HomeMy WebLinkAboutResolution - 2001-R0500 - Contract To Administer Income Replacement Plan - Canada Life Assurance Company - 12/03/2001Resolution No. 2001-R 0500
December 3, 2001
Item No. 23
RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK
THAT the Mayor of the City of Lubbock BE and is hereby authorized and
directed to execute for and on behalf of the City of Lubbock, by and between the City of
Lubbock and Canada Life Assurance Company, a contract to administer a short term
income replacement plan, and related documents. Said contract is attached hereto and
incorporated in this resolution as if fully set forth herein and shall be included in the
minutes of the City Council.
Passed by the City Council this 3rd day of
ATTEST:
Rebecca Garza
City Secretary
APPROVED AS TO CONTENT:
Mary Hous
Managing Director of Human Resources
APPROVED AS TO FORM:
illiam de Haas
Contract Manager/Attorney
December 2001.
4UNI ON, MAYOR
Ccdocs/Canada Life — Short Term Income Replacement P1an.Res
November 8, 2001
Resolution No. 2001-RO500
ADMINISTRATIVE AGREEMENT
THIS AGREEMENT is made as of January 1, 2002, and shall continue without interruption until December 31,
2002 with an option to renew for two (2) one-year periods thereafter.
BETWEEN:
THE CANADA LIFE ASSURANCE COMPANY
hereinafter referred to as Administrator
OF THE FIRST PART
-and-
City of Lubbock
hereinafter referred to as the Company
OF THE SECOND PART
WHEREAS the Company is authorized to enter into this Agreement for the purpose of delegating certain of its
authorities, rights and duties to an administrator for the purpose of the Short Term Income Replacement Plan.
AND WHEREAS the Company desires the Administrator to administer weekly indemnity claims in accordance with
the Short Term Income Replacement Plan and the Administrator is willing to do so pursuant to the terms of this
Agreement. (A copy of the provisions of the Short Term Income Replacement Plan are attached hereto as Exhibit
"A".)
NOW, THEREFORE THIS AGREEMENT WITNESSETH that in consideration of the premises and of the
mutual obligations and agreements herein set forth, The Company and the Administrator agree as follows:
1. The Company hereby appoints the Administrator to carry out services for the purpose of the Plan and the `
Administrator hereby accepts such appointment. The duties and the responsibilities of the Administrator shall
be limited to carrying out the terms of this Agreement and directions of the Company in furtherance thereof:
2. The Company hereby authorizes and directs the Administrator and the Administrator agrees to provide
services as follows:
a. to provide the Company with the necessary type and number of forms as might be requested by the
Company in the continued efficient operation of the Administrator's duties.
b. to receive and review notices of claim from members eligible to receive benefits under the Plan, to
make appropriate claims investigations (as agreed upon by the Company and the Administrator) and
to advise the Company of the action that should be taken (e.g. approval of the claim, appropriate
duration).
C. to discuss claims with providers of hospital and medical services where appropriate.
d. to maintain accurate and detailed accounts for receipts and disbursements and other transactions
within the control of the Administrator, and all accounts, books and records relating thereto shall be
open at all reasonable times to inspection and audit by any person or persons designated in writing
by the Company.
e. to provide annual reports and actuarial opinion to the Company at such intervals as the Company
may direct regarding the financial experience under the Plan. Additional reports may be provided at
a cost to be determined by the Administrator.
City of Lubbock
Page No. 1
Dated January 1st, 2001,
to advise the Company with respect to the administration and operation of the Plan.
g. to attend meetings with the Company as agreed to by the Company and the Administrator at a
mutually convenient time and place.
h. to provide suitably qualified staff to assist in the co-ordination of all services provided by the
Administrator in the resolution of any problems relating to such activities.
The Company agrees to determine who may become covered, how and when a person's coverage takes
effect, the amounts of coverage, when a person's coverage terminates, the maximum benefit payment period,
and the elimination period. The Company will determine whether any and all conditions relating to the
above have been met prior to submitting a claim to Canada Life for advice.
4. In the event the Administrator advises the Company to deny a claim, the Administrator will provide written
notice to the Company. The employee may request a review of the denied claim within 60 days of receipt of
written notice that the claim has been denied. The Administrator will make a decision within 60 days after
the request for review is made, unless circumstances of the claim require an extension, in which event the
decision will be made as soon as possible, but not longer than 120 days after the request for review is made.
The decision will be in writing and will include reasons for the decision with reference to those provisions
(found in Exhibit A) on which it is based.
5. Any premium or tax assessed against the Administrator in respect of the Plan shall be borne by the
Company.
6. The Administrator in performing its administrative obligations under this Agreement with respect to third
parties, including representatives of the employees and offices of the Company, is acting as a servicing agent
of the Company and the rights and responsibilities of the parties shall be determined in accordance with the
law of agency except as otherwise herein provided.
7. The Administrator shall not be responsible for any claim, demand or lawsuit brought against the
Administrator for any loss which is the result of negligence or willful misconduct by the Company.
8. The Administrator shall use ordinary care and reasonable diligence in the exercise of its powers and the
performance of its duties as Administrator and shall retain liability for any willful misappropriation or
conversion and for negligence on the part of any employee or agent of the Administrator.
9. The services to be performed by the Administrator under this Agreement may, at its discretion, be performed
directly by it wholly or in part through a subsidiary or affiliate of the Administrator or under a contract with
any organization of its choosing.
10. Notices or communications from the Company to the Administrator shall be addressed to the Administrator
and shall be deemed to be duly given or served, if the same shall be sent by post office mail, telegraph, telex,
TWX or other similar or analogous means, to the address shown below, unless the Company has been
requested to send such communications to another address:
City of Lubbock Dated January 1st, 2001.
Paize No. 2
The Canada Life Assurance Company
6201 Powers Ferry Road
Suite 600
Atlanta, GA 30339
Notices or communications from the Administrator to the Company shall be addressed to the Company and
shall be deemed to be duly given or served if the same shall be sent by post office mail, telegraph, telex,
TWX or other similar or analogous means, to the address shown below, unless the Company has been
requested to send such communications to another address:
The City of Lubbock
P. O. Box 2000
Lubbock, TX 79457
Notices and communications described in this paragraph that are sent by post office mail will be deemed to
be duly given or served on the third business day following the date the notice is mailed.
11. This contract shall be construed and enforced according to the laws of the State of Texas. The venue shall be
Lubbock County, Texas.
12. The Company may terminate the services of the Administrator at any time upon giving to the Administrator
60 days written notice of its intention to do so. The Administrator may resign at any time upon 60 days
notice in writing to the Company. The Administrator upon its resignation shall complete the processing of all
services described in this Agreement, which have commenced prior to the effective date of the termination of
this Agreement.
13. The Company shall pay fees to the Administrator in accordance with Exhibit "B", which may be amended
from time to time as agreed to by the Company and the Administrator.
City of Lubbock
Pa,e No. 3
Dated January 1st, 2001.
THE CANADA LIFE ASSURANCE COMPANY
AWV
T. C. Scott
Financial Vice President
Dated at Atlanta, GA this 2nd day of November, 2001
Attest:
�_
Rebecca Garza, City
Mary House,
Dated at Lubbock, Texas
City of Lubbock
Approved as to Content:
Director of Human Resources
Approved as to Form:
a de Haas, Contract Manager
this 3rd day of December
Paize No. 4
, 2001
Dated January 1st, 2001.
Resolution No. 2001—RO500
EXHIBIT "A"
The Short Term Disability Income Benefit which The Canada Life Assurance Company is covering under this
Administrative Agreement is as shown on the attached pages.
The applicable Plan provisions are attached. The Canada Life Assurance Company will advise the Company to pay
claims in accordance with the attached.
The Canada Life Assurance Company is acting solely as Administrator of this Plan as described in the Administrative
Agreement to which this Exhibit is attached.
EXHIBIT "B"
The Company shall remit the following fees from the effective date of this agreement.
1. Initial Review and Advice for "clean" claims: We will review claims identified by The Company and advise
on prognosis, appropriate frequency of further claim statements and will recommend further action, such as referral at
a later date.
Fee for Service $250 per claim
Retainer $275 per month
2. Disbursements (medical reports, IME's surveillances, rehabilitation providers)
3. Appeals
Fee for Service at cost
Fee for Service at cost
The above fees will be collected by the Administrator on a monthly basis as they are incurred.
The Administrator has the right to change the above fees or the basis used to determine such fees to a basis other than
as described above, on January 1st, 2003 or any anniversary thereof.
City of Lubbock
Paize No. 5
Dated January 1st, 2001.
Resolution No. 2001—R 0500
EXHIBIT A
SHORT TERM INCOME REPLACEMENT BENEFIT
DEFINITIONS
All male terms shall include the female term, unless stated otherwise.
"You% "your" and "employer" mean the City of Lubbock.
"We", "our", and "us" mean The Plan Administrator.
"Plan Administrator" means The Canada Life Assurance Company.
"Person" means an employee.
"Actively at work" means that a person is capable of performing his normal duties as an employee at his
normal place of employment.
"Effective Date" means January 1st, 2001.
"Plan month" means a period of one month commencing on the Effective Date or on the first day of any
month thereafter.
"Plan year" means a period of one year commencing on the Effective Date or on any anniversary thereof.
"Employee" means any one who is employed by you.
"Plan" means the Short Term Income Replacement Plan established by City of Lubbock for the benefit of its
employees.
"Annual earnings" as used to determine the benefits of a person under this plan will be calculated as his annual gross
base earnings as an employee. They exclude any income he receives such as but not limited to commissions, bonuses,
dividends, overtime and profit sharing.
"Weekly Earnings" will be the annual earnings of a person divided by 52.
GC500-003
City of Lubbock
Page No. 6
Dated January 1st, 2001.
SCHEDULE
CLASSES SHORT TERM INCOME REPLACEMENT
BENEFIT
1. All eligible employees An amount equal to 100% of the person's
gross weekly earnings (rounded to the next
higher $1.00 of benefit).
GC500-013
City of Lubbock Dated January lst, 2001.
Page No. 7
WHEN A PERSON'S COVERAGE TERNHNATES
All of a person's coverage under this plan will terminate at the earliest time shown below.
1. When the person's employment terminates. A person's employment will terminate when he is no
longer actively at work. However, if a person is not actively at work due to disease, pregnancy or
injury his coverage will be continued in force under this plan until the date on which we receive
written notice from you that the person's coverage is to be terminated.
2. When the person ceases to be a member of a class or classes of persons who may be covered.
3. On the date on which this plan is no longer in force.
4. If a person is absent from work due to a temporary lay-off or due to a leave of absence, the earlier
of:
a. The date on which we receive written notice from you that the person's coverage is to be
terminated.
b. The last day of the month that follows the month in which his absence from work began.
C. The date described in the Sick Leave Sharing program in Exhibit C.
5. When the person goes on strike, or is locked -out. This will not apply if either:
a. There is a written agreement between you and us that all persons will continue to be
covered during the strike or lock -out.
b. There is applicable statutory legislation or regulation requiring the continuation of
coverage during a strike or lock -out.
6. The day before he enters active full-time service in any naval, military or air force.
7. On the date on which the person requests, in writing, to have his coverage terminated.
8. On the date on which the person retires unless otherwise stated in the Who May Become Covered
provision of this plan.
If an event that is described above occurs, you must deposit written notice with us at our Head Office within
31 days. Failure to give written notice within such 31 day period will not continue coverage with respect to a person
beyond the time it would otherwise have been terminated as shown above.
GC500-212
City of Lubbock
Paize No. 8
Dated September 1st, 2001.
EXHIBIT "C"
SICK LEAVE SHARING
Resolution No. 2001—RO500
A. Objective
This policy is intended to assist all regular full-time employees if a catastrophic illness or injury
forces the employee to exhaust all leave time, lose compensation from the City, and the
situation presents a financial hardship to the employee.
A catastrophic injury or illness is defined as a severe condition or combination of conditions
affecting the mental or physical health of the employee that:
1. requires the services of a licensed practitioner,
2. prevents the employee from working for a continuous period of 14 calendar days or
more,
3. forces the employee to utilize all accrued leave time, and
4. causes the employee to lose compensation.
Note: The uncomplicated delivery of a child at the conclusion of a pregnancy is not considered
to be a catastrophic illness or injury.
This policy excludes illnesses or injuries covered under other benefit programs including but not
limited to injury leave, workers' compensation, limited duty, and long term disability.
B. Eligibility Requirements
Participation in this program is open to all regular full-time employees with at least twelve (12)
months of continuous full-time service with the City of Lubbock. This must be twelvemonths of
continuous service classified as a full-time employee.
An employee with written disciplinary action regarding unsatisfactory attendance within the last
24 months is not eligible.
C. Application for Participation
In order to apply for donation leave, an employee must:
1. Meet the basic eligibility requirements of the program.
2. Have exhausted all available paid leave benefits (vacation, sick, holidays, comp time,
etc.).
3. Exhibit a personal need that is consistent with the policy established regarding this
program.
4. Agree to abide by all requirements regarding program participation.
5. Make application on the forms provided by the Human Resources Department and
provide all documentation required by the insurance company for review.
Note: Application for Sick Leave Sharing should be submitted to the Human Resources Benefits
Department before the 14 calendar day waiting period if at all possible to avoid a delay in
processing and loss of compensation.
D. Application Review Process
City of Lubbock
The procedure for the review of applications to participate in this program shall be as follows:
Page No. 9
Dated September 1st, 2001.
1. Employees shall complete the required application form and provide the
information requested to the Human Resourceg Benefits Department.
2. The Manager/Supervisor should provide documentation regarding disciplinary
action or lack thereof.
3. All information will be provided to the insurance company for review. The
provider will determine eligibility for leave and inform the Human Resources
Benefits Department in writing of their decision.
4. The Human Resources Benefits Department will notify the Supervisor upon
approval of the application. The Supervisor will complete an HR -2 coded as
"other" with written explanation at the bottom and submit to the Human
Resources Department.
E. Contested Applications
If the insurance company determines the application does not meet the requirements for
participation in the program, a letter will be forwarded to the Manager/Supervisor with a copy to
the Managing Director of Human Resources. The employee may request a review of the denied
application within 60 days of receipt of written notice that the application has been denied. The
insurance company will make a decision within 60 days after the request for review is made,
unless circumstances of the claim require an extension, in which event the decision will be made
as soon as possible, but not longer than 120 days after the request for review is made.
F. Guidelines For Qualifying Applications
City of Lubbock
Decisions regarding applications shall be based solely on the merits of each individual case and
in accordance with the following guidelines:
1. Applications must meet the Eligibility and Applications for Participation requirements
set forth in this policy.
2. In addition, applications for participation may be denied for:
a) Failure of an application request to meet the stated purpose of the program.
b) Submission of an incomplete and/or inaccurate application.
C) Failure or refusal of the applicant, or any other relevant person, to provide
necessary information requested or required by the insurance company.
d) Written disciplinary action regarding unsatisfactory attendance in the
employee's personnel file within the last 24 months.
Page No. 10
Dated September 1st, 2001.
G. Program Considerations
1. Commencement of Awarded Time
For approved applications, awarded leave share time will begin after all paid leave is exhausted
or it may be granted retroactively to the beginning of the affected employee's leave without pay
for the illness or injury for which it was granted.
2. Duration of Awarded Time
The maximum amount of leave share time that may be granted to any eligible employee will be
recommended by the insurance company based on information provided. Leave will not be given
beyond 720 hours in any 12 month period. An intent to return to work is not required to be
eligible for Sick Leave Sharing, however, employees who utilize the full 720 hours of approved
Sick Leave Sharing benefits must return to work for 12 months following their last day of use of
the Sick Leave Sharing benefits before they are eligible to apply for additional benefits from the
Sick Leave Pool and must meet the 14 calendar day absence from work requirement for each
application.
For approved applications, leave share time will be awarded only for absences from work for a
period determined by the insurance company commensurate with the injury or illness. Time
awarded will include intermittent absences for the injury or illness for which it is granted.
Additional leave time, not to exceed the 720 maximum, may be granted as a result of
complications from the illness or injury that was not anticipated. The employee must provide the
insurance company with current medical information regarding the complication to receive
approval for an extension of hours from the original determination. Leave will not be given
beyond 720 hours.
Leave Share time granted through the program cannot be "banked" by the recipient employee for
any other uses.
3. Termination of Awarded Time
Leave Share Time ends when the maximum Leave Share Time contributed for the employee is
exhausted; the employee returns to his/her regular work schedule, dies, terminates employment,
retires, or goes on Long Term Disability.
City of Lubbock
Leave Share benefits provided under this program shall also be terminated immediately if it is
determined that an employee misrepresented the situation, falsified information, or used or
attempted to use the leave granted by the program for activities not consistent with the program's
intended purpose.
No employee will be eligible to receive terminal pay for leave donated by other employees under
this program.
Page No. 11
Dated September 1st, 2001.
H. Program Administration Solicitations
City of Lubbock
Solicitations
Sick leave can be donated during a designated solicitation period. The Human
Resources Department will send out notification two times a year or as donations are
needed. Employees donating sick leave will be required to fill out the appropriate form
provided by the Human Resources Department.
2. Contributions/Donations
Contributions must be made from accrued sick leave.
All contributions of leave are strictly voluntary, confidential, and irrevocable.
Contributions will be placed in a leave pool and distributed to eligible employees as
needed.
Minimum: The minimum donation an employee can make to the program is eight (8)
hours of sick leave.
Maximum: Employees may donate up to 40 hours sick leave if the donating employee
maintains a one hundred -sixty (160) hour minimum sick leave balance.
Donations will be used only as needed. If the requesting employee returns to work,
terminates employment, retires or goes on Long Term Disability, the unused donations
will be returned to the pool.
Program Administration
The Human Resources Department will be directly responsible for performing all
functions and activities deemed necessary to ensure compliance with this policy and
maintaining records of program participation.
The Accounting Department will be directly responsible for:
a) Monitoring leave donations for eligibility as described in G (2).
b) Deducting donated sick leave from the employee's sick leave balance.
c) Adding donated sick leave to the recipient's sick leave balance.
Individual departments will be directly responsible for coding leave sharing used on the
bi-weekly timesheet to the person approved to participate in this program.
Pate No. 12
Dated September 1st, 2001.
STANDARD PROVISIONS
Currency
All amounts payable under this plan must be paid in United States currency.
Notice of Claim
Written notice of a claim must be given within 30 days of the occurrence or commencement of any loss
covered by this plan. If this is not possible, we must be notified as soon as it is reasonably possible to do so. Notice
must be given to us at our Head Office or to an agent of ours. The notice should include the name of the person with
respect to whom the claim is made and the group plan number.
GC500-310
Claims Forms
When we receive a written notice of a claim, we will send the claimant our claim forms to file proof of loss.
If the claim forms are not received within 15 days after written notice of claim is sent, the claimant can send us
written proof of claim without waiting for the claim forms.
Proof of Loss
Proof of loss must be given to us no later than 90 days after the occurrence or commencement of any loss
covered by this plan. If it is not possible to give proof within the time required, it must be given as soon as reasonably
possible.
Proof of continued disability and regular attendance of a physician must be given to us within 30 days of the
date we request the proof. The proof must cover:
The date disability began.
2. The cause of disability.
The severity of the disability.
Physical Examination
We will have the right and opportunity, at the Company's expense, to have a physician of its choice examine
anyone in respect of whom a claim is being made. We will have the right to do this when and as often as we may
reasonably require. The benefits with respect to which the claim was made will not be paid during any period in
which the person fails to submit to any medical examination requested by us.
GC500-021
City of Lubbock
Paye No. 13
Dated January 1st, 2001.
SHORT TERM INCOME REPLACEMENT BENEFIT
Benefit
We will advise the Company to pay to a person, who begins a continuous period of disability while he is
covered under this provision, after he has completed the elimination period the Amount Of Coverage which applies to
the person under the amount of coverage provision at the date on which such period began, subject to all of the
following conditions.
An absence from work for half or less than half of any one day will not be considered a day of
disability for the purpose of this provision.
2. The amount of coverage which applies to him under this provision will be subject to reductions.
These are outlined in the Reductions section of this provision.
If the period during which a person is entitled to receive benefits under this plan is not a complete
number of weeks, the amount of benefit payable with respect to him for each day that is in excess of
a complete number of weeks will be at the rate of one-seventh of the weekly benefit which is
applicable to him.
Maximum Benefit Payment Period
The maximum benefit payment period is 18 weeks. This period will commence on the first day immediately
following completion of the Elimination Period.
The person will cease to be covered under this provision at the end of the maximum benefit payment period
if he does not then return to active work for his employer.
The maximum benefit payment period will be applied separately to each continuous period of disability.
City of Lubbock
Page No. 14
Dated January 1st, 2001.
Definitions
"Disabled" and "disability" mean the person is not able to perform with reasonable continuity the
substantial and material duties of his own occupation in the usual or customary way due to injury, disease, illness,
pregnancy or mental disorder.
"Elimination Period" is the period that the person must have actually been disabled during a continuous
period of disability before he may receive benefit payments under this provision. The elimination period is 31
days.
However, if the insured person becomes confined to a licensed hospital during the elimination period,
benefit payments will begin on the date of confinement. For the purposes of this provision, "confined to a licensed
hospital" means:
1. The insured person has been hospitalized for a period of not less than 24 consecutive hours in
such hospital, or
2. The insured person receives out-patient surgery in such hospital.
GC500-375
"Physician" means an individual who is operating within the scope of his license and is either:
1. Licensed to practice medicine and prescribe and administer drugs or to perform surgery; or
2. Legally qualified as a medical practitioner and required to be recognized, under this pian for
coverage purposes, according to the state law of the governing jurisdiction.
It will not include an employee or his spouse, daughter, son, father, mother, sister or brother (as an attending
physician).
"Continuous Period of Disability" includes all periods of disability that meet all of the following conditions.
1. They commence while the person is covered under this provision.
2. Periods of disability due to the same or the related cause will be considered within the same period
of disability until they are separated by the employee's return to active, full time work for a least 14
consecutive days.
3. Periods of disability due to unrelated causes will be considered within the same period of disability
until they are separated by the employee's return to active, full time work for one day.
"Pregnancy" includes child -birth or miscarriage and any disease or infirmity resulting from or aggravated by
the pregnancy. It also includes therapeutic abortions or complications arising from any abortion.
GC500-376
City of Lubbock
Page No. 15
Dated January 1st, 2001.
Exclusions
No amount of benefit will be payable under this provision with respect to the disability of a person during
any of the following periods.
a) Any period beyond the maximum benefit payment period.
b) Any period of disability during which a person is not under the continuing care of a physician.
C) Any period while the person is either permanently or temporarily outside of the United States or
Canada. If he becomes disabled while he is outside the United States or Canada his disability will
not be deemed to commence until the date on which he returns to the United States or Canada.
d) For any period that the person refuses another job offered by you without a reduction in earnings
for which he is reasonably suited, unless the disability prevents him from performing the duties of
the alternate job.
e) For any period that the person has been paid (in a lump sum or otherwise) a severance allowance
because his employment was terminated.
2. No amount of benefit will be payable under this provision for any disability that resulted either directly or
indirectly from, or was in any manner or degree associated with, or occasioned by, any one or more of.
a) Any cause which entitles the person to apply for and receive indemnity or compensation under any
Worker's Compensation Law.
b) The person either, taking or attempting to take his own life whether he is in possession of his mental
faculties or not at the time.
C) War, declared or undeclared, or any act of war.
d) Active participation in any riot or violent disorder.
e) Committing or attempting to commit a felony.
GC500-377
City of Lubbock
Pa,e No. 16
Dated January 1st, 2001.
Reductions
If the person becomes entitled to receive benefits in accordance with the terms of this provision, the amount
of the Short Term Income Replacement Benefit payments will be reduced by the amount of any payments, including
retroactive and/or lump sum awards, which the person is eligible to apply for and receive with respect to the
disability from the following sources:
1. Any retirement program that is funded in whole or in part by you.
2. The Social Security Act, The Railroad Retirement Act, the Canada Pension Plan or the Quebec Pension
Plan. This includes dependents benefits by reason of such disability.
3. Any other program or coverage required or provided by law or government agency.
4. Any other periodic payments from you.
5. Any No -Fault Motor Vehicle Coverage, including benefits for lost income. This reduction will not apply if
either:
a) State law or regulation does not allow any reduction of group disability benefits by benefits
received under No -Fault Motor Vehicle Coverage.
b) The No -Fault Motor Vehicle Coverage, according to its rules or according to an election of a
person who is covered, determines its benefits after the benefits paid or due under this plan have
been paid.
If, at the time of calculating the amount of any payments to be made under this provision, the benefit which a
person is eligible to apply for and receive under any other source described in this provision has not been awarded nor
denied, we will estimate the amount of such benefit. The estimate will be used to reduce the amount of the payments
under this provision until such time as the benefit under such source has been awarded or denied. This estimated
reduction will be used to reduce the amount of the payments under this provision even if the benefit which a person is
entitled to apply for and receive has not been applied for. However, such estimate will not be used if the person meets
both the following conditions.
The person has applied for the benefit under the other source; and
2. The person completes and signs our Reimbursement Agreement. This agreement states that the
person promises to repay to us any overpayment caused by an award of the benefit under the other
source.
If we have reduced payments under this provision by an estimate of the amount of the benefit under another
source, we will adjust the amount of the payments under this provision when we receive written notice that the amount
of the benefit received under such source differs from the estimate or that the benefit has been denied.
If the amount of the benefit received under another source is less than was estimated or the benefit has been
denied, we will make a lump sum refund of the amount by which we have underpaid the payments the person is
entitled to under this provision. If the amount of the benefit received under another source is more than was estimated
the person must make repayment to us of the amount of the overpayment.
GC500-378
City of Lubbock
Page No. 17
Dated January 1st, 2001.
Reductions Continued
If the person becomes entitled to receive benefits in accordance with the terms of this provision, the
amount of the Short Term Income Replacement Benefit payments will be reduced by the amount of any payments,
including retroactive and/or lump sum awards, which the person is eligible to apply for and receive with respect to
the disability from the following sources:
1. Any retirement program that is funded in whole or in part by you.
2. The Social Security Act, The Railroad Retirement Act, the Canada Pension Plan or the Quebec
Pension Plan. This includes dependents benefits by reason of such disability.
3. Any other program or coverage required or provided by law or government agency.
4. Any other periodic payments from you.
5. Any No -Fault Motor Vehicle Coverage, including benefits for lost income. This reduction will not
apply if either:
State law or regulation does not allow any reduction of group disability benefits by
benefits received under No -Fault Motor Vehicle Coverage.
b. The No -Fault Motor Vehicle Coverage, according to its rules or according to an
election of a person who is insured, determines its benefits after the benefits paid or due
under this policy have been paid.
If, at the time of calculating the amount of any payments to be made under this provision, the benefit
which a person is eligible to apply for and receive under any other source described in this provision has not been
awarded nor denied, we will estimate the amount of such benefit. The estimate will be used to reduce the amount
of the payments under this provision until such time as the benefit under such source has been awarded or denied.
This estimated reduction will be used to reduce the amount of the payments under this provision even if the benefit
which a person is entitled to apply for and receive has not been applied for. However, such estimate will not be
used if the person meets both the following conditions.
The person has applied for the benefit under the other source; and
The person completes and signs our Reimbursement Agreement. This agreement states that the
person promises to repay to us any overpayment caused by an award of the benefit under the
other source.
If we have reduced payments under this provision by an estimate of the amount of the benefit under
another source, we will adjust the amount of the payments under this provision when we receive written notice that
the amount of the benefit received under such source differs from the estimate or that the benefit has been denied.
City of Lubbock Dated January 1st, 2001.
Page No. 18
Resolution No. 2001-RO500
December 3, 2001
Item No. 23
RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK
THAT the Mayor of the City of Lubbock BE and is hereby authorized and
directed to execute for and on behalf of the City of Lubbock, by and between the City of
Lubbock and Canada Life Assurance Company, a contract to administer a short term
income replacement plan, and related documents. Said contract is attached hereto and
incorporated in this resolution as if fully set forth herein and shall be included in the
minutes of the City Council.
Passed by the City Council this 3rd day of
ATTEST:
Rebecca Garza
City Secretary
APPROVED AS TO CONTENT:
Mary Hous
Managing Director of Human Resources
APPROVED AS TO FORM:
William de Haas
Contract Manager/Attorney
December 2001.
AWTIMNDk�SIOIN, MAYOR
Ccdocs/Canada Life — Short Term Income Replacement P1an.Res
November 8, 2001
ADMINISTRATIVE AGREEMENT
Resolution No. 2001—RO500
THIS AGREEMENT is made as of January 1, 2002, and shall continue without interruption until December 31,
2002 with an option to renew for two (2) one-year periods thereafter.
BETWEEN:
THE CANADA LIFE ASSURANCE COMPANY
hereinafter referred to as Administrator
OF THE FIRST PART
-and-
City of Lubbock
hereinafter referred to as the Company
OF THE SECOND PART
WHEREAS the Company is authorized to enter into this Agreement for the purpose of delegating certain of its
authorities, rights and duties to an administrator for the purpose of the Short Term Income Replacement Plan.
AND WHEREAS the Company desires the Administrator to administer weekly indemnity claims in accordance with
the Short Term Income Replacement Plan and the Administrator is willing to do so pursuant to the terms of this
Agreement. (A copy of the provisions of the Short Term Income Replacement Plan are attached hereto as Exhibit
„A„)
NOW, THEREFORE THIS AGREEMENT WITNESSETH that in consideration of the premises and of the
mutual obligations and agreements herein set forth, The Company and the Administrator agree as follows:
1. The Company hereby appoints the Administrator to carry out services for the purpose of the Plan and the
Administrator hereby accepts such appointment. The duties and the responsibilities of the Administrator shall
be limited to carrying out the terms of this Agreement and directions of the Company in furtherance thereof:
2. The Company hereby authorizes and directs the Administrator and the Administrator agrees to provide
services as follows:
a. to provide the Company with the necessary type and number of forms as might be requested by the
Company in the continued efficient operation of the Administrator's duties.
b. to receive and review notices of claim from members eligible to receive benefits under the Plan, to
make appropriate claims investigations (as agreed upon by the Company and the Administrator) and
to advise the Company of the action that should be taken (e.g. approval of the claim, appropriate
duration).
C. to discuss claims with providers of hospital and medical services where appropriate.
d. to maintain accurate and detailed accounts for receipts and disbursements and other transactions
within the control of the Administrator, and all accounts, books and records relating thereto shall be
open at all reasonable times to inspection and audit by any person or persons designated in writing
by the Company.
e. to provide annual reports and actuarial opinion to the Company at such intervals as the Company
may direct regarding the financial experience under the Plan. Additional reports may be provided at
a cost to be determined by the Administrator.
City of Lubbock Dated January 1st, 2001.
Page No. 1
f. to advise the Company with respect to the administration and operation of the Plan.
g. to attend meetings with the Company as agreed to by the Company and the Administrator at a
mutually convenient time and place.
h. to provide suitably qualified staff to assist in the co-ordination of all services provided by the
Administrator in the resolution of any problems relating to such activities.
The Company agrees to determine who may become covered, how and when a person's coverage takes
effect, the amounts of coverage, when a person's coverage terminates, the maximum benefit payment period,
and the elimination period. The Company will determine whether any and all conditions relating to the
above have been met prior to submitting a claim to Canada Life for advice.
4. In the event the Administrator advises the Company to deny a claim, the Administrator will provide written
notice to the Company. The employee may request a review of the denied claim within 60 days of receipt of
written notice that the claim has been denied. The Administrator will make a decision within 60 days after
the request for review is made, unless circumstances of the claim require an extension, in which event the
decision will be made as soon as possible, but not longer than 120 days after the request for review is made.
The decision will be in writing and will include reasons for the decision with reference to those provisions
(found in Exhibit A) on which it is based.
5. Any premium or tax assessed against the Administrator in respect of the Plan shall be borne by the
Company.
6. The Administrator in performing its administrative obligations under this Agreement with respect to third
parties, including representatives of the employees and offices of the Company, is acting as a servicing agent
of the Company and the rights and responsibilities of the parties shall be determined in accordance with the
law of agency except as otherwise herein provided.
7. The Administrator shall not be responsible for any claim, demand or lawsuit brought against the
Administrator for any loss which is the result of negligence or willful misconduct by the Company.
8. The Administrator shall use ordinary care and reasonable diligence in the exercise of its powers and the
performance of its duties as Administrator and shall retain liability for any willful misappropriation or
conversion and for negligence on the part of any employee or agent of the Administrator.
9. The services to be performed by the Administrator under this Agreement may, at its discretion, be performed
directly by it wholly or in part through a subsidiary or affiliate of the Administrator or under a contract with
any organization of its choosing.
10. Notices or communications from the Company to the Administrator shall be addressed to the Administrator
and shall be deemed to be duly given or served, if the same shall be sent by post office mail, telegraph, telex,
TWX or other similar or analogous means, to the address shown below, unless the Company has been
requested to send such communications to another address:
City of Lubbock Dated January Ist, 2001.
Page No. 2
The Canada Life Assurance Company
6201 Powers Ferry Road
Suite 600
Atlanta, GA 30339
Notices or communications from the Administrator to the Company shall be addressed to the Company and
shall be deemed to be duly given or served if the same shall be sent by post office mail, telegraph, telex,
TWX or other similar or analogous means, to the address shown below, unless the Company has been
requested to send such communications to another address:
The City of Lubbock
P. O. Box 2000
Lubbock, TX 79457
Notices and communications described in this paragraph that are sent by post office mail will be deemed to
be duly given or served on the third business day following the date the notice is mailed.
11. This contract shall be construed and enforced according to the laws of the State of Texas. The venue shall be
Lubbock County, Texas.
12. The Company may terminate the services of the Administrator at any time upon giving to the Administrator
60 days written notice of its intention to do so. The Administrator may resign at any time upon 60 days
notice in writing to the Company. The Administrator upon its resignation shall complete the processing of all
services described in this Agreement, which have commenced prior to the effective date of the termination of
this Agreement.
13. The Company shall pay fees to the Administrator in accordance with Exhibit "B", which may be amended
from time to time as agreed to by the Company and the Administrator.
City of Lubbock
Paye No. 3
Dated January 1st, 2001.
THE CANADA LIFE ASSURANCE COMPANY
AWV.
T. C. Scott
Financial Vice President
Dated at Atlanta, GA this 2nd day of November, 2001
Attest:
Rebecca Garza, City Secr64Ty
Approved as to Content:
Ifo
Mary House, ManAding Director of Human Resources
Approved as to Form:
Arl
William de Haas, Contract Manager
Dated at Lubbock, Texas this 3rd day of December
City of Lubbock
Page No. 4
MOLMIX
Dated January 1st, 2001.
Resolution No. 2001—RO500
EXHIBIT "A"
The Short Term Disability Income Benefit which The Canada Life Assurance Company is covering under this
Administrative Agreement is as shown on the attached pages.
The applicable Plan provisions are attached. The Canada Life Assurance Company will advise the Company to pay
claims in accordance with the attached.
The Canada Life Assurance Company is acting solely as Administrator of this Plan as described in the Administrative
Agreement to which this Exhibit is attached.
EXHIBIT "B"
The Company shall remit the following fees from the effective date of this agreement.
1. Initial Review and Advice for "clean" claims: We will review claims identified by The Company and advise
on prognosis, appropriate frequency of further claim statements and will recommend further action, such as referral at
a later date.
Fee for Service
Retainer
2. Disbursements (medical reports, IME's surveillances, rehabilitation providers)
3. Appeals
Fee for Service
Fee for Service
The above fees will be collected by the Administrator on a monthly basis as they are incurred.
$250 per claim
$275 per month
at cost
at cost
The Administrator has the right to change the above fees or the basis used to determine such fees to a basis other than
as described above, on January 1st, 2003 or any anniversary thereof.
City of Lubbock
Paae No. 5
Dated January 1st, 2001.
Resolution No. 2001—R 0500
EXHIBIT A
SHORT TERM INCOME REPLACEMENT BENEFIT
DEFINITIONS
All male terms shall include the female term, unless stated otherwise.
"You% "your" and "employer" mean the City of Lubbock.
"We", 'bur", and "us" mean The Plan Administrator.
"Plan Administrator" means The Canada Life Assurance Company.
"Person" means an employee.
"Actively at work" means that a person is capable of performing his normal duties as an employee at his
normal place of employment.
"Effective Date" means January 1st, 2001.
"Plan month" means a period of one month commencing on the Effective Date or on the first day of any
month thereafter.
"Plan year" means a period of one year commencing on the Effective Date or on any anniversary thereof.
"Employee" means any one who is employed by you.
"Plan" means the Short Term Income Replacement Plan established by City of Lubbock for the benefit of its
employees.
"Annual earnings" as used to determine the benefits of a person under this plan will be calculated as his annual gross
base earnings as an employee. They exclude any income he receives such as but not limited to commissions, bonuses,
dividends, overtime and profit sharing.
"Weekly Earnings" will be the annual earnings of a person divided by 52.
GC500-003
City of Lubbock
Pap -e No. 6
Dated January 1st, 2001.
SCHEDULE
CLASSES SHORT TERM INCOME REPLACEMENT
BENEFIT
1. All eligible employees An amount equal to 100% of the person's
gross weekly earnings (rounded to the next
higher $1.00 of benefit).
GC500-013
City of Lubbock Dated January 1st, 2001.
Paize No. 7
WHEN A PERSON'S COVERAGE TERNUNATES
All of a person's coverage under this plan will terminate at the earliest time shown below.
1. When the person's employment terminates. A person's employment will terminate when he is no
longer actively at work. However, if a person is not actively at work due to disease, pregnancy or
injury his coverage will be continued in force under this plan until the date on which we receive
written notice from you that the person's coverage is to be terminated.
2. When the person ceases to be a member of a class or classes of persons who may be covered.
3. On the date on which this plan is no longer in force.
4. If a person is absent from work due to a temporary lay-off or due to a leave of absence, the earlier
of:
a. The date on which we receive written notice from you that the person's coverage is to be
terminated.
b. The last day of the month that follows the month in which his absence from work began.
C. The date described in the Sick Leave Sharing program in Exhibit C.
5. When the person goes on strike, or is locked -out. This will not apply if either:
a. There is a written agreement between you and us that all persons will continue to be
covered during the strike or lock -out.
b. There is applicable statutory legislation or regulation requiring the continuation of
coverage during a strike or lock -out.
6. The day before he enters active full-time service in any naval, military or air force.
7. On the date on which the person requests, in writing, to have his coverage terminated.
8. On the date on which the person retires unless otherwise stated in the Who May Become Covered
provision of this plan.
If an event that is described above occurs, you must deposit written notice with us at our Head Office within
31 days. Failure to give written notice within such 31 day period will not continue coverage with respect to a person
beyond the time it would otherwise have been terminated as shown above.
GC500-212
City of Lubbock
Page No. 8
Dated September 1st, 2001.
0 11T "C"
SICK LEAVE SHARING
Resolution No. 2001—RO500
A. Objective
This policy is intended to assist all regular full-time employees if a catastrophic illness or injury
forces the employee to exhaust all leave time, lose compensation from the City, and the
situation presents a financial hardship to the employee.
A catastrophic injury or illness is defined as a severe condition or combination of conditions
affecting the mental or physical health of the employee that:
1. requires the services of a licensed practitioner,
2. prevents the employee from working for a continuous period of 14 calendar days or
more,
3. forces the employee to utilize all accrued leave time, and
4. causes the employee to lose compensation.
Note: The uncomplicated delivery of a child at the conclusion of a pregnancy is not considered
to be a catastrophic illness or injury.
This policy excludes illnesses or injuries covered under other benefit programs including but not
limited to injury leave, workers' compensation, limited duty, and long term disability.
B. Eligibility Requirements
Participation in this program is open to all regular full-time employees with at least twelve (12)
months of continuous full-time service with the City of Lubbock. This must be twelve months of
continuous service classified as a full-time employee.
An employee with written disciplinary action regarding unsatisfactory attendance within the last
24 months is not eligible.
C. Application for Participation
In order to apply for donation leave, an employee must:
1. Meet the basic eligibility requirements of the program.
2. Have exhausted all available paid leave benefits (vacation, sick, holidays, comp time,
etc.).
3. Exhibit a personal need that is consistent with the policy established regarding this
program.
4. Agree to abide by all requirements regarding program participation.
5. Make application on the forms provided by the Human Resources Department and
provide all documentation required by the insurance company for review.
Note: Application for Sick Leave Sharing should be submitted to the Human Resources Benefits
Department before the 14 calendar day waiting period if at all possible to avoid a delay in
processing and loss of compensation.
D. Application Review Process
City of Lubbock
The procedure for the review of applications to participate in this program shall be as follows:
Page No. 9
Dated September 1st, 2001.
1. Employees shall complete the required application form and provide the
information requested to the Human Resourcef Benefits Department.
2. The Manager/Supervisor should provide documentation regarding disciplinary
action or lack thereof.
3. All information will be provided to the insurance company for review. The
provider will determine eligibility for leave and inform the Human Resources
Benefits Department in writing of their decision.
4. The Human Resources Benefits Department will notify the Supervisor upon
approval of the application. The Supervisor will complete an HR -2 coded as
"other" with written explanation at the bottom and submit to the Human
Resources Department.
E. Contested Applications
If the insurance company determines the application does not meet the requirements for
participation in the program, a letter will be forwarded to the Manager/Supervisor with a copy to
the Managing Director of Human Resources. The employee may request a review of the denied
application within 60 days of receipt of written notice that the application has been denied. The
insurance company will make a decision within 60 days after the request for review is made,
unless circumstances of the claim require an extension, in which event the decision will be made
as soon as possible, but not longer than 120 days after the request for review is made.
F. Guidelines For Qualifying Applications
City of Lubbock
Decisions regarding applications shall be based solely on the merits of each individual case and
in accordance with the following guidelines:
1. Applications must meet the Eligibility and Applications for Participation requirements
set forth in this policy.
2. In addition, applications for participation may be denied for:
a) Failure of an application request to meet the stated purpose of the program.
b) Submission of an incomplete and/or inaccurate application.
C) Failure or refusal of the applicant, or any other relevant person, to provide
necessary information requested or required by the insurance company.
d) Written disciplinary action regarding unsatisfactory attendance in the
employee's personnel file within the last 24 months.
Page No. 10
Dated September 1st, 2001.
G. Program Considerations
1. Commencement of Awarded Time
For approved applications, awarded leave share time will begin after all paid leave is exhausted
or it may be granted retroactively to the beginning of the affected employee's leave without pay
for the illness or injury for which it was granted.
City of Lubbock
Duration of Awarded Time
The maximum amount of leave share time that may be granted to any eligible employee will be
recommended by the insurance company based on information provided. Leave will not be given
beyond 720 hours in any 12 month period. An intent to return to work is not required to be
eligible for Sick Leave Sharing, however, employees who utilize the full 720 hours of approved
Sick Leave Sharing benefits must return to work for 12 months following their last day of use of
the Sick Leave Sharing benefits before they are eligible to apply for additional benefits from the
Sick Leave Pool and must meet the 14 calendar day absence from work requirement for each
application.
For approved applications, leave share time will be awarded only for absences from work for a
period determined by the insurance company commensurate with the injury or illness. Time
awarded will include intermittent absences for the injury or illness for which it is granted.
Additional leave time, not to exceed the 720 maximum, may be granted as a result of
complications from the illness or injury that was not anticipated. The employee must provide the
insurance company with current medical information regarding the complication to receive
approval for an extension of hours from the original determination. Leave will not be given
beyond 720 hours.
Leave Share time granted through the program cannot be "banked" by the recipient employee for
any other uses.
Termination of Awarded Time
Leave Share Time ends when the maximum Leave Share Time contributed for the employee is
exhausted; the employee returns to his/her regular work schedule, dies, terminates employment,
retires, or goes on Long Term Disability.
Leave Share benefits provided under this program shall also be terminated immediately if it is
determined that an employee misrepresented the situation, falsified information, or used or
attempted to use the leave granted by the program for activities not consistent with the program's
intended purpose.
No employee will be eligible to receive terminal pay for leave donated by other employees under
this program.
Paae No. 11
Dated September 1st, 2001.
H. Program Administration Solicitations
City of Lubbock
Solicitations
Sick leave can be donated during a designated solicitation period. The Human
Resources Department will send out notification two times a year or as donations are
needed. Employees donating sick leave will be required to fill out the appropriate form
provided by the Human Resources Department.
2. Contributions/Donations
Contributions must be made from accrued sick leave.
All contributions of leave are strictly voluntary, confidential, and irrevocable.
Contributions will be placed in a leave pool and distributed to eligible employees as
needed.
Minimum: The minimum donation an employee can make to the program is eight (8)
hours of sick leave.
Maximum: Employees may donate up to 40 hours sick leave if the donating employee
maintains a one hundred -sixty (160) hour minimum sick leave balance.
Donations will be used only as needed. If the requesting employee returns to work,
terminates employment, retires or goes on Long Term Disability, the unused donations
will be returned to the pool.
Program Administration
The Human Resources Department will be directly responsible for performing all
functions and activities deemed necessary to ensure compliance with this policy and
maintaining records of program participation.
The Accounting Department will be directly responsible for:
a) Monitoring leave donations for eligibility as described in G (2).
b) Deducting donated sick leave from the employee's sick leave balance.
c) Adding donated sick leave to the recipient's sick leave balance.
Individual departments will be directly responsible for coding leave sharing used on the
bi-weekly timesheet to the person approved to participate in this program.
Page No. 12
Dated September lst, 2001.
STANDARD PROVISIONS
Currency
All amounts payable under this plan must be paid in United States currency.
Notice of Claim
Written notice of a claim must be given within 30 days of the occurrence or commencement of any loss
covered by this plan. If this is not possible, we must be notified as soon as it is reasonably possible to do so. Notice
must be given to us at our Head Office or to an agent of ours. The notice should include the name of the person with
respect to whom the claim is made and the group plan number.
GC500-310
Claims Forms
When we receive a written notice of a claim, we will send the claimant our claim forms to file proof of loss.
If the claim forms are not received within 15 days after written notice of claim is sent, the claimant can send us
written proof of claim without waiting for the claim forms.
Proof of Loss
Proof of loss must be given to us no later than 90 days after the occurrence or commencement of any loss
covered by this plan. If it is not possible to give proof within the time required, it must be given as soon as reasonably
possible.
Proof of continued disability and regular attendance of a physician must be given to us within 30 days of the
date we request the proof. The proof must cover:
The date disability began.
The cause of disability.
3. The severity of the disability.
Physical Examination
We will have the right and opportunity, at the Company's expense, to have a physician of its choice examine
anyone in respect of whom a claim is being made. We will have the right to do this when and as often as we may
reasonably require. The benefits with respect to which the claim was made will not be paid during any period in
which the person fails to submit to any medical examination requested by us.
GC500-021
City of Lubbock
Page No. 13
Dated January 1st, 2001.
SHORT TERM INCOME REPLACEMENT BENEFIT
Benefit
We will advise the Company to pay to a person, who begins a continuous period of disability while he is
covered under this provision, after he has completed the elimination period the Amount Of Coverage which applies to
the person under the amount of coverage provision at the date on which such period began, subject to all of the
following conditions.
1. An absence from work for half or less than half of any one day will not be considered a day of
disability for the purpose of this provision.
2. The amount of coverage which applies to him under this provision will be subject to reductions.
These are outlined in the Reductions section of this provision.
3. If the period during which a person is entitled to receive benefits under this plan is not a complete
number of weeks, the amount of benefit payable with respect to him for each day that is in excess of
a complete number of weeks will be at the rate of one-seventh of the weekly benefit which is
applicable to him.
Maximum Benefit Payment Period
The maximum benefit payment period is 18 weeks. This period will commence on the first day immediately
following completion of the Elimination Period.
The person will cease to be covered under this provision at the end of the maximum benefit payment period
if he does not then return to active work for his employer.
The maximum benefit payment period will be applied separately to each continuous period of disability.
City of Lubbock
Page No. 14
Dated January 1st, 2001.
Definitions
"Disabled" and "disability" mean the person is not able to perform with reasonable continuity the
substantial and material duties of his own occupation in the usual or customary way due to injury, disease, illness,
pregnancy or mental disorder.
"Elimination Period" is the period that the person must have actually been disabled during a continuous
period of disability before he may receive benefit payments under this provision. The elimination period is 31
days.
However, if the insured person becomes confined to a licensed hospital during the elimination period,
benefit payments will begin on the date of confinement. For the purposes of this provision, "confined to a licensed
hospital" means:
The insured person has been hospitalized for a period of not less than 24 consecutive hours in
such hospital, or
2. The insured person receives out-patient surgery in such hospital.
GC500-375
"Physician" means an individual who is operating within the scope of his license and is either:
1. Licensed to practice medicine and prescribe and administer drugs or to perform surgery; or
2. Legally qualified as a medical practitioner and required to be recognized, under this plan for
coverage purposes, according to the state law of the governing jurisdiction.
It will not include an employee or his spouse, daughter, son, father, mother, sister or brother (as an attending
physician).
"Continuous Period of Disability" includes all periods of disability that meet all of the following conditions.
1. They commence while the person is covered under this provision.
2. Periods of disability due to the same or the related cause will be considered within the same period
of disability until they are separated by the employee's return to active, full time work for a least 14
consecutive days.
Periods of disability due to unrelated causes will be considered within the same period of disability
until they are separated by the employee's return to active, full time work for one day.
"Pregnancy" includes child -birth or miscarriage and any disease or infirmity resulting from or aggravated by
the pregnancy. It also includes therapeutic abortions or complications arising from any abortion.
GC500-376
City of Lubbock
Page No. 15
Dated January 1st, 2001.
Exclusions
No amount of benefit will be payable under this provision with respect to the disability of a person during
any of the following periods.
a) Any period beyond the maximum benefit payment period.
b) Any period of disability during which a person is not under the continuing care of a physician.
C) Any period while the person is either permanently or temporarily outside of the United States or
Canada. If he becomes disabled while he is outside the United States or Canada his disability will
not be deemed to commence until the date on which he returns to the United States or Canada.
d) For any period that the person refuses another job offered by you without a reduction in earnings
for which he is reasonably suited, unless the disability prevents him from performing the duties of
the alternate job.
e) For any period that the person has been paid (in a lump sum or otherwise) a severance allowance
because his employment was terminated.
2. No amount of benefit will be payable under this provision for any disability that resulted either directly or
indirectly from, or was in any manner or degree associated with, or occasioned by, any one or more of:
a) Any cause which entitles the person to apply for and receive indemnity or compensation under any
Worker's Compensation Law.
b) The person either, taking or attempting to take his own life whether he is in possession of his mental
faculties or not at the time.
C) War, declared or undeclared, or any act of war.
d) Active participation in any riot or violent disorder.
e) Committing or attempting to commit a felony.
GC500-377
City of Lubbock
Page No. 16
Dated January lst, 2001.
Reductions
If the person becomes entitled to receive benefits in accordance with the terms of this provision, the amount
of the Short Term Income Replacement Benefit payments will be reduced by the amount of any payments, including
retroactive and/or lump sum awards, which the person is eligible to apply for and receive with respect to the
disability from the following sources:
1. Any retirement program that is funded in whole or in part by you.
2. The Social Security Act, The Railroad Retirement Act, the Canada Pension Plan or the Quebec Pension
Plan. This includes dependents benefits by reason of such disability.
3. Any other program or coverage required or provided by law or government agency.
4. Any other periodic payments from you.
5. Any No -Fault Motor Vehicle Coverage, including benefits for lost income. This reduction will not apply if
either:
a) State law or regulation does not allow any reduction of group disability benefits by benefits
received under No -Fault Motor Vehicle Coverage.
b) The No -Fault Motor Vehicle Coverage, according to its rules or according to an election of a
person who is covered, determines its benefits after the benefits paid or due under this plan have
been paid.
If, at the time of calculating the amount of any payments to be made under this provision, the benefit which a
person is eligible to apply for and receive under any other source described in this provision has not been awarded nor
denied, we will estimate the amount of such benefit. The estimate will be used to reduce, the amount of the payments
under this provision until such time as the benefit under such source has been awarded or denied. This estimated
reduction will be used to reduce the amount of the payments under this provision even if the benefit which a person is
entitled to apply for and receive has not been applied for. However, such estimate will not be used if the person meets
both the following conditions.
The person has applied for the benefit under the other source; and
2. The person completes and signs our Reimbursement Agreement. This agreement states that the
person promises to repay to us any overpayment caused by an award of the benefit under the other
source.
If we have reduced payments under this provision by an estimate of the amount of the benefit under another
source, we will adjust the amount of the payments under this provision when we receive written notice that the amount
of the benefit received under such source differs from the estimate or that the benefit has been denied.
If the amount of the benefit received under another source is less than was estimated or the benefit has been
denied, we will make a lump sum refund of the amount by which we have underpaid the payments the person is
entitled to under this provision. If the amount of the benefit received under another source is more than was estimated
the person must make repayment to us of the amount of the overpayment.
GC500-378
City of Lubbock
Paize No. 17
Dated January 1st, 2001.
Reductions Continued
If the person becomes entitled to receive benefits in accordance with the terms of this provision, the
amount of the Short Term Income Replacement Benefit payments will be reduced by the amount of any payments,
including retroactive and/or lump sum awards, which the person is eligible to apply for and receive with respect to
the disability from the following sources:
1. Any retirement program that is funded in whole or in part by you.
2. The Social Security Act, The Railroad Retirement Act, the Canada Pension Plan or the Quebec
Pension Plan. This includes dependents benefits by reason of such disability.
3. Any other program or coverage required or provided by law or government agency.
4. Any other periodic payments from you.
5. Any No -Fault Motor Vehicle Coverage, including benefits for lost income. This reduction will not
apply if either:
a. State law or regulation does not allow any reduction of group disability benefits by
benefits received under No -Fault Motor Vehicle Coverage.
b. The No -Fault Motor Vehicle Coverage, according to its rules or according to an
election of a person who is insured, determines its benefits after the benefits paid or due
under this policy have been paid.
If, at the time of calculating the amount of any payments to be made under this provision, the benefit
which a person is eligible to apply for and receive under any other source described in this provision has not been
awarded nor denied, we will estimate the amount of such benefit. The estimate will be used to reduce the amount
of the payments under this provision until such time as the benefit under such source has been awarded or denied.
This estimated reduction will be used to reduce the amount of the payments under this provision even if the benefit
which a person is entitled to apply for and receive has not been applied for. However, such estimate will not be
used if the person meets both the following conditions.
1. The person has applied for the benefit under the other source; and
2. The person completes and signs our Reimbursement Agreement. This agreement states that the
person promises to repay to us any overpayment caused by an award of the benefit under the
other source.
If we have reduced payments under this provision by an estimate of the amount of the benefit under
another source, we will adjust the amount of the payments under this provision when we receive written notice that
the amount of the benefit received under such source differs from the estimate or that the benefit has been denied.
City of Lubbock Dated January 1st, 2001.
Page No. 18