HomeMy WebLinkAboutResolution - 2002-R0380 - Grant Agreement - Federal Aviation Administration - 09/26/2002Resolution No. 2002-RO380
September 26, 2002
Item No. 18
RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the Mayor of the City of Lubbock BE and is hereby authorized and
directed to execute for and on behalf of the City of Lubbock, a Grant Agreement
between the City of Lubbock and the Federal Aviation Administration funding the
construction of High Speed Taxiway V, blast wall parking facility and acquisition of
fingerprint scanning equipment, and all related documents. Said Agreement is attached
hereto and incorporated in this resolution as if fully set forth herein and shall be
included in the minutes of the City Council.
Passed by the City Council this 26th day of September , 2002.
MCD)0,9GAL, MAYOR
ATTEST:
Rebe ca Garza, City Secretary
APPROVED AS TO CONTENT:
Mark ar e, Aviation Manager
APPROVED AS TO FORM:
M. Knight, As ' tant C y Manager
gs:/ccdocs/Grant Agrmnt-Fed Aviation Admin. res
September 12, 2002
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Origmal
Resolution No. 2002—R 0380
September 26, 2002
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GRANT AGREEMENT
Item No. 18
U.S. Department
of Transportation
FOR DEVELOPMENT PROJECT
Federal Aviation
Administration
PART I-OFFER
Date of Offer: Project No. 348-01.38-2502
Airport: Lubbock International
TO: CITY OF LUBBOCK, TEXAS
(herein referred to as the "Sponsor")
FROM: The United States of America (acting through the Federal Aviation Administration, herein referred to as the "FAA")
WHEREAS, the Sponsor has submitted to the FAA a Project Application (also called an Application for Federal Assistance)
dated September 12, 2002 for a grant of Federal funds for a project for development of the Lubbock International Airport
(herein called the "Airport"), together with plans and specifications for such project, which Application for Federal Assistance, as
approved by the FAA is hereby incorporated herein and made a part hereof; and
WHEREAS, the FAA has approved a project for development of the Airport (herein called the "Project") consisting of the
following -described airport development:
CONSTRUCT TAXIWAY; ACQUIRE SECURITY EQUIPMENT; CONSTRUCT BLAST WALL
all as more particularly described in the property map and plans and specifications incorporated in the said Application for Federal
Assistance.
FAA Form 5100-37 (10-89) Development or Noise Program Page 1 of 5 Pages
ASW Form 5100-37 (7/10)
NOW THEREFORE, pursuant to and for the purpose of carrying out the provisions of Title 49, United States Code, herein called
"Title 49 U.S.C.," and in consideration of (a) the Sponsor's adoption and ratification of the representations and assurances
contained in said Project Application and its acceptance of this Offer as hereinafter provided, and (b) the benefits to accrue to the
United States and the public from the accomplishment of the Project and compliance with the assurances and conditions as herein
provided, THE FEDERAL AVIATION ADMINISTRATION, FOR AND ON BEHALF OF THE UNITED STATES,
HEREBY OFFERS AND AGREES to pay, as the United States share of the allowable costs incurred in accomplishing the
Project, ninety percentum of all allowable project costs.
This Offer is made on and subject to the following terms and conditions:
Conditions
1. The maximum obligation of the United States payable under this offer shall be $3,005,048.
2. The allowable costs of the project shall not include any costs determined by the FAA to be ineligible for consideration as to
allowability under Title 49 U.S.C.
3. Payment of the United States share of the allowable project costs will be made pursuant to and in accordance with the
provisions of such regulations and procedures as the Secretary shall prescribe. Final determination of the United States share will
be based upon the final audit of the total amount of allowable project costs and settlement will be made for any upward or
downward adjustments to the Federal share of costs.
4. The sponsor shall carry out and complete the Project without undue delays and in accordance with the terms hereof, and such
regulations and procedures as the Secretary shall prescribe, and agrees to comply with the assurances which were made part of the
project application.
5. The FAA reserves the right to amend or withdraw this offer at any time prior to its acceptance by the sponsor.
6. This offer shall expire and the United States shall not be obligated to pay any part of the costs of the project unless this offer
has been accepted by the sponsor on or before September 30, 2002 or such subsequent date as may be prescribed in writing by the
FAA.
7. The sponsor shall take all steps, including litigation if necessary, to recover Federal funds spent fraudulently, wastefully, or in
violation of Federal antitrust statutes, or misused in any other manner in any project upon which Federal funds have been
expended. For the purposes of this grant agreement, the term "Federal funds" means funds, however, used or disbursed by the
sponsor that were originally paid pursuant to this or any other Federal grant agreement. It shall obtain the approval of the
Secretary as to any determination of the amount of the Federal share of such funds. It shall return the recovered Federal share,
including funds recovered by settlement, order or judgment, to the Secretary. It shall furnish to the Secretary, upon request, all
documents and records pertaining to the determination of the amount of the Federal share or to any settlement, litigation,
negotiation, or other efforts taken to recover such funds. All settlements or other final positions of the sponsor, in court or
otherwise, involving the recovery of such Federal share shall be approved in advance by the Secretary.
8. The United States shall not be responsible or liable for damage to property or injury to persons that may arise from, or be
incident to, compliance with this grant agreement.
9. Unless otherwise approved by the FAA, the sponsor will not acquire or permit any contractor or subcontractor to acquire any
steel or manufactured products produced outside the United States to be used for any project for airport development or noise
compatibility for which funds are provided under this grant. The sponsor will include in every contract a provision implementing
this special condition.
10. The property map referred to on Page 1 of this Grant Agreement is the Property Map, Exhibit "A", attached to this
Application for Federal Assistance.
11. It is mutually understood and agreed that if, during the life of the project, the FAA determines that the grant amount exceeds
the expected needs of the sponsor by $5,000 or five (5%) percent, whichever is greater, the grant amount can be unilaterally
reduced by letter from the FAA advising of the budget change. Conversely, if there is an overrun in the eligible project costs, FAA
may increase the grant to cover the amount of overrun not to exceed the statutory fifteen (15%) percent limitation, and will advise
FAA Form 5100-37 (10-89) Development or Noise Program Page 2 of 5 Pages
ASW Form 5100-37 (7/10)
the sponsor by letter of the increase. Upon issuance of either of the aforementioned letters, the maximum obligation of the United
States is adjusted to the amount specified.
12. If a letter of credit is to be used, the sponsor agrees to request cash drawdowns on the authorized letter of credit only when
actually needed for its disbursements and to timely reporting of such disbursements as required. It is understood that failure to
adhere to this provision may cause the letter of credit to be revoked.
13. The Sponsor agrees to perform the following, if this project contains more than $250,000 of paving:
a. Furnish a construction management program to FAA prior to the start of construction which shall detail the measures and
procedures to be used to comply with the quality control provisions of the construction contract, including, but not limited
to, all quality control provisions and tests required by the Federal specifications. The program shall include as a
minimum:
1. The name of the person representing the sponsor who has overall responsibility for contract administration for the
project and the authority to take necessary actions to comply with the contract.
2. Names of testing laboratories and consulting engineer firms with quality control responsibilities on the project,
together with a description of the services to be provided.
3. Procedures for determining that testing laboratories meet the requirements of the American Society of Testing and
Materials standards on laboratory evaluation referenced in the contract specifications (D 3666, C 1077).
4. Qualifications of engineering supervision and construction inspection personnel.
5. A listing of all tests required by the contract specifications, including the type and frequency of tests to be taken, the
method of sampling, the applicable test standard, and the acceptance criteria of tolerances permitted for each type of
test.
6. Procedures for ensuring that the tests are taken in accordance with the program, that they are documented daily, and
that the proper corrective actions, where necessary, are undertaken.
b. Submit at completion of the project, a final test and quality control report documenting the results of all tests performed,
highlighting those tests that failed or did not meet the applicable test standard. The report shall include the pay reductions
applied and reasons for accepting any out -of -tolerance material. An interim test and quality control report shall be
submitted, if requested by the FAA.
c. Failure to provide a complete report as described in paragraph b, or failure to perform such tests, shall, absent any
compelling justification, result in a reduction in Federal participation for costs incurred in connection with construction of
the applicable pavement. Such reduction shall be at the discretion of the FAA and will be based on the type or types of
required tests not performed or not documented and will be commensurate with the proportion of applicable pavement
with respect to the total pavement constructed under the grant agreement.
d. The FAA, at its discretion, reserves the right to conduct independent tests and to reduce grant payments accordingly if
such independent tests determine that sponsor test results are inaccurate.
14. The plans and specifications referred to on Page 1 of this Grant Agreement are the plans and specifications identified in the
AIP Grant Master Certification dated September 12, 2002.
FAA Form 5100-37 (10-89) Development or Noise Program Page 3 of 5 Pages
ASW Form 5100-37 (7110)
The Sponsor's acceptance of this Offer and ratification and adoption of the Project Application incorporated herein shall be
evidenced by execution of this instrument by the Sponsor, as hereinafter provided, and this Offer and Acceptance shall comprise a
Grant Agreement, as provided by Title 49 U.S.C., constituting the contractual obligations and rights of the United States and the
Sponsor with respect to the accomplishment of the Project and compliance with the assurances and conditions as provided herein.
Such Grant Agreement shall become effective upon the Sponsor's acceptance of this Offer.
UNITED STATES OF AMERICA
FEDERAL AVIATION ADMINISTRATION
(�7101JAJ 9=A
J. M chael Nicely, Manager
Texas Airports Development Office
FAA Form 5100-37 (10-89) Development or Noise Program Page 4 of 5 Pages
ASW Form 5100-37 (7/10)
PART II - ACCEPTANCE
The Sponsor does hereby ratify and adopt all assurances, statements, representations, warranties, covenants, and agreements
contained in the Project Application and incorporated materials referred to in the foregoing Offer and does hereby accept this Offer
and by such acceptance agrees to comply with all of the terms and conditions in this Offer and in the Project Application.
Executed this 26th
(SEAL)
day of September 20 02
I John M. Kuight
CI'T'Y OF LUBBOCK,
e of Spor
7
By:
( pSnsm-!s4�
Title: Mayor
Attest: 4�,�
Title: City Secretar
CERTIFICATE OF SPONSOR'S ATTORNEY
acting as Attorney for the Sponsor do hereby certify:
Official Representative)
That in my opinion the Sponsor is empowered to enter into the foregoing Grant Agreement under the laws of the State of
Texas . Further, I have examined the foregoing Grant Agreement and the actions taken by said Sponsor relating
thereto, and find that the acceptance thereof by said Sponsor and Sponsor's official representative has been duly authorized and
that the execution thereof is in all respects due and proper and in accordance with the laws of the said State and Title 49 U.S.C. In
addition, for grants involving projects to be carried out on property not owned by the Sponsor, there are no legal impediments that
will prevent full performance by the Sponsor. Further, it is my opinion that the said Grant Agreement constitutes a legal and
binding obligation of the Sponsor in accordance with the terms thereof.
Dated at Lubbock, Texas
this 26th day of September 2002
4
(Signature o S is Atto
FAA Form 5100-37 (10-89) Development or Noise Program Page 5 of 5 Pages
ASW Form 5100-37 (7110)
5401 North Martin Luther King Boulevard * Rt. 3 Box 389 * Lubbock, Texas 79403-9710 * 806/775-3126 * Fax 806/775-3133
September 12, 2002
Mr. Guillermo Villalobos
Department of Transportation
Federal Aviation Administration
Fort Worth, Texas 76193-0650
Dear Mr. Villalobos:
Enclosed is the grant application for Lubbock International Airport for fiscal year 2001-2002.
Please let me know if you have any questions or need any additional information.
Sincerely,
Kelly Campbell
Airport Accountant
OMB Approval No. 0348-0043
APPLICATION FOR
2. DATE SUBMITTED
Applicant Identifier
FEDERAL ASSISTANCE
1. TYPE OF SUBMISSION
3. DATE RECEIVED BY STATE
State Applicant Identifier
Application
Preapplication
® Construction
❑ Construction
a DATE RECEIVED BY FEDERAL AGENCY
Federal Identifier
❑ Non -Construction
❑ Non -Construction
5. APPLICANT INFORMATION
Legal Name:
Organizational Unit:
City of Lubbock
Lubbock International Airport
Address (give W county, state, and zip code):
Name and telephone number of the person to be contacted on matters involving this application
(give area code)
Rt. 3 Box 389
Mark Earle, Director of Aviation
Lubbock County
(806) 775-3126
Lubbock Texas 79401-9710
S. EMPLOYER IDENTIFICATION NUMBER (EIN):
7. TYPE OF APPLICANT: (enter appropriate /~in bo)b 17771
7 5 — 6 0 0 0 5 9 0
A State H. Independent School Dist.
B. County I. State Controlled Institution of Higher Learning
C. Municipal J. Private University
8. TYPE OF APPLICATION:
D. Township K Indian Tribe
® New ❑ Continuation ❑ Revision
E. Interstate L. Individual
F. Intermunicipal M. Profit Organization
If Revision, enter appropriate letter(s) in box(es): ❑ a
G. Special District N. Other (Specify)
A Increase Award B. Decrease Award C. Increase Duration
9. NAME OF FEDERAL AGENCY:
D. Decrease Duration Other (specify):
Federal Aviation Administration
Ft. Worth, Texas 76193-0600
10. CATALOG OF FEDERAL DOMESTIC
2 O 1 0 6
11. DESCRIPTIVE TITLE OF APPLICANTS PROJECT:
ASSISTANCE NUMBER:
1. Construct High Speed Taxiway V (Phase 1)
TITLE: Airport Improvement Program
2. Construct Blast Wall Parking Facility (Phase 1)
3. Acquisition of Fingerprint Scanning Equipment
12. AREAS AFFECTED BY PROJECT (eines, eoundes, state; ate.):
City of Lubbock, Lubbock County, Texas
13. PROPOSED PROJECT: 14. CONGRESSIONAL DISTRICTS OF:
Start Date
Ending Date a. Applicant b. Project
10/02
09/03 District 19 District 19
15. ESTIMATED FUNDING:
16. IS SPPLICATION SUBJECT TO REVIEW BY STATE EXECUTIVE ORDER 12372 PROCESS?
a. YES. THIS PREAPPLICATION/APPLICATION WAS MADE AVAILABLE TO THE
a. Federals
3,005,048.00
STATE EXECUTIVE ORDER 12372 PROCESS FOR REVIEW ON:
b. Applicant
s 396,471.00
DATE 10106102
c. State
$ 00
b. NO. ❑ PROGRAM IS NOT COVERED BY E.O. 12372
d. Local
y .00
❑ OR PROGRAM HAS NOT BEEN SELECTED BY STATE FOR REVIEW
e. Other
S .00
f. Program Income
8 00
17. IS THE APPLICANT DELINQUENT ON ANY FEDERAL DEBT?
❑ Yes If "Yes,' attach an explanation. ® No
g. TOTAL
$ 3,401,519.00
18. TO THE BEST OF MY KNOWLEDGE AND BELIEF, ALL DATA IN THIS APPLICATIONIPREAPPLICATION ARE TRUE AND CORRECT. THE DOCUMENT HAS BEEN DULY
AUTHORIZED BY THE GOVERNING BODY OF THEAPPLICANT AND THE APPLICANT WILL COMPLY WITH THE ATTACHED ASSURANCES IF THE ASSISTANCE IS AWARDED.
a. Typed Name of Authorized Representative
b. Title
c. Telephone number
rk Earle
Director of Aviation
(806) 775-3126
d. Signature of Authorizedpr entativ
e. Data oiun
4 -
Previous Editions NM Useb Stand fd For 424 (REV 4-88)
Authorized for Local Reproduction Pes Ieaby091 cir 1arA-102
U.S DEPARTMENT OF TRANSPORTATION - FEDERAL AVIATION ADMINISTRATION OMB NO. 80-R0184
PART 11
PROJECT APPROVAL INFORMATION
SECTION A
Item 1. Name of Governing Body
Does this assistance request requires State, local, primary Rating
regional , or other priority rating?
Yes X No
Item 2. Name of Agency or
Does this assistance request require State, or local Board
advisory, educational or health clearances?
Yes X No (Attach Documentation)
Item 3. Request will go before clearinghouse on next scheduled
Does this assistance request require clearinghouse review meeting.
in accordance with OMB Circular A-95?
X Yes No
Item 4.
Does this assistance request require State, local,
regional or other planning approval?
Yes X No
Item 5.
Is the proposal project covered by an approved
comprehensive plan?
X Yes No
Name of Approving Agency
Date
Check one: State ❑
Local to
Regional ❑
Location of Plan Lubbock International Airport
Item 6. Name of Federal Installation
Will the assistance requested serve a Federal
installation? Federal Population benefiting from Project
Yes X No
Item 7. Name of Federal Installation
Will the assistance requested be on Federal land Location of Federal Land
or installation?
Yes X No Percent of Project
Item 8. See instruction for additional information to be
Will the assistance requested have an impact or effect provided
on the environment?
Yes X No
Item 9. Number of:
Will the assistance requested cause the displacement of Individuals
individuals families, businesses, or farms? Families
Yes X No Businesses
Farms
Item 10. See instructions for additional information to be
Is there other related Federal assistance on this provided.
project previous, pending, or anticipated?
Yes X No
FAA Form 5100-100 (6-73) SUPERSEDES FAA FORM 5100-1- PAGES 1 THRU 7 Page 2
U.S DEPARTMENT OF TRANSPORTATION - FEDERAL AVIATION ADMINISTRA71ON OMB NO. 04-RO209
PART H - SECTION C
The Sponsor hereby represents and certifies as follows:
1. Compatible Land Use. - The Sponsor has taken the following actions to assure compatible usage of land adjacent to or in the
vicinity of the airport:
Height Hazard Zoning
2. Defaults. - The Sponsor is not in default on any obligation to the United States or any agency of the United States Government
relative to the development, operation, or maintenance of any airport, except as stated herewith:
None
3. Possible Disabilities. - There are no facts or circumstances (including the existence of effective or proposed leases, use
agreements or other legal instruments affecting use of the Airport or the existence of pending litigation or other legal proceedings)
which in reasonable probability might make it impossible for the Sponsor to carry out and complete the Project or carry out the
provisions of Part V of this Application, either by limiting its legal or financial ability or otherwise, except as follows:
None
4. Land. - (a) The Sponsor holds the following property interest in the following areas of land* which are to be developed or used
as part of or in connection with the Airport, subject to the following exceptions, encumbrances, and adverse interests, all of which
areas are identified on the aforementioned property map designated as Exhibit "A":
See attached Exhibit A
*State character ofproperty interest in each area and list and identify for each all exceptions, encumbrances, and adverse interests of every kind
and nature, including liens, easements, leases, etc. The separate areas of land need only be identified here by the area numbers shown on the
property map.
FAA Form 5100-100 (4-76) Page 3a
U.S DEPARTMENT OF TRANSPORTATION - FEDERAL AVIATION ADMINISTRATION OMB NO. 04-RO209
PART II - SECTION C (Continued)
The Sponsor further certifies that the above is based on a title examination by a qualified attorney or title company and that such
attorney or title company has determined that the Sponsor holds the above interests.
(b) The Sponsor will acquire within a reasonable time, but in any event prior to the start of any construction work under the
Project, the following property interest in the following areas of land* on which such construction work is to be performed, all of
which areas are identified on the aforementioned property map designated as Exhibit "A":
N/A
(C) The Sponsor will acquire within a reasonable time, and if feasible prior to the completion of all construction work under the
Project, the following property interest in the following areas of land* which are to be developed or used as part of or in connection
with the Airport as it will be upon completion of the Project, all of which areas are identified on the aforementioned property map
designated as Exhibit "A":
N/A
5. Exclusive Rights. - There is no grant of an exclusive right for the conduct of any aeronautical activity at any airport owned or
controlled by the Sponsor except as follows:
None
State character of property interest in each area and list and idents for each all exceptions, encumbrances, and adverse interests of every kind
and nature, including liens, easements, leases, etc. The separate areas of land need only be identified here by the area numbers shown on the
property map.
FAA Form 5100-100 (4-76) Page 3b
FAA AC 81-06913
U.S DEPARTMENT OF TRANSPORTATION - FEDERAL AVIATION ADMINISTRATION
OMB NO. 80-RO184
PART III - BUDGET INFORMATION - CONSTRUCTION
SECTION A - GENERAL
1. Federal Domestic Assistance Catalog No ................................ 20.106
2. Functional or Other Breakout ....................................................
SECTION B -CALCULATION OF FEDERAL GRANT
Cost Classification
Use only for revisions
Total
Amount
Required
Latest Approved
Amount
Adjustment
+ or (-)
1. Administration expense
$
$
$ 10,000.00
2. Preliminary expense
3. Land, structures, right-of-way
4. Architectural engineering basic fees
273,542.00
5. Other Architectural engineering fees
89 021.00
6. Project inspection fees
541,958.00
7. Land development
8. Relocation Expenses
9. Relocation payments to Individuals and Businesses
10. Demolition and removal
11. Construction and project improvement
2,455,054.00
12. Equipment
32,333.00
13. Miscellaneous
14. Total (Lines 1 through 13)
3,401,908.00
15. Estimated Income (if applicable)
0.00
16. Net Project Amount (Line 14 minus 15)
3,401,908.00
17. Less: Ineligible Exclusions
0.00
18. Add: Contingencies
0.00
19. Total Project Amt. (Excluding Rehabilitation Grants)
3,401,908.00
20. Federal Share requested of Line 19
3,005,437.00
21. Add Rehabilitation Grants Requested (100 Percent)
0.00
22. Total Federal grant requested (lines 20 & 21)
3,005,437.00
23. Grantee share
396,471.00
24. Other shares
-0-
25. Total Project (Lines 22, 23 & 24)
$
$
$3,401,908.00
FAA Form 5100-100 (6-73) SUPERSEDES FAA FORM 5100-1- PAGES 1 THRU 7 Page 4
U.S DEPARTMENT OF TRANSPORTATION - FEDERAL AVIATION ADMINISTRATION
OMR NO. 80-R0184
FAA Form 5100-100 (6-73) SUPERSEDES FAA FORM 5100-10 PAGES 1 THRU 7 Page 5
SECTION C - EXCLUSIONS
26
Classification
Ineligible for
Participation
(1)
Excluded From
Contingency Provision
(2)
a.
$
$
b.
C.
d.
e.
f.
Totals
$
$
SECTION D - PROPOSED METHOD OF FINANCING NON-FEDERAL SHARE
27.
Grantee Share
$
a. Securities
b. Mortgages
c.A ro riations (By Applicant)
d. Bonds
e. Tax Levies
f. Non Cash
g. Other (Explain)
Passenger Facility Charges
396,471.00
h. TOTAL - Grantee share
28. Other Shares
a. State
b. Other
c. Total Other Shares
29. TOTAL
$
396,471.00
SECTION E — REMARKS
PART IV PROGRAM NARRATIVE (Attach - See Instructions)
FAA Form 5100-100 (6-73) SUPERSEDES FAA FORM 5100-10 PAGES 1 THRU 7 Page 5
PART IV
PROGRAM NARRATIVE
I. Objective:
This grant includes three projects. One portion of the funding will go towards the first phase of the construction of
high speed Taxiway V. This project will enhance the safety and efficiency of the runway/taxiway system at
Lubbock International Airport.
A second portion of funding will go towards the first phase of construction of a Blast Wall. The blast wall will
provide force protection to the terminal building in conjunction with a parking facility.
The third portion of funding will go towards the acquisition of fingerprint scanning equipment. The equipment will
meet the federally mandated security requirements for conducting background checks on employees who have
access to secure areas of the airport.
II. Benefits:
Benefits to the construction of high speed Taxiway V include enhancing safety and efficiency as well as facilitating
access to a newly constructed air cargo facility.
The force protection made available in the Blast Wall Parking Facility will protect passengers as well as ensure a
continuation in the flow of commerce in the event of a blast occurrence.
The purchase of the fingerprint scanning equipment will improve security and provide compliance with federal
regulations.
Part I - AIP Grant Master Certification
• Sponsor Certification for Selection of Consultants
• Sponsor Certification for Project Plans and Specifications
• Sponsor Certification Equipment/Construction Contracts
Sponsor's Name: City of Lubbock
Airport: Lubbock International Airport
Project Number:
Construct high speed Taxiway V (Phase I), Construct Blast Wall Parking Facility
Project Description: (Phase I), Acquisition of Fingerprint Scanning Equipment
Section 47105 (formerly 509(d)) of the Airport and Airway Improvement Act of 1982, as amended
(herein called the Act), authorizes the Secretary to require certification from sponsors that they will
comply with statutory and administrative requirements. The following list of certified items includes
major requirements for this aspect of project implementation. However, the list is not comprehensive,
nor does it relieve sponsors from fully complying with all applicable statutory and administrative
standards. Every certified item must be marked. Each certified item with a "no" response must be fully
explained in an attachment to this certification. If the item is not applicable to this project, mark the
item "N/A."
I certify that, for the project identified herein, the responses to the following items are correct as marked,
and that the attachments, if any, are correct and complete.
J
Signed: Dated: -; /Z
-
Signed:
Authorized Representative
Mark Earle Director of Aviation
Typed Name and Title of Sponsor's Representative
This certification shall be submitted to the appropriate FAA Airport Development Office after bids have
been secured and prior to entering into the contract.
This master development certification is a reformatted version of Sponsor Certifications included within
Attachments 1 through 3 of AIP Guidance Letter 91-1.
Part I - Master Development Certification 9/98
SPONSOR CERTIFICATION FOR SELECTION OF CONSULTANTS
General procurement standards for consultant services within Federal grant programs are
described in 49 CFR 18.36. Sponsors may use other qualifications -based procedures provided
they are equivalent to specific standards in 49 CFR 18 and Advisory Circular 150/5100-14C.
1. Advertisements were placed to ensure fair and open competition from a wide area of interest.
Yes X No N/A
2. For contracts over $25,000, consultants were selected using competitive procedures based on
qualifications, experience, and disadvantaged business enterprise requirements with the fee determined
through negotiation.
Yes X No N/A
3. An independent cost analysis was performed, and a record of negotiations has been prepared
reflecting the considerations involved in the establishment of fees.
Yes X No N/A
4. If engineering or other services are to be performed by sponsor force account personnel, prior
approval was obtained from FAA.
Yes No N/A x
5. The consultant services contracts clearly establish the scope of work and delineate the division of
responsibilities between all parties engaged in carrying out elements of the project.
Yes X No N/A
6. Costs associated with work ineligible for AlP funding are clearly identified and separated from
eligible items.
Yes X No N/A
7. All mandatory contract provisions for grant -assisted contracts have been included in all consultant
services contracts.
Yes X No N/A
Part I - Master Development Certification 9/98
8. If the contract is awarded without competition, pre -award review and approval was obtained from
FAA.
Yes No N/A X
9. Cost -plus -percentage -of -cost methods of contracting prohibited under Federal standards were not
used.
Yes X No N/A
10. If the services being procured cover more than the single grant project referenced in this
certification, the scope of work was specifically described in the advertisement, and future work will not
be initiated beyond five years.
Yes X No N/A
SPONSOR CERTIFICATION FOR PROJECT PLANS AND SPECIFICATIONS
General AIP standards are described in Advisory Circulars 150/5100-6, 150/5100-15, and
150/5100-16. A list of current advisory circulars with specific standards for design or construction
of airports and procurement or installation of airport equipment and facilities is referenced in
Grant Assurance 34.
1. The plans and specifications were developed in accordance with all applicable Federal standards and
requirements, and no deviation from or modification to standards set forth in the advisory circulars was
necessary other than those previously approved by FAA.
Yes X No N/A
2. Specifications for the procurement of equipment are not proprietary or written so as to restrict
competition. At least two manufacturers can meet the specification.
Yes No N/A X
3. The development included in the plans is depicted on an airport layout plan approved by FAA.
Note: Taxiway V is depicted on the ALP as B 1.
Yes X No N/A The blast wall area is depicted but specifics of the
structure are not. The master plan will be updated to reflect the changes.
4. Development which is ineligible for AIP funding has been identified in the plans and specifications.
Yes No N/A X
Part I - Master Development Certification 9/98
5. Process control and acceptance tests required for the project by standards contained in Advisory
Circular 150/5370-10 are included in the project specifications.
Yes X No N/A
6. If a value engineering clause is incorporated into the contract, concurrence was obtained from FAA.
Yes No N/A X
7. The plans and specifications incorporate applicable requirements and recommendations set forth in
the Federally -approved environmental finding.
Yes No N/A X
8. For construction activities within or near aircraft operational areas, the requirements contained in
Advisory Circular 150/5370-2 have been discussed with FAA and incorporated into the specifications.
A safety/phasing plan has been prepared, and FAA concurrence has been obtained, if required.
Yes X No N/A
9. The project will be physically completed without Federal participation in costs due to errors or
omissions in the plans and specifications which were foreseeable at the time of project design.
Yes X No N/A
SPONSOR CERTIFICATION FOR EQUIPMENT/CONSTRUCTION CONTRACTS
Standards for advertising and awarding equipment and construction contracts within Federal grant
programs are described in 49 CFR 18.36. Sponsors may use their procurement procedures reflecting
State and local laws or regulations provided procurements conform to specific standards in 49 CFR 18
and Advisory Circulars 150/5100-6, 150/5100-15, and 150/5100-16.
1. A code or standard of conduct is in effect governing the performance of the sponsor's officers,
employees, or agents in soliciting and awarding procurement contracts.
Yes No N/A
2. Qualified personnel are engaged to perform contract administration, engineering supervision, and
construction inspection and testing.
Yes No N/A
3. The procurement was publicly advertised using the competitive sealed bid method of procurement.
Part I - Master Development Certification 9/98
Yes No N/A
4. The request for bids clearly and accurately describes all administrative and other requirements of the
equipment and/or services to be provided.
Yes No N/A
5. Concurrence was obtained from FAA prior to contract award under any of the following
circumstances:
a. Only one qualified person/firm submits a responsive bid;
b. The contract is to be awarded to other than the lowest responsive and responsible bidder;
c. Life cycle costing is a factor in selecting the lowest responsive bidder, and
d. Proposed contract prices are more than 10 percent over the sponsor's cost estimate.
Yes No N/A
6. All contracts exceeding $100,000, require a bid guarantee of 5 percent, a performance bond of 100
percent, and a payment bond of 100 percent.
Yes No N/A
7. Contracts exceeding $100,000 contain provisions or conditions specifying administrative
contractual, and legal remedies, including contract termination, for those instances in which contractors
violate or breach contract terms. They also contain provisions requiring compliance with applicable
standards and requirements issued under Section 306 of the Clean Air Act (42 USC 1857 (h)),
Section 508 of the Clean Water Act (33 USC 1368), Executive Order 11738, and environmental
protection regulations (40 CFR Part 15).
Yes No N/A
8. All construction contracts involving labor contain provisions ensuring that in the employment of
labor honorably discharged Vietnam era veterans and disabled veterans will be given preference.
Yes No N/A
9. All construction contracts exceeding $2,000 contain provisions requiring compliance with the
Davis -Bacon Act and bid solicitations contain a copy of the current Federal wage rate determination.
Provisions requiring compliance with Sections 103 and 107 of the Contract Work Hours and Safety
Standards Act (40 USC 327-330) and the Copeland "Anti -Kick Back" Act are included.
Yes No N/A
10. All construction contracts exceeding $10,000 contain appropriate clauses from 41 CFR Part 60 for
compliance with Equal Employment Opportunity Executive Order 11246.
Part I - Master Development Certification 9/98
Yes No N/A
11. All contracts and subcontracts contain clauses required from Title VI Civil Rights Assurances and
49 CFR 23 for Disadvantaged Business Enterprises.
Yes No N/A
12. Appropriate checks have been made to assure that contracts or subcontracts are not awarded to
those individuals or firms suspended, debarred, or voluntarily excluded from doing business with any
DOT element and appearing on the DOT Unified List.
Yes No . N/A
Part I - Master Development Certification 9/98
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Mark N. Earle, Director
Lubbock International Airport
Route 3 Box 389
Lubbock, TX 79401
Re: Reconfigure and Overlay Public Parking Lot Project
gk.
Dear Are:
June 21, 2002
Earlier this year the Airport contracted with Parkhill, Smith, & Cooper for the purpose of evaluating the ability
of the terminal building to resist the forces imposed on the structure by the detonation of a vehicle bomb in the
parking lot. The results of the Phase I analysis led to the altemates of strengthening the building or constructing
a structure to help redirect the forces of the bomb and to protect the terminal building. Because of the extensive
work that would be required to "harden" the Terminal Building and the comparable cost of the two options, the
construction of a structure in the parking lot was determined to be the more attractive alternate.
Included with this transmittal is an Engineers Opinion of Probable Cost (EOPC) for the construction of a
parking garage structure in the short-term parking lot. The proposed structure contains a front blast wall and a
subsurface parking level to help contain the FAA mandated explosion.
This report includes a site plan of the proposed improvements, sample of the proposed parking configuration, a
section through the proposed parking structure and the EOPC. The EOPC list a deductive alternate for the
collapse and/or permanent deformation of components not directly required for force protection of the terminal
building. Our preliminary evaluation of the parking garage structure did not include the analysis of a structure
that partially collapsed after a vehicle bomb is detonated. If the airport would like to explore this option further
we would propose that a detailed analysis of this option be performed under Phase If (project design) of this
contract.
With the delivery of these documents, our contractual obligation with the airport for Phase I, analysis, is
complete.
Sincerely,
PARKHILL, SMITH & COOPER, INC.
By ,
Arporate
T. Hamilton, PE
Associate
Cc: Mr. H. David Jones, Deputy Director LIA
JTH/add
Enclosures
Parkhill, Smith & Cooper, Inc.
Engineers z Architects u Planners
4222 85th Street, Lubbock, Texas 79423 (806) 473-2200
FAX (806) 473-3500
Lubbock i=! Paso %,,": land
City of Lubbock, Texas
LUBBOCK INTERNA71ONAL AIRPORT
RECONFIGURE AND OVERLAY PUBLIC PARKING LOT, PROJECT 2 - OVERLAY
Terminal Parking Lot and Parking Garage
TOTAL
ENGINEER'S OPINION OF PROBABLE COSTS
low
ay
�y
py
PARKING LOT
1
Contractor mobilization (4% of construction)
1
LS
$254,811
$254,810
2 .
Traffic control and barricading
10
Month
$8,500.00
$85,000
3
Remove and dispose of existing curb and gutter
305
LF
$4.00
$1,220
4
Bomag existing surface into existing base and reconstruct
minimum 8 inch thickness
37,100
SY
$5.50
$204,050
5
Excavation, grading and subgrade preparation
37,100
SY
$4.00
$148,400
6
Flexible base course, 8 -inch thickness
770
SY
$9.50
$7,320
7
Hot mix asphaltic concrete pavement, type C, 2 -inch thickness
3,570
Ton
$55.00
$196,350
8
Bituminous prime coat (0.3 gal/SY)
9,520
Gallon
$1.75
$16,660
9
Bituminous tack coat (0.1 gaVSY)
3,175
Gallon
$2.00
$6,350
10
6 -inch portland cement concrete paving
5,380
SY
$50.00
$269,000
11
Traffic marking, 4 -inch wide lanes
35,000
LF
$0.75
$26,250
12
Traffic marking, 8 -inch wide lanes
500
LF
$1.00
$500
13
Traffic marking, painted handicap symbol
33
Each
$100.00
$3,300
14
Remove and relocate existing signs
9
Each
$750.00
$6,750
15
Miscellaneous signage
1
LS
$13,750.00
$13,750
16
Sprinkler system modifications
1
LS
$15,000.00
$15,000
17
Utility adjustment (water, sewer and gas)
1
LS
$25,000.00
$25,000
18
Temporary soil erosion and siltation control
1
LS
$10,000.00
$10,000
FORCE PROTECTION STRUCTURE
1
Remove Asphalt Paving
9,151
SY
$3.01
$27,570
2
Remove Medians
3,600
SF
$4.22
$15,180
3
Excavation
6,247
CY
$4.82
$30,110
4
Drilled piers
1,470
LF
$54.20
$79,670
5
Drainage
1
LS
$102,000.00
$102,000
6
Berm Construction
6,918
CY
$13.30
$92,010
7
Landscaping
1
LS
$241,000.00
$241,000
8
Wall Footing
570
CY
$223.00
$127,190
9
Retaining / Blast Walls
1,497
CY
$362.00
$541,910
10
Sidewalks
7,200
SF
$2.53
$18,220
11
Concrete Planters
700
EA
$44.60
$31,220
12
Concrete Column (Add for Blast Resistance)
479
SY
$181.00
$86,700
13
Conventional Parking Garage Structure
320
SPC
$4,100.00
$1,312,000
14
Concrete Formwok and Placement for Roof
64,000
SF
$14.50
$928,000
15
Precast Wall Panels
7,200
SF
$30.10
$216,720
16
Stairs & Handrails
175
RISER
$181.00
$31,680
17
Sealants, Expansion Joints, Waterproofing
148,000
SF
$0.90
$133,760
18
Blast Doors
12
EA
$3,010.00
$36,120
19
Elevators
4
EA
$90,400.00
$361,600
20
Lighting in Parking Garage
300
EA
$844.00
$253,200
21
Site Electrical
1
LS
$90,400.00
$90,400
MISCELLANEOUS CONSTRUCTION (10%)
$604,597
TOTAL - CONSTRUCTION
$6,650,567
Administration
5,000
Basic Engineering Services (Includes Phase li Blast Analysis, Preliminary
& Final Design and Bidding/Ne otiation)
$448,913
Construction Phase Services (Paragraph A1.05 of contract includes RPR and Construction Related En ineering Services)
$332,528
Surveying and Testing Services
116,385
TOTAL ENGINEERS OPINION OF PROBABLE PROJECT COSTS
$7,553,394
Deduct to allow Collapse of Structure
Rlprojectsi200112721.O11CIV1L160PC%Terminal lot eopc -force protec&on recon.xis
-$561,000
City of Lubbock, Texas
LUBBOCK INTERNATIONAL AIRPORT
RECONFIGURE AND OVERLAY PUBLIC PARKING LOT, PROJECT 2 - OVERLAY
Terminal Parkins Lot and Parking Garage
FAA PORTION
ENGINEER'S OPINION OF PROBABLE COSTS
R.4pm edsl200M721.0l iCIVILL'OPCITerminaI lot eopc -force protection recon.zls
ucv21102
PARKING LOT
1
Contractor mobilization (4% of construction)
1
LS
$101,375
$101,370
2
Traffic control and barricading
0
Month
$8,500.00
$0
3
Remove and dispose of existing curb and gutter
0
LF
$4.00
$0
4
Bomag existing surface into existing base and reconstruct
minimum 8 inch thickness
0
SY
$5.50
$0
5
Excavation, grading and subgrade preparation
0
SY
$4,00
$0
6
Flexible base course, 8 -inch thickness
0
SY
$9.50
$0
7
Hot mix asphaltic concrete pavement, type C, 2 -inch thickness
0
Ton
$55.00
$0
8
Bituminous prime coat (0.3 gal/SY)
0
Gallon
$1.75
$0
9
Bituminous tack coat (0.1 gal/SY)
0
Gallon
$2.00
$0
10
6 -inch portland cement concrete paving
0
SY
$50.00
$0
11
Traffic marking, 4 -inch wide lanes
0
LF
$0,75
$0
12
Traffic marking, 8 -inch wide lanes
0
LF
$1,00
$0
13
Traffic marking, painted handicap symbol
0
Each
$100.00
$0
14
Remove and relocate existing signs
7
Each
$750.00
$5,250
15
Miscellaneous signage
0
LS
$13,750.00
$0
16
Sprinkler system modifications
0
LS
$15,000.00
$0
17
Utility adjustment (water, sewer and gas)
1
LS
$25,000.00
$25,000
18
Temporary soil erosion and siltation control
0
LS
$10,000.00
$0
FORCE PROTECTION STRUCTURE
1
Remove Asphalt Paving
9,151
SY
$3.01
$27,570
2
Remove Medians
3,600
SF
$4.22
$15,180
3
Excavation
6,247
CY
$4.82
$30,110
4
Drilled piers
1,470
LF
$54.20
$79,670
5
Drainage
1
LS
$102,000.00
$102,000
6
Berm Construction
0
CY
$13.30
$0
7
Landscaping
0
LS
$241,000.00
$0
8
Wall Footing
570
CY
$223.00
$127,190
9
Retaining / Blast Walls
1,497
CY
$362.00
$541,910
10
Sidewalks
0
SF
$2.53
$0
11
Concrete Planters
0
EA
$44.60
$0
12
Concrete Column (Add for Blast Resistance)
479
SY
$181.00
$86,700
13
Conventional Parking Garage Structure
0
SPC
$4,100.00
$0
14
Concrete Formwork and Placement for Roof
64,000
SF
$14.50
$928,000
15
Precast Wall Panels
0
SF
$30.10
$0
16
Stairs & Handrails
85
RISER
$181.00
$15,390
17
Sealants, Expansion Joints, Waterproofing
74,000
SF
$0.90
$68,880
18
Blast Doors
12
EA
$3,010.00
$36,120
19
Elevators
0
EA
$90,400.00
$0
20
Lighting in Parking Garage
150
EA
$844.00
$126,600
21
Site Electrical
1
LS
$90,400.00
$90,400
MISCELLANEOUS
CONSTRUCTION (10%)
$240,534
9
�
.,� !s
_W1�
A ministration
Basic Engineering Services (Includes Phase II Blast Analysis, Preliminary
& Final Design and Bidding/Negotiation)
,000
$178,596
Construction Phase Services (Paragraph A1.05 of contract includes RPR and Construction Related Engineering Services)
$132,294
Surveying and Testing Services
6,302.80
TOTAL ENGINEERS OPINION OF PROBABLE PROJECT COSTS
$3,008,067
R.4pm edsl200M721.0l iCIVILL'OPCITerminaI lot eopc -force protection recon.zls
City of Lubbock, Texas
LUBBOCK INTERNATIONAL AIRPORT
RECONFIGURE AND OVERLAY PUBLIC PARKING LOT, PROJECT 2 - OVERLAY
Terminal Parking Lot and Parking Garage
LIA PORTION
ENGINEER'S OPINION OF PROBABLE COSTS
R.1projectsl200112721.01ICIVILIEOPCITerminal lot eopc -force protection recon.xis
06121102
PARKING LOT
1 Contractor mobilization (4% of construction)
1
LS
$153,436
$153,440
2 Traffic control and barricading
10
Month
$8,500.00
$85,000
3 Remove and dispose of existing curb and gutter
305
LF
$4.00
$1,220
4 Bomag existing surface into existing base and reconstruct
minimum 8 inch thickness
37,100
SY
$5.50
$204,050
5 Excavation, grading and subgrade preparation
37,100
SY
$4.00
$148,400
6 Flexible base course, 8 -inch thickness
770
SY
$9.50
$7,320
7 Hot mix asphaltic concrete pavement, type C, 2 -inch thickness
3,570
Ton
$55.00
$196,350
8 Bituminous prime coat (0.3 gaVSY)
9,520
Gallon
$1.75
$16,660
9 Bituminous tack coat (0.1 gaVSY)
3,175
Gallon
$2.00
$6,350
10 6 -inch portland cement concrete paving
5,380
SY
$50.00
$269,000
11 Traffic marking, 4 -inch wide lanes
35,000
LF
$0.75
$26,250
12 Traffic marking, 8 -inch wide lanes
500
LF
$1.00
$500
13 Traffic marking, painted handicap symbol
33
Each
$100.00
$3,300
14 Remove and relocate existing signs
2
Each
$750.00
$1,500
15 Miscellaneous signage
1
LS
$13,750.00
$13,750
16 Sprinkler system modifications
1
LS
$15,000.00
$15,000
17 Utility adjustment (water, sewer and gas)
0
LS
$25,000.00
$0
18 Temporary soil erosion and siltation control
1
LS
$10,000.00
$10,000
FORCE PROTECTION STRUCTURE
1 Remove Asphalt Paving
0
SY
$3,01
$0
2 Remove Medians
0
SF
$4,22
$0
3 Excavation
0
CY
$4.82
$0
4 Drilled piers
0
LF
$54.20
$0
5 Drainage
6 Berm Construction
0
6,918
LS
CY
$102,000.00
$13.30
$0
$92,010
7 Landscaping
8 Wall Footing
1
LS
$241,000.00
$241,000
9 Retaining / Blast Walls
0
0
CY
CY
$223.00
$362.00
$0
$0
10 Sidewalks
11 Concrete Planters
7,200
700
SF
EA
$2.53
$18,220
12 Concrete Column (Add for Blast Resistance)
0
SY
$44.60
$181.00
$31,220
$0
13 Conventional Parking Garage Structure
320
SPC
$4,100.00
$1,312,000
14 Concrete Formwok and Placement for Rood
0
SF
$14.50
$0
15 Precast Wall Panels
7,200
SF
$30.10
$216,720
16 Stairs & Handrails
17 Sealants, Expansion Joints, Waterproofing
90
74,000
RISER
SF
$181.00
$0.90
$16,290
18 Blast Doors
0
EA
$3,010.00
$66,880
$0
19 Elevators
20 Lighting in Parking Garage
4
150
EA
EA
$90,400.00
$844.00
$361,600
$126,600
21 Site Electrical
0
LS
$90,400.00
$0
MISCELLANEOUS CONSTRUCTION (10%)
$364,063
Administration
Basic Engineering Services (Includes Phase II Blast Analysis, Preliminary & Final Design and Bidding/Negotiation)
0
$270,317
Construction Phase Services (Paragraph A1.05 of, contract includes RPR and Construction Related Engineering Services)
$200,235
Surveying and Testing Services70,082.13
TOTAL ENGINEERS OPINION OF PROBABLE PROJECT COSTS
$4,545,327
R.1projectsl200112721.01ICIVILIEOPCITerminal lot eopc -force protection recon.xis
Kehly Campbell Fwd Construction Cost Estimates
Pa e1
From:
John McGinley
To:
Kelly Campbell
Date:
9/12/02 1:23PM
Subject:
Fwd: Construction Cost Estimate
>>> "Sheri E. Hollaway" <shollaway@DELTAAIRPORT.COM> 06/24/02 02:04PM »>
John,
Attached is a cost of Delta's Opinion of Probable Construction Cost for
Taxiway V, per our earlier conversation. I have added two line items at
the bottom. The first is our contract amount for the design of Taxiway V.
The second is what we are budgeting so far for CM Services for Taxiway V.
The second is an estimate for budget purposes only. I do not have a final
number for the O/A testing during construction and we are still looking at
our own costs to see what we can reduce, if anything.
I'll be finishing up you PFC form you sent the other day and faxing it back
to you in the morning.
Submittal of 90% drawings, specs and design report will be sent on Thursday
to be received by you on Friday.
Let me know if you need anything else.
Sheri
ENGINEER'S OPINION OF PROBABLE COST
CONSTRUCT T/W W"
LUBBOCK INTERNATIONAL AIRPORT
LUBBOCK,TEXAS
AIP PROJECT NO. 3-48-0138-25-02
DELTA PROJECT NO. TX 02026
Data: 21 -Jun -02
ITEM NO. SPEC. NO.
DESCRIPTION
UNIT
QUANTITY
UNIT PRICE
TOTAL AMOUNT
1
P-100
MOBILIZATION
LS
1
$ 110,000.00
$ 110,000.00
2
P-140
BITUMINOUS PAVEMENT REMOVAL
SY
7,500
$ 6.00
$ 45,000.00
3
P-150
DEMOLITION
LS
1
$ 7,500.00
$ 7,500.00
4
P-152
UNCLASSIFIED EXCAVATION
CY
13,000
$ 6.00
$ 78,000.00
5
P-152
UNSUITABLE EXCAVATION
CY
3,000
$ 8.00
$ 24,000.00
6
P-156
EROSION AND SEDIMENT CONTROL
LS
1
$ 7,500.00
$ 7,500.00
7
P-156
SILT FENCE
LF
1,350
$ 2.50
$ 3,375.00
8
P-209
CRUSHED AGGREGATE BASE COURSE
TN
9,000
$ 20.00
$ 180,000.00
9
P-304
6" CEMENT TREATED BASE COURSE
SY
6,600
$ 10.00
$ 66,000.00
10
P-304
PORTLAND CEMENT
TN
135
$ 100.00
$ 13,500.00
11
P-401
BITUMINOUS BASE COURSE
TN
1,250
$ 55.00
$ 68,750.00
12
P-401
BITUMINOUS SURFACE COURSE
TN
475
$ 65.00
$ 30,875.00
13
P-405
GROUND STABILIZATION FABRIC
SY
5,000
$ 5.00
$ 25,000.00
14
P-501
14" PORTLAND CEMENT CONCRETE
SY
11,025
$ 45.00
$ 496,125.00
15
P-605
JOINT SEALER
LF
10,000
$ 3.00
$ 30,000.00
16
P-619
REMOVE AIRFIELD MARKINGS
SF
3,700
$ 3.00
$ 11.100.00
17
P-620
TEMPORARY AIRFIELD MARKINGS
SF
3,700
$ 1.00
$ 3,700.00
18
P-620
PERMANENT RUNWAY AND TAXIWAY MARKINGS
SF
22,100
$ 1.00
$ 22,100.00
19
M-103
CLOSED TAXIWAY MARKER, LIGHTED
EA
4
$ 1,500.00
$ 6,000.00
20
M-103
LIGHTED, PORTABLE CLOSED RUNWAY MARKERS
EA
2
$ 20,000.00
$ 40,000.00
21
M-103
TEMPORARY CHEVRON
EA
1
$ 1,000.00
$ 1,000.00
22
M-104
TRAFFIC DRUM
EA
18
$ 100.00
$ 1,800.00
23
M-109
AVIATION BARRICADES
LF
200
$ 15.00
$ 3,000.00
24
D-701
24" RCP, CLASS IV
LF
289
$ 50.00
$ 14,450.00
25
D-701
54" RCP, CLASS IV
LF
280
$ 80.00
$ 22,400.00
26
D-701
5' x 2' REINFORCED CONCRETE BOX
LF
66
$ 300.00
$ 19,800.00
27
D-705
6" UNDERDRAIN
LF
500
$ 40.00
$ 20,000.00
28
D-705
6" UNDERDRAIN ENDWALL
EA
2
$ 550.00
$ 1,100.00
29
D-751
24" SLOPED END SECTION
EA
1
$ 1,000.00
$ 1,:10.00
30
D-751
54" SLOPED END SECTION
EA
1
$ 2,000.00
$ 2,wom
31
D-751
96" RISER W/ NEENAH R -3475-G GRATE
EA
1
$ 15,000.00
$ 15,000.00
32
D-751
10'X 10' JUNCTION BOX W/ NEENAH R -3475-E GRATE
EA
1
$ 30,000.00
$ 30,000.00
33
D-751
SPRING BOX
EA
1
$ 2,000.00
$ 2,000.00
34
T-901
SEEDING
AC
7
$ 1,500.00
$ 10,500.00
35
T-908
MULCHING
AC
7
$ 1,500.00
$ 10,500.00
36
L-108
CABLE TRENCHING
LF
6,200
$ 2.00
$ 12,400.00
37
L-108
DIRECTIONAL BORE 3" HDPE
LF
130
$ 30.00
$ 3,900.00
38
L-108
#8, 5KV, TYPE 'C' CABLE
LF
20,500
$ 0.75
$ 15,375.00
39
L-108
#6 BARE COUNTERPOISE
LF
7,700
$ 0.75
$ 5,775.00
40
L-109
VAULT WORK
LS
1
$ 50,000.00
$ 50,000.00
41
L-110
2" SCH. 40 PVC CONDUIT
LF
5,500
$ 2.00
$ 11,000.00
42
L-110
4"- 4W DUCT
LF
675
$ 45.00
$ 30,375.00
43
L-125
16" L-867 PULLCAN
EA
3
$ 550.00
$ 1,650.00
44
L-125
REMOVE RUNWAY GUIDANCE SIGN
EA
1
$ 500.00
$ 500.00
45
L-125
TAXIWAY GUIDANCE SIGN (3 STEP)
EA
8
$ 4,000.00
$ 32,000.00
46
L-125
MANDATORY SIGN (5 STEP)
EA
1
$ 5,000.00
$ 5,000.00
47
L-125
REPLACE GUIDANCE SIGN PANELS
EA
2
$ 500.00
$ 1,000.00
48
L-125
L-862 BASE MOUNTED HIRL
EA
1
$ 1,000.00
$ 1,000.00
49
L-125
L -850C IN -PAVEMENT HIRL
EA
1
$ 6,000.00
$ 6,000.00
50
L-125
REMOVE EXISTING MITL
EA
6
$ 50.00
$ 300.00
51
L-125
L -861T BASE MOUNTED MITL
EA
43
$ 800.00
$ 34,400.00
52
L-125
L -861T TEMPORARY MITL
EA
2
$ 1,000.00
$ 2,000.00
53
L-125
12"L-867 BASE CAN W/LID
EA
4
$ 400.00
$ 1,600.00
54
L-125
TEMPORARY PAPI
EA
1
$ 15.000.00
$ 15,000.00
55
L-127
ELECTRICAL HANDHOLE
EA
8
$ 3,000.00
$ 24,000.00
56
R-340
TXDOT TYPE D BITUMINOUS CONCRETE
TN
750
$ 50.00
$ 37,500.00
57
SP -22
LENS RELOCATION
EA
20
$ 50.00
$ 1,000.00
TOTAL
$ 1,714,850.00
Design Fee
$ 142,664.00
Construction Services (Budget)
$ 267,000.00
Grand Total for Grant $ 2,124,514.00
2
I j``��� yi
a
In w
PART V
ASSURANCES
Airport Sponsors
A. General.
1. These assurances shall be complied with in the performance of grant agreements for airport development, airport planning, and noise
compatibility program grants for airport sponsors.
2. These assurances are required to be submitted as part of the project application by sponsors requesting funds under the provisions of Title
49, U.S.C., subtitle VII, as amended. As used herein, the term "public agency sponsor" means a public agency with control of a public -use
airport: the term "private sponsor" means a private owner of a public -use airport; and the term "sponsor" includes both public agency
sponsors and private sponsors.
3. Upon acceptance of the grant offer by the sponsor, these assurances are incorporated in and become part of the grant agreement.
B. Duration and Applicability.
1. Airport development or Noise Compatibility Program Projects Undertaken by a Public Agency Sponsor. The terms, conditions and
assurances of the grant agreement shall remain in full force and effect throughout the useful life of the facilities developed or equipment
acquired for an airport development or noise compatibility program project, or throughout the useful life of the project items installed within a
facility under a noise compatibility program project, but in any event not to exceed twenty (20) years from the date of acceptance of a grant
offer of Federal funds for the project However, there shall be no limit on the duration of the assurances regarding Exclusive Rights and
Airport Revenue so long as the airport is used as an airport. There shall be no limit on the duration of the terms, conditions, and assurances
with respect to real property acquired with federal funds. Furthermore, the duration of the Civil Rights assurance shall be specified in the
assurances.
2. Airport Development or Noise Compatibility Projects Undertaken by a Private Sponsor. The preceding paragraph 1 also applies to a
private sponsor except that the useful life of project items installed within a facility or the useful life of the facilities developed or equipment
acquired under an airport development or noise compatibility program project shall be no less than ten (10) years from the date of
acceptance of Federal aid for the project.
3. Airport Planning Undertaken by a Sponsor. Unless otherwise specified in the grant agreement, only Assurances 1, 2, 3, 5, 6, 13, 18, 30,
32, 33, and 34 in section C apply to planning projects. The terms, conditions, and assurances of the grant agreement shall remain in full
force and effect during the life of the project.
C. Sponsor Certification. The sponsor hereby assures and certifies, with respect to this grant that:
1. General Federal Requirements. It will comply with all applicable Federal laws, regulations, executive orders, policies, guidelines, and
requirements as they relate to the application, acceptance and use of Federal funds for this project including but not limited to the following:
Federal Legislation
a. Title 49, U.S.C., subtitle VII, as amended.
b. Davis -Bacon Act - 40 U.S.C. 276(a), et se .1
c. Federal Fair Labor Standards Act - 29 U.S.C. 201, et sea.
d. Hatch Act - 5 U.S.C. 1501, et se .2
e. Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 Title 42 U.S.C. 4601, et sec. 12.
f. National Historic Preservation Act of 1966 - Section 106 - 16 U.S.C. 470(0.1
g. Archeological and Historic Preservation Act of 1974 - 16 U.S.C. 469 through 469x1
h. Native Americans Grave Repatriation Act - 25 U.S.C. Section 3001, et seq.
I. Clean Air Act, P.L. 90-148, as amended.
j. Coastal Zone Management Act, P.L. 93-205, as amended.
k. Flood Disaster Protection Act of 1973 - Section 102(a) - 42 U.S.C. 4012a.1
I. Title 49 ,U.S.C., Section 303, (formerly known as Section 4(f))
m. Rehabilitation Act of 1973 - 29 U.S.C. 794.
n. Civil Rights Act of 1964 - Title VI - 42 U.S.C. 2000d through d-4.
o. Age Discrimination Act of 1975 - 42 U.S.C. 6101, et sem.
p. American Indian Religious Freedom Act, P.L. 95-341, as amended.
q Architectural Barriers Act of 1968 -42 U.S.C. 4151, et sec.1
r. Power plant and Industrial Fuel Use Act of 1978 - Section 403- 2 U.S.C. 8373.1
s. Contract Work Hours and Safety Standards Act - 40 U.S.C. 327, et s .11
t. Copeland Antikickback Act - 18 U.S.C. 874.1
u. National Environmental Policy Act of 1969 - 42 U.S.C. 4321, et seo.1
v. Wild and Scenic Rivers Act, P.L. 90-542, as amended.
w. Single Audit Act of 1984 - 31 U.S.C. 7501, et se .2
x Drug -Free Workplace Act of 1988 - 41 U.S.C. 702 through 706.
Airport Assurances (9/99) V-1
Executive Orders
Executive Order 11246 - Equal Employment Opportunityl
Executive Order 11990 - Protection of Wetlands
Executive Order 11998 — Flood Plain Management
Executive Order 12372 - Intergovernmental Review of Federal Programs.
Executive Order 12699 - Seismic Safety of Federal and Federally Assisted New Building Constructionl
Executive Order 12898 - Environmental Justice
Federal Regulations
a. 14 CFR Part 13 - Investigative and Enforcement Procedures.
b. 14 CFR Part 16 - Rules of Practice For Federally Assisted Airport Enforcement Proceedings.
c. 14 CFR Part 150 - Airport noise compatibility planning.
d. 29 CFR Part 1 - Procedures for predetermination of wage rates.'
e. 29 CFR Part 3 - Contractors and subcontractors on public building or public work financed in whole or part by loans or grants from
the United States.'
f. 29 CFR Part 5 - Labor standards provisions applicable to contracts covering federally financed and assisted construction (also
labor standards provisions applicable to non -construction contracts subject to the Contract Work Hours and Safety Standards
Act).l
g. 41 CFR Part 60 - Office of Federal Contract Compliance Programs, Equal Employment Opportunity, Department of Labor
(Federal and federally assisted contracting requirements).'
h. 49 CFR Part 18 - Uniform administrative requirements for grants and cooperative agreements to state and local govemments.3
1. 49 CFR Part 20 - New restrictions on lobbying.
j. 49 CFR Part 21 - Nondiscrimination in federally -assisted programs of the Department of Transportation - effectuation of Title VI of
the Civil Rights Act of 1964.
k. 49 CFR Part 23 - Participation by Disadvantage Business Enterprise in Airport Concessions.
1- 49 CFR Part 24 - Uniform relocation assistance and real property acquisition for Federal and federally assisted programs.' 2
m. 49 CFR Part 26 — Participation By Disadvantaged Business Enterprises in Department of Transportation Programs.
n. 49 CFR Part 27 - Nondiscrimination on the basis of handicap in programs and activities receiving or benefitting from Federal
financial assistance.'
o. 49 CFR Part 29 — Government wide debarment and suspension (non -procurement) and government wide requirements for drug-
free workplace (grants).
p. 49 CFR Part 30 - Denial of public works contracts to suppliers of goods and services of countries that deny procurement market
access to U.S. contractors.
q. 49 CFR Part 41 - Seismic safety of Federal and federally assisted or regulated new building construction.
Office of Management and Budget Circulars
a. A-87 - Cost Principles Applicable to Grants and Contracts with State and Local Governments.
b A-133 - Audits of States, Local Governments, and Non -Profit Organizations
These laws do not apply to airport planning sponsors.
These laws do not apply to private sponsors.
49 CFR Part 18 and OMB Circular A-87 contain requirements for State and Local Governments receiving Federal assistance.
Any requirement levied upon State and Local Governments by this regulation and circular shall also be applicable to private
sponsors receiving Federal assistance under Title 49, United States Code.
Specific assurances required to be included in grant agreements by any of the above laws, regulations or circulars are incorporated by
reference in the grant agreement.
2. Responsibility and Authority of the Sponsor.
a. Public Agency Sponsor. It has legal authority to apply for the grant, and to finance and carry out the proposed project; that a
resolution, motion or similar action has been duly adopted or passed as an official act of the applicants governing body authorizing the
filing of the application, including all understandings and assurances contained therein, and directing and authorizing the person
identified as the official representative of the applicant to act in connection with the application and to provide such additional
information as may be required.
b. Private Sponsor. It has legal authority to apply for the grant and to finance and carry out the proposed project and comply with all
terms, conditions, and assurances of this grant agreement. It shall designate an official representative and shall in writing direct and
authorize that person to file this application, including all understandings and assurances contained therein; to act in connection with
this application; and to provide such additional information as may be required.
Sponsor Fund Availability. It has sufficient funds available for that portion of the project costs which are not to be paid by the United
States. It as sufficient funds available to assure operation and maintenance of items funded under the grant agreement which it will own or
control.
4. Good Title.
a. It, a public agency or the Federal government, holds good title, satisfactory to the Secretary, to the landing area of the airport or site
thereof, or will give assurance satisfactory to the Secretary that good title will be acquired.
b. For noise compatibility program projects to be carried out on the property of the sponsor, it holds good title satisfactory to the Secretary
to that portion of the property upon which Federal funds will be expended or will give assurance to the Secretary that good title will be
obtained.
Airport Assurances (9/99) V-2
5. Preserving Rights and Powers.
a. It will not take or permit any action which would operate to deprive it of any of the rights and powers necessary to perform any or all of
the terms, conditions, and assurances in the grant agreement without the written approval of the Secretary, and will act promptly to
acquire, extinguish or modify any outstanding rights or claims of right of others which would interfere with such performance by the
sponsor. This shall be done in a manner acceptable to the Secretary.
b. It will not sell, lease, encumber, or otherwise transfer or dispose of any part of its title or other interests in the property shown on Exhibit
A to this application or, for a noise compatibility program project, that portion of the property upon which Federal funds have been
expended, for the duration of the terms, conditions, and assurances in the grant agreement without approval by the Secretary. If the
transferee is found by the Secretary to be eligible under Title 49, United States Code, to assume the obligations of the grant agreement
and to have the power, authority, and financial resources to cant' out all such obligations, the sponsor shall insert in the contract or
document transferring or disposing of the sponsor's interest, and make binding upon the transferee all of the terms, conditions, and
assurances contained in this grant agreement.
c. For all noise compatibility program projects which are to be carried out by another unit of local government or are on property owned
by a unit of local government other than the sponsor, it will enter into an agreement with that government. Except as otherwise
specified by the Secretary, that agreement shall obligate that government to the same terms, conditions, and assurances that would be
applicable to it if it applied directly to the FAA for a grant to undertake the noise compatibility program project. That agreement and
changes thereto must be satisfactory to the Secretary. It will take steps to enforce this agreement against the local government if there
is substantial non-compliance with the terms of the agreement.
d. For noise compatibility program projects to be carried out on privately owned property, it will enter into an agreement with the owner of
that property which includes provisions specified by the Secretary. It will take steps to enforce this agreement against the property
owner whenever there is substantial non-compliance with the terms of the agreement.
e. If the sponsor is a private sponsor, it will take steps satisfactory to the Secretary to ensure that the airport will continue to function as a
public -use airport in accordance with these assurances for the duration of these assurances.
f. If an arrangement is made for management and operation of the airport by any agency or person other than the sponsor or an
employee of the sponsor, the sponsor will reserve sufficient rights and authority to insure that the airport will be operated and
maintained in accordance Title 49, United States Code, the regulations and the terms, conditions and assurances in the grant
agreement and shall insure that such arrangement also requires compliance therewith.
6. Consistency with Local Plans. The project is reasonably consistent with plans (existing at the time of submission of this application) of
public agencies that are authorized by the State in which the project is located to plan for the development of the area surrounding the
airport.
7. Consideration of Local Interest. It has given fair consideration to the interest of communities in or near where the project may be located.
8. Consultation with Users. In making a decision to undertake any airport development project under Title 49, United States Code, it has
undertaken reasonable consultations with affected parties using the airport at which project is proposed.
9. Public Hearings. In projects involving the location of an airport, an airport runway, or a major runway extension, it has afforded the
opportunity for public hearings for the purpose of considering the economic, social, and environmental effects of the airport or runway
location and its consistency with goals and objectives of such planning as has been carried out by the community and it shall, when
requested by the Secretary, submit a copy of the transcript of such hearings to the Secretary. Furrier, for such projects, it has on its
management board either voting representation from the communities where the project is located or has advised the communities that they
have the right to petition the Secretary concerning a proposed project.
10. Air and Water Quality Standards. In projects involving airport location, a major runway extension, or runway location it will provide for the
Governor of the state in which the project is located to certify in writing to the Secretary that the project will be located, designed,
constructed, and operated so as to comply with applicable air and water quality standards. In any case where such standards have not
been approved and where applicable air and water quality standards have been promulgated by the Administrator of the Environmental
Protection Agency, certification shall be obtained from such Administrator. Notice of certification or refusal to certify shall be provided within
sixty days after the project application has been received by the Secretary.
11. Pavement Preventive Maintenance. With respect to a project approved after January 1, 1995, for the replacement or reconstruction of
pavement at the airport, it assures or certifies that it has implemented an effective airport pavement maintenance -management program and
it assures that it will use such program for the useful life of any pavement constructed, reconstructed or repaired with Federal financial
assistance at the airport It will provide such reports on pavement condition and pavement management programs as the Secretary
determines may be useful.
12. Terminal Development Prerequisites. For projects which include terminal development at a public use airport, as defined in Title 49, it
has, on the date of submittal of the project grant application, all the safety equipment required for certification of such airport under section
44706 of Title 49, United States Code, and all the security equipment required by rule or regulation, and has provided for access to the
passenger enplaning and deplaning area of such airport to passengers enplaning and deplaning from aircraft other than air carrier aircraft.
13. Accounting System, Audit, and Record Keeping Requirements.
a. It shall keep all project accounts and records which fully disclose the amount and disposition by the recipient of the proceeds of the
grant, the total cost of the project in connection with which the grant is given or used, and the amount or nature of that portion of the
cost of the project supplied by other sources, and such other financial records pertinent to the project. The accounts and records shall
be kept in accordance with an accounting system that will facilitate an effective audit in accordance with the Single Audit Act of 1984.
b. It shall make available to the Secretary and the Comptroller General of the United States, or any of their duly authorized
representatives, for the purpose of audit and examination, any books, documents, papers, and records of the recipient that are
pertinent to the grant. The Secretary may require that an appropriate audit be conducted by a recipient. In any case in which an
independent audit is made of the accounts of a sponsor relating to the disposition of the proceeds of a grant or relating to the project in
connection with which the grant was given or used, it shall file a certified copy of such audit with the Comptroller General of the United
States not later than six (6) months following the close of the fiscal year for which the audit was made.
Airport Assurances (9/99) V-3
14. Minimum Wage Rates. It shall include, in all contracts in excess of $2.000 for work on any projects funded under the grant agreement
which involve labor, provisions establishing minimum rates of wages, to be predetermined by the Secretary of Labor, in accordance with the
Davis -Bacon Act, as amended (40 U.S.C. 276a -276a-5), which contractors shall pay to skilled and unskilled labor, and such minimum rates
shall be stated in the invitation for bids and shall be included in proposals or bids for the work.
15. Veteran's Preference. It shall include in all contracts for work on any project funded under the grant agreement which involve labor, such
provisions as are necessary to insure that, in the employment of labor (except in executive, administrative, and supervisory positions),
preference shall be given to Veterans of the Vietnam era and disabled veterans as defined in Section 47112 of Title 49, United States Code.
However, this preference shall apply only where the individuals are available and qualified to perform the work to which the employment
relates.
16. Conformity to Plans and Specifications. It will execute the project subject to plans, specifications, and schedules approved by the
Secretary. Such plans, specifications, and schedules shall be submitted to the Secretary priorto commencement of site preparation,
construction, or other performance under this grant agreement, and, upon approval of the Secretary, shall be incorporated into this grant
agreement Any modification to the approved plans, specifications, and schedules shall also be subject to approval of the Secretary, and
incorporated into the grant agreement
17. Construction Inspection and Approval. It will provide and maintain competent technical supervision at the construction site throughout
the project to assure that the work conforms to the plans, specifications, and schedules approved by the Secretary for the project. It shall
subject the construction work on any project contained in an approved project application to inspection and approvat by the Secretary and
such work shall be in accordance with regulations and procedures prescribed by the Secretary. Such regulations and procedures shall
require such cost and progress reporting by the sponsor or sponsors of such project as the Secretary shall deem necessary.
18. Planning Projects. In carrying out planning projects:
a. It will execute the project in accordance with the approved program narrative contained in the project application or with the
modifications similarly approved.
b. It will furnish the Secretary with such periodic reports as required pertaining to the planning project and planning work activities.
c. It will include in all published material prepared in connection with the planning project a notice that the material was prepared under a
grant provided by the United States.
d. It will make such material available for examination by the public, and agrees that no material prepared with funds under this project
shall be subject to copyright in the United States or any other country.
e. It will give the Secretary unrestricted authority to publish, disclose, distribute, and otherwise use any of the material prepared in
connection with this grant
f. t will grant the Secretary the right to disapprove the sponsor's employment of specific consultants and their subcontractors to do all or
arty part of this project as well as the right to disapprove the proposed scope and cost of professional services.
g. It will grant the Secretary the right to disapprove the use of the sponsors employees to do all or any part of the project
h. It understands and agrees that the Secretary's approval of this project grant or the Secretary's approval of any planning material
developed as part of this grant does not constitute or imply any assurance or commitment on the part of the Secretary to approve any
pending or future application for a Federal airport grant
19. Operation and Maintenance.
a. The airport and all facilities which are necessary to serve the aeronautical users of the airport, other than facilities owned or controlled
by the United States, shall be operated at all times in a safe and serviceable condition and in accordance with the minimum standards
as may be required or prescribed by applicable Federal, state and local agencies for maintenance and operation. It will not cause or
permit any activity or action thereon which would interfere with its use for airport purposes. It will suitably operate and maintain the
airport and all facilities thereon or connected therewith, with due regard to climatic and flood conditions. Any proposal to temporarily
close the airport for non -aeronautical purposes must first be approved by the Secretary.
In furtherance of this assurance, the sponsor will have in effect arrangements for -
(1) Operating the airports aeronautical facilities whenever required;
(2) Promptly marking and lighting hazards resulting from airport conditions, including temporary conditions; and
(3) Promptly notifying airmen of any condition affecting aeronautical use of the airport.
Nothing contained herein shall be construed to require that the airport be operated for aeronautical use during temporary periods when
snow, flood or other climatic conditions interfere with such operation and maintenance. Further, nothing herein shall be construed as
requiring the maintenance, repair, restoration, or replacement of any structure or facility which is substantially damaged or destroyed
due to an act of God or other condition or circumstance beyond the control of the sponsor.
b. It will suitably operate and maintain noise compatibility program items that it owns or controls upon which Federal funds have been
. expended.
20. Hazard Removal and Mitigation. It will take appropriate action to assure that such terminal airspace as is required to protect instrument
and visual operations to the airport (including established minimum flight altitudes) will be adequately cleared and protected by removing,
lowering, relocating, marking, or lighting or otherwise mitigating existing airport hazards and by preventing the establishment or creation of
future airport hazards.
21. Compatible Land Use. It will take appropriate action, to the extent reasonable, including the adoption of zoning laws, to restrict the use of
land adjacent to or in the immediate vicinity of the airport to activities and purposes compatible with normal airport operations, including
landing and takeoff of aircraft In addition, if the project is for noise compatibility program implementation, it will not cause or permit any
change in land use, within its jurisdiction, that will reduce its compatibility, with respect to the airport, of the noise compatibility program
-measures upon which Federal funds have been expended.
Airport Assurances (9/99) V-4
22. Economic Nondiscrimination.
a. It will make the airport available as an airport for public use on reasonable terms and without unjust discrimination to all types, kinds
and classes of aeronautical activities, including commercial aeronautical activities offering services to the public at the airport.
b. In any agreement, contract, lease, or other arrangement under which a right or privilege at the airport is granted to any person, firm, or
corporation to conduct or to engage in any aeronautical activity for furnishing services to the public at the airport, the sponsor will insert
and enforce provisions requiring the contractor to -
(1) famish said services on a reasonable, and not unjustly discriminatory, basis to all users thereof, and
(2) charge reasonable, and not unjustly discriminatory, prices for each unit or service, provided that the contractor may be allowed to
make reasonable and nondiscriminatory discounts, rebates, or other similar types of price reductions to volume purchasers.
c. Each fixed -based operator at the airport shall be subject to the same rates, fees, rentals, and other charges as are uniformly applicable
to all other fixed -based operators making the same or similar uses of such airport and utilizing the same or similar facilities.
d. Each air carrier using such airport shall have the right to service itself or to use any fixed -based operator that is authorized or permitted
by the airport to serve any air carrier at such airport.
e. Each air carrier using such airport (whether as a tenant, nontenant, or subtenant of another air carrier tenant) shall be subject to such
nondiscriminatory and substantially comparable rules, regulations, conditions, rates, fees, rentals, and other charges with respect to
facilities directly and substantially related to providing air transportation as are applicable to ad such air carriers which make similar use
of such airport and utilize similar facilities, subject to reasonable classifications such as tenants or nontenants and signatory carriers
and nonsignatory carriers. Classification or status as tenant or signatory shall not be unreasonably withheld by any airport provided an
air carrier assumes obligations substantially similar to those already imposed on air carriers in such classification or status.
f. It will not exercise or grant any right or privilege which operates to prevent any person, firth, or corporation operating aircraft on the
airport from performing any services on its own aircraft with its own employees [including, but not limited to maintenance, repair, and
fueling] that it may choose to perform.
g. In the event the sponsor itself exercises any of the rights and privileges referred to in this assurance, the services involved will be
provided on the same conditions as would apply to the furnishing of such services by commercial aeronautical service providers
authorized by the sponsor under these provisions.
h. The sponsor may establish such reasonable, and not unjustly discriminatory, conditions to be met by all users of the airport as may be
necessary for the safe and efficient operation of the airport.
I. The sponsor may prohibit or limit any given type, kind or class of aeronautical .use of the airport if such action is necessary for the safe
operation of the airport or necessary to serve the civil aviation needs of the public.
23. Exclusive Rights. It will permit no exclusive right for the use of the airport by any person providing, or intending to provide, aeronautical
services to the public. For purposes of this paragraph, the providing of the services at an airport by a single fixed -based operator shall not
be construed as an exclusive right if both of the following apply:
a. It would be unreasonably costly, burdensome, or impractical for more than one fixed -based operator to provide such services, and
b. If allowing more than one fixed -based operator to provide such services would require the reduction of space leased pursuant to an
existing agreement between such single fixed -based operator and such airport
It further agrees that it will not, either directly or indirectly, grant or permit any person, firth, or corporation, the exclusive right at the
airport to conduct any aeronautical activities, including, but not limited to charter flights, pilot training, aircraft rental and sightseeing,
aerial photography, crop dusting, aerial advertising and surveying, air carrier operations, aircraft sales and services, sale of aviation
petroleum products whether or not conducted in conjunction with other aeronautical activity, repair and maintenance of aircraft, sale of
aircraft parts, and any other activities which because of their direct relationship to the operation of aircraft can be regarded as an
aeronautical activity, and that it will terminate any exclusive right to conduct an aeronautical activity now existing at such an airport
before the grant of any assistance under Title 49, United States Code.
24. Fee and Rental Structure. It will maintain a fee and rental structure for the facilities and services at the airport which will make the airport
as self-sustaining as possible under the circumstances existing at the particular airport, taking into account such factors as the volume of
traffic and economy of collection. No part of the Federal share of an airport development, airport planning or noise compatibility project for
which a grant is made under Title 49, United States Code, the Airport and Airway Improvement Act of 1982, the Federal Airport Act or the
Airport and Airway Development Act of 1974 shall be included in the rate basis in establishing fees, rates, and charges for users of that
airport.
Airport Assurances (9/99) V-5
25. Airport Revenues.
a. All revenues generated by the airport and any local taxes on aviation fuel established after December 30, 1987, will be expended by it
for the capital or operating costs of the airport; the local airport system; or other local facilities which are owned or operated by the
owner or operator of the airport and which are directly and substantially related to the actual air transportation of passengers or
property, or for noise mitigation purposes on or off the airport. Provided, however, that if covenants or assurances in debt obligations
issued before September 3, 1982, by the owner or operator of the airport, or provisions enacted before September 3, 1982, in
governing statutes controlling the owner or operator's financing, provide for the use of the revenues from any of the airport owner or
operators facilities, including the airport, to support not only the airport but also the airport owner or operator's general debt obligations
or other facilities, then this limitation on the use of all revenues generated by the airport (and, in the case of a public airport, local taxes
on aviation fuel) shall not apply.
b. As part of the annual audit required under the Single Audit Act of 1984, the sponsor will direct that the audit will review, and the
resulting audit report will provide an opinion concerning, the use of airport revenue and taxes in paragraph (a), and indicating whether
funds paid or transferred to the owner or operator are paid or transferred in a manner consistent with Title 49, United States Code and
any other applicable provision of law, including any regulation promulgated by the Secretary or Administrator.
c. Any civil penalties or other sanctions will be imposed for violation of this assurance in accordance with the provisions of Section 47107
of Title 49, United States Code.
26. Reports and inspections. It will:
a. submit to the Secretary such annual or special financial and operations reports as the Secretary may reasonably request and make
such reports available to the public; make available to the public at reasonable times and places a report of the airport budget in a
format prescribed by the Secretary;
b. for airport development projects, make the airport and all airport records and documents affecting the airport, including deeds, leases,
operation and use agreements, regulations and other instruments, available for inspection by any duly authorized agent of the
Secretary upon reasonable request;
C. for noise compatibility program projects, make records and documents relating to the project and continued compliance with the terms,
conditions, and assurances of the grant agreement including deeds, leases, agreements, regulations, and other instruments, available
for inspection by any duly authorized agent of the Secretary upon reasonable request; and
d. in a format and time prescribed by the Secretary, provide to the Secretary and make available to the public following each of its fiscal
years, an annual report listing in detail:
(i) all amounts paid by the airport to any other unit of government and the purposes for which each such payment was made; and
(ii) all services and property provided by the airport to other units of government and the amount of compensation received for
provision of each such service and property.
27. Use by Government Aircraft It will make available all of the facilities of the airport developed with Federal financial assistance and all
those usable for landing and takeoff of aircraft to the United States for use by Government aircraft in common with other aircraft at all times
without charge, except, if the use by Government aircraft is substantial, charge may be made for a reasonable share, proportional to such
use, for the cost of operating and maintaining the facilities used. Unless otherwise determined by the Secretary, or otherwise agreed to by
the sponsor and the using agency; substantial use of an airport by Government aircraft will be considered to exist when operations of such
aircraft are in excess of those which, in the opinion of the Secretary, would unduly interfere with use of the landing areas by other authorized
aircraft, or during any calendar month that -
a. Five (5) or more Government aircraft are regularly based at the airport or on land adjacent thereto; or
b. The total number of movements (counting each landing as a movement) of Government aircraft is 300 or more, or the gross
accumulative weight of Government aircraft using the airport (the total movement of Government aircraft multiplied by gross
weights of such aircraft) is in excess of five million pounds.
28. Land for Federal Facilities. It will furnish without cost to the Federal Government for use in connection with any air traffic control or air
navigation activities, or weather -reporting and communication activities related to air traffic control, any areas of land or water, or estate
therein, or rights in buildings of the sponsor as the Secretary considers necessary or desirable for construction, operation; and maintenance
at Federal expense of space or facilities for such purposes. Such areas or any portion thereof will be made available as provided herein
within four months after receipt of a written request from the Secretary.
29. Airport Layout Plan.
a. It will keep up to date at all times an airport layout plan of the airport showing (1) boundaries of the airport and all proposed additions
thereto, together with the boundaries of all offsite areas owned or controlled by the sponsor for airport purposes and proposed
additions thereto; (2) the location and nature of all existing and proposed airport facilities and structures (such as runways, taxiways,
aprons, terminal buildings, hangars and roads), including all proposed extensions and reductions of existing airport facilities; and (3)
the location of all existing and proposed nonaviation areas and of all existing improvements thereon. Such airport layout plans and
each amendment, revision, or modification thereof, shall be subject to the approval of the Secretary which approval shall be evidenced
by the signature of a duly authorized representative of the Secretary on the face of the airport layout plan. The sponsor will not make
or permit any changes or alterations in the airport or any of its facilities which are not in conformity with the airport layout plan as
approved by the Secretary and which might, in the opinion of the Secretary, adversely affect the safety, utility or efficiency of the
airport.
Airport Assurances (9/99) V-6
b. If a change or alteration in the airport or the facilities is made which the Secretary determines adversely affects the safety, utility, or
efficiency of any federally owned, leased, or funded property on or off the airport and which is not in conformity with the airport layout
plan as approved by the Secretary, the owner or operator will, if requested, by the Secretary (1) eliminate such adverse effect in a
manner approved by the Secretary; or (2) bear all costs of relocating such property (or replacement thereof) to a site acceptable to the
Secretary and all costs of restoring such property (or replacement thereof) to the level of safety, utility, efficiency, and cost of operation
existing before the unapproved change in the airport or its facilities.
30. Civil Rights. It will comply with such rules as are promulgated to assure that no person shall, on the grounds of race, creed, color, national
origin, sex, age, or handicap be excluded from participating in any activity conducted with or benefiting from funds received from this grant
This assurance obligates the sponsor for the period during which Federal financial assistance is extended to the program, except where
Federal financial assistance is to provide, or is in the form of personal property or real property or interest therein or structures or
improvements thereon in which case the assurance obligates the sponsor or any transferee for the longer of the following periods: (a) the
period during which the property is used for a purpose for which Federal financial assistance is extended, or for another purpose involving
the provision of similar services or benefits, or (b) the period during which the sponsor retains ownership or possession of the property.
31. Disposal of Land.
a. For land purchased under a grant for airport noise compatibility purposes, it will dispose of the land, when the land is no longer needed
for such purposes, at fair market value, at the earliest practicable time. That portion of the proceeds of such disposition which is
proportionate to the United States' share of acquisition of such land will, at the discretion of the Secretary, 1) be paid to the Secretary
for deposit in the Trust Fund, or 2) be reinvested in an approved noise compatibility project as prescribed by the Secretary.
b. (1) For land purchased under a grant for airport development purposes (other than noise compatibility), it will, when the land is no
longer needed for airport purposes, dispose of such land at fair market value or make available to the Secretary an mount equal
to the United States' proportionate share of the fair market value of the land. That portion of the proceeds of such disposition
which is proportionate to the United States' share of the cost of acquisition of such land will, (a) upon application to the Secretary,
be reinvested in another eligible airport improvement project or projects approved by the Secretary at that airport or within the
national airport system, or (b) be paid to the Secretary for deposit in the Trust Fund if no eligible project exists.
(2) Land shall be considered to be needed for airport purposes under this assurance if (a) it may be needed for aeronautical
purposes (including runway protection zones) or serve as noise buffer land, and (b) the revenue from interim uses of such land
contributes to the financial self-sufficiency of the airport. Further, land purchased with a grant received by an airport operator or
owner before December 31, 1987, will be considered to be needed for airport purposes if the Secretary or Federal agency making
such grant before December 31, 1987, was notified by the operator or owner of the uses of such land, did not object to such use,
and the land continues to be used for that purpose, such use having commenced no later than December 15, 1989.
c. Disposition of such land under (a) or (b) will be subject to the retention or reservation of any interest or right therein necessary to
ensure that such land will only be used for purposes which are compatible with noise levels associated with operation of the airport.
32. Engineering and Design Services. It will award each contract, or sub -contract for program management, construction management,
planning studies, feasibility studies, architectural services, preliminary engineering, design, engineering, surveying, mapping or related
services with respect to the project in the same manner as a contract for architectural and engineering services is negotiated under Title IX
of the Federal Property and Administrative Services Act of 1949 or an equivalent qualifications -based requirement prescribed for or by the
sponsor of the airport
33. Foreign Market Restrictions. It will not allow funds provided under this grant to be used to fund any project which uses any product or
service of a foreign country during the period in which such foreign country is listed by the United States Trade Representative as denying
fair and equitable market opportunities for products and suppliers of the United States in procurement and construction.
34. Policies, Standards, and Specifications. It will carry out the project in accordance with policies, standards, and specifications approved
by the Secretary including but not limited to the advisory circulars listed in the Current FAA Advisory Circulars for AIP projects, dated 7/1!99
and included in this grant, and in accordance with applicable state policies, standards, and specifications approved by the Secretary.
35. Relocation and Real Property Acquisition. (1) It will be guided in acquiring real property, to the greatest extent practicable under State
law, by the land acquisition policies in Subpart B of 49 CFR Part 24 and will pay or reimburse property owners for necessary expenses as
specified in Subpart B. (2) It will provide a relocation assistance program offering the services described in Subpart C and fair and
1 reasonable relocation payments and assistance to displaced persons as required in Subpart 0 and E of 49 CFR Part 24. (3) It will make
available within a reasonable period of time prior to displacement, comparable replacement dwellings to displaced persons in accordance
with Subpart E of 49 CFR Part 24.
36. Access By Intercity Buses. The airport owner or operator will permit, to the maximum extent practicable, intercity buses or other modes of
transportation to have access to the airport, however, it has no obligation to fund special facilities for intercity buses or for other modes of
transportation.
37. Disadvantaged Business Enterprises. The recipient shall not discriminate on the basis of race, color, national origin or sex in the award
and performance of any DOT -assisted contract or in the administration of its DBE program or the requirements of 49 CFR Part 26. The
Recipient shall take all necessary and reasonable steps under 49 CFR Part 26 to ensure non discrimination in the award and administration
of DOT -assisted contracts. The recipient's DBE program, as required by 49 CFR Part 26, and as approved by DOT, is incorporated by
reference in this agreement Implementation of this program is a legal obligation and failure to carry out its terms shall be treated as a
violation of this agreement. Upon notification to the recipient of its failure to cavy out its approved program, the Department may impose
sanctions as provided for under Part 26 and may, in appropriate cases, refer the matter for enforcement under 18 U.S.C. 1001 and/or the
Program Fraud Civil Remedies Act of 1986 (31 U.S.C. 3801).
Airport Assurances (9/99) V-7
CURRENT FAA ADVISORY CIRCULARS FOR AIP/PFC PROJECTS
.Updated on: 7/1/99
The following apply to both AIP and PFC Proiects
NUMBER
TITLE
70/7460-1J
Obstruction Marking and Lighting
150/5000-13
Announcement of Availability-RTCA Inc., Document RTCA 221, Guidance
and Recommended Requirements for Airport Surface Movement Sensors
150/5210-5B
Painting, Marking and Lighting of Vehicles Used on an Airport
150/5210-7B
Aircraft Fire and Rescue Communications
150/5210-13A
Water Rescue Plans, Facilities, and Equipment
150/5210-14A
Airport Fire and Rescue Personnel Protective Clothing.
150/5210-15
Airport Rescue & Firefighting Station Building Design
150/5210-18
Systems for Interactive Training of Airport Personnel
150/5210-19
Driver's Enhanced Vision System (DEVS)
150/5220-46
Water Supply Systems for Aircraft Fre and Rescue Protection
150/5220-10B
Guide Specification for Water/Foam Type Aircraft Rescue and Firefighting
Vehicles
150/5220-13B
Runway Surface Condition Sensor Specification Guide
150/5220-16B
Automated Weather Observing Systems for NonFederal Applications
150/5220-17A
Design Standards for Aircraft Rescue Firefighting Training Facilities
150/5220-18
Buildings for Storage and Maintenance of Airport Snow and Ice Control
Equipment and Materials
150/5220-19
Guide Specification for Small, Dual -Agent Aircraft Rescue and Firefighting
Vehicles
150/5220-20, CNG 1
Airport Snow and Ice Control Equipment
150/5220-21A
Guide Specification for Lifts Used to Board Airline Passengers With Mobility
Impairments
150/5300-13, CHG-1, 2, 3, 4, 5
Airport Design
150/5300-14
Design of Aircraft Deicing Facilities
150/5320-5B
Airport Drainage
150/5320-61)
Airport Pavement Design and Evaluation
150/5320-12C
Measurement, Construction, and Maintenance of Skid Resistant Airport
Pavement Surfaces
150/5320-14
Airport Landscaping for Noise Control Purposes
150/5320-16
Airport Pavement Design for the Boeing 777 Airplane
150/5325-4A, CHG 1
Runway Length Requirements for Airport Design
150/5340 -IG
Standards for Airport Markings
150/5340-4C, CHG 1 & 2
Installation Details for Runway Centerline Touchdown Zone Lighting
Systems
150/5340-5B, CNG 1
Segmented Circle Airport Marker System
15015340-14B, CHG 1 & 2
Economy Approach Lighting Aids
150/5340-17B
Standby Power for Non -FAA Airport Lighting Systems
150/5340-18C, CHG 1
Standards for Airport Sign Systems
150/5340-19
Taxiway Centerline Lighting System
150/5340-21
Airport Miscellaneous Lighting Visual Aids
150/5340-23B
Supplemental Wind Cones
150/5340-24, CNG 1
Runway and Taxiway Edge Lighting System
150/5340-27A
Air -to -Ground Radio Control of Airport Lighting Systems
150/5345-3D
Specification for L821 Panels for Remote Control of Airport Lighting
150/5345-5A
Circuit Selector Switch
150/5345-70, CHG 1
Specification for L824 Underground Electrical Cable for Airport Lighting
Circuits
Airport Assurances (9199) V-8
CURRENT FAA ADVISORY CIRCULARS FOR AIP/PFC PROJECTS
Updated on: 7/1/99
NUMBER
TITLE
150/5345-10E
Specification for Constant Current Regulators Regulator Monitors
150/5345-12C
Specification for Airport and Heliport Beacon
150/5345-13A
Specification for L841 Auxiliary Relay Cabinet Assembly for Pilot Control of
Airport Lighting Circuits
150/5345-26B, CHG 1 & 2
Specification for L823 Plug and Receptacle, Cable Connectors
150/5345-27C
Specification for Wind Cone Assemblies
150/5345-28D, CHG 1
Precision Approach Path Indicator (PAPI) Systems
150/5345-39B, CHG 1
FAA Specification 1-853, Runway and Taxiway Centerline Retroreflective
Markers
150/5345-42C, CHG 1
Specification for Airport Light Bases, Transformer Housings, Junction Boxes
and Accessories
150/5345-43E
Specification for Obstruction Lighting Equipment
150/5345-44F, CHG 1
Specification for Taxiway and Runway Signs
150/5345-45A
Lightweight Approach Light Structure
150/5345-46A
Specification for Runway and Taxiway Light Fixtures
150/534547A
Isolation Transformers for Airport Lighting Systems
150/5345-49A
Specification L854, Radio Control Equipment
150/5345-50, CHG 1
Specification for Portable Runway Lights
150/5345-51, CHG 1
Specification for Discharge -Type Flasher Equipment
150/5345-52
Generic Visual Glideslope Indicators (GVGI)
150/5345-53A,(including addendum)
Airport Lighting Equipment Certification Program
150/5360-9
Planning and Design of Airport Terminal Facilities at NonHub Locations
150/5360-12A
Airport Signing & Graphics
150/5360-13, CHG 1
Planning and Design Guidance for Airport Terminal Facilities
150/5370-2C
Operational Safety on Airports During Construction
150/5370-10A
CHG 1, 2, 3, 4, 5, 6, 7, 8, 9
Standards for Specifying Construction of Airports
150/5390-2A
Heliport Design
150/5390-3
Vertiport Design
The following apply to AIP Proiects only
NUMBER
TITLE
150/5100-14C
Architectural, Engineering, and Planning Consultant Services for Airport
Grant Projects
150/5200-30A, CHG 1 & 2
Airport Winter Safety and Operations
150/5200-33
Hazardous Wildlife Attractants On or Near Airports
150/5300-15
Use of Value Engineering for Engineering Design of Airport Grant Projects
150/5370-11, CHG 1
Use of Nondestructive Testing Devices in the Evaluation of Airport
Pavements
150/5370-12
Quality Control of Construction for Airport Grant Projects
150/5370-6B
Construction Progress and Inspection Report -Airport Grant Program
The following appiv to PFC Proiects only
NUMBER
TITLE
150/5000-12
Announcement of Availability - Passenger Facility Charge (PFC) Application
(FAA Form 5500-1)
Airport Assurances (9/99) V-9