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HomeMy WebLinkAboutResolution - 2016-R0354 - FTA Section 5307 Grant - Citibus - Operating Assistance, ADA Planning - 10/13/2016Resolution No.2016-R0354 Item No.6.21 October 13.2016 RESOLUTION BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK: THAT the City Manager of the City of Lubbock,or his designee,is hereby authorized to execute a FY 2016 Federal Transit Administration Section 5307 Grant (FAIN TX-2016-075-00) for Citibus,to provide operating assistance,preventative maintenance,and ADA paratransit planning and capital assistance.Said Grant is attached hereto and incorporated in this Resolution as if fully set forth herein and shall be included in the minutes of the Council. Passed by the City Council on October 13.2016 DANIEL M.POPE,MAYOR ATTEST: bgjLg A Rebecca Garza.City Secreta APPROVED AS TO CONTENT: APPROVED AS TO FORM: ^>^L Justij?Prliitt.Assistant City Attorney ccdocwREJTCitibus - FTA Grant 5307 FY 2016 - Operations and Planning Assistance SepteiffljSr 21,2016 LOW -solution No. 2016-RO354 DOT U.S. Department of Transportation Award Federal Award Identffication Number (FAIN) TemOorarY Application Number Award Name Award Status Award Budget Number 9/14/2016 FTA Federal Transit Administration TX-2016-07MO 1993-2016-3 Lubbock-Cftibus FY 2016 Section 5307 Grant Obligated Ready for Execution 0 Part 1: Recipient Information Name: City Transit Management Company, Inc. Recipient ID Recipient OST Type Recipient Alias Recipient DUNS 1993 city CITY OF LUBBOCK 037890936 Location Type Address Headquarters 3800 SANDSHELL DR STE 175 Physical Addteis 801 TEXAS AVE Mailing Address P.O. BOX 2000 Union Information Union Name NONE 'Address I Address 2 city State Zipcode, 00000 Contact Name Telephone Fax 00000 E-mail city State Zip FORT WORTH TX 761374230 LUBb0'CK TX 79401 LUBBOCK TX 79457 I I P a g e 9/14/2016 I Website Part 2: Award Information ITitle: Lubbock-Cifibus FY 2016 Section 5307 Grant FAIN Award Status Award Date Last Updated From Type Created Date TEAM? TX-2016-075- Obligated / Ready for Grant 7/14/2016 7/14/2016 No 00 Execution Award Executive Summary 7114/2016 - CM - This Is an application for the full apportionment for FY 2016 ($3,148,669). These funds will be used for preventative maintenance on all revenue/non-revenue vehicles, general/comprehensive planning, non -fixed route, complementary ADA paratransit service, general operating funds and capital funds to acquire miscellaneous support equipment. The grant breakdown will be as follows: Category - Federal - Local - Total PM - $2,371,167 - $592,792 - $2,963.959 Planning - $101,762 - $25,441 - $127,202 ADA - $314,867 - $78,717 - $393,584 Operating - $168,973 - $168,973 - $337,946 Capital - $191,900 - $47,975 - $239,875 Total - $3,148,669 - $913,898 - $4,062,566 The $913,898 of local match will be provided by the City of Lubbock. 1 % of the FY 2016 5307 funds will be used on security and surveillance. These funds will be used to purchase security cameras for the bus parking, purchase new radios for buses, pay for the radio communication contract, fire and security alarm monitoring and other miscellaneous capital items used for safety and security. The total FTA amount is $31,487 and the local match provided by the City of Lubbock will be $7,872 for a total of $39,359. This grant request is within acceptable limits of the fleet ratio. Award Start Date: 8/15/2016 Award End Date: 12/31/2018 Federal Statute Language: General Statute Language This Application for Section 5307 Federal Assistance Is allocated to the City of Lubbock — Cilibus. Attached to this application is the FY 2016 STIPJTIP and the FY 2016 UPWP. Specific 5307 Language Lubbock Citibus Is the Designated Recipient of Section 5307 funds to the Lubbock urbanized area. Other: This Application does NOT Include funds for Research and/or Development Activities. Indirect Costs Will NOT be applied to this application and its scope of work 2 1 P a g e 9/14/2016 Delinquent Federal Debt No, my organization does not have delinquent federal debt. Requires E.O. 12372 Review No, this application does not require E.O. 12372 Review. Subject to Pre -Award Authority Yes, this application Is subject to Pre -Award Authority. Will this Grant be using Lapsing Funds? No, this Grant does not use Lapsing Funds. Frequency of Milestone Progress Reports (MPR) Quarterly Frequency of Federal Financial Reports (FFR) Quarterly Award Point of Contact Information -Irst Name Last Name Title E-mail Address Phone '.'40hris Mandrell Director of Human Resources cmandreii@cltibus.com 806-712-2000 Aelissa Foreman melissa.foreman@dot.gov 817-978-0554 3hyllis Degarmo Local Security Manager Phyllis.Degarmo@dot.gov 817-978-0501 Award Budget Control Totals Funding Source Section of CFDA Amount Statute Number 49 USC 5307 - (MAP 21) Urbanized Area Formula 5307-2A 20607 $3,148,669 (FY2013 and forward) Local $913,898 Local/In-Kind $0 State $0 State/In-Kind $0 Other Federal $0 Transportation Development Credit $0 Total Eligible Cost $4oft2t667 Award Budget Project Budget Item FTA Amount Non-FTA Total Eligible Quantlt� Number Amount Amount 3 1 P a g e TX- 114- 2016- 075-01- 00 (114- BUS: SUPPORT EQUIP AND FACILITIES 00 A4) TX- 2016- 11.42.20 ACQUIRE - MISC SUPPORT 075-01- EQUIPMENT 00 TX- 117- 2016- 075-01- 00 (117- OTHER CAPITAL ITEMS (BUS) 00 A2) TX- 2016- 075-01- 11.7A.00 PREVENTIVE MAINTENANCE 00 TX- 2016- 11.7C.00 NON FIXED ROUTE ADA 075-01- PARATRANSIT SERVICE 00 Tx- 300- 2016- 075-01- 00 (300- OPERATING ASSISTANCE 00 A3) TX- 2016- SPECIAL RULE - OPERATING 075-01- 30.09.03 ASSISTANCE /I - 75 BUSES 00 TX- 442- 2016- 075-01- 00 (442- METROPOLITAN PLANNING 00 All) Ty- 9/14/2016 $191,900.00 $47,975.00 $239,875.00 $191,900.00 $47,975.00 $239,875.00 $2,686,034.00 $671,509.00 $3,357,543.00 $2,371,167.00 $592,792.00 $2,963,959.00 $314,867.00 $78,717.00 $393,584.00 $168,973.00 $168,973.00 $337,946.00 $168,973.00 $168,973.00 $337,946.00 $101,762.00 $25,"1.00 $127,203.00 2016- GENERAL 075-01- 44.22.00 DEVELOPMENTICOMPREHENSIVE $101.762.00 $25,441.00 $127,203.00 00 PLANNING Earmark and Discretionary Allocations This application does not contain earmarks or discretionary allocatlons. Sources of Federal Financial Assistance PO Project a. ope Name Scope Scope UZA Area Account Class FPC Description Ameni Number Number 'c Number Suffix Code Name Code Amou TX- BUS:SUPPORT Urbanized TX-90- 2016- EQUIP AND 114-00 A4 481350 Lubbock, 2016.25.90.91.2 00 Area $191IS Y183 075-01- FACILITIES (114) TX Formula 00 Grants 4 1 P a g e 9/14/2016 TX- - OTHER Urbanized TX-90- Y1 63 2016- 075-01- CAPITAL ITEMS 117-00 A2 Lubbock, 481350 2016.25.90.91.2 00 Area $2,68f (BUS), (117) TX Formula 06 Grants TX- Urbanized TX-90- 2016- OPERATING 300-00 A3 481360 Lubbock, 2016.25.90.91.2 04 Area $168,G YI 83 075-01- ASSISTANCE (300) TX Formula 00 Grants tx_ Urbanized TX-90- '2016- METROPOLITAN 442-00 Al 48,350 Lubbock 1 2016.25.90.91.2'02 Area $101,7 Y183 075�01-� PLANNING (442) TX Formula 00 Grants Part 3: Project Information Project Title: FY 2016 5307 (ops, Plan, PM, Capital) Project Number Temporary Project Number Date Created Start Date End Date TX-2016-075-01-00 1993-2016-3-PI 7/15/2016 9/1/2016 12/31/2018 Project Description 7/14/2016 - CM - This is an application for the full apportionment for FY 2016 ($3,148,669). These funds will be used for preventative maintenance on all revenuetnon-revenue vehicles, general/comprehensive planning, non -fixed route, complementary ADA paratransit service, general operating funds and capital funds to acquire miscellaneous support equipment. The grant breakdown will be as follows: Category - Federal - Local - Total PM - $2,371,167 - $592,792 - $2,963,959 Planning - $101,762 - $25,441 - $127,202 ADA - $314,867 - $78,717 - $393,584 Operating - $168,973 - $168,973 - $337,946 Capital - $191,900 - $47,975 - $239,875 Total - $3,148,669 - $913,898 - $4,062,566 The $913,898 of local match will be provided by the City of Lubbock. I% of the FY 2016 5307 funds will be used on security and surveillance. This grant request Is within acceptable limits of the fleet ratio. Project Benefits These funds will allow Citibus to continue to provide transit services to the citizens of the city of Lubbock, Texas. The funds will be utilized to fix/repair and perform preventative maintenance on all of Citibus'vehides (revenue and non -revenue), perform various planning activities Including maintenance of eligibility, strategic planning and fixed route planning, provide non -fixed route ADA complementary paratransit services within the 3/4 of a mile of a fixed route to those who qualify, general operating assistance and to purchase misce0aneous support equipment for maintenance and administration facilities including computer replacement and miscellaneous shop equipment. Additional Information 5 1 P a g e 9/14/2016 None provided. Location Description All of these funds will be used for expenses related to transit services in the city of Lubbock, Texas. Security Yes — our organization will expend at least 1 % of the 5307 funds in this application for security -related pmjects Project Location (Urbanized Areas) UZA Code Area Name 480000 Texas 481350 Lubbock,TX Congressional District Information State District Representative Texas 19 Randy Neugebauer Project Control Totals Funding Source Section of CFDA Amount Statute Number 49 USC 5307 - (MAP 21) Urbanized Area Formula 5307-2A 20507 $3,148,669 (FY2013 and forward) Local $913,898 Local/In-Kind $0 State $0 Stateft-Kind $0 Other Federal $0 Transportation Development Credit $0 Total Eligible Cost $4lU62,567 Project Budget Project Budget Item FTA Amount Non-FTA Total Eligible Quantit Number Amount Amount TX- 114- 2016- 00 BUS: SUPPORT EQUIP AND FACILITIES $191,9M.00 $47.975.00 $239.875.00 075-01- (114- [00 A4) 6 1 P a g e TX_ 2016- 11.42.20 ACQUIRE - MISC SUPPORT 076-01- EQUIPMENT 00 TX_ .11 Tr 2016- 00 (1-17- OTHER CAPITAL ITEMS (BUS) .01.76-01- 00 A2) TX_ 2016- 076-01- 11.7A.00 PREVENTIVE MAINTENANCE 00 TX- 2016- 11.7C.00 NON FIXED ROUTE ADA 075-01- PARATRANSIT SERVICE 00 TX.-! 300- 201& 06-01- 00 (360- OPERATING ASSISTANCE 00 A3) TX_ 2016- SPECIAL RULE -OPERATING 075-01- 30.09.03 ASSISTANCE /I - 75 BUSES 00 TX_ 442- 2016- 075-01- 00 METROPOLITAN PLANNING (442- 00 Al) TV- 9114/2016 $191,900.00 $47,975.00 $239,875.00 $2,686,034.00 $671,509.00 $3,357,543.00 $2,371,167.00 $592.792.00 $2,963,959.00 $314,867.00 $78,717.00 $393,584.00 $1,68,973.00 $168,9*73.00 $337,948.00 $168,973.00 $168,973.00 $337,946.00 $101,762.00 $25,441.00 $127,203.00 2016- GENERAL 075-01- ".22.00 DEVELOPMENT/COMPREHENSIVE $101,762.00 $25,441.00 $127,203.00 00 PLANNING Project Budget Activity Line Items Budget Activity Line Item: 11.7A.00 - PREVENTIVE MAINTENANCE Scope Name I Code Line Item Custom Item Name Activity Quantity OTHER CAPITAL ITEMS 11.7A.00 PREVENTIVE OTHER CAPITAL 0 (BUS) (1117-00) MAINTENANCE ITEMS (BUS) Extended Budget Description These funds will be used for preventative maintenance on all Citlbus vehicles. Citibus has a total of 128 vehicles in its fleet and 126 of those will receive preventative maintenance funded by this ALI. Preventative maintenance funded by this ALI will occur from 2016 - 2017. Local Match provided by City of Lubbock - $592,792 7 1 P a g e 9/14/2016 Will 3rd Party contractors be used to fulfill this activity line item? No, 3rd Party Contractcrs will not be used for this line item. Funding Source Section of CFDA Amount Statute Number 49 USC 5307 - (MAP 21) Urbanized Area Formula (FY2013 and forward) 5307-2A 20507 $2,371,167 Local $592,792 Local/In-Kind $0 State $0 Statelln-Kind $0 Other Federal $0 Transportation Development Credit $0 Total Eligible Cost $29963,959 Milestone Name Est. Completion Description Date Contract Award 9/1/2016 Contract award date Contact Close Out 12/31/2018 Contract Close Out Final Expenditure 9/30/2018 Final Expenditure Budget Activity Line Item: 11.7C.00 - NON FIXED ROUTE ADA PARATRANSIT SERVICE Scope Name I Code Line Item Custom Item Name Activity Quantity OTHER CAPITAL 11.7C.00 NON FIXED ROUTE ADA OTHER CAPITAL 0 ITEMS (BUS) (117-00) PARATRANSIT SERVICE ITEMS (BUS) Extended Budget Description Non -fixed route complementary ADA paratransit services. Local Match provided by City of Lubbock - $78,887 Will 3rd Party contractors be used to fulfill this activity line item? No, 3rd Party Contractors will not be used for this line Item. Funding Source Section of CFDA Amount Statute Number 49 USC 5307 - (MAP 21) Urbanized Area Formula 5307-2A 20507 $314,867 (FY2013 and forward) Local $78,717 Local/In-Kind $0 State $0 State/In-Kind so 8 1 P a g e 9/14/2016 btheri Federal $0 Transportation Development Credit $0 Total Eligible Cost $393,584 Milestone Name Est. Completion Description Date Contact Award Date 9/11/2016 Contract Award Date Contact Close Out 12131/2016 Contract Close Out Final Expenditure 9/30/2018 Final Expenditure Budget Activity Line Item: 30.09.03 - SPECIAL RULE - OPERATING ASSISTANCE 11 - 75 BUSES Scope Name I Code Line Item Custom Item Name Activity Quantity OPERATING 300903 SPECIAL RULE - OPERATING OPERATING 0 ASSISTANCE (300-00) ASSISTANCE /I - 76 BUSES ASSISTANCE Extended Budget Description General operating assistance for FY 2015 that can be utilized for operating assistance as set forth by the Operating Assistance special rule. Local Match provided by City of Lubbock - $168,973 Will 3rd Party contractors be used to fulfill this activity line Item? No, 3rd Party Contractors will not be used for this line Item. IFunding Source Section of CFDA Amount Statute Number 49 USC 5307 - (MAP 21) Urbanized Area Formula 5307-2A 20507 $168,973 (FY2013 and forward) Local $168,973 Local/in-Kind $0 State $0 Statetin-Kind $0 Other Federal $0 Transportation Development Credit $0 Total Eligible Cost $337l946 Milestone Name Est. Completion Description Date Contract Award Date 9/1/2016 Contract Award Date Contact Close Out 12/3112018 Contract Close Out Final Expenditure 9/30/2018 Final Expenditure 4 9 1 P a g e 9/14/2016 Budget Activity Line Item: 11.42.20 - ACQUIRE - MISC SUPPORT EQUIPMENT I Scope Name I Code Line Custom Item Name Activity Quantity Item # BUS: SUPPORT EQUIP ACQUIRE - MISC ACQUISITION OF BUS AND FACILITIES (114- 11.42.20 SUPPORT SUPPORT 0 00) EQUIPMENT EQUIP/FACILITIES Extended Budget Description Purchase miscellaneous support equipment for maintenance and administration facilities. This equipment will include computer replacement and miscellaneous shop equipment. Local Match provided by City of Lubbock - $47,975 Will 3rd Party contractors be used to fulfill this activity line item? No, 3rd Party Contractors will not be used for this line item. Funding Source Section of CFDA Amount Statute Number 49 USC 5307 - (MAP 21) Urbanized Area Formula (FY2013 and forward) 5307-2A 20507 $191.900 Local $47,975 Local/In-Kind $0 State $0 State/in-Kind $0 Other Federal $0 Transportation Development Credit $0 Total Eligible Cost $239,875 Milestone Name Est. Completion Description Date Contract Award 9/1/2016 Contact Award Date Contract Close Out 12/31/2018 Contract Close Out Final Ex penditure 9/30/2018 Final Expenditure [Budget Activity Line Item: 44.22.00 - GENERAL DEVELOPMENTICOMPREHENSIVE PLA Scope Name I Line ustom Item Name Activity Quantity Code Item # METROPOLITAN GENERAL METROPOLITAN PLANNING (442- 44.22.00 DEVELOPMENT/COMPREHENSIVE PLANNING 0 00) PLANNING Extended Budget Description These funds will be utilized to provide various planning activities, including maintenance of eligibility, strategic planning and fixed route planning. Local Match provided by City of Lubbock - $25,441 101Page 9/14/2016 Will 3rd Party contractors be used to fulfill this activity line Item? No, 3rd Party Contractors will not be used for this line item. Funding Source Section of CFDA Amount Statute Number 49 USC 5307 - (MAP 21) Urbanized Area Formula 5307-2A 20507 $101.762 (FY2013 and forward) Local $25,441 Local/In-Kind $0 State $0 State/In-Kind $0 Other Federal $0 Transportation Development Credit $0 Total Eligible Cost $127,203 IMilestone Name Est. Completion Description Date I Contract Award Date 9/1/2016 Contract Award Date Contradt Close Out 12/31/2018 Contract Close Out Final Expenditure 9/30/2018 Final Expenditure Project Environmental Findings I Finding: Class 11(c) - Categorical Exclusions (C-List) I Class Level Description Class 11(c) consists of projects called categorical exclusions (CEs) which are known not to have, either Individually or cumulatively, a significant environmental impact on the human or natural environment and are therefore categorically excluded from the requirement to prepare an environmental assessment or an environmental Impact statement. Class 11(c) does not require documentation. Categorical Exclusion Description Type 04: Planning and administrative activities which do not involve or lead directly to construction, such as: training, technical assistance and research; promulgation of rules, regulations, directives, or program guidance; approval of project concepts; engineering; and operating assistance to transit authorities to continue existing service or increase service to meet routine demand. Date Description Date Class llc CE Approved Scope Name I Line FTA Total Code Item Line Item Name Quantity Amount Eligible Number Cost 111 P age 9/14/2016 METROPOLITAN GENERAL PLANNING (442. 44.22.00 DEVELOPMENT/COMPREHENSIVE 0 $101,762.00 $127,203.00 00) PLANNING Finding: Class 11(c) - Categorical Exclusions (C-List) Class Level Description Class 11(c) consists of projects called categorical exclusions (CEs) which are known not to have, either Individually or cumulatively, a significant environmental impact on the human or natural environment and are therefore categorically excluded from the requirement to prepare an environmental assessment or an environmental Impact statement. CAass 11(c) does not require documentation. Categorical Exclusion Description Type 07- Acquisition, Installation, rehabilitation, replacement, and maintenance of vehicles or equipment, within or accommodated by existing facilities, that does not result in a change in functional use of the facilities, such as: equipment to be located within existing facilities and with no substantial off -site impacts; and vehicles, including buses, rail cars, trolley cars, ferry boats and people movers that can be accommodated by existing facilities or by new facilities that qualify for a categorical exclusion. Date Description Date Class lic CE Approved Scope Name I Code Line Item Line Item Name Quantity FTA Amount Total Eligible Number cost OTHER CAPITAL PREVENTIVE, ITEMS (BUS) (117- 11.7A.00 MAINTENANCE 0 $2,371,167.00 $2,963,959.00 00) Finding: Class 11(c) - Categorical Exclusions (C-List) Class Level Description Class 11(c) consists of projects called categorical exclusions (CEs) which are known not to have, either Individually or cumulatively, a significant environmental Impact on the human or natural environment and are therefore categorically excluded from the requirement to prepare an environmental assessment or an environmental Impact statement. Class 11(c) does not require documentation. Categorical Exclusion Description Type 04: Planning and administrative activities which do not involve or lead directly to construction, such as: training, technical assistance and research; promulgation of rules, regulations, directives, or program guidance; approval of project concepts; engineering; and operating assistance to transit authorities to continue existing service or Increase service to meet routine demand. Date Description Date Class 11c CE Approved Scope Name Line Item Line Item Name Quantity FTA Total Eligible Code Number Amount Cost 121 P a g e OTHER CAPITAL NON FIXED ROUTE ADA ITEMS (BUS) (1117- 11.7C.00 PARATRANSIT SERVICE 0 00) 9/14/2016 $314,867.00 $393,584.00 I Finding: Class 11(c) - Categorical Exclusions (C-List) Class Level Description Class 11(c) consists of projects called categorical exclusions (CEs) which are known not to have, either Individually or cumulatively, a significant environmental impact on the human or natural environment and are therefore categorically excluded from the requirement to prepare an environmental assessment or an environmental Impact statement. Class 11(c) does not require documentation. Categorical Exclusion Description Type 04: Planning and administrative activities which do not Involve or lead directly to construction, such as: training, technical assistance and research; promulgation of rules, regulations, directives, or program guidance; approval of project concepts; engineering; and operating assistance to transit authorities to continue existing service or increase service to meet routine demand. Date Description Date Class Ilc CE Approved Scope Name I Code Line Item Line Item Name Quantity FTA Total Eligible Number Amount Cost OPERATING SPECIAL RULE - ASSISTANCE (300- 30.09.03 OPERATING ASSISTANCE 0 $168,973.00 $337,946.00 00) /1 - 75 BUSES Finding: Class II(c) - Categorical Exclusions (C-List) Class Level Description Class 11(c) consists of projects called categorical exclusions (CEs) which are known not to have, either Individually or cumulatively, a significant environmental impact on the human or natural environment and are therefore categorically excluded from the requirement to prepare an environmental assessment or an environmental impact statement. Class 11(c) does not require documentation. Categorical Exclusion Description Type 07: Acquisition, Installation, rehabilitation, replacement, and maintenance of vehicles or equipment, within or accommodated by existing facilities, that does not result in a change in functional use of the facilities, such as: equipment to be located within existing facilities and with no substantial off -site impacts; and vehicles, including buses, rail cars, trolley cars, ferry boats and people movers that can be accommodated by existing facilities or by new facilities that qualify for a categorical exclusion. Date Description Date Class 11c CE Approved Scope Name I Code Line Item Line Item Name Quantity FTA Total Eligible Number Amount Cost 13 1 P a g e BUS: SUPPORT EQUIP ACQUIRE - MISC AND FACILITIES (114- 11.42.20 SUPPORT 00) EQUIPMENT Pad 4: Fleet Details No fleet data exists for this appkation. Part 5: FTA Review Comments Application Review Comments Comment By Melissa Foreman Comment FTA Post Review Comments for Grantee Type Date 911/2016 Comment See email sent today for comments. Part 6: Agreement UNITED STATES OF AMERICA DEPARTMENT OF TRANSPORTATION FEDERAL TRANSIT ADMINISTRATION GRANT AGREEMENT (FTA G-22, October 1, 2015) 9114/2016 $191,900.00 $239.875.00 On the date the authorized U.S. Department of Transportation, Federal Transit Administration (FTA) official signs this Grant Agreement, FTA has obligated and awarded federal assistance as provided below. Upon execution of this Grant Agreement by the Recipient named below, the Recipient affirms this FTA Award, enters Into this Grant Agreement with FTA, and binds its compliance with the terms of this Grant Agreement. The following documents are incorporated by reference and made part of this Grant Agreement: (1) "Federal Transit Administration Master Agreement," FTA MA(22), October 1, 2015, httplAvww.fta.dot.gov, (2) The Certifications and Assurances applicable to the FTA Award that the Recipient has selected and provided to FTA, and (3) Any Award notification containing special conditions or requirements, if issued. WHEN THE TERM uFTA AWARD"OR "AWARD" IS USED, EITHER IN THIS GRANT AGREEMENT OR THE APPLICABLE MASTER AGREEMENT, "AWARDO ALSO INCLUDES ALL TERMS AND CONDITIONS SET FORTH IN THIS GRANT AGREEMENT FTA OR THE FEDERAL GOVERNMENT MAY WITHDRAW ITS OBLIGATION TO PROVIDE FEDERAL ASSISTANCE IF THE GRANTEE DOES NOT EXECUTE THIS GRANT AGREEMENT WITHIN 90 DAYS FOLLOWING THE DATE OF THIS FTA AWARD SET FORTH HEREIN. FTAAWARD 14 1 P a g e 9/14/2016 Federal Transit Administration (FTA) hereby awards a Federal grant as follows: Recipient Information Recipient Name: City Transit Management Company, Inc. Recir)1ent ID: 1993 DUNS No: 037890936 Award Information FederalAward Identification Number: TX-2016-075-00 Award Name: Lubbock-Citibus FY 2016 Section 5307 Grant Award Emutive Summary: 7/14/2016 - CM - This Is an application for the full apportionment for FY 2016 ($3,148,669). These funds will be used for preventative maintenance on all revenue/non-revenue vehicles, generalkomprehensive planning, non -fixed route, complementary ADA paratransit service, general operating funds and capital funds to acquire miscellaneous support equipment. The grant breakdown will be as follows: Category - Federal - Local - Total PM - $2,371,167 - $592,792 - $2,963,959 Planning - $101,762 - $25,441 - $127,202 ADA - $314,867 - $78,717 - $393,684 Operating - $168,973 - $168,973 - $337,946 Capital - $191,900 - $47,975 - $239,875 Total - $3,148,669 - $913,898 - $4,062,666 The $913,898 of local match will be provided by the City of Lubbock. 11% of the FY 2016 5307 funds will be used on security and surveillance. These funds will be used to purchase security cameras for the bus parking, purchase new radios for buses, pay for the radio communication contract, fire and security alarm monitoring and other miscellaneous capital Items used for safety and security. The total FTA amount is $31,487 and the local match provided by the City of Lubbock will be $7,872 for a total of $39,359. This grant request is within acceptable limits of the fleet ratio. Award Start Date: 8/15/2016 Award End Date: 12/31/2018 Federal Statute Language: General Statute Language This Application for Section 5307 Federal Assistance is allocated to the City of Lubbock — Citibus. Attached to this application is the FY 2016 STIP/TIP and the FY 2016 UPWP. Specific 5307 Language Lubbock CItIbus Is the Designated Recipient of Section 5307 funds to the Lubbock urbanized area. Other. 151 P a g e 9114/2016 This Application does NOT include funds for Research and/or Development Activities. Indirect Costs Will NOT be applied to this application and Its scope of work Total Award Bud -get: $4,062,567.00 Amount of Federal Assistance Obli-gated for This FTA Action (in U.S. Dollars): $3,148,669.00 Amount of Non -Federal Funds Committed to This FTA Action (in U.S. Dollars): $913,898.00 Total FTA Amount Awarded and Oblictated (in U.S. Dollars): $3,148,669.00 Total Non -Federal Funds Committed to the Overall Award (in U.S. Dollars): $913,898.00 Award Budget Control Totals (The Budget Includes the Individual Project Budgets (Scopes and Activity Line Items) or as attached) IFunding Source Section of CFDA Amount Statute Number I 49 USC 5307 - (MAP 21) Urbanized Area Formula 5307-2A 20507 $3,148.669 (FY2013 and forward) Local $913,898 Local/In-Kind $0 State $0 State/In-Kind $0 Other Federal $0 Transportation Development Credit $0 Total Eligible Cost $4lO621567 (The Transportation Development Credits are not added to the amount of the Total Award Budget.) Project Information Project Project Project Description Number Title I 7/14/2016 - CM - This is an application for the full apportionment for FY 2016 ($3,148,669). These funds will be used for preventative maintenance on all revenue/non-revenue vehicles, general/comprehensive planning, non-fted FY 2016 route, complementary ADA paratransit service, general operating funds and TX-20116- 5307 (ops, capital funds to acquire miscellaneous support equipment. The grant 075-01-00 Plan, PM, breakdown will be as follows: Category - Federal - Local - Total PM - Capital) $2,371,167 - $592,792 - $2,963,959 Planning - $101,762 - $25,441 - $127,202 ADA - $314,867 - $78,717 - $393,584 Operating - $168,973 - $168,973 - $337,946 Capital - $191,900 - $47,975 - $239,875 Total - $3,148,669 - $913.898 - $4,062,566 The $913,898 of local match will be provided by the City of Lubbock. I % of the FY 2016 5307 funds will be used 16 1 P a g e 9/14/2016 on security and surveillance. This grant request Is within acceptable limits of the fleet ratio. Project Funding Summary Funding Source Section of CFDA Amount Statute Number 49 USC 5307 - (MAP 21) Urbanized Area Formula 5307-2A 20507 $3,148,669 (FY2013 and forward) Local $913,898 Local/In-Kind $0 state $0 State/in-Kind $0 Other Federal $0 Transportation Development Credit $0 Total Eligible Cost $4,062t567 U.S. Department of Labor Certification of Public Transportation Employee Protective Arrangements: Original Certification Date: 9/2/2016 2:57 PM GMT+00:00 TERMS AND CONDMONS Special Condlitions; Comment By Eldridge Onco, Comment Special Conditions Type Date 9/7/2016 This award of Federal financial assistance Is subject to the terms and conditions set Comment forth in the U.S. Department of Labor's certification letter dated September 2, 2016, to the Federal Transit Administration with respect to this numbered grant, including any attachments to the letter, which are fully Incorporated herein by reference. Awarded By: Robert Patrick Supervisor FEDERAL TRANSIT ADMINISTRATION U.S. DEPARTMENT OF TRANSPORTATION 171P a g e 9/14/2016 Contact Info: Robert.Patrick@dot.gov Award Date: 9/812016 2:56 PM GMT+00:00 EXECUTION OF THE GRANT AGREEMENT Upon full execution of this Grant Agreement by the Recipient, the Effective Date will be the date FTA or the Federal Government awarded Federal assistance for this Grant Agreement. By executing this Grant Agreement, the Recipient intends to enter into a legally binding agreement in which the Recipient (1) Alfltrms this FTA Award, (2) Adopts and ratifies all of the following information it has submitted to FTA: (a) Statements, (b) Representations, (c) Warranties, (d) Covenants, and (e) Materials, (3) Consents to comply with the requirements of this FTA Award, and (4) Agrees to all terms and conditions set forth in this Grant Agreement. Executed By: City Transit Management Company, Inc. 181 P a g e