HomeMy WebLinkAboutResolution - 2002-R0522 - Contract For Bank Depository Services - Wells Fargo Bank - 11/21/2002Resolution No. 2002-RO522
November 21, 2002
Item No. 46
RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK
THAT the Mayor of the City of Lubbock BE and is hereby authorized and
directed to execute for and on behalf of the City of Lubbock, a Contract between the City
of Lubbock and wells Fargo Bank Texas, N.A..of Lubbock, Texas, for bank depository
services, and related documents. Said Contract is attached hereto and incorporated in this
Resolution as if fully set forth herein and shall be included in the minutes of the City
Council.
Passed by the City Council this 21st day of November 2002.
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4A9RC CD AL, MAYOR
ATTEST:
Rebecca Garza
City Secretary
APPROVED AS TO CONTENT:
Quincy White, istant City Manager
Administrative Services
APPROVED AS TO FORM:
William de Haas
Contract Manager/Attorney
CCdocs/kb/bankdepsvcsres
November 12, 2002
Resolution No. 2002—R0522
November 21, 2002
Item No. 46
BANK DEPOSITORY CONTRACT
This DEPOSITORY CONTRACT is made and entered into on the date last herein written by
and between THE CITY OF LUBBOCK, hereinafter called "DEPOSITOR", and WELLS
FARGO BANK TEXAS, N.A., a national banking association, organized under the laws of
the United States and authorized by law to do banking business in TEXAS and now
conducting such business in said State, hereinafter called "BANK", and is as follows:
DEPOSITOR, through action of its governing Board, hereby designates BANK as a depository
for the period beginning November 21, 2002, and continuing through November 20, 2005,
with two possible one-year extensions dependent upon Council approval.
II
DEPOSITOR and BANK, by execution of this Depository Contract, hereby designate the
Federal Reserve Bank, hereinafter called "TRUSTEE", to hold in trust, according to the terms
and conditions of this Depository Contract and the attached "Federal Reserve Bank
Operating Circular", the collateral and substitute collateral described under said agreements.
III
During the term of this Depository Contract, the DEPOSITOR will, through appropriate
action of its governing Board, designate the officer, or officers, who singly or jointly will be
authorized to represent and act on behalf of the DEPOSITOR in any and all matters of every
kind arising under this Depository Contract and to (a) execute and deliver to BANK an
electronic fund or funds transfer agreement (and any addenda thereto), (b) appoint and
designate, from time to time, a person or persons who may request withdrawals, orders for
payment or transfers on behalf of DEPOSITOR in accordance with the electronic fund or
funds transfer agreement and addenda and (c) make withdrawals or transfers by written
instrument.
IV
DEPOSITOR'S Request for Application (RFA) dated September 3, 2002 and BANK'S
Response to the RFA dated September 30, 2002 is incorporated herein for all purposes;
however, to the extent that any provision therein conflicts with any provision herein, the
DEPOSITOR'S RFA and the BANK's response to that RFA will control.
V
DEPOSITOR may arrange for time deposits, and BANK may accept and shall hold such
deposits subject to payment in accordance with the terms of the deposit. Interest shall be
calculated at the rate, which BANK has bid for the particular denomination and time period
of said deposit at competitive public bidding for said deposits. Time deposits will mature on
or before the expiration of this Depository Contract. All Time Deposits that mature beyond
the expiration of this Depository Contract will be at non -contractual interest rates negotiated
at the time of purchase.
Depository Contract Page 1
VI
BANK will be compensated for any and all services rendered to DEPOSITOR under this
Depository Contract on a fee basis. The account analysis shall be received by the fifth
working day of the month. If the DEPOSITOR notes no changes or exceptions within five
working days, the master account may be debited for fees incurred.
VII
All funds on deposit with BANK to the credit of the DEPOSITOR shall be secured by
collateral as provided for in the Public Funds Collateral Act of 1989 as amended (Chapter
2257 of the Texas Government Code) excluding letters of credit. The total market value of
the collateral (which includes accrued interest or income to the extent it is not included in the
market price) securing such deposits will be in an amount at least equal to 102% of the
amount of such deposits plus the amount of any accrued interest thereon and less the amount
that such deposits are insured by an agency or instrumentality of the United States
government. The market value with respect to any securities (collateral) as of any date and
priced on such date will be obtained from a primary dealer. When additional collateral is
required to cover incremental deposits, BANK must receive the request for collateral prior to
10:30 a.m. on the day the deposits are actually received. Twenty-four hours notice is
necessary on incremental deposits in excess of $3 million. It is the responsibility of the BANK
to monitor and maintain collateral and margins on a daily basis.
VIII
BANK has heretofore or will immediately hereafter deliver to TRUSTEE collateral of the
kind and character above mentioned of sufficient amount and market value to provide a
margin of 102% market value on the collateral for the funds of DEPOSITOR deposited with
BANK. Said collateral or substitute collateral, as hereinafter provided for, shall be kept and
retained by TRUSTEE in trust so long as the depository relationship between DEPOSITOR
and BANK shall exist hereunder, and thereafter so long as deposits made by DEPOSITOR
with BANK hereunder, or any portion thereof, shall have not been properly paid out by
BANK to DEPOSITOR or on its order.
IX
TRUSTEE will accept said collateral and hold the same in trust for the purpose herein stated.
See the attached "Federal Reserve Bank Operating Circular".
Depository Contract Page 2
Should BANK fail at any time to pay and satisfy, when due, any check, draft, or voucher
lawfully drawn against any deposit and the interest on such deposits or in any manner
breach its contract with DEPOSITOR, DEPOSITOR shall give written notice of such failure
or breach to BANK, and BANK shall have three (3) business days to cure such failure or
breach. In the event BANK shall fail to cure such failure or breach within three (3) business
days or should the BANK be declared insolvent by a Federal bank regulatory agency, it shall
be the duty of TRUSTEE, upon demand of DEPOSITOR (supported by proper evidence of any
of the above -listed circumstances), to surrender the above-described collateral to the
DEPOSITOR. DEPOSITOR may sell all or any part of such collateral and out of the proceeds
thereof, pay DEPOSITOR all damages and losses sustained by it, together with all expenses
of any and every kind incurred by it on account of such failure or insolvency, or sale,
accounting to BANK for the remainder, if any, of said proceeds or collateral remaining
unsold.
W
Any sale of such collateral, or any part thereof, made by DEPOSITOR hereunder may be
either at public or private sale; provided, however, it shall give to both TRUSTEE and BANK
two (2) hours notice of the time and place where such sale shall take place, and such sale
shall be to the highest bidder therefor for cash. DEPOSITOR and BANK shall have the right
to bid at such sale.
M"
If BANK shall desire to sell or otherwise dispose of any one or more of said securities so
deposited with TRUSTEE, it may substitute for any one or more of such securities other
securities of the same market value and of the character authorized herein after approval by
the DEPOSITOR which shall not be unreasonably withheld. Such right of substitution shall
remain in full force and may be exercised by BANK as often as it may desire; provided,
however, that the aggregate market value of all collateral pledged hereunder, shall be at least
equal to the amount of collateral required hereunder. If at any time, the aggregate market
value of such collateral so deposited with TRUSTEE be less than 102% of the total sum of the
DEPOSITOR's funds on deposit with said BANK, BANK shall immediately deposit with
TRUSTEE such additional collateral as may be necessary to cause the market value of such
collateral to equal the total amount of required collateral. BANK shall be entitled to income
on securities held by TRUSTEE, and TRUSTEE may dispose of such income as directed by
BANK without approval of DEPOSITOR.
XIII
TRUSTEE shall promptly forward to DEPOSITOR copies of safekeeping or trust receipts
covering all such collateral held for BANK, including substitute collateral as provided for
herein.
Depository Contract Page 3
E.MMA
If at any time the collateral in the hands of TRUSTEE shall have a market value in excess of
the required collateral due DEPOSITOR by BANK, the DEPOSITOR shall authorize the
withdrawal of a specified amount of collateral, TRUSTEE shall deliver this amount of
collateral (and no more) to BANK, taking its receipt therefor, and TRUSTEE shall have no
further liability for collateral so redelivered to BANK.
XV
Either DEPOSITOR or BANK shall have the right to terminate this Agreement prior to the
expiration date by advance written notice to the other of its election to do so, and this
Agreement shall be void from and after the expiration of ninety (90) days after the receipt of
such notice, provided all provisions of this agreement have been fulfilled.
XVI
When the relationship of DEPOSITOR and BANK shall have ceased to exist between
DEPOSITOR and BANK, and when BANK shall have properly paid out all deposits of
DEPOSITOR, BANK shall notify DEPOSITOR and it shall be the duty of DEPOSITOR to
give TRUSTEE certificate to that effect; whereupon TRUSTEE shall, with the approval of
DEPOSITOR, redeliver to BANK all collateral then in its possession belonging to BANK,
taking its receipt therefor. An order in writing to said TRUSTEE by DEPOSITOR and a
receipt for such collateral by BANK shall be a full and final release of TRUSTEE of all duties
and obligations undertaken by it by virtue of these presents.
Executed this 21st day of November , 2002 under the provisions of FIRREA by the
undersigned duly authorized officers of the parties hereto.
FOR DEPOSITORY BANK:
WELLS FARGO BANK TEXAS. N.A.
BY:
TITLE:ASSISTANT VICE PRESIDENT
ATTEST:
Resolution Number # 2002—R0522
THE CITY OF LUBBOCK:
RC MCDOUG L, OR
ATTEST:
'014/v� ILK,
TITLE: SE IOR VICE PRESIDENT Rebecca Garza, City Secretary
Depository Contract Page 4
D AS TO
Managing
APPROVED
William D. de Haas,
Contract Manager/Attorney
Attachments: Federal Reserve Bank Operating Circular
Wells Fargo Bank Texas, N.A. Application and Bid for Depository
Services
Depository Contract Page 5