HomeMy WebLinkAboutResolution - 2003-R0246 - Application For US Dept Of Housing Loan Program - 06/19/2003Resolution No. 2003-RO246
June 19, 2003
Item No. 28
RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the Mayor of the City of Lubbock BE and is hereby authorized and
directed to execute for and on behalf of the City of Lubbock, an application for the
United States Dept. of Housing and Urban Development Section 108 Loan Program and
all related documents. Said application is attached hereto and incorporated in this
resolution as if fully set forth herein and shall be included in the minutes of the City
Council.
Passed by the City Council this 19th day
ATTEST:
Rebecca Garza, City Secretary
APPROVED AS TO CO TENT:
Todd Steelman
Interim Community Development Director
APPROVED AS TO FORM:
ty Attorney
as*cdocsAppl-US Dept of Housing&Urban Dev.res
June 10, 2003
Resolution No. 2003-80246
June 19, 2003
Item No. 28
City of Lubbock, Texas
Section 108 Loan Application
Section I: Project Overview:
The purpose of the Section 108 application is to provide the necessary funding for the City
of Lubbock's Community Development Department to offer the Housing Rehabilitation
and Program to its citizenry. The program will be offered on a citywide basis with the
goal of lessening the number of substandard housing units. This will be accomplished by
rehabilitating those houses that are in need of repair and are considered to be salvageable.
The alternative of reconstruction will only be undertaken when Housing inspectors
determine that the costs associated with the rehabilitation are too great when compared to
the value of the home. Community development staff will strive to provide decent, safe,
and sanitary housing to individual families. Participation in the program will be limited
only to low -to -moderate income households.
The main goal of the program is to have a large injection of funds dedicated to the
improvement of the housing conditions for families of low -to -moderate income throughout
Lubbock. The work to be completed will meet HUD guidelines as defined within the
Guide to National Objectives and Eligible Activities. On pages 2-83 and 2-84, the guide
states that "reconstruction" became explicitly eligible for CDBG assistance as a result of a
legislative change under section 2245 of the Omnibus Consolidated Rescissions and
Appropriations Act of 1996. We plan to utilize the program income from the project in a
way that will allow Community Development to eventually offer a self-sustaining
Rehabilitation and Reconstruction Program. Staff's belief is that we will be able to repay
the 108 based on the program income from our current loan portfolio and that of the 108 -
generated loans. In order to accomplish our goal of creating a self-sustaining program, the
city will set aside $160,000 in CDBG funds to assist with repayment. This will allow for
the creation of a pool of money to be used for the program to be created in a shorter
timeframe. Staff views the proposal as setting aside a mere $160,000 in CDBG funds
annually for the opportunity to inject $1 million into affordable housing over a three year
period.
The activities that will be undertaken under this project are eligible under the Section 108
Loan Guarantee Program. The Housing Rehabilitation and Reconstruction Program will
be carried out for the purposes of providing or improving permanent residential structures,
which, upon completion, will be occupied by low -to -moderate income individuals or
families. This includes but is not limited to, the rehabilitation of property for an individual
homeowner as referenced under 24 CFR 570.703(h). Costs associated with the voluntary
relocation of clients are deemed eligible under 24 CFR 570.703(d)(2).
The Housing Rehabilitation and Reconstruction Program will also meet a national
objective as required by the Section 108 Loan Guarantee Program. The project will be a
Low -Mod Housing activity as referenced in 24 CFR 570.208(a)(3). Participation based on
income eligibility requirements will limit the accessibility of the services to only low -to -
moderate income persons.
The need to provide affordable housing options to the low -to -moderate income households
of Lubbock has been given a "HIGH" level of priority in the city's Consolidated Plan: FY
2000-2003. Objective number H-2 calls for the use of CDBG and HOME funds to
rehabilitate, construct, or reconstruct owner -occupied single-family housing through the
time period covered by the Consolidated Plan. This can be found on page 6-6 of the
document.
The project will require approximately three years to complete. The Community
Development Department will be ready to begin the implementation of the program as
soon as the 108 funds are made available to the city. Since the department is currently
administering similar programs, staff does not anticipate any delays in the process.
Section II: Proiect Description:
Community Development staff is currently administering several similar programs to those
proposed within the Reconstruction and Rehabilitation Program. Thus, the expertise
necessary to carry out this project is already in place. There are currently four Rehab Loan
Specialists on staff. Their duties will include soliciting the application, underwriting, and
servicing the loan after approval. This will include accepting payments and any collection
work that may become necessary. The entire loan process will be handled in house.
Community Development also has five Housing Inspectors that will oversee the
construction work on the homes. Through staff's joint efforts the project will follow these
steps:
1. Advertise citywide for participants
2. Accept applications for program (follow previously adopted underwriting
procedures)
3. Determine eligibility of applicants
4. Housing Inspector will complete inspection of home
5. Determination is made whether house should be rehabilitated or if reconstruction is
necessary
6. Write-up is completed and bids are solicited
7. Contractor is awarded job
8. Contractor and homeowner execute a contract for the pending work
9. Work begins
10. Upon completion, a final inspection will be performed by staff to ensure the quality
of work (Staff will perform inspections at three different points -50% completion,
90% completion and when work is complete)
11. Payback begins once the work is completed
The project will only be available to individuals or families that are owner/occupants of
their home. The property will not change ownership during the process. The City of
Lubbock, through the Urban Renewal Agency, will seek to protect its position by placing a
lien on the property equal to the amount of the work completed on the residence. This lien
will be released upon satisfactory payback of the loan.
Section III: Program Specifics
The program will consist of two major components, the Housing Reconstruction Program
and the Major/Minor Residential Rehabilitation Loan Program. The Major/Minor
Rehabilitation Program will consist of four types of activities including Residential
Rehabilitation, Exterior & Energy Efficiency, Barrier Free, and Critical Home Repair.
A brief description of each program will be provided below.
Housing Reconstruction Program
• This program will provide loans to remove substandard housing from the city.
Homeowners are under voluntary relocation while the reconstruction of their
home is performed.
• $90,000 maximum
• maximum loan term of 30 years
• Interest Rate: minimum of 6.0%
• Interest Rate: public offering rate plus 1.0%
0 Units served is expected to be 10 units
Categories of the Maior/Minor Residential Rehabilitation Loan Program
1. Residential Rehabilitation
• This program will provide loans to bring substandard houses up to Lubbock's
minimum housing code. This will be accomplished by making general interior
and exterior repairs.
• $50,000 maximum
• maximum loan term of 30 years
• Interest Rate: minimum of 6.0%
• Interest Rate: public offering rate plus 1.0%
9 Units served is expected to be 10 units
2. Exterior & Energy Efficiency
• This program will provide loans to make exterior repairs to homes of low -to -
moderate income families and individuals within the city limits. Program will
enable households to make repairs that will result in savings in energy
consumption and/or exterior repairs such as roofs, sidewalks, driveways,
fences, windows, doors, painting and termite extermination.
• $13,500 maximum
• maximum loan term of 10 years
• Interest Rate: minimum of 8.0%
• Interest Rate: public offering rate plus 2.0%
0 Units served is expected to be 40
3. Barrier Free
• This program will assist persons with disabilities that have self care and
mobility limitations. Repairs would include needed structural changes to
dwellings including wheelchair ramps, grab bars, accessible showers, handicap
toilets/sinks/faucets, and widening doors.
• $10,000 maximum
• maximum loan term of 10 years
• Interest Rate: minimum of 8.0%
• Interest Rate: public offering rate plus 2.0%
• Units served is expected to be 10
4. Critical Home Repair
• This program is designed to assist homeowners in specific areas of repair
determined to be of eminent threat. These areas include water lines, sewer
lines/private water disposal, gas lines, water heaters, heaters (seasonal), air
conditioners ( seasonal), electrical systems, and other health and s afety i ssues
that may arise.
• $7,000 maximum
• maximum loan term of 10 years
• Interest Rate: minimum of 8.0%
• Interest Rate: public offering rate plus 2.0%
• Units served is expected to be 10
The city does plan to charge different interest rates for the varying projects. City staff
looked closely at the interest rates that are being charged in the Lubbock market for loans
of different sizes and scopes. The larger projects, which will have a payback of up to 30
years, will have a minimum interest rate of 6.0%. The smaller projects that will, in turn,
have a shorter payback will have a minimum interest rate of 8.0%.
There are several reasons for the discrepancy. First, the loans for the Reconstruction and
the Rehabilitation programs will be secured by a lien for a larger percentage of the value of
the property. The thought is that since our risk in the property is lessened through the
increased collateral, we would pass this on to the homeowner in the form of a lower
interest rate. Next, loans of a shorter payback tend to have a larger interest rate on the
open market. This will also be the case in terms of our portfolio that results from the 108.
We have learned that the homeowners that participate in the Reconstruction and
Rehabilitation programs will pay a comparable rate at other institutions. If we are not
comparable or even slightly lower than others in town, the property owners will have no
incentive to utilize our programs. On the other hand, the property owners would pay a
much higher rate of interest for the smaller projects if they went to a local bank or did
business with a local contractor or vendor. For example, a signature loan at our employee
credit union is currently being offered at 14.0%. A family or individual could expect to
pay approximately 12.0 to 15.0% f or the replacement o f a h eating and air c onditioning
unit. We feel that our 8.0% minimum rate is fair and will result in the utilization of the
program funds.
The minimum interest rates will be charged for loans that are made during the time that the
"Interim Rate" applies to our payback to HUD. Once the public offering is made, the city
plans to charge a r ate that is 1% above the 108 -interest rate for the Reconstruction and
Rehabilitation programs. The interest rate for the smaller projects will be 2% above the
public offering rate. For example if the public offering yields an interest rate of 5.5%, the
city will assess a 6.5% rate for the larger projects and an 8.0% rate for the smaller projects.
The rates charged for the programs will never fall below the 6.0% and 8.0% minimums
that are listed above.
Section IV: Sources and Uses Statement
Sources:
Dollar Amount
Eligible Activity
Reference
Section 108 Loan
$1,000,000
Total:
$1,000,000
Uses:
Construction/Rehabilitation/Demolition
$83,000
Housing Rehab
(570.703(h))
Relocation
$100,000
Relocation Costs
(570.703(d)(2))
Remediation of lead paint
$50,000
Housing Rehab
(570.703(h))
Marketing of Program (to be done in conjunction
w/other CDBG/HOME Programs)
$0
N/A
Soft Costs (Title Search & Filing Fees)
$12,000
Housing Rehab
(570.703(h))
Total:
$1,000,000
Community Development staff took a proactive stance prior to the issuance of the final
rule regarding lead paint. The above amount listed for the remediation of lead paint was
derived by examining prior cases that involved lead paint that have been completed or bid
out by our staff and/or sub -recipients. This analysis shows that lead paint has increased the
cost of a large-scale rehabilitation by a range from $7,500 to $10,000. We used the lower
figure of $7,500 and multiplied by 10, the number of units expected under the program,
and arrived at $75,000. We estimated that the smaller cases would also require
approximately $25,000 for interim controls that will be implemented during the
construction.
Staff expects to absorb the costs of administering and delivering the program through its
current delivery costs. The proposed program will basically be an extension of projects
that are currently being offered through the department. The source of these funds will be
through our annual CDBG allocation.
V: Repayment Information and Collateral:
Community Development is seeking to set up an 8 -year payback of the Section 108 loan.
The expedited payback will allow us to quickly meet our obligations for the loan and allow
us to then start accumulating program income to be used to extend the Housing
Rehabilitation and Reconstruction Program.
The repayment source for the loan will consist of the program income that is currently
being generated from an existing revolving loan portfolio and the program income that will
be generated by the 108 activities. The current loan portfolio has consistently collected
between $38,000 and $40,000 per month. This trend has held true for the Fiscal Years
ending in 1999, 2000 and 2001. The $39,000 average reflects payments on just our
Housing programs. These figures exclude payments received monthly from our Non-
profits and our Micro -Loan Program. The city will also set aside a portion of the annual
CDBG allocation to meet payback requirements. That figure will be $160,000 for each
year during the payback.
YEAR
PRINCIPAL
YEAR
PRINCIPAL
1
$125,000
11
$
2
$125,000
12
$
3
$125,000
13
$
4
$125,000
14
$
5
$125,000
15
$
6
$125,000
16
$
7
$125,000
17
$
8
$125,000
18
$
9
$
19
$
10
$
20
$
Beyond the CDBG Entitlement, the Section 108 Loan will be collateralized through a first
or second lien on the homes that participate in the program. The city would be willing to
set aside up to $125,000 in revolving loan fund program income in an escrow account to
cover any shortfall.
Section VI: General Information
Chief elected official: Staff contact:
Name:
Marc McDougal
Name:
Bill Howerton, Jr.
Title:
Mayor of Lubbock
Title:
Senior CD Program Specialist
Org.
City of Lubbock
Org.:
City of Lubbock
Address:
P.O. Box 2000
Address:
P.O. Box 2000
Lubbock, TX 79457
Lubbock, TX 79457
Phone:
(806) 775-3000
Phone:
(806) 775-3081
Fax:
(806) 7753281
Fax:
(806) 775-3281
City of Lubbock falls within Congressional District 19.