HomeMy WebLinkAboutResolution - 2015-R0391 - Agreement - US DOJ - Edward Byrne Memorial JAG - 12/03/2015No. 2015-RO391
Item No. 5.1.3
December 3, 2015
RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the Mayor of the City of Lubbock is hereby authorized and directed to execute on
behalf of the City of Lubbock a FY 15 Edward Byrne Memorial Justice Assistance Grant (JAG)
Award Agreement and any associated documents with the United States Department of Justice,
which Agreement and any associated documents are attached hereto and made a part hereof for
all intents and purposes.
Passed by City Council this 3rd day of December, 2015.
"l -P40/
GLE BERT ON, MAYOR
ATTEST:
Rebec a Garza, City Secre
APPROVED AS TO CONTENT:
Greg Stevens, Chief of Frolice
APPROVED AS TO FORM:
Jeh"Ha�Assistant City Attorney
vw:ccdocs/RES.FY 15 JAG Grant Award
November 11, 2015
Resolution No. 2015-RO391
Department of Justice
Office of Judice Programs
Bureau of Judice Assistance
Officc orJustice Programs Wmhingron. D.C. 20531
September 2, 2015
Mr. Roy E. Bassett
City of Lubbock
1625 13th St.
Lubbock, TX 79401-2726
Dear Mr. Bassett:
On behalf of Attorney General Loretta Lynch, it is my pleasure to inform you that the Office of Justice Programs has approved
your application for funding under the FY 15 Edward Byme Memorial Justice Assistance Grant (JAG) Program - Local
Solicitation in the amount of $139,342 for City of Lubbock.
Enclosed you will find the Grant Award and Special Conditions documents. This award is subject to all administrative and
financial requirements, including the timely submission of all financial and programmatic reports, resolution of all interim
audit findings, and the maintenance of a minimum level of cash -on -hand. Should you not adhere to these requirements, you
will be in violation of the terms of this agreement and the award will be subject to termination for cause or other administrative
action as appropriate.
If you have questions regarding this award, please contact
- Program Questions, Olga Santiago, Program Manager at (202) 532-0117; and
- Financial Questions, the Office of the Chief Financial Officer, Customer Service Center (CSC) at
(800) 458-0786, or you may contact the CSC at mk.ocfo@usdoj.gov.
Congratulations, and we look forward to working with you.
Sincerely,
Denise O'Donnell
Director
Enclosures
OFFICE FOR CIVIL RIGHTS
rt Office of Justice Programs
### Department of Justice
810 7th Street, NW
Washington, DC 20531
Tel: (202) 307-0690
TTY: (202) 307-2027
E-mail: askOCR@mdoj.gov
Website: www.ojp.usloj.gov/ocr
September 2, 2015
Mr. Roy E. Bassett
City of Lubbock
1625 13th St.
Lubbock, TX 79401-2726
Dear Mr. Bassett:
Congratulations on your recent award. In establishing financial assistance programs, Congress linked the receipt of federal funding to
compliance with federal civil rights laws. The Office for Civil Rights (OCR), Office of Justice Programs (OJP), U.S. Department of Justice
(DOJ) is responsible for ensuring that recipients of financial assistance from the OJP, the Office of Community Oriented Policing Services
(COPS), and the Office on Violence Against Women (OV W) comply with the applicable federal civil rights laws. We at the OCR arc
available to help you and your organization meet the civil rights requirements that come with DOJ funding.
Ensuring Access to Federally Assisted Programs
Federal laws that apply to recipients of financial to sistaucc from the DOJ prohibit discrimination on the basis of race, color, national origin,
religion, sex, or disability in funded programs or activities, not only in employment but also in the delivery of services or benefits. A federal
law also prohibits recipients from discriminating on the basis of age in the delivery of services or benefits.
In March of 2013, President Obama signed the Violence Against Women Reauthorization Act of 2013. The statute amends the Violence
Against Women Act of 1994 (VAWA) by including a nondiscrimination grant condition that prohibits discrimination based on actual or
perceived race, color, national origin, religion, sex, disability, sexual orientation, or gender identity. The new nondiscrimination grant
condition applies to certain programs funded after October 1, 2013. The OCR and the OV W have developed answers to some frequently
asked questions about this provision to assist recipients of VAWA funds to understand their obligations. The Frequently Asked Questions
are available at http://ojp.gov/abouttmr/vawafags.htm.
Enforcing Civil Rights Laws
All recipients of federal financial assistance, regardless of the particular funding source, the amount of the grant award, or the number of
employees in the workforce, arc subject to prohibitions against unlawful discrimination. Accordingly, the OCR investigates recipients that
are the subject of discrimination complaints from both individuals and groups. In addition, based on regulatory criteria, the OCR selects a
number of recipients each year for compliance reviews, audits that require recipients to submit data showing that they arc providing services
equitably to all segments of their service population and that their employment practices meet equal opportunity standards.
Providing Services to Limited English Proficiency (LEP) Individuals
In accordance with DOI guidance pertaining to Title VI of the Civil Rights Act of 1964, 42 U.S.C. § 2000d, recipients of federal financial
assistance must take reasonable steps to provide meaningful access to their programs and activities for persons with limited English
Proficiency (LEP). See U.S. Department of Justice, Guidance to Federal Financial Assistance Recipients Regarding Title VI Prohibition
Against National Origin Discrimination Affecting Limited English Proficient Persons, 67 Fed. Rcg. 41,455 (2002). For more information
on the civil rights responsibilities that recipients have in providing language services to LEP individuals, please sec the website
http://www.lep.gov.
Ensuring Equal Treatment for Faith -Based Organizations
The DOJ regulation, Equal Treatment for Faith -Based Organizations, 28 C.F.R. pt. 38, requires State Administering Agencies (SAAB) to
treat faith -based organizations the same as any other applicant or recipient. The regulation prohibits SAAB from making awards or grant
administration decisions on the basis of an organization's religious character or affiliation, religious name, or the religious composition of its
board of directors.
The regulation also prohibits faith -based organizations from using financial assistance from the DOJ to fund inherently (or explicitly)
religious activities. While faith -based organizations can engage in non -funded inherently religious activities, they must hold them
separately from the program funded by the DOJ, and recipients cannot compel beneficiaries to participate in them. The Equal Treatment
Regulation also makes clear that organizations participating in programs funded by the DOJ an not permitted to discriminate in the
provision of services on the basis of a beneficiary's religion. For more information on the regulation, please see the OCR's website at
http://www.ojp.usdoj.gov/about/ocr/cgml_fbo.htm,
SAAB and faith -based organizations should also note that the Omnibus Crime Control and Safe Streets Act (Safe Streets Act) of 1968, as
amended, 42 U.S.C. § 3789d(c); the Victims of Crime Act of 1984, as amended, 42 U.S.C. § 10604(c); the Juvenile Justice and Delinquency
Prevention Act of 1974, as amended, 42 U.S.C. § 5672(b); and VAWA, Pub. L. No. 113-4, sec. 3(b)(4), 127 Stat. 54, 61-62 (to be codified
at 42 U.S.C. § 13925(b)(13)) contain prohibitions against discrimination on the basis of religion in employment. Despite these
nondiscrimination provisions, the DOJ has concluded that it may construe the Religious Freedom Restoration Act (RFRA) on a case-by-
case basis to permit some faith -based organizations to receive DOJ funds while taking into account religion when hiring staff, even if the
statute that authorizes the funding program generally forbids recipients from considering religion in employment decisions.
Please consult with the OCR if you have any questions about the regulation or the application of RFRA to the statutes that probibit
discrimination in employment
Using Arrest and Conviction Records in Making Employment Decisions
The OCR issued an advisory document for recipients on the proper use of arrest and conviction records in making hiring decisions. See
Advisory for Recipients of Financial Assistance from the U.S. Department of Justice on the U.S. Equal Employment Opportunity
Commission's Enforcement Guidance: Consideration of Arrest and Conviction Records in Employment Decisions Under Title VII of the
Civil Rights Act of 1964 (June 2013), available at http://www.ojp.usdoj.gov//about/ocr/pdfs/UwofConviction_Advisory.pdf. Recipients
should be mindful that the misuse of arrest or conviction records to screen either applicants for employment or employees for retention or
promotion may have a disparate impact based on race or national origin, resulting in unlawful employment discrimination. In light of the
Advisory, recipients should consult local counsel in reviewing their employment practices. If warranted, recipients should also incorporate
an analysis of the use of arrest and conviction records in their Equal Employment Opportunity Plans (EF.OPs) (sec below).
Complying with the Safe Streets Act
An organization that is a recipient of financial assistance subject to the nondiscrimination provisions of the Safe Streets Act, must meet two
obligations: (1) complying with the federal regulation pertaining to the development of an EEOP (see 28 C.F.R. pt. 42, subpt. E) and (2)
submitting to the OCR findings of discrimination (see 28 C.F.R. §§ 42.204(c), .205(c)(5)).
Meeting the EEOP Requirement
If your organization has less than fitly employees or receives an award of less than $25,000 or is a nonprofit organization, a medical
institution, an educational institution, or an Indian tribe, then it is exempt from the EEOP requirement. To claim the exemption, your
organization must complete and submit Section A of the Certification Form, which is available online at
http://www.ojp.usdoj.gov/about/ocr/pdfstcert.pdf.
If your organization is a government agency or private business and receives an award of $25,000 or more, but less than $500,000, and has
fifty or more employees (counting both full- and part-time employees but excluding political appointees), then it has to prepare a
Utilization Report (formerly called an EEOP Short Form), but it does not have to submit the report to the OCR for review. Instead, your
organization has to maintain the Utilization Report on file and make it available for review on request. In addition, your organization has to
complete Section B of the Certification Form and return it to the OCR. The Certification Form is available at
http://www.ojp.usdoj.gov/abouL/ocr/pdfs/ceri.pdf.
If your organization is a government agency or private business and has received an award for $500,000 or more and has fifty or more
employees (counting both full- and part-time employees but excluding political appointees), then it has to prepare a Utilization Report
(formerly called an EEOP Short Form) and submit it to the OCR for review within suety days from the date of this letter. For assistance in
developing a Utilization Report, please consult the OCR's website at http://www.ojp.usdoj.gov/about/mr/eeop.htm. In addition, your
organization has to complete Section C of the Certification Form and return it to the OCR. The Certification Form is available at
http://www.ojp.mdoj.gov/about/ocr/pdfs/ccrt.pdf.
To comply with the EEOP requirements, you may request technical assistance from an EEOP specialist at the OCR by telephone at (202)
307-0690, by TTY at (202) 307-2027, or by e-mail at EEOsubmis'son@usdoj.gov.
Meeting the Requirement to Submit Findings of Discrimination
If in the three years prior to the date of the grant award, your organization has received an adverse finding of discrimination based on race
color, national origin, religion, or sex, after a due -process hearing, from a state or federal court or from a state or federal administrative
agency, your organization must send a copy of the finding to the OCR.
Ensuring the Compliance of Subrecipients
SAAs most have standard assurances to notify subrecipients of their civil rights obligations, written procedures to address discrimination
complaints filed against subrecipients, methods to monitor subrccipicnts' compliance with civil rights requirements, and a program to train
subrecipients on applicable civil rights laws. In addition, SAAB must submit to the OCR every three years written Methods of
Administration (MOA) that summarize the policies and procedures that they have implemented to ensure the civil rights compliance of
subrccipicnts. For more information on the MOA requirement, see http://www.ojp.wdoj.gov/funding/otha requirements.htm.
If the OCR can assist you in any way in fulfilling your organization's civil rights responsibilities as a recipient of federal financial
assistance, please contact us.
Sincerely,
A&k---
Michael L. Alston
Director
cc: Grant Manager
Financial Analyst
Department of Justice
Office of Justice Programs
Bureau of Justice AssistanceGrant
PAGE I OF 9
I. RECIPIENT NAME AND ADDRESS(Including Zip Code)
4.AWARDNUMBER: 2015 -DI -BX -0906
City of Lubbock
1625 13th St.
5. PROJECT PERIOD: FROM IM12014 TO
09/302018
Lubbock, TX 79401-2726
BUDGET PERIOD: FROM 10/012014 TO
09/302018
6.AWARDDATE 09/022015
8, SUPPLEMENT NUMBER
7.
ACTION
Initial
2s. GRANTEE IRSATNDOR NO.
756000593
00
2b. GRANTEE DUNS NO.
9. PREVIOUS AWARD AMOUNT
S
058213893
3. PROJECT TITLE
10. AMOUNT OF THIS AWARD
5139,342
FY 15 JAG Program
11. TOTAL AWARD
S139,342
12. SPECIAL CONDITIONS
THE ABOVE GRANT PROJECT IS APPROVED SUBJECT TO SUCH CONDITIONS OR LIMITATIONS AS ARE SET FORTH
ON THE ATTACHED PAGE(S).
13. STATUTORY AUTHORITY FOR GRANT
This project is supported under FYI5(B1A - JAG) 42 USC 3750, et Seq.
14. CATALOG OF DOMESTIC FEDERAL ASSISTANCE (CFDA Number)
16.738 - Edward Byrne Memorial Justice Assistance Grant Program
15, METHOD OF PAYMENT
GPRS
- AGENCYAPPROVAL
GRANTEE ACCEPTANCE
16. TYPED NAME AND TITLE OF APPROVING OFFICIAL
18. TYPED NAME AND TITLE OF AUTHORIZED GRANTEE OFFICIAL
Denise O'Dounell
Glen C. Robertson
Director
Mayor, City of Lubbock
17. SIGNATURE OF APPROVING OFFICIAL
19. SIGNATURE OF AUTHORIZED CIP FFICIAL
19A. DATE
12/3/2015
USE ONLY
21. PDJUGTO974
AGENCY
20. ACCOUNTING CLASSIFICATION CODES
FISCAL FUND BUD. DIV.
YEAR CODE ACT. DEC. REG. SUB. PDMS AMOUNT
X B DJ 80 00 00 139342
OJP FORM 40002 (REV. 5-87) PREVIOUS EDITIONS ARE OBSOLETE.
OP FORM 40002 (REV. 4-88)
Department of Justice
Office of Justice Programs AWARD) CONTINUATION
Bureau of Justice Assistance SHEET PAGE 2 OF 9
V
9
Grant
PROJECJNUMBER 2015 -DJ -BX -0906 AWARD DATE 09/02/2015
SPECIAL CONDITIONS
I. Applicability of Part 200 Uniform Requirements
The Uniform Administrative Requirements, Cost Principles, and Audit Requirements in 2 C.F.R. Part 200, as adopted
and supplemented by the Department of Justice (DOJ) in 2 C.F.R. Part 2800 (the "Part 200 Uniform Requirements")
apply to this 2015 award from the Office of Justice Programs (OJP). For this 2015 award, the Part 200 Uniform
Requirements, which were first adopted by DOJ on December 26, 2014, supersede, among other things, the provisions
of 28 C.F.R. Parts 66 and 70, as well as those of 2 C.F.R. Parts 215, 220, 225, and 230.
If this 2015 award supplements funds previously awarded by OJP under the same award number, the Part 200 Uniform
Requirements apply with respect to all award funds (whether derived from the initial award or a supplemental award)
that are obligated on or after the acceptance date of this 2015 award.
Potential availability of grace period for procurement standards: Under the Part 200 Uniform Requirements, a time-
limited grace period may be available under certain circumstances to allow for transition from policies and procedures
that complied with previous standards for procurements under federal awards to policies and procedures that comply
with the new standards (that is, to those at 2 C.F.R. 200.317 through 200.326).
For more information on the Part 200 Uniform Requirements, including information regarding the potentially -available
grace period described above, see the Office of Justice Programs (OJP) website at
http://ojp.gov/funding/Part200Unifo=Rcquirements.htm.
In the event that an award -related question arises from documents or other materials prepared or distributed by OJP
that may appear to conflict with, or differ in some way from, the provisions of the Part 200 Uniform Requirements, the
recipient is to contact OR promptly for clarification.
2. The recipient agrees to comply with the Department of Justice Grants Financial Guide as posted on the OJP website
(currently, the "2015 DOJ Grants Financial Guide").
3. The recipient acknowledges that failure to submit an acceptable Equal Employment Opportunity Plan (if recipient is
required to submit one pursuant to 28 C.F.R. Section 42.302) that is approved by the Office for Civil Rights is a
violation of the Standard Assurances executed by the recipient, and may result in suspension of funding until such time
as the recipient is in compliance, or termination of the award.
4. The recipient understands and agrees that OR may withhold award funds, or may impose other related requirements, if
the recipient does not satisfactorily and promptly address outstanding issues from audits required by the Part 200
Uniform Requirements (or by the terms of this award), or other outstanding issues that arise in connection with audits,
investigations, or reviews of DOJ awards.
5. Recipient understands and agrees that it cannot use any federal funds, either directly or indirectly, in support of the
enactment, repeal, modification or adoption of any law, regulation or policy, at any level of government, without the
express prior written approval of OJP.
6. The recipient and any subrccipients must promptly refer to the DOJ OIG any credible evidence that a principal,
employee, agent, subrecipient, contractor, subcontractor, or other person has — (I) submitted a claim for award funds
that violates the False Claims Act; or (2) committed a criminal or civil violation of laws pertaining to fraud, conflict of
interest, bribery, gratuity, or similar misconduct involving award funds. Potential fraud, waste, abuse, or misconduct
should be reported to the OIG by - mail: Office of the Inspector General U.S. Department of Justice Investigations
Division 950 Pennsylvania Avenue, N.W. Room 4706 Washington, DC 20530 e-mail: oig.hodine@usdoj.gov hotline:
(contact information in English and Spanish): (800) 869-4499 or hotline fax: (202) 616-9881 Additional information
is available from the DOJ OIG website at www.usdoj.gov/oig
OJP FORM 4000/2 (REV. 4-88)
Department of Justice
Office of Justice Programs AWARD CONTINUATION
Bureau of Justice Assistance SHEET PAGE 3 OF 9
0 Grant
PROJECT NUMBER 2015 -DJ -BX -0906 AWARD DATE 09/02/2015
SPECIAL CONDITIONS
7. Restrictions and certifications regarding non -disclosure agreements and related matters
No recipient or subrecipient under this award, or entity that receives a contract or subcontract with any funds under this
award, may require any employee or contractor to sign an internal confidentiality agreement or statement that prohibits
or otherwise restricts, or purports to prohibit or restrict, the reporting (in accordance with law) of waste, fraud, or abuse
to an investigative or law enforcement representative of a federal department or agency authorized to receive such
information.
The foregoing is not intended, and shall not be understood by the agency making this award, to contravene
requirements applicable to Standard Form 312 (which relates to classified information), Form 4414 (which relates to
sensitive compartmented information), or any other form issued by a federal department or agency governing the
nondisclosure of classified information.
1. In accepting this award, the recipient --
a. represents that it neither requires nor has required internal confidentiality agreements or statements from employees
or contractors that currently prohibit or otherwise currently restrict (or purport to prohibit or restrict) employees or
contractors from reporting waste, fraud, or abuse as described above; and
b. certifies that, if it teams or is notified that it is or has been requiring its employees or contractors to execute
agreements or statements that prohibit or otherwise restrict (or purport to prohibit or restrict), reporting of waste, fraud,
or abuse as described above, it will immediately stop any further obligations of award funds, will provide prompt
written notification to the agency making this award, and will resume (or permit resumption of)such obligations only if
expressly authorized to do so by that agency.
2. If the recipient does or is authorized to make subawards or contracts under this award —
a. it represents that —
(1) it has determined that no other entity that the recipienfs application proposes may or will receive award funds
(whether through a subaward, contract, or subcontract) either requires or has required internal confidentiality
agreements or statements from employees or contractors that currently prohibit or otherwise currently restrict (or
purport to prohibit or restrict) employees or contractors from reporting waste, fraud, or abuse as described above; and
(2) it has made appropriate inquiry, or otherwise has an adequate factual basis, to support this representation; and
b. it certifies that, if it leams or is notified that any subrecipient, contractor, or subcontractor entity that receives funds
under this award is or has been requiring its employees or contractors to execute agreements or statements that prohibit
or otherwise restrict (or purport to prohibit or restrict), reporting of waste, fraud, or abuse as described above, it will
immediately stop any further obligations of award funds to or by that entity, will provide prompt written notification to
the agency making this award, and will resume (or permit resumption of) such obligations only if expressly authorized
to do so by that agency.
8. Recipient understands and agrees that it cannot use any federal funds, either directly or indirectly, in support of any
contract or subaward to either the Association of Community Organizations for Reform Now (ACORN) or its
subsidiaries, without the express prior written approval of OJP.
9. The recipient agrees to comply with any additional requirements that may be imposed during the grant performance
period if the agency determines that the recipient is a high-risk grantee. Cf. 28 C.F.R. parts 66, 70.
ON FORM 4000/2 (REV. 488)
Department of Justice
Office of Justice Programs AWARD CONTINUATION
Bureau of Justice Assistance SHEET PAGE 4 OF 9
0 Grant
PROJECr NUMBER 2015 -D1 -BX -0906 AWARD DATE 09/022015
SPECIAL CONDITIONS
10. The recipient agrees to comply with applicable requirements regarding registration with the System for Award
Management (SAM) (or with a successor government -wide system officially designated by OMB and OJP). The
recipient also agrees to comply with applicable restrictions on subawards to first-tier subrecipients that do not acquire
and provide a Data Universal Numbering System (DUNS) number. The details of recipient obligations am posted on
the Office of Justice Programs web site at http://www.ojp.gov/hinding/sam.htm (Award condition: Registration with the
System for Award Management and Universal Identifier Requirements), and are incorporated by reference here. This
special condition does not apply to an award to an individual who received the award as a natural person (i.e., unrelated
to any business or non-profit organization that he or she may own or operate in his or her name).
It. Pursuant to Executive Order 13513, "Federal Leadership on Reducing Text Messaging While Driving," 74 Fed. Reg.
51225 (October 1, 2009), the Department encourages recipients and sub recipients to adopt and enforce policies
banning employees from text messaging while driving any vehicle during the course of performing work funded by this
grant, and to establish workplace safety policies and conduct education, awareness, and other outreach to decrease
crashes caused by distracted drivers.
12. The recipient agrees to comply with all applicable laws, regulations, policies, and guidance (including specific cost
limits, prior approval and reporting requirements, where applicable) governing the use of federal funds for expenses
related to conferences, meetings, trainings, and other events, including the provision of food and/or beverages at such
events, and costs of attendance at such events. Information on rules applicable to this award appears in the DOJ Grants
Financial Guide (currently, as section 3.10 of "Postawaid Requirements" in the "2015 DOJ Grants Financial Guide").
13. The recipient understands and agrees that any training or training materials developed or delivered with funding
provided under this award must adhere to the OJP Training Guiding Principles for Grantees and Subgrantces, available
at http://www.ojp.wdoj.gov/funding/ojptrainingguidingprinciples.htm.
14. The recipient agrees that if it currently has an open award of federal funds or if it receives an award of federal funds
other than this DIP award, and those award funds have been, are being, or am to be used, in whole or in part, for one or
more of the identical cost items for which funds are being provided under this OJP award, the recipient will promptly
notify, in writing, the grant manager for this OR award, and, if so requested by OJP, seek a budget -modification or
change-of-projcct-scope grant adjustment notice (GAN) to eliminate any inappropriate duplication of funding.
15. The recipient understands and agrees that award funds may not be used to discriminate against or denigrate the
religious or moral beliefs of students who participate in programs for which financial assistance is provided from those
funds, or of the parents or legal guardians of such students.
16. The recipient understands and agrees that - (a) No award funds may be used to maintain or establish a computer
network unless such network blocks the viewing, downloading, and exchanging of pornography, and (b) Nothing in
subsection (a) limits the use of funds necessary for any Federal, State, tribal, or local law enforcement agency or any
other entity carrying out criminal investigations, prosecution, or adjudication activities.
17. A recipient that is eligible under the Part 200 Uniform Requirements to use the "de minimis" indirect cost rate
described in 2 C.F.R. 200.414(1), and that elects to use the "de minimis' indirect cost rate, must advise OJP in writing
of both its eligibility and its election, and must comply with all associated requirements in the Part 200 Uniform
Requirements. The "de minimis' rate may be applied only to modified total direct costs (MTDC).
18. The recipient most collect, maintain, and provide to OJP, data that measure the performance and effectiveness of
activities under this award, in the manner, and within the tlmeframcs, specified in the program solicitation, or as
otherwise specified by OJP. Data collection supports compliance with the Government Performance and Results Act
(GPRA) and the GPRA Modernization Act, and other applicable laws.
OR FORM 400012 (REV. 4-88)
Department of Justice
Office of Justice Programs AWARD CONTINUATION
Bureau of Justice Assistance SHEET PAGE 5 OF 9
0 Grant
PROJECf NUMBER 2015 -DJ -BX -0906 AWARD DATE 09/02/2015
SPECIAL CONDITIONS
19. The recipient agrees to comply with OR grant monitoring guidelines, protocols, and procedures, and to cooperate with
BJA and OCFO on all grant monitoring requests, including requests related to desk reviews, enhanced programmatic
desk reviews, and/or site visits. The recipient agrees to provide to BJA and OCFO all documentation necessary to
complete monitoring tasks, including documentation related to any subawards made under this award. Further, the
recipient agrees to abide by reasonable deadlines set by BJA and OCFO for providing the requested documents.
Failure to cooperate with BJA's/OCFO's grant monitoring activities may result in sanctions atTecting the recipient's
DOJ awards, including, but not limited to: withholdings and/or other restrictions on the recipient's access to grant
funds; referral to the Office of the Inspector Gcncral for audit review; designation of the recipient as a DOJ High Risk
grantee; or termination of an award(s).
20. The recipient agrees to comply with applicable requirements to report first-tier subawards of $25,000 or more and, in
certain circumstances, to report the names and total compensation of the five most highly compensated executives of
the recipient and first-tier subrecipients of award funds. Such data will be submitted to the FFATA Subaward
Reporting System (FSRS). The details of recipient obligations, which derive from the Federal Funding Accountability
and Transparency Act of 2006 (FFATA), are posted on the Office of Justice Programs web site at
http://www.ojp.gov/fundinglffata.him (Award condition: Reporting Subawards and Executive Compensation), and arc
incorporated by reference here. This condition, and its reporting requirement, does not apply to grant awards made to
an individual who received the award as a natural person (i.e., unrelated to any business or non-profit organization that
he or she may own or operate in his or her name).
21. The recipient understands and agrees that it has a responsibility to monitor its subrecipients' compliance with
applicable federal civil rights laws. The recipient agrees to submit written Methods of Administration (MOA) for
ensuring subrecipients' compliance to the OJP's Office for Civil Rights at CivilRightsMOA@usdoj.gov within 90 days
of receiving the grant award, and to make supporting documentation available for review upon request by OJP or any
other authorized persons. The required elements of the MOA are set forth at
http://www.ojp.usdoj.gov/funding/othe"equiremenLs.htm, under the heading, "Civil Rights Compliance Specific to
State Administering Agencies."
22. In order to promote information sharing and enable interoperability among disparate systems across thejustice and
public safety community, OR requires the grantee to comply with DOJ's Global Justice Information Sharing Initiative
(DOD's Global) guidelines and recommendations for this particular grant. Grantee shall conform to the Global
Standards Package (GSP) and all constituent elements, where applicable, as described at:
http://www.it.ojp.gov/gsp_ffmtcondition. Grantee shall document planned approaches to information sharing and
describe compliance to the GSP and appropriate privacy policy that protects shared information, or provide detailed
justification for why an alternative approach is recommended.
23. To avoid duplicating existing networks or IT systems in any initiatives funded by BJA for law enforcement information
sharing systems which involve interstate connectivity between jurisdictions, such systems shall employ, to the extent
possible, existing networks as the communication backbone to achieve interstate connectivity, unless the grantee can
demonstrate to the satisfaction of BJA that this requirement would not be cost effective or would impair the
functionality of an existing or proposed IT system.
24. The recipient agrees that any information technology system funded or supported by OJP funds will comply with 28
C.F.A. Part 23, Criminal Intelligence Systems Operating Policies, if OR determines this regulation to be applicable.
Should OR determine 28 C.F.R. Part 23 to be applicable, OR may, at its discretion, perform audits of the system, as
per the regulation. Should any violation of 28 C.F.R. Part 23 occur, the recipient may be fined as per 42 U.S.C.
3789g(c)-(d). Recipient may not satisfy such a fine with federal funds.
OR FORM 4000/2 (REV. 488)
Department of Justice
Office of Justice Programs AWARD CONTINUATION
49 Bureau of Justice Assistance SHEET PAGE 6 OF 9
Grant
PROJECr NUMBER 2015 -DJ -BX -0906 AWARD DATE 09/022015
SPECIAL CONDITIONS
25. The grantee agrees to comply with the applicable requirements of 28 C.F.R. Part 38, the Department of Justice
regulation governing "Equal Treatment for Faith Based Organizations" (the "Equal Treatment Regulation"). The Equal
Treatment Regulation provides in part that Department of Justice grant awards of direct funding may not be used to
fund any inherently religious activities, such as worship, religious instruction, or prosclytization. Recipients of direct
grants may still engage in inherently religious activities, but such activities must be separate in time or place from the
Department of Justice funded program, and participation in such activities by individuals receiving services from the
grantee or a sub -grantee mast be voluntary. The Equal Treatment Regulation also makes clear that organizations
participating in programs directly funded by the Department of Justice arc not permitted to discriminate in the provision
of services on the basis of a beneficiary's religion. Notwithstanding any other special condition of this award, faith -
based organizations may, in some circumstances, consider religion as a basis for employment. Sec
http://www.ojp.gov/aboutlocr/equa)_tbo.htm.
26. Grantee agrees to comply with the requirements of 28 C.F.R. Part 46 and all Office of Justice Programs policies and
procedures regarding the protection of human research subjects, including obtainment of Institutional Review Board
approval, if appropriate, and subject informed consent.
27. Grantee agrees to comply with all confidentiality requirements of 42 U.S.C. section 3789g and 28 C.F.R. Part 22 that
are applicable to collection, use, and revelation of data or information. Grantee further agrees, as a condition of grant
approval, to submit a Privacy Certificate that is in accord with requirements of 28 C.F.R. Part 22 and, in particular,
section 22.23.
28. Award recipients must verify Point of Comact(POC), Financial Point of Contact (FPOC), and Authorized
Representative contact information in GMS, including telephone number and c -mail address. If any information is
incorrect or has changed, a Grant Adjustment Notice (GAN) must be submitted via the Grants Management System
(GMS) to document changes.
29. The grantee agrees that within 120 days of award acceptance, each current member of a law enforcement task force
funded with these funds who is a task force commander, agency executive, task force officer, or other task force
member of equivalent rank, will complete required online (intemet-based) task force training. Additionally, all future
task farce members are required to complete this training once during the life of this award, or once every four years if
multiple awards include this requirement. The training is provided free of charge online through BJA's Center for Task
Force Integrity and Leadership (www.ctfii.org). This training addresses task force effectiveness as well as other key
issues including privacy and civil liberties/rights, task force performance measurement, personnel selection, and task
force oversight and accountability. When BJA funding supports a task force, a task force personnel roster should be
compiled and maintained, along with course completion certificates, by the grant recipient. Additional information is
available regarding this required Veining and access methods via BJIA's web site and the Center for Task Force
Integrity and Leadership (www.ctfii.org).
30. The recipient agrees to participate in BJA-sponsored training events, technical assistance events, or conferences held
by BJA or its designees, upon BJA's request.
31. All procurement (contract) transactions under this award must be conducted in a manner that is consistent with
applicable Federal and State law, and with Federal procurement standards specified in regulations governing Federal
awards to non -Federal entities. Procurement (contract) transactions should be competitively awarded unless
circumstances preclude competition. Noncompetitive (e.g., sole source) procurements by the award recipient in excess
of the Simplified Acquisition Threshold (currently $150,000) set out in the Federal Acquisition Regulation must
receive prior approval from the awarding agency, and most otherwise comply with rales governing such procurements
fond in the current edition of the OJ? Financial Guide.
OJP FORM 40002 (REV. 4-88)
Department of Justice
Office of Justice Programs AWARD CONTINUATION
Bureau of Justice Assistance SHEET PAGE 7 OF 9
0 Grant
PROJECTNUMBER 2015 -D1 -BX -0906 AWARD DATE 09/0712015
SPECIAL CONDITIONS
32. Approval of this award does not indicate approval of any consultant rate in excess of $650 per day. A detailed
justification must be submitted to and approved by the Office of Justice Programs (OJP) program office prior to
obligation or expenditure of such funds.
33. Program income (as defined in the Part 200 Uniform Requirements) must be used in accordance with the provisions of
the Part 200 Uniform Requirements. Program income eamings and expenditures both must be reported on the quarterly
Federal Financial Report, SF 425.
34. Award recipients must submit quarterly a Federal Financial Report (SF -425) and annual performance reports through
GMS (https://grmts.ojp.usdoj.gov). Consistent with the Department's responsibilities under the Government
Performance and Results Act (GPRA), P.L. 103-62, applicants who receive funding under this solicitation must
provide data that measure the results of their work. Therefore, quarterly performance metrics reports must be submitted
through BJA's Performance Measurement Tool (PMT) website (www.bjaperformancetools.org). For more detailed
information on reporting and other JAG requirements, refer to the JAG reporting requirements webpage. Failure to
submit required JAG reports by established deadlines may result in the freezing of grant funds and future High Risk
designation.
35. The recipient agrees that funds received under this award will not be used to supplant State or local funds, but will be
used to increase the amounts of such funds that would, in the absence of Federal funds, be made available for law
enforcement activities.
36. The recipient agrees to monitor subawards under this JAG award in accordance with all applicable statutes, regulations,
OMB circulars, and guidelines, including the OJP Financial Guide, and to include the applicable conditions of this
award in any subaward. The recipient is responsible for oversight of submeipient spending and monitoring of specific
outcomes and benefits attributable to use of JAG funds by subrecipients. The recipient agrees to submit, upon request,
documentation of its policies and procedures for monitoring of subawards under this award.
37. The recipient agrees to submit a signed certification that that all law enforcement agencies receiving vests purchased
with JAG funds have a written "mandatory wear" policy in effect. Fiscal agents and state agencies must keep signed
certifications on file for any subrecipients planning to utilize JAG funds for ballistic -resistant and stab -resistant body
armor purchases. This policy must be in place for at least all uniformed officers before any JAG funding can be used by
the agency for body armor. There are no requirements regarding the nature of the policy other than it being a mandatory
wear policy for all uniformed officers while on duty.
38. Ballistic -resistant and stab -resistant body armor purchased with JAG funds may be purchased at any threat level, make
or model, from any distributor or manufacturer, as long as the vests have been tested and found to comply with
applicable National Institute of Justice ballistic or stab standards and are listed on the NIJ Compliant Body Armor
Model List (http://nij.gov). In addition, ballistic -resistant and stab -resistant body armor purchased must be American-
made. The latest NIJ standard information can be found here: http://www.nij.gov/topics/technologyibody-armor/safcty-
initiative.htm.
39. JAG funds maybe used to purchase vests for an agency, but they may not be used as the 50% match for purposes of the
Bulletproof Vest Partnership (BVP) program.
40. The recipient is required to establish a tout fund account. (The trust fond may or may not be an interest-bearing
account.) The fund, including any interest, may not be used to pay debts or expenses incurred by other activities beyond
the scope of the Edward Byrne Memorial Justice Assistance Grant Program (JAG). The recipient also agrees to obligate
the grant funds in the must fund (including any interest earned) during the period of the grant and expend within 90
days thereafter. Any unobligated or unexpended funds, including interest earned, most be returned to the Office of
Justice Programs at the time of closeout.
DIP FORM 40002 (REV. 4-88)
Department of Justice
Office of Justice Programs AWARD CONTINUATION
Bureau of Justice Assistance SHEET PAGE s OF 9
0 Grant
PROJECTNUMBER 2015 -DJ -BX -0906 AWARD DATE 09/02/2015
SPECIAL CONDITIONS
41. The grantee agrees to assist BJA in complying with the National Environmental Policy Act (NEPA), the National
Historic Preservation Act, and other related federal environmental impact analyses requirements in the use of these
grant funds, either directly by the grantee or by a subgrantee. Accordingly, the grantee agrees to first determine if any
of the following activities will be funded by the grant, prior to obligating funds for any of these purposes. If it is
determined that any of the following activities will be funded by the grant, the grantee agrees to contact BJA.
The grantee understands that this special condition applies to its following new activities whether or not they are being
specifically funded with these grant funds. That is, as long as the activity is being conducted by the grantee, a
subgrantee, or any third party and the activity needs to be undertaken in order to use these grant funds, this special
condition must first be met. The activities covered by this special condition are:
a. New construction;
b. Minor renovation or remodeling of a property located in an environmentally or historically sensitive area, including
properties located within a 100 -year flood plain, a wetland, or habitat for endangered species, or a property listed on or
eligible for listing on the National Register of Historic Places;
c. A renovation, lease, or any proposed use of a building or facility that will either (a) result in a change in its basic
prior use or (b) significantly change its size;
d. Implementation of a new program involving the use of chemicals other than chemicals that are (a) purchased as an
incidental component of a funded activity and (b) traditionally used, for example, in office, household, recreational, or
education environments; and
e. Implementation of a program relating to clandestine methamphetamine laboratory operations, including the
identification, seizure, or closure of clandestine methamphetamine laboratories.
The grantee understands and agrees that complying with NEPA may require the preparation of an Environmental
Assessment and/or an Environmental Impact Statement, as directed by BJA. The grantee further understands and
agrees to the requirements for implementation of Mitigation Plan, as detailed at
http://www.ojp.wdoj.gov/BJA/msoume/nepa.htmi, for programs relating to methamphetamine laboratory operations.
Application of This Special Condition to Grantee's Existing Programs or Activities: For any of the grantee's or its
subgrantees' existing programs or activities that will be funded by these grant funds, the grantee, upon specific request
from BJA, agrees to cooperate with BJA in any preparation by BJA of a national or program environmental assessment
of that funded program or activity.
42. BJA strongly encourages the recipient to submit normal (or more frequent) JAG success stories. To submit a success
story, sign in to your My BJA account at https://www.bja.gov/Login.mpx to access the Success Story Submission form.
If you do not yet have a My BJA account, please register at https://www.bja.gov/profilc.mpx. Once you register, one of
the available areas on your My BJA page will be "My Success Stories". Within this box, you will see an option to add a
Success Story. Once reviewed and approved by BJA, all success stories will appear on the new BJA Success Story web
page at https://www.bja.gov/SuccessStoryList.mpx.
43. Recipient understands and agrees that award funds may not be used for items that are listed on the Prohibited
Expenditure List at the time of purchase or acquisition, including as the list may be amended from time to time. The
Prohibited Expenditure list may be accessed here: https://www.bja.gov/funding/JAGControllcdPwchweList.pdf.
44. Recipient understands and agrees that award funds may not be used for items that are listed on the Controlled
Expenditure List at the time of purchase or acquisition, including as the list may be amended from time to time, without
explicit written prior approval from BJA. The Controlled Expenditure List, and instructions on how to request approval
for purchase or acquisitions may be accessed here: https://www.bja.gov/funding/JAGControlledPurchneList.pdf
OJP FORM 400M (REV. ass)
Department of Justice
Office of Justice Programs AWARD CONTINUATION
Bureau of Justice Assistance SHEET PAGE 9 OF 9
0 Grant
PROJECTNUMBER 2015 -DJ -BX -0906 AWARD DATE 09/02/2015
SPECIAL CONDITIONS
45. Recipient understands and agrees that the purchase or acquisition of any item on the Controlled Expenditure List at the
time of purchase or acquisition, including as the list may be amended from time to time, with award funds by an agency
will trigger a requirement that the agency collect and retain (for at least 3 years) certain information about the use of 1)
any federally -acquired Controlled Equipment in the agency's inventory, and 2) any other controlled equipment in the
same category as the federally -acquired controlled equipment in the agency's inventory, regardless of source; and
make that information available to BJA upon request. Details about what information must be collected and retained
may be accessed here: https://www.whitchouse.gov/sites/default/files/docs/le_equipment_wg_final_repon_ftnal.pdf
46. Recipient understands and agrees that, notwithstanding 2 CFR § 200.313, no equipment listed on the Controlled
Expenditure List that is purchased under this award tray be transferred or sold to a third parry, except as described
below:
a. Agencies may transfer or sell any controlled equipment, except not helmets and riot shields, to a Law Enforcement
Agency (LEA) after obtaining prior written approval from BJA. As a condition of that approval, the acquiring LEA will
be required to submit information and certifications to BJA as if it was requesting approval to use award fund for the
initial purchase of items on the Controlled Expenditure List.
b. Agencies may not transfer or sell any riot helmets or riot shields purchased under this award.
c. Agencies may not transfer or sell any Controlled Equipment purchased under this award to non -LEAs, with the
exception of fixed wing aircraft, rotary wing aircraft, and command and control vehicles. Before any such transfer or
sale is finalized, the agency most obtain prior written approval from BJA. All law enforcement -related and other
sensitive or potentially dangerous components, and all taw enforcement insignias and identifying markings most be
removed prior to transfer or sale.
Recipient further understands and agrees to notify BJA prior to the disposal of any items on the Controlled Expenditure
List purchased under this award, and to abide by any applicable laws and regulations in such disposal.
47. Recipient understands and agmes that failure to comply with conditions related to Prohibited or Controlled
Expenditures may result in a prohibition from further Controlled Expenditure approval under this or other federal
awards.
48. Recipient may not expend, or dmwdown fonds until the Bureau of Justice Assistance, Office of Justice Programs has
reviewed and approved the Budget Narrative portion of the application and has issued a Grant Adjustment Notice
(GAN) informing the recipient of the approval.
49. Recipient may not expend or drawdown funds until the Bureau of Justice Assistance, Office of Justice Programs has
reviewed and approved the Program Narrative portion of the application and has issued a Grant Adjustment Notice
(GAN) informing the recipient of the approval.
50. Within 90 days of this award, the recipient shall submit to the Office of Justice Programs a finalized Memorandum of
Understanding (MOU) that refects the goals and objectives of the project and lists the identities, roles, and
contributions of the participating agencies. The MOO must be signed by the Chief Executive Officer of each
collaborating agency. The grantee also agrees to notify the Bureau of Justice Assistance of any change in the status or
duties of the collaborating agency partners or individuals.
OJP FORM 400012 (REV. 488)
OF
Department of Justice
Office of Justice Programs
Bureau of Justice Assistance
Wmhingron, D.C. 10531
Memorandum To: Official Grant File
From: Orbin Terry, NEPA Coordinator
Subject: Incorporates NEPA Compliance in Further Developmental Stages for City of
Lubbock
The Edward Byrne Memorial Justice Assistance Grant Program (JAG) allows states and local governments to
support a broad range of activities to prevent and control crime and to improve the criminal justice system, some of
which could have environmental impacts. All recipients of JAG funding must assist BJA in complying with NEPA
and other related federal environmental impact analyses requirements in the use of grant funds, whether the funds
are used directly by the grantee or by a subgrantee or third party. Accordingly, prior to obligating funds for any of
the specified activities, the grantee must first determine if any of the specified activities will be funded by the
grant.
The specified activities requiring environmental analysis are:
a. New construction;
b. Any renovation or remodeling of a property located in an environmentally or historically sensitive area,
including properties located within a 100 -year flood plain, a wetland, or habitat for endangered species, or a
property listed on or eligible for listing on the National Register of Historic Places;
c. A renovation, lease, or any proposed use of a building or facility that will either (a) result in a change in its basic
prior use or (b) significantly change its size;
d. Implementation of a new program involving the use of chemicals other than chemicals that are (a) purchased as
an incidental component of a funded activity and (b) traditionally used, for example, in office, household,
recreational, or education environments; and
e. Implementation of a program relating to clandestine methamphetamine laboratory operations, including the
identification, seizure, or closure of clandestine methamphetamine laboratories.
Complying with NEPA may require the preparation of an Environmental Assessment and/or an Environmental
Impact Statement, as directed by BJA. Further, for programs relating to methamphetamine laboratory operations,
the preparation of a detailed Mitigation Plan will be required. For more information about Mitigation Plan
requirements, please see http://www.ojp.usdoj.gov/BJA/resource/nepa.html.
Please be sure to carefully review the grant conditions on your award document, as it may contain more specific
information about environmental compliance.
Department of Justice
GRANT MANAGER'S MEMORANDUM, PT. I:
Once of Justice Programs
PROJECT SUMMARY
Bureau of Justice Assistance
Grant
PROJECT NUMBER
2015 -DJ -BX -0906
PAGE 1 OF I
This project is supported under FYIS(BJA -JAG) 42 USC 3750, ct scq.
I. STAFF CONTACT (Name & telephone number)
2. PROJECT DIRECTOR (Name, address & telephone number)
Olga Santiago
Roy Bassett
(202) 532-0117
Captain
916 Texas Avenue
Lubbock, TX 79401-2726
(806)775-2692
3a. TITLE OF THE PROGRAM
3b. POMS CODE (SEE INSTRUCTIONS
BJA FY 15 Edward Byme Memorial Justice Assistance Gant (JAG) Program - Local Solicitation
ON REVERSE)
4. TITLE OF PROJECT
FY 15 JAG Program
5. NAME & ADDRESS OF GRANTEE
6. NAME & ADRESS OF SUBGRANTEE
City of Lubbock
1625 13th St.
Lubbock. TX 79401-2726
7. PROGRAM PERIOD
8. BUDGET PERIOD
FROM: 10/012014 TO: 09/302018
FROM: 10/012014 TO: 09/302018
9. AMOUNT OF AWARD
10. DATE OF AWARD
S 139,342
09/022015
11. SECOND YEAR'S BUDGET
12. SECOND YEAR'S BUDGET AMOUNT
13. THIRD YEAR'S BUDGET PERIOD
14. THIRD YEAR'S BUDGET AMOUNT
15. SUMMARY DESCRIPTION OF PROJECT (See instruction on reverse)
The Edward Byrne Memorial Justice Assistance Grunt Program (JAG) allows states and units of (oral govcmment, including tribes, on support a broad range of
activities to prevent and control crime based on their own state and local needs and conditions. Gant funds can be used for state and local initiatives, technical
assistance, training, personnel, equipment, supplies, contractual support, and information systems for criminal justice, including for any one or more of the
following program areas: 1) law enforcement programs; 2) prosecution and court programs; 3) prevention and education programs; 4) corrections and community
corrections programs; 5) dmg treatment and enforcement programs; 6) planning, evaluation, and technology improvement programs and 7) crime victim and
witness programs (other than compensation).
The goals of this project are to provide law enforcement services to the citirrns of Lubbock through the acquisition of new technology equipment by the Lubbock
Police Department and through the continued upgrade of the technology, communication, and law enforcement capacity of the Lubbock County District
DIP FORM 400012 (REV. 4-88)
Attomcy's Office and Shcrifrs Office.
NCA/NCF
FY2015 JAG LUBBOCK COUNTY JOINT ENFORCEMENT INITIATIVE
Budget Narrative
Grant #: FY2015 JAG TOTAL AWARD AMOUNT: $139,342.00
City Of Lubbock Amount: S 69,671.00
County of Lubbock Amount: $ 69,671.00
LOCAL MATCH: $0.00
City of Lubbock
1. Equipment:
a. Cellphone Download System $ 22,000.00
With the current proliferation of digital communication, more and more evidence is being
found stored on mobile devices. The Lubbock Police Department currently has two
systems for downloading information from mobile devices. Due to the sheer volume of
evidence being recovered from mobile devices, the two current systems are in constant
demand and recovery of crucial information is slowed. The purchase of two more
systems will allow more expedient processing of evidence in criminal investigations.
The City of Lubbock anticipates using S22,000.00 of this money on this purchase.
b. Laptop Computers for Patrol Vehicles $47,671.00
The available technology for patrol vehicles is constantly changing and improving. The
Lubbock Police Department is in the process of evaluating tablet computers that will
maximize cost efficiency while simultaneously enhancing the patrol officer's ability to
work. The purchase of tablet computers for in car operations will create a more usable
work space and upgrade capabilities for officers. The City of Lubbock anticipates using
the remainder of the available grant award on these purchases and will used budgeted
funds to pay for any overage to complete this project.
Lubbock County
1. Equipment and Training:
a. The Lubbock County District Attorney's Office will purchase equipment for digital
evidence collection and digital video processing. This will consist of computers.
monitors, servers, and associated equipment for evidence collection, courtroom trial
i
presentation of said evidence, upgrades to the Crash Data Retrieval System and new
hardware and software for the collection and processing of digital evidence. This
purchase will allow them to modernize their digital evidence collection and courtroom
recall capabilities, thereby allowing better deliverables on quality evidence collection and
prosecutions for Lubbock County.
$20,901.30
b. The Lubbock County Sheriffs Office will purchase a wireless system for the Bomb
Squad Robot and training for the Cyber Crimes Division. This purchase will allow them
to utilize the latest technology for operating the robot during the hazardous task of
locating, examining, and disarming explosive devices. Cyber Crimes is one of the fastest
growing areas of criminal activity. This training will keep these detectives up to date on
the latest trends in that area and the best ways to discover and combat them.
$48,769.70