. C. A drug and alcohol program for all operators, employees and supervisors consistent with federal regulations in accordance with 49 C.F.R. Part 40 and Part 655. d. Operators and dispatchers must receive thorough training on the geography of covered Service Areas and in particular, the location of all major hospitals, major medical facilities, and dialysis, methadone and mental health facilities. Operators and dispatchers must also receive training on the pick-up and drop-off points and procedures of each facility served on a regular and on-going basis. e. Any training required by any entity with jurisdiction must be completed before operators can begin service on this Contract. If current operators are found to be lacking any required training, the operator must be removed from service under the Contract until the training is completed. If Subcontractor does not employ certified instructors, Subcontractor is responsible for identifying training programs available through other sources, including LeFleur's training programs. LeFieur's Regional Manager must approve all training programs offered through third parties. If LeFleur or Subcontractor receives complaints regarding a dispatcher and LeFleur reasonably believes that the dispatcher is not performing his or her duties in a safe, reliable and responsive manner, or in accordance with LeFleur policies and procedures, Subcontractor shall upon direction of LeFleur, remove the dispatcher from service under this Contract immediately. 5.15 Vehicle Requirements. When providing services under this Contract, Subcontractor shall use automobiles, vans or mini -buses that comply with the minimum standards regarding the physical condition and maintenance of motor vehicles used to provide transportation services as defined in Texas Administrative Code, Title 1, Part 15, Chapter 380, Subchapter E, Rule §380.501 and all applicable state and federal laws, including, the Americans with Disabilities Act (ADA) Accessibility Guidelines for Transportation Vehicles (36 C.F.R. Part 1192), Federal Motor Vehicle Safety Standards (49 C.F.R. Part 571), and Texas Transportation Code, Title 7, Chapter 547. All vehicles must be inspected and approved by LeFleur before being placed into service and at minimum on an annual basis. In addition, the following minimum vehicle requirements apply to this Contract: a. All motor vehicles used to provide transportation services must: 1) Meet or exceed warranty and component standards for both state and federal safety mechanical operating and maintenance standards. 2) Be identified with the transportation provider name and vehicle number using letters that are at a minimum six (6) inches in height; and 3) Be equipped with: 1. Functioning, clean, and accessible seat belts for each passenger seat position that must be stored off the floor when not in use. ii. An operating speedometer and odometer. iii. Working interior lights within the passenger compartment. iv. Adequate interior sidewall padding and ceiling covering. v. Two exterior rear view mirrors, one on each side of the vehicle. vi. An interior mirror, which should be used for monitoring the passenger compartment. vii. A clean interior and exterior (which must be free of broken mirrors or windows, excessive grime, rust, chipped paint, and major dents). viii. A functional fire extinguisher (which must be secured within reach of the motor vehicle operator and visible to passengers). ix. A first aid kit (which must include at a minimum latex gloves, hazardous waste disposal bags, scrub brush, disinfectant, and deodorizer). x. Working heating and cooling systems adequate for the heating, cooling and ventilation needs of both the motor vehicle operator and the passengers. xi. All windows must be operational xii. A signage posted within the vehicle that reads; No Smoking, Eating, or Drinking." "All passengers must wear seat belts." "Concealed Weapons Prohibited." b. Subcontractor shall provide and maintain a radio communication system or other means of real-time communications (cell phone, etc.) to allow for continuous communications between Subcontractor and all vehicles providing service under this Contract throughout the Service Area. Subcontractor will use its best efforts to utilize any communications systems prescribed by LeFleur for the exchange of trip information. Restricting the use of voice or communication channels while transporting LeFleur clients is not allowed. Operators must have free access to dispatch voice channels during transport. C. All vehicles shall be clean, comfortable, and in good repair. LeFleur reserves the right to prevent Subcontractor from using a specific vehicle if it cannot meet these requirements. d. Before placing any vehicle in service under this Contract, Subcontractor shall have the vehicle inspected and approved by LeFleur. This includes new, used, borrowed, rented, leased or contracted vehicles. LeFleur must inspect borrowed or leased vehicles prior to use each time the vehicle is contracted. Prior inspection of borrowed or leased equipment is not sufficient to meet the requirements of this Contract if the vehicle has been returned to the vehicle vendor between uses. LeFleur will inspect each vehicle no less than annually. e. Of Subcontractor's fleet of vehicles dedicated to this Contract, a minimum of 10% of the vehicles must be designated as back-up vehicles available to minimize disruptions to service. A back-up vehicle is defined as being held in reserve and out of service during regular operating hours and immediately accessible to Subcontractor. Vehicles that are used to perform service for other business cannot be considered back-up vehicles. The back-up fleet must be sufficient to ensure that the level of service provided will not be disrupted due to normal vehicle breakdowns and maintenance requirements. The sufficiency of the back- up fleet is determined at the sole discretion of LeFleur. Should disruptions to service occur due to an inadequate back-up fleet, LeFleur may reevaluate the sufficiency of Subcontractor's fleet. f. Temporary vehicles may only be used for a maximum of three (3) months and must be listed on the Vehicle Roster Report and specified as such. Temporary vehicles may use magnetic signs and must meet all vehicle requirements. g. Subcontractor must establish, maintain, and provide upon request the following records and related information in its files, including at a minimum the following documentation for each vehicle: • Manufacturer and model; • Model year; • Vehicle Identification Number and vehicle assigned number, if any; • Odometer reading at the time the vehicle entered service under the contract; • Type of vehicle (minibus or wheelchair van); • Capacity (number of passengers); • License plate number; • Insurance certifications; • Texas Department of Motor Vehicles (TxDMV) — issued registration permit and vehicle stamp; • Special equipment (lift, etc.); • Description of inspection activity, date, and odometer reading (e.g., verification that vehicle meets contract vehicle requirements, inspection of equipment such as brakes, tire tread, turn signals, horn, seat belts, air conditioning/heating, etc.); and, • History of all vehicle inspections must be kept on file and available for LeFleur and HHSC for review. 5.16 Vehicle Maintenance and Safety. Subcontractor shall ensure that all vehicles and equipment used for service under this Contract are maintained in top working condition to minimize breakdowns and reduce the possibility of accidents. Subcontractor shall implement a maintenance and safety program that includes: a. A preventive maintenance schedule that incorporates, at a minimum, the schedule recommended by the vehicle manufacturer and/or meets all maintenance requirements imposed by any entity with jurisdiction. Preventive maintenance must occur within 500 miles of manufacturer's suggested schedule. b. A vehicle maintenance file for each vehicle, which includes records of all maintenance actions, including, but not limited to, servicing, preventive maintenance inspections, repairs, brake adjustments, and bodywork. Documentation of maintenance actions should include the date and mileage. C. Documentation of inspection, repair, and replacement of associated equipment, such as radios. This equipment must be inspected and serviced in accordance with manufacturer recommendations. d. Records of inspections conducted by any entity with jurisdiction and certification that the vehicle passed inspection must be available to LeFleur during normal business hours. e. Documented operational and safety checks (pre -and post -trip inspection) at the beginning and end of each work day, which include a check of the tires, brakes, lights, fluids, wipers, seat belts and all safety equipment, and a check for vehicle damage. Subcontractor shall work with LeFleur to enhance Subcontractor's existing maintenance program when deficiencies are noted. LeFleur will conduct a pre -service inspection of all vehicles used in the performance of this Contract prior to the Effective Date, plus (at a minimum) annual inspections of such vehicles being used for this service, throughout the term of this Contract. Such inspections may either be conducted at Subcontractor's facility or some other agreed -on location and, to the extent possible, will be scheduled to minimize disruption of Subcontractor's operations. This may necessitate evening or weekend inspections. Inspections may be conducted with or without prior notice. Inspections may result in the immediate suspension of the vehicle from service. Subcontractor will use a certified replacement vehicle, if available, to minimize the disruption to the service under such circumstances. Subcontractor shall make vehicles available for inspection at no cost to LeFleur. Any inspection is solely for LeFleur and HHSC purposes and does not relieve Subcontractor from ensuring that vehicles meet minimum standards regarding the physical condition and maintenance of motor vehicles used to provide transportation services as defined in Texas Administrative Code, Title 1, Part 15, Chapter 380, Subchapter E, Rule §380.501 and are always safe and roadworthy when being operated. Vehicle records must be available to LeFleur and HHSC for inspection, without prior notice, during normal business hours. 5.17 Performance Standards. Subcontractor shall exert its best efforts to ensure all trips are provided "on time." Subcontractor shall comply with the Performance Requirements and reporting obligations as provided in Exhibit B. a. Clients will be told to be ready for pick up one (1) hour prior to the scheduled appointment time in most cases. In cases where estimated transit time dictates, the Clients will be informed to be ready accordingly. The Subcontractor will receive a pick-up time for each prescheduled appointment. The pick-up time provided to the Subcontractor will be the same time that Clients are told to be ready for pick-up. The Subcontractor may pick up the Client up to 15 minutes prior to that time if negotiated with the Client. Procedures for documenting this are included in the Performing Provider Manual. The Subcontractor may pick the client up after the scheduled pick-up time. At no time is a client to remain on- board a vehicle more than one (1) hour longer than the estimated direct travel time between the pick-up and drop-off locations. b. "On time" shall be defined as arrival to the health care facility prior to the appointment time for preschedule trips. Clients will not be delivered prior to the facility opening for business, and no more than one hour prior to the scheduled appointment. ." For scheduled return trips and "will call" ASAP returns, Subcontractor shall pick up the Client within one hour of the requested time to be considered "on time." The Subcontractor must pick-up Clients within three (3) hours of notification when the trip is considered Urgent (ie. Hospital Discharge). C. "No Shows" Upon arrival for pick up, the driver is required to knock on the door and to notify the client of his/her arrival. The driver is required to wait 10 minutes beyond the scheduled pickup time before declaring the trip. a no-show. No show procedures are detailed in the Performing Provider Manual. The Client must be called prior to declaring a no-show. A "no-show" door tag must be left on the door of the residence. d. Subcontractor shall submit original operator logs and completed manifests to be used to verify on-time performance. e. Subcontractor shall achieve "on time" performance of 98% or more of all trips given. If "on-time" performance falls below 98% in any one (1) month, LeFleur may meet with Subcontractor to review the matter and determine what actions will be taken to resolve the problem. Repeated failures to provide "on-time" performance (e.g., failure to meet standards for two (2) consecutive months) may be deemed a default by LeFleur and cause for immediate termination in accordance with Section 7.1.c.2. Any trip that is missed due to a failure on the part of Subcontractor shall be reported immediately by voice to LeFleur with an explanation of why the trip was missed. Additionally, all missed trips will be reported to LeFleur in writing, with an explanation, within one (1) business day following the trip. Should LeFleur find that Subcontractor consistently does not report missed trips to LeFleur, LeFleur may terminate this Contract pursuant to Section 7.1.c.2. 5.18 Accidents/Incidents. Subcontractor shall immediately report to LeFleur's Regional Manager or other designated individual if a vehicle or employee providing service under this Contract is involved in an accidenfor incident. LeFleur, at its discretion, may send a representative to the site of the accidentlincident. In the event medical assistance is required for a passenger, Subcontractor is responsible for ensuring that emergency assistance is summoned immediately. Notification of accidents and all applicable information surrounding such accident shall be reported to LeFleur within the prescribed time frames noted below: • Accidentlincident with injury that involves injury to a person or animal, or damage to the vehicle or property — notification within one (1) hour • Accidentlincident without injury — notification within twenty-four (24) hours Additionally, all applicable information surrounding such accidentlincident shall be reported to LeFleur in writing on the prescribed form within twenty-four (hours) of the accident/injury. The written report should include date, vehicle, operator and names of all parties involved, a copy of the police report, and a complete description of the accident. Any accident or incident that will delay the Client will require notification to the Client's destination and LeFleur as soon as possible. When appropriate, Subcontractor shall dispatch a backup vehicle immediately to avoid delay to the Client. 5.19 Liouidated Damages. LeFleur may assess Liquidated Damages to Subcontractor as described in Exhibit B. 5.20 Inquiries, Complaints. Grievances and Appeal. Subcontractor must manage inquiries, complaints, grievances and appeals in accordance with the standards and procedures adopted and promulgated by LeFleur, as further described in the Performing Provider Manual. 5.21 Audit or Investigation. Subcontractor agrees to provide the following entities or their designees with prompt, reasonable, and adequate access to this Contract and any records, books, documents, and papers that are related to this Contract and/or the Subcontractor's performance of its responsibilities under this Contract: A) HHSC and MIC personnel from HHSC; B) U.S. Department of Health and Human Services; C) Office of Inspector General and the Texas Medicaid Fraud Control Unit; D) An independent verification and validation contractor or quality assurance contractor acting on behalf of HHSC; E) State or federal law enforcement agency; F) Special or general investigation committee of the Texas Legislature; G) The U.S. Comptroller General; H) The Office of the State Auditor of Texas; and 1) Any other state or federal entity identified by HHSC, or any other entity engaged by HHSC. Subcontractor must provide access wherever it maintains such records, books, documents, and papers. Subcontractor must provide such access in reasonable comfort and provide any furnishings, equipment, and other conveniences deemed reasonably necessary to fulfill the purposes described herein. Requests for access may be for, but are not limited to: examination; audit; investigation; contract administration; the making of copies, excerpts, or transcripts; or any other purpose HHSC deems necessary for Contract enforcement or to perform its regulatory functions. VI. CONFIDENTIALITY 6.1 Confidentiality. Subcontractor shall treat all information that is obtained through performance of the services under this Contract, including but not limited to, information relating to negotiated rate structure, as confidential information. 6.2 Confidentiality of Client Identification. All materials and information provided to Subcontractor in performance of this Contract, whether verbal, written, recorded magnetic media, or otherwise, should be regarded as confidential information and Subcontractor shall take all necessary steps to safeguard the confidentiality of such materials or information in conformance with federal and state statutes and regulations, and in particular, in accordance with 42 CFR Part 431, Subpart F; and 45 CFR Part 160 and 45 CFR Part 164, Subparts A and E and Exhibit C attached hereto. Subcontractor shall not use or disclose any information, data, or materials provided by LeFleur, the state, or HHSC, for any purpose other than its performance under this Contract without the express written consent of each party. 6.3 Record Protection. Subcontractor shall have an operational system in place to protect all records and all other documents deemed confidential or that contain confidential information which are maintained in connection with the performance of the services under this Contract. Subcontractor shall not allow any confidential information that Subcontractor receives from or on behalf of HHSC to leave the United States by any means (physical or electronic) at any time, for any period of time, for any reason. Additionally, Subcontractor and all vendors, agents, and service providers of or for Subcontractor must not permit any person to have remote access to HHSC information, systems, or deliverables from a location outside the United States. 6.4 Reauest for Information. Subcontractor shall immediately notify LeFleur of any request for confidential information. Subcontractor shall not respond to such request without the consent of LeFleur or HHSC unless required by law. 6.5 Applicable Law. Subcontractor must comply with all Federal and State privacy and security laws, including but not limited to the following: • Health and Human Services Enterprise Information Security Standards and Guidelines; • Title 1, Sections 202.1 and 202.3 through 202.28, Texas Administrative Code • The Federal Information Security Management Act of 2002 (FISMA); • The Health Insurance Portability and Accountability Act of 1996 (HIPAA); • Publication 1075 — Tax Information Security Guidelines for Federal, State and Local Agencies; • National Institute of Standards and Technology (NIST) Special Publication 800-66 Revision 1 — An Introductory Resource Guide for Implementing the Health Insurance Portability and Accountability Act (HIPAA) Security Rule; • NIST Special Publication 800-53 Revision 3 — Recommended Security Controls for Federal Information Systems and Organizations; • NIST Special Publication 800-47 — Security Guide for Interconnecting Information Technology Systems; and, • FIPS Publication 200. 6.6 Information Technology. If Subcontractor utilizes computerized record-keeping software, or otherwise engages in maintaining confidential information on a computer system, Subcontractor must, in addition to following privacy and security laws: • Ensure that data is backed up and encrypted appropriately and must submit a backup and recovery plan to LeFleur; • Report to HHSC any breach of security or unauthorized access within five (5) hours; • Ensure that all confidential information is disposed in a safe and secure manner; • Provide a 2417 support service to prevent a system failure from precluding service to a client; • Provide user access through unique identifiers which must be authenticated (log -in and password); • Ensure unauthorized users do not gain access to records; • Create, protect and retain system audit records to enable the monitoring, analysis, investigation, and reporting of unlawful, unauthorized, or inappropriate system activity; • Ensure that the actions of individual system users can be uniquely traced to those users so they can be held accountable for their actions. 6.7 Business Associate Agreement. Subcontractor shall execute a Business Associate Agreement with LeFleur in the form attached hereto as Exhibit C. LeFleur and HHSC do not mandate what specific software or technologies to use, but require that systems and processes be automated and that these systems meet the requirements in this Article. Systems and processes are subject to inspection, assessment and testing by LeFleur and HHSC, and LeFleur and HHSC may, at their discretion, restrict or prohibit their use. 6.8 Texas Public Information Act. LeFleur understands and agrees that Subcontractor is a government entity that is subject to TEX. GOVT CODE ANN., Chapter 552 et seq., as amended (the "Texas Public Information Act" or "the Act"). It is expressly understood and agreed that Subcontractor, its officers, employees, agents, and representatives may request advice, decisions, and opinions of the Attorney General of the State of Texas in regard to the application of the Act to any information, or any part thereof, or other item or data furnished to Subcontractor and/or whether or not the same are available to the public. It is further understood that Subcontractor, its officers, employees, agents, and representatives shall have no liability or obligations for the disclosure to the public, or to any person or persons, of any software, or a part thereof, other items or data furnished to Subcontractor by LeFleur in reliance on any advice, decision, or opinion of the Attorney General of the State of Texas. In the event Subcontractor receives a written request for information pursuant to the Act that affects LeFleur's rights, title to, and interest in any information, or a part thereof, other items or data furnished to Subcontractor by LeFleur under this Agreement, Subcontractor shall notify LeFleur in writing of such request. LeFleur may, at its own option and expense, prepare comments and submit information directly to the Attorney General of the State of Texas stating why the requested information is exempt from disclosure pursuant to the requirements of the Act. LeFleur must send its comments and information to the Attorney General of the State of Texas within the time period prescribed by the Act. Except as otherwise required by TEX. GOVT CODE § 552.305, Subcontractor shall not provide any such requested information until LeFleur has either (i) elected to assert that such information is exempted from disclosure under the Texas Public Information Act or (ii) notified Subcontractor that it has no objection to such disclosure. VII. TERMINATION 7.1 Termination. Except as otherwise provided in this Contract, the following provisions shall govern termination: a. Termination for Convenience. This Contract may be terminated for convenience by LeFleur or Subcontractor at any time on ninety (90) days written notice specifying the extent to which performance of work under the Contract is terminated and the date on which termination becomes effective. Subcontractor shall be paid all undisputed amounts due and owing for services provided up to the date of termination. b. Termination for Subcontractor Default. LeFleur may terminate this Contract, in whole or in part, for cause in the event of a breach of this Contract or failure to comply with LeFleues policies and procedures as set forth in the Performing Provider Manual (a "Default°). Upon receipt of the notice of Default, Subcontractor shall have fifteen (15) days in which to correct the Default. LeFleur may, at its discretion, suspend Subcontractor's services under this Contract pending correction of the Default. However, if the Default is not one that can reasonably be corrected within fifteen (15) days, and Subcontractor has commenced, in good faith and with due diligence, correction of such Default, there shall be an additional fifteen (15) day period to cure the Default. If the Default is not cured within the applicable cure period following receipt of the written notice, LeFleur may terminate this contract, in whole or in part, on five (5) days written notice to Subcontractor. C. Immediate Termination. LeFleur shall have the right to terminate this Contract, effective immediately upon written notice to Subcontractor in any of the following events: 1. Insurance. Subcontractor fails to obtain and maintain in force any such insurance as required in Section 4.2, Insurance Coverage and Other Requirements, or fail to provide evidence of such insurance as required in Section 4.1. 2. Performance Standards. Subcontractor has repeated missed trips or fails to provide "on-time" performance as defined in Section 5.17. 3. Passenger Safety. Imminent harm to passenger safety, as determined by LeFleur in its reasonable discretion. 4. Inappropriate or False Billing. Subcontractor knowingly bills LeFleur for Td -es that were not provided (including but not limited to "no shows" or those trips canceled by the Client or a representative of the Client). If LeFleur discovers deliberate inappropriate billing, LeFleur may, in its sole discretion, withhold all payments due to Subcontractor pending satisfactory resolution of the issue. 5. Breach of Confidentiality. Subcontractor breaches any of the obligations of Article VI of this Contract. d. Termination for Default by LeFleur. LeFleur shall be in default under this Contract if it repeatedly fails or refuses to fulfill or perform any of its material obligations under this Contract, unless that failure or refusal results from a Subcontractor Default. Subcontractor shall give LeFleur thirty (30) calendar days' written notice of its intent to terminate this Contract for a material default by LeFleur. Such notice shall specify the alleged material default and shall include any and all amounts Subcontractor claims is due and owing by LeFleur. e. Termination Due to Reduction in Funding or Termination of MTO Contract b HHSC. In the event that funding from state, federal, or other sources is withdrawn, reduced, or otherwise limited after the Effective Date of this Contract, LeFleur may terminate this Contract on five (5) days written notice, or in LeFleur's sole discretion, LeFleur and Subcontractor may renegotiate the Contract under the new funding limitations and conditions. In the event the HHSC Agreement is terminated, LeFleur may terminate this Contract on five (5) days written notice to Subcontractor. If the Contract is terminated under this provision, Subcontractor shall be paid for all undisputed amounts due and owing for services provided prior to the date of termination and Subcontractor shall not be entitled to any amounts after the date of termination. 7.2 Waiver of Default. The failure of LeFleur to require strict performance of any provision of this Contract or to object to a breach of any provision of the Contract shall not be deemed to be a waiver of the breach of that provision or any other provision or any subsequent breach of that provisions or any other provision, and shall not be construed to be a modification of the terms of the Contract unless, and only to the extent that there has been a written amendment to this Contract signed by the Parties. VIII. MISCELLANEOUS 8.1 Applicable Law and Forum. Except as hereinafter specifically provided, this Contract shall be governed by and construed according to the laws of the State of Texas. 8.2 Severability. If any provision of this Contract or any provision of any document incorporated by reference shall be held invalid, such invalidity shall not affect the other provisions of this Contract which can be given effect without the invalid provision, and to this end the provisions of this Contract are declared to be severable. 8.3 Assignments: No subcontracting. This Contract shall be binding on the Parties and their successors and assignees. Subcontractor shall not assign any rights or obligations under this Contract, except as specifically allowed by this Contract, without the prior written consent of LeFleur, which will be granted at LeFleur's sole discretion. 8.4 Modification of Contract. This Contract constitutes the entire agreement and understanding of the Parties, and supersedes all offers, negotiations, and other agreements concerning the subject matter contained herein. This Contract may not be amended or modified unless such amendment and/or modification is in writing and is signed by LeFleur and Subcontractor. 8.5 Third Party Beneficiaries. This Contract is entered into by LeFleur and Subcontractor for the sole benefit of LeFleur and Subcontractor and is not intended to, nor does it create, any third party beneficiary or rights in any other party, except as specifically provided herein to HHSC. Subcontractor acknowledges and agrees that HSHC is the intended third -party beneficiary of this Contract and, as such, HSHC is entitled to all remedies available to third -party beneficiaries under Texas law. 8.6 Legal Status of Subcontractor. Subcontractor represents and warrants that it is authorized to enter into this Contract; that it has the legal status; is incorporated in the State of Texas; and that this status is and shall remain in full force and effect during the period of this Contract. 8.7 Federal Exclusion List. Neither Subcontractor nor any of Subcontractor's employees, contractors or subcontractors are currently barred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal or State department or agency. Subcontractor shall screen all current and prospective employees, contractors and subcontractors prior to engaging their services under this Contract and at least annually thereafter, by: (1) Requiring that current or prospective employees, contractors or subcontractors disclose whether they are Excluded Individuals/Entities; and (2) Reviewing the list of sanctioned persons maintained by the HHSC' Office of Inspector General, and the Excluded Parties List System maintained by the U.S. General Services Administration (available at https://www.sam.00v/portal/publicISAM/1. If at any time during the term of this Contract, Subcontractor or any of Subcontractor's employees, contractors or subcontractors becomes barred, suspended, or excluded from participation in this transaction, Subcontractor shall, within three (3) days after such individual or entity is barred, suspended or excluded, provide to LeFleur a written description of each offense causing the exclusion, the date(s) of the offense, the action(s) causing the offense(s), any penalty assessed or sentence imposed, and the date any penalty was paid or sentence complete. 8.8 Non-use of Certain Facilities. Subcontractor shall comply with all applicable standards, orders, or requirements issued under Section 306 of the Clean Air Act [42 USC 1857(h)], Section 508 of the Clean Water Act (33 USC 1368), Executive Order 11738, and Environmental Protection Agency (EPA) regulations (40 CFR Part 15). Subcontractor recognizes that the use of facilities included in the EPA List of Violating Facilities is prohibited. 8.9 Employee Disclosure. Subcontractor shall notify LeFleur of current or former LeFleur employees who are presently employed by Subcontractor in any capacity to provide work with respect to this Contract. Additionally, Subcontractor shall notify LeFleur of current or former LeFleur employees who they anticipate may become involved in the work or services to be provided on this Contract anytime during the term of the Contract. Subcontractor shall notify LeFleur of any employees, officers, directors or partners are either current or former HHSC employees. 8.10 Enerav Efficiency. Subcontractor shall comply with state and local building codes. Through such compliance Subcontractor recognizes standards and policies relating to energy efficiency, which are contained in the State Energy Conservation Plan. 8.11 Notices. Except as noted elsewhere, any notice required or permitted under this Contract shall be in writing and be deemed to be made or given if personally delivered, transmitted via facsimile, provided a confirmation of transmission is produced by the sending machine, or if deposited into the United States mail, certified mail, return receipt requested, postage prepaid, and delivered or addressed as set forth below. Any notice deposited into the United States mail in accordance with the requirements of this Section shall be deemed delivered upon the third (3) business day following the date of the postmark. Notices to LeFleur should be addressed to: Michael P. Ford, CFO LeFleur Transportation of Texas, Inc. 219 Industrial Drive Ridgeland, MS 39157 Fax: 601-853-8757 With mandatory copy to: O. Kendall Moore General Counsel LeFleur Transportation of Texas, Inc. 1052 Highland Colony Parkway, STE 204 Ridgeland, MS 39157 601-713-4333, ext. 140 Fax: 601-713-4384 Notices to Subcontractor should be addressed to: Citibus Attn: Maurice Pearl P.O. Box 2000 Lubbock, Texas 79457 Either Party may change the above -referenced address or other notification information by five (5) days' written notice to the other Party requesting such change. 8.12 Laws and Regulations Governing the Administration of the Agreement. The Parties will administer this Contract in accordance with state and federal law and policy; court- ordered consent decrees and corrective action orders; and the Texas State Plan for Medical Assistance—as amended or modified during the term of the Contract—including all applicable provisions of the following: (1) Title XIX of the Social Security Act, including Social Security Act § 1902(a)(70), and any final regulations promulgated thereunder (2) Texas Government Code Chapters 531 and 533, including Texas Government Code §§ 531.02414 and 533.00257, and any administrative rules adopted thereunder (3) Texas Human Resources Code Chapter 32 and any administrative rules adopted thereunder (4) Texas Government Code § 2155.144 (5) 1 Tex. Admin. Code Chapter 380 (6) 42 C.F.R. § 440.170 (7) 42 C.F.R. § 431.53 (8) The anti -kickback provisions of 42 U.S.C. § 1320a-7b(b) (9) The Civil False Claims Act, 31 U.S.C. § 3729 (10) Consent Decree and Corrective Action Orders, Frew, et al. v. Janek, et al. (11) The law listed or cited in RFP No. 529-15-0002 (12) Any other applicable provisions of state or federal law. 8.13 Force Majeure. The Parties shall not be responsible for any delay in or failure of performance resulting from acts of God, riot, war, civil unrest, natural disaster, labor dispute or other circumstances not reasonably within its control. 8.14 Authority. The Parties whose signatures are set forth below represent and warrant that they are duly empowered to execute this Contract. 8.15 Non -Arbitration. The Parties reserve the right to exercise any right or remedy available to it by law, contract, equity, or otherwise, including without limitation, the right to seek any and all forms of relief in a court of competent jurisdiction. Further, the Parties shall not be subject to any arbitration process prior to exercising its unrestricted right to seek judicial remedy. The remedies set forth herein are cumulative and not exclusive, and may be exercised concurrently. To the extent of any conflict between this provision and another provision in, or related to, this document, the former shall control. 8.16 Govemina Law. This Contract shall be construed and governed according to the laws of the State of Texas, without giving effect to its conflict of law provisions. [SIGNATURES PAGE FOLLOWS] IN WITNESS WHEREOF, LEFLEUR AND SUBCONTRACTOR hereby execute this Contract on the dates set forth below. LeFleur Tra ati xa Inc. r By: Title: Reaion 1 Proiect Manaaer Date 2 i Subcontractor By: Title: Date: APPROVED RECIPIENT ATTEST: Rebcca Garza City ecretary Date: APPROVED AS TO CONTENT: Bill 4 erton, Jr. Asffistant City Manag APPROVED AS TO FORM: � 1 Amy, s De , ity Attorney Exhibit A Compensation 1. Type/Level of Transporation Services To Be Provided: (Wheelchair, ambulatory, taxi, etc.) 2. Service Areas: Subcontractor will serve eligible Clients primarily within MTO Region(s) and, on occasion, when mutually agreed upon, other areas of the state. 3. Hours of Operations: Subcontractor shall, at a minimum, be available to provide service to recipients Monday through Saturday, with sufficient service to accommodate Client's appointments from 5:30 AM until 7:00 PM. Subcontractor shall ensure that the client arrives in time for the scheduled appointment time and have return transportation available for the return trip within one (1) hour from time of pick-up notification. 4. Reimbursement: Subcontractor shall be reimbursed for each authorized, completed and documented one- way trip. Documentation of the trip must be on a form approved by LeFleur. Trips will not be reimbursed without the signature of the Client or an approved attendant. If the Client or approved attendant refuses to sign, the operator must document this refusal in writing on the approved trip document. 5. Payment Terns: Payments will be made bi-monthly in arrears for invoiced services in accordance with LeFleur procedure. Payments will be made within 20 days of the receipt and verification of a complete invoice and supporting documents. Supporting documents include, but are not limited to, the trip documents pre -approved by LeFleur. 6. Encounter Data: Prior to the Effective Date, LeFleur and Subcontractor will develop the procedures for reporting encounter data to LeFleur. All data must be completed prior to any adjustments being made to the reimbursement amount and payment terms listed above. 7. No-shows: Subcontractor will not be paid for no-show trips. S. Attendants and Service Animals: Subcontractor shall transport any authorized and/or required attendant or service animal at no additional cost to LeFleur. Trips with attendants and/or service animals shall count as a single trip under the terms of this Contract. 9. Offsets: LeFleur shall have the right to reduce the next payment to Subcontractor by the amount of any monies owed to LeFleur. 10. Rates: Subcontractor shall receive the reimbursement rates provided in Exhibit A-1. Exhibit A-1: Reimbursement Rates Subcontractor: Citibus MTO Region M Region 1 Effective Date: 7/22/2014 LeFleur will pay the following rate for each completed and prior -authorized one-way trip billed in accordance with LeFleur's billing Instructions and procedures: In County- Ambulatory $26.00 Out of County- Ambulatory $42.00 In County- Wheelchair $37.00 Out of County- Wheelchair $65.00 In County means the pickup and drop-off addresses are located within the same county. Out of County means the pickup and drop-off addresses are in different counties. LeFleur Transportation By: ��� Name: Michael Carlisle Title: Prosect Manager Date: 7122/2014 Subcontractor By: ) Name•IN%v_.r1r,: PPr[ Title: 17 0j2y,M( wt� Mr y Date: PS hV Exhibit B Key Performance Requirements Liquidated Damages Sub -Contractor is bound to the following Key Performance Requirements (KPR). Performance measures are applicable at all times and may be monitored accordingly. Accelerated monitoring may occur as needed and as determined by HHSC. Performance standard will be applied to regular monitoring visits or any other follow up or occurrence as deemed necessary by HHSC and/or LeFleur. Performance Measures may not be subject to more than one Performance Standard and associated Liquidated Damage assessment. Definitions "Performance Standard" refers to the specific, desired or required outcome or result of the Sub -Contractor's performance. "Performance Measuren refers to the specific number, amount, percentage or duration of the activity or deliverable described in the Performance Standard. "Monitoring Period" infers to the specific period of time during which the Sub -Contractor's performance will be monitored for compliance with the Performance Standard and subject to potential remedies under the contract. "Cure Period" refers to the time specified as a grace period in this document for each Performance Measure during which the Sub -Contractor may perform the required service or supply the required deliverable. "Base Liquidated Damage Value" is the dollar amount LeFleur will apply to each unit or instance of noncompliance with a Performance Measure. References.:. PerformanceStandard Performance Measure. Monitoring Cure Period Liquidated Damage Value Number Period KPR I Service Delivery 98% of all services must be Quarterly unless 0 calendar days. 51,500 per percentage point below The Subcontractor must arranged, coordinated, accelerated by 98% when the service is not delivered. arrange, coordinate, schedule, scheduled, dispatched and HHSC. and provide transportation provided to meet the clients' services to meet the needs of needs. the client. KPR 2 Service Complaints 98% of all complaints in a Monthly unless 0 calendar days. $1,000 each percentage point below The Subcontractor will respond calendar month will receive a accelerated by 98%. to client service delivery response from the HHSC. complaints within 5 days, Subcontractor within the Ombudsman complaints within performance standard 3 days, Legislator's office timeframe. complaints within 24 hours. KPR 3 Demand Response Services 100% of vehicles and drivers Monthly unless 2 calendar days. $2,500 for each incident where The Subcontractor most used in the service delivery to accelerated by Subcontractor use a vehicle or driver maintain a current vehicle and clients will be maintained on a HHSC. that was not included on the roster. driver roster used w provide vehicle and driver rearm. This trans oration to program Performance Standard References Performance Standard- Performance Measure Monitoring . Cure Period Liquidatcd Damage Value Number - Period _ clients. excludes drivers or vehicles that HHSC and LeFleur agree are not required to be included on the driver or vehicle roster, such as public transit. KPR 4 Demand Response Services 100% of vehicles providing Quarterly unless 2 calendar days. $1,000 for each vehicle when it does The Subcontractor most ensure services must meet accelerated by not meet the performance standard that a reliable fleet of vehicles, performance standard HHSC. requirements at the time the vehicle including ADA compliant requirements. was used to transport the client vehicles, which meet federal, state and local ordinances, including insurance requirements are used to transport clients safely. KPR 5 Demand Response Services 100% of drivers will meet the Continuous 2 calendar days. $1,000 for each driver that does not The Subcontractor must ensure requirements in the HHSC Monitoring by meet the requirements in HHSC that drivers adhere to approved Performing Provider HHSC and approved Performing Provider NEMT requirements in the HHSC NEW Manual and the LeFleur Staff. Manual and the Subcontract as approved Performing Provider Subcontract as documented by evidenced by records available for NEMT Manual and the records retained by the inspection in Subcontractor's driver Subcontract. Driver records Subcontractor and available files or as noted during monitoring must be kept at the Texas for inspection. activities. headquarter office and be available for inspection. $2,000 for unlicensed drivers or for the use of a driver prior to completing contract requirements and properly documenting criminal background checks annually. KPR 6 Demand Resnonse Services 100% of all Performing As necessary. 0 calendar days. $500 per incident, per day when the The Subcontractor most ensure Provider services will be Subcontractor does not reimburse the that all demand response provided at no charge to client within twenty-four (24) hours. drivers do not charge program clients. Upon being informed clients for services authorized that a Performing Provider by the Subcontractor. inappropriately charged a client, the Subcontractor shall reimburse the client the charged amount within twenty-four (24) hours of being notified of the cvcnt KPR 7 The Parties agree that LeFleur I Subcontractor most perform I Ongoing 0 calendar days $500 per calendar day for each Reference - Performance Standard - Performance Measure. - Monitoring CorePeriod Liquidated Damage Value - Number Period may assess a liquidated damage all duties required under the instance of Subcontractor's breach or of up to $500 per calendar day Subcontract. nonperformance of duty not for each instance of specified in the Key Performance Subcontractor's breach or Requirements, after HHSC or LeFleur nonperformance of a duty that has given notice to Subcontractor of is not specified in the Key such non-performance. Performance Requirements. KPR 8 Customer Service Surveys 95% of all client surveys will Quarterly 0 calendar days $2,500 for each quarter that client The Subcontractor must indicate satisfaction with surveys did not meet the 95% maintain a95%client transportation services threshold. satisfaction survey result as provided by Subcontractor. determined by the survey conducted by an independent research organization hired by LeFleur. Corrective action plans must be submitted in LeFleur if Subcontractor obtains less than 95% client satisfaction. KPR 9 Failure to comply with Each occurrence Ongoing 0 calendar days $500 per day. documentation requirements for maintaining proof of insuraoce. KPR 10 Compliance with Laws 100% compliance with Continuous 0 calendar days $5,000 a day when Subcontractor The Subcontractor must Applicable Laws Monitoring by continues non-compliant actions after comply with the requirements RHSC and notification by LeFleur or HHSC that of the laws applicable to the LeFleur staff it is out of compliance with applicable performance of the contract laws. which include ceratin: a. state and federal regulations It. state and Medicaid rules and regulations c. state regulations regarding transportation services d. Texas Administrative Code e. Corrective Action Orders and the Consent Decree Frew vs. Janes KPR l l Client Safety 100% of a0 persons Continuously 2 calendar days$10,000 per accident when client The Subcontractor most ensure responsible for transporting im'uries occurred due to failure to Reference--' - Performance Standard Performance Measure .Monitoring Cure Period. Liquidated DamageValue - Number Period compliance with LeFleur's clients must comply e ith all follow procedures in LeFlenrs plans, training plan, training client safety procedures 100% materials, and manuals. Subcontractor materials, and manuals. of the time. may also be placed on automatic Corrective Action. Client injuries means and accident or incident where the client was injured and required medical attention or was assaulted or sexually harassed KPR 12 Performing Provider 100% complete monthly Monthly unless 2 business days $500 per report for each business day Monitoring reports are submitted to accelerated or following the due the report is not timely and complete The Subcontractor will submit LeFleur by the required requested by date (after Care Period). A complete timely and complete deadlines HHSC report contains an accurate response to Performing Provider each item required in the report monitoring reports to LeFleur. KPR 13 Performine Provider 100% of Performing Provider Continuous 4calendar days $ 1,000 per occurrence when Management records specified in the Monitoring performance measure in not met The Subcontractor must subcontract or Performing "Occurrence" means an agreement, maintain and submit to LeFleur Provider NEW Manual, record specified in the Performing documentation for 100% of its agreements, Business Provider or NEW Manual or subcontracts, records specified Associate Agreements when enrollment information that has not in the Performing Provider applicable, and enrollment been submitted in LeFleur following NEW Manual, agreements, information for Performing the cure period. Business Associate Providers listed on LeFlem's Agreements when applicable, approved Performing Provider required insurance coverage list most be submitted m and emo intent information for LeFlem. Performing Providers listed on LeFlem's approved Performing Providers list. KPR 14 Performing Provider 100% of all corrective action Continuous 2 business days $1,000 per occurrence when Monitoring plans are submitted to LeFleur Monitoring by performance measure in not met The Subcontractor most submit by approved time frames or HHSC and Occurrence means a corrective action corrective action plans (CAP) with extensions approved by LeFleur staff plan that is not submitted on time. by required time frames. LeFlem. KPR 15 Performing Provider 100% of all items noted in Continuous 0 calendar days $1,000 per day for each item noted in Monitoring LeFleur approved corrective Monitoring by corrective action plan that the The Subcontractor most action plan most be HHSC and Subcontractor did not implement by implement all items noted in implemented by the required LeFleur staff time frame required in CAP. the corrective action plan by time frames. required time frames. Reference Performance Standard, ;Performance Measure Monitoring Cure Period Liquidated Damage Value :- Number - Period - KPR 16 Demand Responsive Services 100% of contract required Quanerly unless 2 calendar days 3750 per document per HHSC request The Subcontractor most ensure vehicle documentation will be accelerated by for information that LeFleur is unable that records of operating submitted to LeFleur. HHSC to meet because the Subcontractor equipment for each vehicle failed to submit the required used to provide client documentation to LeFleur. transportation are submitted to LeFlear. KPR 17 The Subcontractor most Monthly Ongoing 0 calendar days $100 per claim perform monthly validation checks of Performing Providers and or Material Subcontract claims. KPR I S Report the required percentages Failure to achieve and report Ongoing 0 calendar days $100 per reporting period in the format approved by the required percentages in the HHSC for validation checks. format approved by HHSC no later than thirty (30) days following ent of service. Exhibit C Business Associate Agreement The Business Associate Agreement ("BAA") between HHSC and LeFleur Transportation of Texas, Inc. (CONTRACTOR) establishes the permitted and required uses and disclosures of Confidential Information by CONTRACTOR. CONTRACTOR has subcontracted with Citibus (SUBCONTRACTOR) for performance of duties on behalf of CONTRACTOR which are subject to the BAA: the provision of nonemergency medical transportation services (°NEMT') to eligible Medicaid Clients. SUBCONTRACTOR acknowledges, understands and agrees to be bound by the terms and conditions applicable to CONTRACTOR under the BAA, incorporated by reference in this Agreement, with respect to HHSC Confidential Information. CONTRACTOR and SUBCONTRACTOR assure HHSC that SUBCONTRACTOR will only create, receive, maintain, or transmit Confidential Information on behalf of CONTRACTOR under, at a minimum, the identical terms and conditions of the BAA applicable to CONTRACTOR. The BAA represents minimum requirements over HHSC Confidential Information. CONTRACTOR may apply stricter requirements over HHSC Confidential Information to SUBCONTRACTOR than apply to CONTRACTOR in the BAA. CONTRACTOR may also contract with SUBCONTRACTOR to engage in activities not subject to the BAA, if not prohibited by the Base Contract. SUBCONTRACTOR acknowledges receipt, understanding of and agrees to be bound by the terms and conditions applicable to SUBCONTRACTOR under the BAA with respect to HHSC Confidential Information, which is incorporate by reference for purposes of SUBCONTRACTOR'S agreement as if fully set forth herein. CONTRACTOR and SUBCONTRACTOR agree that HHSC is a third -party beneficiary to applicable provisions of the subcontract. HHSC has the right but not the obligation to review or approve the terms and conditions of the subcontract by virtue of this Subcontract Agreement. CONTRACTOR and SUBCONTRACTOR assure HHSC that any Breach or Event as defined by the BAA that SUBCONTRACTOR discovers will be reported to HHSC by CONTRACTOR in the time, manner and content required by the BAA. If CONTRACTOR knows or should have known in the exercise of reasonable diligence of a pattern of activity of practice by SUBCONTRACTOR that constitutes a material breach or violation of the BAA or the SUBCONTRACTOR's obligations CONTRACTOR will: 1. Take reasonable steps to cure the violation or end the violation, as applicable; 2. If the steps are unsuccessful, terminated the contract or -arrangement with SUBCONTRACTOR, if feasible; 3. Notify HHSC immediately upon reasonably discovery of the pattern of activity or practice of SUBCONTRACTOR that constitutes a material breach or violation of the BAA and keep HHSC reasonably and regularly informed about steps CONTRACTOR is taking to cure or end the violation or terminate SUBCONTRACTOR's contract or arrangement. [SIGNATURE PAGE FOLLOWS] This Subcontractor Agreement Form is executed by the parties in their capacities indicated below. CONTRRAAACC'TO BY: v //'' PRINT NAME: M/ ko JOB TITLE: Region 1 Project Manager DATE: 0821.2014 SUBCONTRACTOR BY: PRINT NA lr+le.. t^ .'Ryi4.i SO/1 JOB TITLE: Mk DATE: .2014 Certificate of Coverage .urascovxvremvxAL arse rorn TMLIRP Contract Number: 1458 Member: Company Affording Coverage: Lubbock-Chibus Texas Municipal League Intergovernmental Risk Pool (TMLIRP) Mr. Chris Mandrell PO Bax 149194 Human Resources Director Austin, Tx 78714-9194 PO Box 2000 (512) 491-2300 or (800) 537.8855 Lubbeck,Texas 79457-0001 Fox; (512)491.2404 Certificate Holder: LaFleur Transportation of Texas Inc. Its officers, directors, elected and appointed officials employees, agents and voluteers 219 Industrial Drive Ridgeland, MS 39157 This Is b certify Nat the coverages listed below have been provided to the member and are In effect n this time. Notwiflom nding any requirements, terms, or conditions of any other contract or agreement with mepect to which this certificate may be Issued or may poltain, the coverage afforded by TMLIRP described herein Is subject only to One terms, exclusions and eddi0one of TM LIRP's coverage contracts between TMLIRP and its members). Coverage is continuous until canceled. General Liability Effective Date: 10/12013 Real B Personal Property Effective Det.: Anniversary Date: 10/12014 Anniversary Date Limits of Liability(Each Occurrence): $1,000,000 Limits of Coverage: sudden Events Involving Pollution (Each Occurrence): 51.000.000 Deductible per Occurrence: Annual Aggregate: $2000,000 Mobile Equipment EffedNo Date Deductible per Occurrence: $0 Anniversary Date Lands of Coverage: Law Enforcement Liability Effective Data Anniversary Detc ticdudiblo per Occuri Boller a Machinery - Broad Form Effective Date. Limits of Liability(Each Occurrence): Annual Aggregate. Anniversary Dale Deductible peF Occurrence: Per Accident Limit. Deductible per Occurrence. Errom and Orrholons Liability Effective Date. Yes No Anniversary Dale. Limits of Lemiliry(Each Wrongful Ad): Mortgages Annual Aggregate: Loss Payee Deductible per occurrence: Loan Number: Aum Liability Effedive Date: 10112013 YearlMakelModel VIN value Anniversary Date: 10/12014 Limits of Liability (Each Occurrence): 41,000,000 Deductible per Occurrence: s0 Auto Physical Damage Effective Date: Anniversary Data: Limits of Liability: Collusion Deductible: Canprehensive Deductible: Yes No Loan Number: Lass Payee: DESCRIPTION: Evidenceofceverage. Waiver of Subrogation Included. Cancellelion: should any of the above described coverages be canceled before the anniversary date Mercer. TMLIRP will endeavor to mall 30 days wMten notice to the above named certificate holder, but failure to mail such nodes shall impose no obligation or liability of any kind upon TMLIRP. Authorized Reprea rva / l/0,q_ a //A Data Issued GJ�(J4[ 7a$12014 x102 �) 10,15108 Certificate of Coverage �. ��ovaxrv.ealru a,sx a«n//x TMLIRP Contract Number: 458 Member: Company Affording Coverage: Lubbock- hbus Texas Municipal League Intergovernmental Risk Pool (TMLIRP) Mc Chris Mandmil PO Box 149194 Human Resource, Director Mab., Tx 78714-9194 PO Box 2000 (512) 491-2300 or (800) 537,6(155 WbbocxTexas 79457-00(01 Fas.(512)491-2404 Certificate Holder: LaFleur Transportation of Texas Inc. Its officers, directors, elected and appointed officials employees, agents and voluteers 210 IndUstrlal Drive Ridgeland, MS 39157 This Is to certify that the covertness listed bolow have been provided to this member and are In effect at this time. Notwithstanding any requirements, terms, or conditions of any other contract or agreement with reaped to which this certificate may be Issued or may contain, the coverage afforded by TMLIRP described heron is subject only to the terms, exclusions and additions of TMLIRP's coverage contracts between TMLIRP and Its members). Coverage Ie continuous until canceled. Workers' Comloonsallon Effective Date', 1011/2014 Anniversary Data IW112015 Limits of Liability. Statutory DESCRIPTION: Evidenceof eoverege. W,Ivar of Subrogation Included. Oanaepabbn: Should any of me above described coverages be canceled before the anniversary date thereof. TMLIRP will endeavor to mall W days wAben notice to the above named certificate hostler, but hdure to mail such notice shall impose no obligation or liability of any knot upon TMLIRP. Authorized Representatiive I O Date Issued MINo' W_ 7211/2014 %119 10115108