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HomeMy WebLinkAboutResolution - 2016-R0025 - Community Action Plan - 01/14/2016Resolution No. 2016-R0025 Item No. 6.24 January 14, 2016 RESOLUTION BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK: THAT the City Council hereby adopts the Community Action Plan adopted by the Community Development Services Board in its meeting on October 14, 2015. Said Plan is attached hereto and incorporated in this resolution as if fully set forth herein and shall be included in the minutes of the City Council. Passed by the City Council on January 14, 2016 GLEN C. OB R ON, MAYOR ATTEST: D'�" If - N7 Reb cca Garza, City Secret APPROVED AS TO CONTENT: Bill How;pt n, kisistan-t;p4lanager APPROVED AS TO FORM: Justin Pruissistant City A mey ' ecdocs/RES. Adoption—CDSB Community Action Plan— 12.22.15 December 22, 2015 Resolution No. 2016-R0025 C pmMUN/TY ACT/ON P4,4N PY 2016 C/TY OF LUBBOC/e Submitted To TEXAS DEPARTMENT OF HOUSING AND COMMUNITY AFFAIRS (TDHCA) In Consideration Of Community Services Block Grant (CSBG) ATTACHMENT B: LINKAGES AND FUNDING COORDINATION, GAPS IN SERVICES, AND INITIATIVES Subrecipient: City of Lubbock Instructions: Complete Attachment B by providing the requested response and/or information and by completing the accompanying forms related to Attachment B, sections 3., 4.A.1., 4.A.2., 4.A.3., 4.B.1., and 4.B.2.. Background: The CSBG Act requires CSBG eligible entities to coordinate between anti -poverty programs and establish linkages between governmental and other social service providers to assure the effective delivery of services and to coordinate with Workforce Investment Act programs. 1. PROVISION OF NUTRITIOUS FOODS Describe how the Subrecipient will provide, on an emergency basis, such supplies and services, nutritious foods, and related services, as may be necessary to counteract the conditions of starvation and malnutrition among low-income individuals. The City of Lubbock Community Development prepares a list of services and providers and works closely with non -profits to gather referral information to agencies that provide the necessary services. The City also maintains an information and referral line called 3-1-1 which provides callers with necessary referral information. One of our sub -recipients, Catholic Charities (CC), maintains a food pantry on site and provide basic food items to their program participants: flour, sugar, canned vegetables, frozen meat/vegetables, canned meat, dry cereal, etc. Catholic Charities keep hygiene products and diapers on hand available to participants, should they need them. Participants must make an appointment and complete a one page Emergency Assistance form to be considered for available items. If for some reason, the items are not readily available, Catholic Charities will present participants with a gift card (usually to Wal-Mart) or go purchase the required items for the client. Parenting Empowerment Program (PEP) participants do not have to make an appointment for emergency assistance, Catholic Charities is able to assist the participants due to existing applications on file with the sub - recipient. All services are available to anyone that needs help, not just PEP participants. Note: Reference CSBG Act, Sec. 676(b)(4). The assistance only needs to be provided on an emergency basis, until the need is met. If a referral source can meet the need, that is acceptable; otherwise, CSBG funds must be used to meet the need. 2. INITIATIVES Describe the use of CSBG funds to "support innovative community and neighborhood -based initiatives related to the purposes of CSBG, which may include fatherhood initiatives and other initiatives with the goal of strengthening families and encouraging effective parenting " Support means that either CSBG funds can directly fund such an initiative or support an organization that provides such. If CSBG funds do not currently support initiatives to strengthen families or encourage effective parenting, describe efforts that will be undertaken in the upcoming program year to either provide or support such efforts. Reference the CSBG Act, Sec. 676 (b)(3)(D) requires CSBG funds be used for this purpose and that such efforts be described. Self-sufficiency and transitioning out of poverty initiative are supported directly with CSBG funds in order to assist families in earning a living wage and support their families. Parenting Empowerment Program (PEP) serves single moms, single dads, two-parent families, grandparents raising grandchildren, etc. We have a variety of family types enrolled in the program. Catholic Charities offers free parenting classes upon request or by referral. PEP conducts mandatory workshops for participants which include topics regarding Financial literacy (with emphasis on how to become a homeowner—presented by Lubbock Housing Finance Corp), grant/scholarship assistance (presented by Learn, Inc.), and parenting skills (presented by Catholic Charities staff/interns). In addition to these activities, PEP staff encourages all clients to participate in local community events such as health fairs/screenings and other outreach activities. Catholic Charities has a licensed counselor and interns that can provide counseling (on a sliding income scale) with parents and families that need in depth counseling. 3. GAPS IN SERVICES - Complete Attachment B, 3. Gaps in Services & Strategy to Meet Gaps in Services. Note: Reference CSBG Act, Sec. 676(b)(3)(B) requires that eligible entities provide information on how linkages will be developed to fill identified gaps in the services through the provision of information, referrals, and follow-up consultations. 4. LINKAGES AND FUNDING COORDINATION Note: Reference CSBG Act, Sec. 676 (b)(3)(C), Sec. 676 (5),(6) and (9), requires that eligible entities coordinate CSBG fimds with other public and private resources and establish linkages between governmental and other social service programs. ATTACHMENT B: LINKAGES AND FUNDING COORDINATION, GAPS IN SERVICES, AND INITIATIVES Subrecipient: City of Lubbock 4. LINKAGES AND FUNDING COORDINATION (continued) A. Linkages and Coordination Complete Attachment B, 4.A.1. Referral Organizations. Provide the requested information regarding how the Subrecipient will coordinate, establish, or maintain linkages with city and county governments, school districts, colleges, faith -based organizations, non-profit organizations, State agencies, etc. to address client needs. It is recommended that CSBG eligible entities provide clients with a referral form to submit to the referral organization. The referral organization can utilize the form to document enrollment and/or provision of service and the Subrecipient can collect the referral form and report the data in the CSBG monthly performance report. Subrecipients should also regularly refer clients to the local 211 service. 2. Complete Attachment B, 4. A. 2. Referrals to Child Support Offices. Note: CSBG Act requirement, Reference: CSBG Act, Sec. 678G(b). 3. Complete Attachment B, 4. A. 3. Coordination and Referrals to Workforce Innovation and Opportunity Act (WIOA) Programs. Note: CSBG Act requirement, Reference: CSBG Act, Sec. 676(b)(5). These programs referenced are the local Texas Workforce Commission office or local Workforce Boards or their subcontract organizations. Subrecipients should prioritize WIOA coordination and referrals. B. FUNDING COORDINATION 1. Complete Attachment B, 4.B.L Funding Coordination. The form captures memorandums of understanding and/or service agreements the CSBG subrecipient has with other entities to meet an identified need or common goals and objectives. Note: Reference: CSBG Act, Sec. 676 requirement for CSBG funds to be coordinated with other public and private resources in the service area. 2. Complete Attachment B, 4.B.2. Social Service Coalitions. Coalitions may refer to the any coalitions/ groups of organization in the service area that coordinate services for low-income persons, coalitions for homeless or elderly, etc. ATTACHMENT C: SERVICE DELIVERY SYSTEM Subrecipient: City of Lubbock Instructions. Complete Attachment C by providing the requested response and/or information and by completing the accompanyingforms related to Attachment C, sections/questions C4., C.S., C6., C7., andC.8. 1. INTAKE PROCESS A. Provide information on the intake process utilized for clients seeking services and assistance. M CSBG Intake completed, then referred to WAP, CEAP or other programs; OR ❑ An Application is completed for CSBG and for each program such as CEAP, etc ❑ Paper Intake Application Used; OR M Application Completed in Software Database B. Are there certain services or activities not available at service centers (neighborhood centers or satellite offices) for which the client has to be referred to the main office? M No ❑ Yes If yes, identify those services/activities: C. How are services provided to persons that are unable to apply for services in person? ❑ on-line application M Mail In Application ® Home Visit M Other, explain Clients apply for services in person. 2. CSBG FUNDS FOR DIRECT CLIENT ASSISTANCE: A. How much of the estimated 2016 CSBG funds will be utilized to provide direct client assistance? (This amount is to exclude the amount budgeted for TOP assistance identified in Attachment E.) Based on 2016 estimated funding of $369,785 of which approximately $258,785 will be allocated to sub -recipient to conduct the transitioning out of poverty program. Of this amount, $10,000 is budgeted to provide direct client assistance. What types of direct client assistance will be provided? Note: the subrecipient will not be limited to the uses specified herein. Rent, utilities, transportation, uniforms, testing fees, child care and other miscellaneous needs. 3. QUALITY CONTROL A. How does the CSBG Coordinator assess the quality of the work performed by outreach workers? Performance Measures 1. Frequency that the supervisor conducts review of work performed by outreach workers? ❑ Weekly M Monthly ❑ Quarterly ❑ Other, explain: 2. Activities conducted by the supervisor during the on-site reviews? M review client records M review performance data M review case management records M assessment of staff meeting assigned TOP goal 3. Other quality controls utilized? Explain: Review of reimbursement documentation including payment voucher. B. What are the mechanisms used to gather and verify performance data? City of Lubbock subcontracts the direct services portion to selected agencies. The subcontracted agencies submit monthly reports to the City by the 10`h of the following month. NPIs and MFFPRs are hard copies. 1. What software is used to gather data (demographics, NPIs) for CSBG performance reports? Excel spreadsheets are used to gather data. 2. How is (demographics, NPIs) data gathered and reported to the administrative office from each field office? Demographics and NPI's are gathered daily as CSBG intakes are conducted. The information is placed on a tally sheet which in turn is transferred to MFFPR on a monthly basis. 3. How frequently does the supervisor review CSBG performance data that is received from neighborhood centers? Data collection is done on a monthly basis at which time the data is reviewed. 4. What process is used to verify the accuracy and completeness of the (demographics, NPIs) data reported in the monthly CSBG performance report? On a monthly basis, the sub -recipient submits a list of clients and the services they received, this data is compared to the data collected on the MFFPR and the NPI's. The data is also compared to individual payment vouchers for clients assisted. 5. How is data gathered from other programs to report monthly in the CSBG Performance Report? CSBG intake application is taken to collect all CSBG data required to report on MFFPR. Each applicants data is transferred to tally sheets and then to the MFFPR. 6. How are NPI enrollment and outcome data gathered from other providers on clients referred for services? Each subcontracted provider is responsible for gathering their data and reporting to the administrative office. ATTACHMENT C: SERVICE DELIVERY SYSTEM Subrecipient: City of Lubbock 4. CSBG SERVICE AREA Complete Attachment C, 4. Service Area -Population, Poverty Population, and Unemployment Data. Include data for all counties in the CSBG service area. The requested data can be located at the Community Action Partnership website: hn://www.communityactioncna.ore/tooURgportCgEd/reportData.aslx. 5. MAIN OFFICE/ADMINISTRATIVE OFFICE Complete Attachment C, 5Main OfcelAdministrative Office. 6. COUNTIES WITH NEIGHBORHOOD CENTERS/SERVICE CENTERS Complete Attachment C, S. Counties With Neighborhood Centers/Service Centers fonts. Neighborhood Centers/Services Centers are facilities where the Subrecipient has CSBG staff and or volunteers located to provide services on a regular full-time basis, usually Monday thru Friday. Provide the requested information related neighborhood centers/service centers, utilized by the subrecipient to provide services. 7. COUNTIES WITH OUTREACH SITES Complete Attachment C. 6. Counties nth Outreach Sites. Outreach sites are facilities (usually a public building such as a court house, city hall, or a building provided by a church or non-profit organization) where the Subrecipient sends CSBG staff and or volunteers on a regularly scheduled basis, such as every 3' Thursday of the month, to provide assistance. Provide the requested information on outreach sites utilized by the Subrecipient to provide assistance. 8. SERVICE TO COUNTIES WITHOUT A SERVICE CENTER OR OUTREACH SITE Complete Attachment C, 7. Service to Counties Without A Service Center or Outreach Site. Provide the information requested for those counties in the CSBG service area where the Subrecipient does not have a service center/ neighborhood center or a facility where outreach staff conduct intake and provide services on a scheduled basis. Note: All counties in the CSBG service area should be identified in either Attachment C 5, C 6., C 7, or C 8. ATTACHMENT D - CASE MANAGEMENT SYSTEM Subrecipient: City of Lubbock Instructions: Complete Attachment D by providing the requested response and/or information and by completing the accompanying forms related to Attachment C, section LA. 1. CASE MANAGEMENT STAFF AND CASELOAD A. Complete Attachment D, 1, Staff Providing Case Management Services & Caseload. Only identify staff that will be providing case management to clients working to transition out of poverty and become self-sufficient. Case management is a collaborative process that assesses the client's and household's needs to develop and implement a plan of action to meet goals, coordinate services, monitor progress, and evaluate the options and services needed to meet needs. B. How often will the case worker meet and/or contact clients that are enrolled in case management? ❑ Weekly ❑ Bi -Monthly ® Monthly ❑ Other—Explain: C. How are the meetings and follow-ups conducted with clients enrolled in case management? ® In Person ❑ Telephone ❑ E-mails ❑ Other — Explain: 2. QUALITY CONTROL OF CASE MANAGEMENT CASE LOAD & RESULTS A. How will management, on at least a monthly basis, determine that caseworkers are dedicating the assigned number of hours to case management for clients working to become self-sufficient and TOP? 1. Review of Timesheets and Personnel Activity Reports with detailed information on the number of hours dedicated to case management? ® Yes ❑ No 2. One on one meeting with caseworkers: ❑ Weekly ® Bi -Monthly ❑ Monthly ❑ Other—Explain: B. How will management monitor, on at least a monthly basis, that caseworkers are making progress towards meeting their assigned goal of number of persons to TOP? 1. Review of caseworker's progress towards meeting assigned TOP goal ( number working to TOP, status of clients, number that have TOP, etc.)? ® Yes ❑ No 2. If the response to 2.13.1. is yes, how often will the meetings occur: ❑ Weekly ❑ Bi -Monthly ® Monthly ❑ Other—Explain: 3. SELECTION OF CLIENTS FOR CASE MANAGEMENT A. How are potential clients identified as persons interested in receiving case management and transitioning out of poverty and becoming self-sufficient? ® use of client questionnaire during intake ® client interviews ® referrals from subrecipient programs ® referrals from partner organizations ® coordination with colleges or universities ® coordination with trade or technical schools ❑ other, explain: ATTACHMENT D - CASE MANAGEMENT SYSTEM Subrecipient: City of Lubbock 4. ASSESSMENT PROCESS Subrecipients should ensure that CSBG program staff are familiar with the Case Management Training Series located at htto://www.tdhca.state.tx.us/community- affairs/csba//guidance.htm . The series will explain the pre -assessment and integrated assessment forms. It is recommended that the Integrated Assessment be completed in a follow-up appointment that is separate than the Pre -Assessment process. A. Is a pre -assessment form completed for persons that are interested in receiving case management services? Yes ® No ❑ B. Is a pre -assessment form used to determine client's needs, level of service, and to assess whether the client may be an appropriate candidate for a case management program with the goal of transitioning out of poverty? 1. Yes ® No ❑ If no, how is the pre -assessment conducted and documented? Explain: 2. Is the pre -assessment form used the one available from TDHCA? Yes ❑ No C. Is an integrated assessment form used to conduct an in-depth evaluation of primary issues that can impact the short and long term well being of the client and their household system (barriers, strengths, opportunities, motivation, etc.)? 1. Yes ® No ❑ If no, how is the in-depth evaluation conducted and documented? Explain: 2. Is the Integrated Assessment form used the one available from TDHCA? Yes ❑ No SERVICE PLAN Reference: CSBG Act, Sec. 672 (1) one of the primary purposes of the CSBG grant is to empower low-income families and individuals to become fully self- sufficient. (It is recommended that the Service Plan, or initial steps in the plan, be conducted in a follow-up appointment that is separate from the Integrated -Assessment process.) A. Is a Service Plan form (goals, steps, timeline, tracking of completing steps and accomplishment of goals, etc.) utilized to identify goals and a plan of action for achieving the goals established by the client and to track accomplishments? 1. Yes ® No ❑ 2. Is the Service Plan form used the one provided by TDHCA on the web -site? Yes ❑ No B. How does the case worker follow-up with the client to determine if action steps have been carried out to complete steps in their service plan? 1. In Person 0 Telephone 0 E-mails 0 Other ❑ —Explain: ATTACHMENT D - CASE MANAGEMENT SYSTEM Subrecipient: City of Lubbock 2. How frequently is the case worker following-up with the client on their completion of steps? Weekly ❑ Bi -Monthly ❑ Monthly ® Other ❑ — Explain: C. 1. How are client's employment goals addressed? Explain: The ultimate goal is to assist participants to be gainfully employed in the chosen field and earn a living wage on their education/training is complete. PEP staff members assist with writing resumes, job searches, clothing (via our Resale Center), interviewing skills, reference letters, uniform vouchers (if required) and occasionally job placement assistance. 2. What entities and organizations does the subrecipient work with to help clients attain employment goals? Explain: Texas Workforce Commission and secondary educational entities. 3. What type of assistance is provided to clients to assist them to attain employment goals? Explain: Resume preparation, job searches, and interview coaching in the form of interviewing etiquette, tips and attire as well as basic interview skills. D. 1. How are client's education goals addressed? Explain: Clients are counseled monthly and re -certified for assistance each semester, case manager meets with client monthly to follow-up on progress of grades and identify and address any issues that may hinder their progress. 2. What entities and organizations does the subrecipient work with to help clients attain education goals? Explain: Universities and colleges, LEARN Inc., My Father's House, Buckner Children and Family Services, TWC, Child Care Services. k 3. What type of assistance is provided to clients to assist them to attain education goals? Explain: Rent, utilities, text books, tuition, fees, mileage, prescription and child care 6. DOCUMENTATION A. How does the case worker obtain income documentation for persons that have maintained TOP income achievement for 90 days (income for the entire 90 day period)? Check those that apply. ❑ Client has a Release of Information on file with subrecipient and employer is contacted. ❑ Income documentation is obtained during appointment. ® Income documentation is obtained through the local TWC or Workforce Board office. ❑ Income documentation is submitted by client through fax, e-mail, or mailed. B. Are incentives provided to clients who submit the 90 day income documentation? Yes ❑ No If yes, explain the types of incentives that are provided: (Note: CSBG funds can be used to provide incentives, such as gas cards, during the 90 day period as long as the 90 day period is within the same January thru December CSBG program year.) ATTACHMENT D- CASE MANAGEMENT SYSTEM Subrecipient: City of Lubbock 7. EVALUATION A. How often will management assess and evaluate the effectiveness of the case management provided to persons working to transition out of poverty? Explain: We evaluate on a monthly basis utilizing data collected monthly B. What is involved in the evaluating the transition out of poverty (TOP) case management provided to persons working to transition out of poverty? Check boxes as applicable. 1. Survey ❑ Interviews 2. Regular meetings with case workers, supervisors, and managers to assess the effectiveness of the case management program. Yes ® No ❑ Frequency of meetings? monthly 3. Suggestion box available to clients or staff? Yes ❑ No 4. When is the caseworker's caseload reviewed: Monthly ® Quarterly ❑ Bi -annually ❑ Other Frequency ❑ Explain 5. When is the caseworker's caseload progress towards meeting the annual TOP goal assigned to them reviewed? Monthly ❑ Quarterly ® Bi -annually ❑ Other Frequency ❑ Explain 6. Is there a development and implementation of a plan of action to improve the case management program based on the evaluation and feedback? Yes ® No ❑ 7. Explain any other methods utilized to evaluate and improve the case management program. Explanation: When clients complete the program, they are given an exit interview questionnaire. C. Review established "targets/goals" in Attachment D.1. Staff Providing Case Management Services and Caseload and Attachment E, Plan for TOP in PY 2015 and compare to actual performance for each caseworker and the agency as a whole in regards to goals set for the number of persons/households that would be working towards TOP and that would TOP. 1. What percentage of the Working Towards TOP goal is anticipated to be met in 2015? 100% 2. If it is anticipated that the Working Towards TOP goal will not be met as of September 2015, what factors contributed to not meeting the TOP goal? NA 3. What percentage of the TOP goal is anticipated to be met in 2015? 100% 4. If it is anticipated that the TOP goal for 2015 will not be met, what factors contributed to not meeting the TOP goal? 5. How many of the caseworkers are anticipated to meet their goal for the number of persons they would assist on Working to TOP? (in response, state how many total case workers and how many will meet the goal) 1 caseworker meeting 100% of her goal ATTACHMENT D- CASE MANAGEMENT SYSTEM Subrecipient: City of Lubbock 6. How many of the caseworkers are anticipated to meet their goal for the number of persons they would assist to TOP? (in response, state how many total case workers and how many will meet the goal) 1 caseworker meeting 100% of her goal D. Identify specific improvements that have been made to the TOP case management program in the past 12 months based on the results of evaluating the case management program. We are on target to meet our goal. E. 1. What obstacles are staff and management experiencing in the provision of case management services to persons working to TOP? Not having sufficient funding amounts for all clients. 2. What are some possible ways that any obstacles in the TOP case management program could be overcome (for example, offer client incentives, use e-mail or text messaging to obtain documentation on TOP, etc.)? Potentially more extensive fundraising efforts. Attachment F Performance Statement and Targets 2016 Community Action Plan Subrecipient: Summary of Top 5 Needs (identify top 5 needs from the most recent Community Needs Assessment): #1 , #2 , #3 , #4 , #5 Instructions: USHHS is also strongly encouraging subrecipients to use CSBG funds for community improvement and revitalization and to improve community quality of life and assets, the 2.1 and 2.2 NPI series along with self-sufficiency efforts. All subrecipients are to establish and enter targets for 1.1A and 1.1B and those should align with TOP targets and consider having some targets for 1.1C -D. Targets must also be provided for 1.3B. Subrecipients are encouraged to establish targets for 1.3C and 1.3D and some targets in the 6.3 series. Number the performance statements sequentially, that is, if the performance statements for NPI 1.1 series (t.ts) end at #3, begin with #4 in the 1.2 series, and continue numbering 1.1s EMPLOYMENT 1.2s EMPLOYMENT SUPPORT (For services to persons who are able to work, whether employed or unemployed.) a N Previous Year's Current Year to a > NPIs (list all Target (for Previous Year's Dale Outcomes as `m E ir o Grant Name Service or Activity NPIs applicable to NPIs 1.1s, 1.1s Outcomes (PY of August 2015 for E a ¢ o activity) 1.1s) 2014) for NPIs NPIs Requiring m t- Requiring Target Target aw Z 1 1 CSBG Assist participants obtain employment 1.1A 1.1A 30 21 2 1 CSBG Employed and maintained a job for at least 90 days IAB 1.113 25 19 5 1 CSBG Employed and obtained an increase in employment 1.2A, 1.2B, 1.2C 3 r4 1 CSBG income/benefits 1.1C 1.1C 15 15 6 1 CSBG Achieve a living wage 1.1 D 1.1D 25 14 1.2s EMPLOYMENT SUPPORT (For services to persons who are able to work, whether employed or unemployed.) 1.3s ECONOMIC ASSET ENHANCEMENT AND UTILIZATION 9 Previous Year's Current Year to u > N NPIs (list all Target (for Outcomes (PY Date Outcomes as m m a ¢ Grant Name Service or Activity NPIs applicable to NPIs 1.1s, 1.1s 2014) for NPIs of August 2015 for o v r activity) ) 1 Requidng Target NPIs Requiring Target aN Z Provide financial assistance with tuition, fees, books, certification and testing cost for persons enrolled in technical or 5 1 CSBG higher education institutions or obtaining a GED 1.2A, 1.2B, 1.2C Provide employment support such as child care, transportation, 1.2E, 1.2F, 1.2H, 1.2J, 6 1 CSBG, CEAP rental and utility assistance. 1.21- 1.3s ECONOMIC ASSET ENHANCEMENT AND UTILIZATION 2.1s COMMUNITY IMPROVEMENT AND REVITALIZATION a N h Previous Year's Year to Previous Year's Current Year to as > v Target (for Outcomes (PY Date Outcomes as NPIS (list all Target (for Outcomes (PY Date Outcomes as c c m� '� a a Grant Name Service or ActivityNPIs applicable to pp NPIS 1.1 s, 1.1s 2014) for NPIs of August 2015 for g € aEi 0 Q activity) 1.1s) Requiring Target NPIS Requiring Target a m i 71 1 CSBG Participants obtain court ordered child support 1.3B 1.313 10 40 8 1 CSBG Enroll participants in telephone lifeline and/or energy discounts 1.3C 1.3C 50 0 1 Provide budget counseling and assist in developing household 9 1 CSBG budgets (workshops) 1.3D 1.31) 50 40 2.1s COMMUNITY IMPROVEMENT AND REVITALIZATION 2.2s COMMUNITY QUALITY OF LIFE AND ASSETS a m Previous Year's Year to Previous Year's Current Year to $ c c v ? Target (for Outcomes (PY Date Outcomes as NPIS (list all Target (for Outcomes (PY Date Outcomes as `m cw v` [z a n Grant Name Service or Activity NPIS applicable to NPIS 1.1s, 1.1s 2014) far NPIS of August 2015 for E w o ¢ � d activity) 1.1s) Requiring Target NPIS Requiring Target a. U) z 10 1 CSBG Board members attend meetings 2.3A, 2.3B, 3.1A, 3.2A 41111111111111 2.2s COMMUNITY QUALITY OF LIFE AND ASSETS 2.3s. 3.1s. 3.2s COMMUNITY ENGAGEMENT. ENHANCEMENT. AND EMPLOYMENT a mCurrent Previous Year's Year to $ P a $ c c NPIS (list all Target (for Outcomes (PY Date Outcomes as c m m LL Grant Name Service or Activity NPIS applicable to NPIS 1.15, 1.15 2014) for NPIS of August 2015 for € E o I— � NPIS applicable to activity) 1.1 s) Requiring Target NPIS Requiring m o ¢ activity) Target g IL n Z Target 9 az 2.3s. 3.1s. 3.2s COMMUNITY ENGAGEMENT. ENHANCEMENT. AND EMPLOYMENT 4.1s COMMUNITY WIDE PARTNERSHIPS a wCurrent w Previous Year's Year to $ c c m m 2 T NPIS (list all Target (for Outcomes (PY Date Outcomes as m v LL a Grant Name Service or Activity NPIS applicable to NPIS 1.1s, 1.1s 2014) for NPIS of August 2015 for o ¢ activity) 1.1s) Requiring Target NPIS Requiring Target 9 az 10 1 CSBG Board members attend meetings 2.3A, 2.3B, 3.1A, 3.2A 4.1s COMMUNITY WIDE PARTNERSHIPS 5.1s AGENCY DEVELOPMENT a tiCurrent Previous Year's Previous Year's Year to $ # > m a NPIs (list all Target (for NPIs (list all Target (for Outcomes (PY Date Outcomes as c c m m iL a a ¢ Grant Name Service or Activity NPIs applicable to NPIs 1.15, 1.1s 2014) for NPIs of August 2015 for E o v Requiring Target NPIs Requiring activity) 1.1s) Requiring Target NPIs Requiring m a rn m z Target 13 3 CEAP Senior population receive utility assistance 6.1A Target 9 a CDBG, ESG, 3 CEAP Individuals with disabilities receive utility assistance 6.113 - 6.1133 HOME, CSBG, 111 1 ICEAP Coordination of services with partner organizations 4.1A - 4.1 N 5.1s AGENCY DEVELOPMENT 6.1s INDEPENDENT LIVING °r3 D NCurrent Previous Year's Previous Year's Year to $ # > m NPIs (list all Target (for NPIs (list all Target (for Outcomes (PY Date Outcomes as c c m v iia a Grant Name Service or Activity NPIs applicable to NPIs 1.1 s, 1.1s 2014) for NPIs of August 2015 for E o v r Requiring Target NPIs Requiring activity) 1 1s) Requiring Target NPIs Requiring ,ot m m z Target 13 3 CEAP Senior population receive utility assistance 6.1A Target g a 14 3 CEAP Individuals with disabilities receive utility assistance 6.113 - 6.1133 CDBG, HOME, 12 1 CSBG, CEAP Staff development 5.1E - 5.11-1 6.1s INDEPENDENT LIVING °r3 a H m Previous Year's Current Year to c c > m o NPIs (list all Target (for Outcomes (PYof Date Outcomes as m v LL a o Grant Name Service or Activity NPIs applicable to NPIs 1.1s, 1.1s 2014) for NPIs August 2015 for w I— m activity) 1.1s) Requiring Target NPIs Requiring ti rn z Target 13 3 CEAP Senior population receive utility assistance 6.1A 14 3 CEAP Individuals with disabilities receive utility assistance 6.113 - 6.1133 6.2s EMERGENCY ASSISTANCE (For crisis assistance.) v m Previous Year's Current Year to u > NPIs (list all Target (for Outcomes (PY Date Outcomes as o. ¢ Grant Name Service or Activity NPIs applicable to NPIs 1.1s, 1.1s 2014) for NPIs of August 2015 for E «? o .o activity) . 11s) Requiring Target NPIs Requiring Target o z 15 3 CEAP/CSBG Emergency fuel or utility payments funded by LIHEAP 6.2B 16 3 CSBG Emergency rent 6.2C 6.3s CHILD AND FAMILY DEVELOPMENT 6.4s FAMILY SUPPORTS (For services to persons that are unable to work, especially Seniors. Disabled, and Caregivers.) a Previous Year's Previous Year's Previous Year's Current Year to i d Target (for Outcomes (PY NPIs (list all Target (for NPIs (list all Target (for Outcomes (PY Date Outcomes as c m v LL v a ¢ Grant Name Service or Activity NPIs applicable to NPIs 1.1s, 1.1s 2014) for NPIs of August 2015 for o v o .o I— m Requiring Target NPIs Requiring Target activity) 1.1s) Requiring Target NPIs Requiring ° 18 1 CSBG Obtain access to reliable transportation and/or OL Tar et 9 a� z 19 1 CEAPNon-emer enc L' HEAP energyassistance 6AG 20 1 Preschool activities for children, development for children to Non-emer enc energ assistance(No LIHEAP) 16.41 17 1 CSBG lenter kindergarten or 1 at grade 6.3C, 6.3D 6 1 5 r�� I I I 6.4s FAMILY SUPPORTS (For services to persons that are unable to work, especially Seniors. Disabled, and Caregivers.) 6.5s SERVICE COUNTS (Service counts are to be reported in 6.5 and the persons served in related NPIs such as 1.2s, 6.2s, or 6.4s.) wCurrent Previous Year's Previous Year's Year to �+ # i d Target (for Outcomes (PY NPIs (list all Target (for Outcomes (PY Date Outcomes as v. S a a ¢ Grant Name Service or Activity NPIs applicable to NPIs 1.ts, 1.1s 2014) for NPIs of August 2015 for E m o a r m NPIs Requiring activity) 1.1s) Requiring Target NPIs Requiring Target a) m z w z 18 1 CSBG Obtain access to reliable transportation and/or OL 6AC 19 1 CEAPNon-emer enc L' HEAP energyassistance 6AG 20 1 CSBG Non-emer enc energ assistance(No LIHEAP) 16.41 6.5s SERVICE COUNTS (Service counts are to be reported in 6.5 and the persons served in related NPIs such as 1.2s, 6.2s, or 6.4s.) v Previous Year's Current Year to a NPIs (list all Target (for Outcomes (PY Date Outcomes as m w LL a Grant Name Service or Activity a ¢ NPIs applicable to NPIs 1.1s, 1.1s 2014) for NPIs of August 2015 for € E o r activity) 1.1s) Requiring Target NPIs Requiring Target w z CDBG, CSBG, 21 1 CEAP Information and Referrals 6.5E Attachment A Needs Assessment Addressing Top Five Needs 2016 Community Action Plan Subreclolent: Citv of Lubbock M 2 3 4 5 6 7 Need Need Addressed by Addressed By Subrecipient Description of Direct Service Referral to Coordinating Name of Coordinating Panner Description of Service Provided by Top Five Needs through a Direct (excluding referrals) Provided Partner Organizations Coordinating Partner Organizations Service (excluding referrals)? by Subrecipient Organizations? (itemize each partner 1. 2, 3, etc.) (include the applicable item # referenced in column (7)) Yes or No # Yes or No Child care, energy Subcontract with Catholic Educaion expenses and Education Yes assistance, budgeting, Yes Charities who coordinates rent skills, transportation support services services with providers 1 Emergency Car or Home Emergency repair, barrier Community development Housing Repairs Yes Repair, Obtain safe and Yes free, energy efficiency, home Housing staff, contractors affordable housing rehab z Obtain and/or maintain Rent and Utility safe and affordable Family supports and Subcontract to local agency Yes Yes Assistance housing, Emergency Rent emergency assistance Lutheran Social Services 3 or Mortgage Assistance Information and Referral Information & Referral and Community Development and I&R Yes Yes calls 211 services local agency a Obtain reliable Assistance provided to transportation and/or participants of the PEP program Transportation No Yes Direct assistance drivers license, administered by Catholic Family Emergency Transportation Charities 5 Background: Every 3 years, subrecipients must conduct a Community Needs Assessment. CSBG eligible entities are expected to utilize CSBG funds to address the needs identified by the community. The needs can be addressed either directly by the subrecipient or through coordination and referrals with partner organizations. Guidance: The questions in the form distinguish between the need being met by the provision of a direct service by the subrecipient or through a referral to a coordinating partner organization. If the need is addressed by a referral to another organization (referred to as "coordinating partner organization"), then complete columns (5)-(7). If the need is met by both a direct service from the subrecipient and by a service provided by the coordinating partner organization, complete all columns. Instructions: Limit responses to the counties in the CSBG service area. (2) List the top five needs for the service area based on resluts from the current Community Needs Assessment. (3) Indicate, with a yes or no, if the need will be addressed directly by the subrecipient through the provision of a direct service (excluding referral). (4) Briefly describe the direct service that will be provided by subrecipient to address the need. (5) Indicate wrath a Yes or No, whether the need is met by providing a referral to a coordinating partner. (6) Identify the names of the coordinating partner organization including, but not limited to, a city, county, educational institution, church, non-profit, or for profit organization. (7) Briefly describe the service that the coordinating partner organization(s) will provide to address the need. Attachment B, 3. Gaps in Services & Strategy to Address Gaps in Services 2016 Community Action Plan Subreciolent: 1 2 3 4 County Describe Gaps in Services Describe how the subrecipient will address the gaps in services Identify the Coordinating Partner Organization(s) and how they will help address the gaps In services. Salvation Army, Lutheran Social Services, The provide referrals to coordinating partner Neighborhood House, Sun Set Church of Christ, organizations that will provide vouchers to Indiana Baptist Church will provide vouchers to Lubbock Food Vouchers participants for food. participants The City will provide referrals to coordinating partner organizations that may provide rental Lubbock County General Assistance, Life Run & Lubbock I Rent Payment assistance to participants. Salvation Army will provide rental assistance. The City has state contracts with Lutheran Social Neighborhood House, Catholic Charities will Services (Neighborhood House) and Catholic provide utilbty assistance to participants. If they Charities. We have a federal contract with are unable to assist, participants will be referred Salvation Army to provide utility assistance to its to Salvation Army or Lubbock County General participants. The City will also provide referrals (via Assistance who may also assist with utility 311 or direct referrals) to additional agencies assistance. (Lubbock County General Assistance) that may Lubbock Electric and Natural Gas Assistance assist with utility assistance. The City will make referrals to Lutheran Social Lutheran Social Services and Catholic Services (Neighborhood House) who receives Chadtieswill help participants with disconnections funding to administer CEAP Household crisis Service assistance where applicable. component and for disconnection assistance. We will also refer participants to Adult Protective Utility Disconnection Service Services will also assist with disconnection of Lubbock Assistance services when applicable. Reference: CSBG Act, Sec. 676(b)(3)(B-( C ) requires that eligible entities provide information on how linkages will be developed to fill identified gaps in the services through the provision of information, refenals, and follow-up consultation. CSBG Act, Sec. 676(b)(5)(6)(9) requires that CSBG eligible entities develop linkages with governmental and other social service programs to assure the effective delivery of services and requires that eligible entities establish linkages with other organizations to fill identifies gaps in services through the provision of information, referrals, case management, and follow-up consultations. Guidance. Gaps in Services are needs for services or assistance that have not been met or are not being sufficiently addressed in the community either by the Subrecipient or other service providers, due to lack of staff, funding, or resources. One of the key purposes of the CSBG grant is to establish linkages with other organizations to fill identified gaps in services. Subreopients are to work with partner organizations to address gaps in services. For example, a gap in service may be insufficient ESL classes in the community. A strategy could be for the Subrecipient to meet with community organizations and develop strategy to provide additional ESL Gasses. The partner will provide the space and the subrecipient will provide volunteers to conduct classes. d n V ❑ �Iv U �sz � � N � t C � N d d � U � C d y � U V n Z N d N t v v a y a t0 U d U L C N T � OL �' a3 v � L L L a O N N (f � y C N C L 4 O d U � L V C Z U Z` ✓di O C C V d' U 0 d — d L N C d d V a O _ a — Z d . N � � d V 'aN d d d � n a d L O UO C d d d L C O N d D d0 C M O " N NN N d N E � m J N N C O O m d i+ OI VO N N d � Sia Attachment B, 4.A.1. Referral Organizations 2016 Community Action Plan Subrecinient: 1 2 3 4 5 6 7 Name of Referral Organization City and County Where Referral Organization is Located Describe Referral Services Method of Referral (verbal, written, call, email) Methods of Client Follow -Up (meeting, a, t c.) Phone, e-mail, etc.) Method of Follow- Up with Referral Organization (phone, e-mail, etc.) Describe System Used to Obtain Enrollment & Outcome Data from Organizations (form, email, etc.) South Plains Association of Governments Lubbock all services that are requested that are available verbal, written, email & call A certain percentage of callers are follow-up on by phone phone referral form City of Lubbock Call Center Lubbock all services that are requested that are available verbal, written, email & call none none not collected City of Lubbock CommDev Lubbock all services that are requested that are available verbal, written, email & call none none not collected SPCAA Lubbock all services that are requested that are available verbal, written, email & call Meeting with client or phone call email and phone On application track the outcome Lutheran Social Services Lubbock all services that are requested that are available verbal, written, email & call Phone, email and client meeting email and phone On application track the outcome Catholic Charities Lubbock all services that are requested that are available verbal, written, email & call Mostly phone calls also Client meeting email and phone On application track the outcome Reference: CSBG Act, Sec. 676 (b)(3)(C), Sec. 676 (5),(6) and (9), requires that eligible entities coordinate CSBG funds with other public and private resources and establish linkages between governmental and other social service programs. Instructions: (1) Identify organizations to which applicants and clients are referred. Include other non -profits, for -profits, churches, food pantries/food banks, school districts, colleges, univerisities, health clinics, Salvation Army, housing authorities, state and federal assistance agencies (excluding Texas Workforce Commission and Attorney General's Child Support Office that are included in other attachments). Complete columns (1)-(7) Attachment B, 4.A.2 Referrals to Child Support Offices 2016 Community Action Plan Subrecipient: Are custodial parents in single -parent families referred to the State Child Support Office for services o Yes ❑ No. If no, explain why not? CHILD SUPPORT OFFICES: County in CSBG Service Area County Where Child Support Office is Located City Where Child Support Office is Address Located Method of Referral Phone Number E -Mail of Contact ct (oral, written, call, e- mail) Is Follow -Up Conducted to Determine if Client Received Child Support Payment? Yes or No Y Is Documentation Obtained on Receipt of Child Support Report in NPI 1..33 B? Yes or No Lubbock Lubbock Lubbock 401 50th Street (806)767-0521 written and/or call Yes Yes Reference: The CSBG Act, Sec. 676 (b)(5) requires that CSBG eligible entities to inform custodial parents in single -parent families about the availability of child support services and refer eligible parents to the Child Support Offices of State and local governments. Instructions: Identify each county in the CSBG service area and identify the Attorney General's Office Chilid Support Office that serves the county. If a county has multiple office, identify each office. If a county does not have a Child Support Office, then identify the closest office where client would seek assistance. Attachment B, 4.A.3 Coordination and Referrals to Workforce Act Programs 2016 Community Action Plan Subrecipient: Does the subrecipient coordinate the provision of employment and training activities with Workforce Act programs for services? X Yes ❑ No. If no, explain why not? Texas Workforce Commission (TWC) Offices: County in County Where City Where TWC Phone Number or E- CSBG TWC Office is Office is Located Address Mail of Contact Service Area Located Is Follow -Up Is Documentation Conducted to Obtained to Report Method of Referral Determine if Enrollment or (oral, written, call, Client Received Outcomes in NPI's email) Assistance from 1.1 or 1.2? TWC Office? Yes or No Yes or No Lubbock Lubbock Lubbock 1213 13th Street 800 658-6284 oral, email YES YES Reference: The CSBG Act, CSBG Act requirement, CSBG Act, Sec. 676(6)(5), requires that CSBG eligible coordinate the provision of employment and training activities with Workforce Act programs. Instructions: Identify each county in the CSBG service area and identify the Workforce Investment Act/Texas Workforce Commission Office that serves the county. If a county has multiple office, identify each office. If a county does not have a TWC Office, then identify the closest office where client would seek assistance. Attachment B, 43.1. Funding Coordination 2016 Community Action Plan Subrecipient: Name of Organization City and County of Organization Description of CSBG Funding Coordination: ! Is funding coordination thru a written agreement or informal? Catholic Charitites Lubbock CSBG funds are provided to Catholic Charities to assist clients in the Parent Empowerment Program to Transition out of poverty written agreement Lutheran Social Services Lubbock CSBG funds are used for staff program cost providing CEAP services written agreement Guidance: CSBG eligible enties are encouraged to seek opportunities to establish written agreements, financial and non-financial, to coordinate CSBG funds and services to address the needs in the community. Such projects could be short term once a year projects such as school supply drive or Christmas toy projects or they can be on-going projects where CSBG resources are combined with funding or resources from another organization. Instructions: Provide information related to CSBG funding coordination that occurs with other organizations. Types of coordination can include, but is not limited to, actual funding coordination or sharing of staff, volunteers, materials, or facilities. If subrecipient is not currently coordinating services with the organization, but plans to work on such in the coming year, include those plans. Do not list organizations that are only referral sources. Reference: CSBG Act, CSBG Act, Sec. 676 (b)(3)(C), Sec. 676 (5),(6) and (9), requires that eligible entities coordinate CSBG funds with other public and private resources and establish linkages between governmental and other social service programs. Note: This form captures CSBG funding coordination efforts/projects (such as projects funded by utility companies) where the subrecipient works with an organization and joins CSBG funding and/or resources to provide a service/activity. If the subrecipient coordinates CSBG funding with the organization and also provides referrals to the organization, then include the organization on both the Funding Coordination form/worksheet and on the Referral Organizations form/worksheet. Attachment B, 4.B.2. Social Service Coalitions 2016 Community Action Plan Subrecipient: Name of Existing Members/Organizations How does coalition Is your agency a member? If not, City & County where How often does the Coalitions in Service Area Represented coordinate services? explain why not coalition meets Coalition meet? Ben Pickett - Monterey Baptist Church, Janis Putteet - Lubbock United Way, Mary Gutersloh - HOPE, Michael Boyd - Veteran's Admin, Anthony Gonzales - Veteran's Admin, Les Burrus - Link Ministries, & Myrna Porras - Share inforamtion through Homeless Consortium Link Ministries Charity Tracker and HMIS YES Lubbock, Lubbock Monthly Total of 92 agencies. Here is a list of a few agencies: Community Health Centers of Lubbock, Family Promise, Catholic Charities, managed At meetings there aer Care, MHMR, Health and always 2 speakers that Human Services, Goodwill, form a participating agency WorkSource of the South Plains, that presents available Resources United etc, services in their organization YES Lubbock, Lubbock Quarterly Juan Chavez - Bailey County, Daniel Guzman - Bailey County, Joe Hardgrove - Cosby County, Judge Billy D. Carter - Cochran County, Roy Borchardt - Hale County, Roger J. Locke - Lynn County, Diane Washington - At meetings agenencies Rural South Plains Coalition Motley County & Enola share there resources NO Levelland, Hockley Quarterly U o U E U c N C � O U U U p N D_ d O R C G � o n R U � R O D_ O -p U � R o U L � N O r N C UI N i U C � 3 � E E U . N N U « � N R N C L O O U U � N 01 N N C C C p O C � O O U OU C _T R C L R E Q N E E d O E N U L 'C m E p U N « O1 R N U > N y O N � d U � W Z N U R N N f6 y R C - L U � L O O >z N � $ O p \iii O W d 0 0 C L O N U > i0 R N > j O p O - t N O C N Q U N C N N E C R L R m a E v Y 7 0 R C C U Attachment C, 4. CSBG Service Area - Population, Poverty Population, and Unemployment Data 2016 Community Action Plan Subrecipient: Counties in CSBG Service Area Population - U.S Census Poverty Population at 100% Poverty Rate- 2013 Data U.S. Number of Person Unemployment County Bureau, American Community 2013 U.S Census Bureau, Census Bureau, Small Area Unemployed 2014 Rate 2014 U.S. Survey (2013) Small Area Income and Poverty Estimates Income and Poverty Estimates U.S Dept. of Labor Dept. of Labor Lubbock 293,974 Instructions: For data on Population and Poverty Population go to the Community Action Partnership website http://www.communitycommons.org/register/ From the referenced website, select the data indicators "Population Profile" for population and poverty data and select "Employment" for the unemployment data and create the report. Utilize the data from the report to complete this attachment. The website is updated regularly and utilizes the most recently available data sets. Subrecipients should download data annually. The referenced website has other data indicators related to education, housing, income, nutrition, and health care, which may inform the development of the CAP Plan. Attachment C, 5. Main Office/Administrative Offices 2016 Community Action Plan Subrecipient: City of Lubbock County City Address CSBG Staff Positions at Office Is the office also a service center? Yes or No Attachment C, 6. Counties with Neighborhood Center/Service Centers 2016 Community Action Plan Subrecipient: Citv of Lubbock County City Address of Centers Services Provided CSBG Staff Positions at Office Days of Operation Hours of Operation Lubbock Lubbock 102 Ave J Case Management, Food and rent assistance, Clothing Vouchers Case manager, Support Staff Monday - Friday 8 am - 5 pm Lubbock Lubbock 1212 13th CEAP Utility Assistance, Food Vouchers Program Manager, Assistants Monday - Friday 8 am - 4:30 pm Lubbock Lubbock 1611 10th St Referrals Office Assistant Monday - Friday 8 am - 5 pm Note: Neighborhood Centers/Services Centers are facilities where the subrecipient has CSBG staff and or volunteers located to provide services on a regular full-time basis, usually Monday thru Friday. Instructions: Provide information on neighborhood centers/service centers utilized and or operated by the subrecipient. Attachment C, 7. Counties with Outreach Sites 2016 Community Action Plan Subrecipient: City Where Address & Name CSBG Staff Number of Times Number of Hours County Outreach Site(s) of Facility Services Provided Positions per week and Month per Week and are Located Month Note: Outreach sites are facilities where the subrecipient sends CSBG staff and or volunteers on a regularly scheduled basis, such as every 3rd Thursday of the month, to provide assistance. Theses sites are usually a public buildings, such as a court house, city hall, or a building provided by a church or non-profit organization. Subrecipients should conduct regular outreach to inform the community of the service schedule. Instructions: Provide information on outreach sites utilized by the subrecipient. Attachment C,B. Service to Counties without a Service Center or Outreach Site 2016 Community Action Plan Subrecipient: Describe what services the Subrecipient County Describe how outreach is conducted in the provides or makes available to persons in the Describe how persons in the county apply for county and frequency. services and receive services and frequency. Instructions: Review poverty data and data for counties where there is not a service center/neighborhood center or outreach sites. If the review of CSBG performance data compared to poverty population data indicates a county is not being served equitabley, subrecipients should develop a plan to realign service provision and consider where service center or outreach sites may be needed. If this form is not applicable, because all counties are either served by a service center or an outreach site, then indicate non -applicable. Attachment D, 1. Staff Providing Case Management Services and Caseload 2016 Community Action Plan Subrecipient: 1 (2) (3) 4 5 6 7 8 9 10 Name Title Case Management Duties Location (city and county) and Contact Information (email,phone#) of Time Paid with CSBG Funds Approximate Number of Hours Per Month Dedicated to Case Management Numberof Persons Projected to be Working towards TOP Number of Households Projected to be Working towards TOP Number Persons projected to TOP Number Households Projected to TOP Sabrina Robbins Case Manager Workshops, Enrollment, Process applications, meet with students, Bill and Pay student tuition Lubbock, Lubbock (806)765-8475 sabrina@cclubbock. or 100.00% 160 200 67 115 30 Reference: CSBG Act, Sec. 672 (1) one of the primary purposes of the CSBG grant is to empower low-income families and individuals to become fully self-sufficient. Guidance: Subrecipients are encouraged to establish evaluation systems. Part of the system is to review past performance data and determine the "success rate" and time period it takes to transition a person/household out of poverty and use this information to assign staff goals to meet TDHCA established targets. Then assign staff goals, monitor progress, and continually improve systems and services. For example, if the TOP goal is 10 persons and the success rate is that 25% of those working to TOP actually TOP annually, then at least 40 persons /16 households would need to be working to TOP to achieve the goal of 10 TOP. Instructions: (1)-(4) self-explanatory. (5) For caseworker staff, indicate the percentage of time paid with CSBG funds as per the CSBG budget. (6) Provide the approximate number of hours that the staff person will dedicate each month to provide case management to persons working to transition out of poverty (TOP). The grand total for column (6) on this form should be the same number (approximately) as Attachment E #11. (7) Provide the number of persons that are projected to be working towards TOP that are assigned to the case worker. The grand total for column (7) should be the same number (approximately) as Attachment E V. (8) Provide the number of households that are projected to be working towards TOP that are assigned to the case worker. The grand total for column (8) should be the same number (approximately) as Attachment E #8. (9) Provide the number of persons projected to TOP that are assigned to each case worker. The grand total for column (9) should be the same number (approximately) as Attachment E#2. (10) Provide the number of households projected to TOP that are assigned to each case worker. The grand total for column (10) should be the same number (approximately) as Attachment E #3. Attachment E Plan for Transitioning Persons Out of Poverty (>125%) in Program Year 2016 Subrecipient: TOP Goal (TDHCA assigned #) in PY 2015 # Persons Working to TOP as of August 2015 # Persons TOP as of August 2015 25 0 0 2016 Goals for TOP Program # Goal Criteria ANSWER 1 Average household size (refer to CSBG monthly performance report, divide total persons by total households.) 3 2 Number of Persons (count all hhld members) Projected to Transition Out of Poverty (TOP). This goal can be higher than the TDHCA assigned goal, yet subreci ients are only responsible for meeting the TDHCA assigned goal. 115 3 Estimated # of Households to TOP (divide #2 by #1) 38 4 Estimated Number of Persons projected to be Working Towards TOP count all hhld members 200 5 Estimated # of Households projected to be Working Towards TOP (divide #4 by #1) 67 6 # of case workers assigned to work with persons Working towards TOP and to TOP 1 7 Estimated Average # of persons Working Towards TOP assigned to each caseworker divide #4 by #6 200 8 Estimated Average # of households Working Towards TOP assigned to each caseworker (divide #5 by #6) 67 9 1 Estimated Average # of Persons that will TOP assigned to each caseworker divide #2 by #6 115 10 1 Estimated Average # of Households that will TOP assigned to each caseworker (divide #3 by #6) 38 11 Total # of hours each month that will be dedicated to TOP case management work include the TOP case management hours for all caseworkers) 12 CSBG funds budgeted for TOP assistance? Note: The Department strongly recommends budgeting 3%-5% for TOP assistance. 13 Types of assistance to be provided with TOP Direct Service funds? (Note: subrecipient is not limited to only these items.) Reference: CSBG Act, Sec. 672 (1) one of the primary purposes of the CSBG grant is to empower low-income families and individuals to become fully self-sufficient. Guidance: Subrecipients are highly encouraged to establish systems where the subrecipient's looks at past performance data to determine the "success rate" and time period it takes to transition a person/household out of poverty and use this information take the TDHCA assigned goal and establish individual goals for each case worker. The purpose of the form is to assist in this process. Attachment G - Activities and Services Not Captured by NPIs 2016 Community Action Plan Subrecipient: Instructions: Identify and describe services, programs, activities, and assistance that are not reported in NPIs due to lack of an NPI code to capture activity. Name of Grant or Funding Source Description of Services, Programs, Activities and Assistance Not Captured by (identify the Federal, State, local, or INPI's Program private fund source) Attachment H - Evaluation of Case Management Services and TOP Program 2016 Community Action Plan NOTE: This form is an OPTIONAL form that does not need to be submitted to the Department. Subrecipients will need to document their evaluation of the case management and TOP program. The completion of this form can assist in answering Attachment D Service Delivery System, question 7. C. 1-6. Subrecipient: TARGET for SUCCESS Factors contributing and reasons Improvements planned for next PY py_ ACTUAL ACTUAL ACTUAL ACTUAL RATE or % for Attaining, Not Attaining, or to improve performance Performance Performance Performance Performance of Target Exceeding Target (this column (this column can be completed at end of 1st at end of 2nd at end of 3rd at end of 4th Achieved at can be completed quarterly): quarterly): Quarter Quarter Quarter Quarter end of PY PY PY PY 4th qtr p Persons "Working to Transition Out 1 ofPoverty/TOP" It of Households "Working to 2 TOP" N Caseworkers assigned to 3 "TOP" Program average 4 household size N/A N/A N/A If ofep rsons that drop out of "Working to 5 TOP" If of households that drop out of "Working to 6 TOP" TARGET for SUC E Factors contributing and reasons Improvements planned for next PY py ACTUAL ACTUAL ACTUAL ACTUAL RATE or % for Attaining, Not Attaining, or to improve performance Performance Performance Performance Performance of Target Exceeding Target (this column (this column can be completed at end of 1st at end of 2nd at end of 3rd at end of 4th Achieved at can be completed quarterly): quarterly): Quarter Quarter Quarter Quarter end of Py Py PY PY 4th Qtr 4 of persons 7 to"TOP" N of households R to "TOP" Avg If Hours each caseworker will dedicate or has dedicated to "TOP" case mgmt (take all hours of caseworkers and divide by if of caseworkers to 9 get avg) Avg If of Persons each Caseworker providing case management to persons "Working to 10 TOp" TARGET for SUC ES Factors contributing and reasons Improvements planned for next PY Py ACTUAL ACTUAL ACTUAL ACTUAL RATE or % for Attaining, Not Attaining, or to improve performance Performance Performance Performance Performance of Target Exceeding Target (this column (this column can be completed at end of 1st at end of 2nd at end of 3rd at end of 4th Achieved at can be completed quarterly): quarterly): Quarter Quarter Quarter Quarter end of Py PY PY PY 4th Qtr Avg # of Households each Caseworker is assigned to assist in "Working to 11 TOP" # of Persons each Caseworker will 12 "TOP" If of Households each Caseworker will 13 "TOP" Guidance: The Department recommends that performance be assessed at the end of each quarter (in April, July, October, and January) and that the results of the evaluation be documented each quarter or at least twice a year. Regular evaluation of performance will allow for improvements throughout the year. Subrecipients will need to maintain documentation that their case management program is being evaluated and program improvements made based on the evaluation. This form can be utilized for such or another evaluation tool can be developed and used. The Target column is to be completed prior to the beginning of the January - December CSBG Program Year (PY). The Actual Performance, Success Rate, Factors Contributing and Improvements Planned columns should be completed at the end of each quarter (in April, July, October, and January) or at least every 6 months. Strategic Plan Worksheet 13 - Goals, Objectives, Strategies, Outcomes and Output Measures Subrecipient: Instructions: Complete Worksheet 13 based on measures approved by the board in the Strategic Plan. Submit this form along with documentation of Board approval of the Strategic Plan. Time Period (years) covered by the Strategic Plan: Topic 2016 2017 2018 2019 2020 GOAL OBJECTIVE STRATEGY OUTCOME MEASURE OUTPUT MEASURE Subrccipient: City of Lubbock 2016 CSBG CERTIFICATION OF BOARD APPROVAL OF CSBG BUDGET and COMMUNITY ACTION PLAN On October 14, 2015 the City of Lubbock Board of Directors reviewed and approved the proposed estimated FY 2016 CSBG Budget & Community Action Plan with a quorum of the governing board present. The Director is authorized to proceed with necessary negotiations with the Texas Department of Housing and Community Affairs. Bill Curnow (Date)