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HomeMy WebLinkAboutResolution - 2001-R0478 - Contract For Long Term Disability Insurance - Canada Life Assurance Company - 11/08/2001Resolution No. 2001-RO478 November 8, 2001 Item No. 31 RESOLUTION BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK THAT the Mayor of the City of Lubbock BE and is hereby authorized and directed to execute for and on behalf of the City of Lubbock, a Contract for long term disability insurance, by and between the City of Lubbock and Canada Life Assurance Company of Dallas, Texas. Said Contract is attached hereto and incorporated in this resolution as if fully set forth herein and shall be included in the minutes of the City Council. Passed by the City Council this 8th day of November , 2001. 4N4D1'k1TON"4MAYOR ATTEST: Rebecca Garza, City Secretary � APPROVED AS TO CONTENT: 4� - Victor Kilman, Purchasing Manager APPROVED AS TO FORM: r /A gs/ccdocs/Contract-Canada Life Assurance Co.res Oct. 29, 2001 a Resolution No. 2001-RO478 November 8, 2001 Item No. 31 AGREEMENT BY AND BETWEEN THE CITY OF LUBBOCK, TEXAS AND THE CANADA LIFE ASSURANCE COMPANY THIS AGREEMENT entered into this 1 st day of January, 2002 by and between the CITY OF LUBBOCK, TEXAS, a municipal home rule corporation (herein called "City") and CANADA LIFE ASSURANCE COMPANY (herein called "Administrator") to provide services for the purpose of the Group Long Term Disability Income Plan. WHEREAS, the City desires to have services provided for group long term disability; and WHEREAS, the Administrator has demonstrated that it can provide said services; and WHEREAS, the City and the Administrator desire to enter into an Agreement to provide said services. NOW, THEREFORE, the parties agree as follows: 1. The City agrees to pay monthly premiums to the Administrator according the rate schedule which is attached hereto as Exhibit "A" which is incorporated as if fully set north herein. Administrator agrees to a three-year rate guarantee. 2. The parties agree to abide by the terms and conditions of the "Group Long Term Disability Income Policy" which is attached hereto as Exhibit `B" which is incorporated as if fully set forth herein. 3. This agreement is for a term of one (1) year from the effective date and may be extended for two (2) additional one (1) year terms at the mutual agreement of both parties. 4. Notices or communications from the Company to the Administrator shall be addressed to the Administrator and shall be deemed to be duly given or served, if the same shall be sent by post office mail, telegraph, telex, FAX, or other similar or analogous means, to the address shown below, unless the Company has been requested to send such communications to another address: The Canada Life Assurance Company Attn: Jay Beck 8201 Preston Road,. Suite 715 Dallas, TX 75225 y Notices or communications from the Administrator to the Company shall be addressed to the Company and shall be deemed to be duly given or served if the same shall be sent by post office mail, telegraph, telex, FAX, or other similar or analogous means, to the address shown below, unless the Company has been requested to send such communication to another address: The City of Lubbock Attn: Human Resources Benefits Department P.O. Box 2000 Lubbock, TX 79457 Notices and communications described in this paragraph that are sent by post office mail will be deemed duly given or served on the third business day following the date the notice is mailed. 5. This contract shall be construed and enforced according to the laws of the State of Texas. Venue shall be Lubbock County, Texas. 6. The City may terminate the services of the Administrator at any time upon giving to the Administrator 90 days written notice of its intention to do so. The Administrator may resign at any time upon 90 days notice in writing to the City. The Administrator upon its resignation shall complete the processing of all services de,,--;ribed in this Agreement which have commenced prior to the effective date of the termination of this Agreement. SIGNED THIS DAY, the2�>-flf 5��'ro�3f�L , 2001. &CITY.OF L401N,-Mayor ATTEST: 4Recca Garza, City Secretary CANADA LIFE ASURANCE COMPANY Title APPROVED AS TO CONTENT: Mary Hous , Managing Director of Human Resources APPROVED AS TO FORM: William de Haas Contract Manager 'EXHIBIT A" Resolution No. 2001- R0478 Canada Life Assurance Company City of Lubbock #38432, LTD Contract The LTD rates are as follows: .27 for the employer paid portion 123 for the employee paid benefit Resolution No. 2001-RO478 "EXHitifi CITY OF LUBBOCK GROUP LONG TERM DISABILITY PLAN GDC97 TABLE OF CONTENTS STATEMENT TO INSUREDS.........................................................................1 IMPORTANTNOTICE.......................................................................................2 AVISOINTORTANTE....................................................................................... 2 SCHEDULE OF INSURANCE.........................................................................5 DEFINITIONS...................................................................................................7 GENERAL DEFINITIONS....................................................................7 DEFINITION OF DISABILITY AND DISABLED ...........................13 RECURRENT DISABILITY...............................................................15 CONCURRENT DISABILITY............................................................15 BECOMING INSURED..................................................................................16 WHi1N YOUR INSURANCE BEGINS...............................................16 C 3ANGEF IN INSURANCE..........................................................................17 CHt;NGE IN CLASS OR MONTHLY EARNINGS .........................17 WHEN YOUR INSURANCE ENDS..............................................................18 INCOME FROM OTHER SOURCES...........................................................20 COST OF LIVING FREEZE IN INCOME FROM OTHER SOURCES.............................................................................................22 AMOUNT OF MONTHLY INCOME PAYMENT ....................................... 23 EXCLUSIONS AND LIMITATIONS............................................................ 28 PRE-EXISTING CONDITION EXCLUSION...................................28 GENERAL EXCLUSIONS..................................................................29 DISABILITY LIMITATIONS.............................................................30 WHEN YOUR MONTHLY INCOME BENEFITS END .............................32 BENEFITS AFTER POLICY CANCELLATION .............................34 PREMIUM WAIVER...........................................................................34 CONTINUITY OF COVERAGE UPON CHANGE OF INSURERS .........34 SURVIVORBENEFIT.................................................................................... 36 REHABILITATION FEATURE....................................................................37 CLAIM PROVISIONS....................................................................................39 NOTICE OF CLAIM...........................................................................39 PROOF OF DISABILITY....................................................................39 T 1VIE OF PAYMENT OF CLAIM.....................................................39 EXAMINATIONS................................................................................. 39 OUR RIGHT TO R ".QUIRE PROOF OF FINANCIAL LOSS .......40 PROOF OF CC NTINUING DISABILITY........................................40 IF YOUR CLAIM IS DENIED............................................................41 GENERAL PROVISIONS..............................................................................42 ASSIGNMENT...................................................................................... 42 CURRENCY.......................................................................................... 42 CLASS MEB!BERSHIP.......................................................................42 MISREPRESENTATION OF EMP7,OYEE INSURANCE..............42 INCONTESTABILITY OF EMPLC YEE INSURANCE..................42 MISSTATEMENT OF AGE OR OTHER FACTS ............................43 ERRORS................................................................................................ 43 AGENCY............................................................................................... 43 CHANGES TO POLICY.....................................................................43 ENFORCEMENT OF POLICY TERMS ........................................... 44 LEGAL ACTIONS...............................................................................44 EFFECT ON WORKERS' COMPENSATION.................................44 SUMMARY PLAN DESCRIPTION INFORMATION................................45 STATEMENT TO INSUREDS THE CANADA LIFE ASSURANCE COMPANY HEAD OFFICE: 6201 POWERS FERRY RD., NW ATLANTA, GEORGIA, 30339 HAS ISSUED GROUP DISABILITY INCOME POLICY 38432 LTD TO CITY OF LUBBOCK This Booklet -Certificate is issued to insured persons as evidence of their coverage. It explains the features of the group plan. Canada Life urges You to read it with care so that You will have a full understanding of the Plan and what it could mean to You and Your family. This Booklet -Certificate takes the place of all certificates which may have been issued to You before. It is an important document and should be kept in a safe place. It is void and of no effect if You are not entitled to or have ceased to be entitled to the insurance coverage. No clerical error will invalidate Your insurance coverage if it is otherwise validly in force. Fraud: It is a crime if, knowingly, and with intent to injure, You defraud or deceive Us, or provide any information that contains any false, incomplete or misleading information. These actions, as well as submission of materially false information, will result in denial of Your claim and are subject to prosecution and punishment to the full extent under state and/or federal law. Canada Life will pursue all appropriate legal remedies in the event of Insurance fraud. GDC97-02 IMPORTANT NOTICE AVISO IMPORTANTE To obtain information or make a Para obtener informacion o para complaint: someter una queja: 1. You may call The Canada Life Assurance Company's toll-free telephone number for information or to make a complaint at 1-800-554-4026 2. You may contact the Texas Department of Insurance to obtain information on companies, coverages, rights or complaints at 1-800-252-3439 3. You may write the Texas Department of Insurance P.O. Box 149104 Austin, TX 78714-9104 FAX # (512) 475-1771 4. PREMIUM OR CLAIM DISPUTES: Should you have a dispute concerning your premium or about a claim you should contact the company The Canada Life Assurance Company first. If the dispute is not resolved, you may contact the Texas Department of Insurance. 5. ATTACH THIS NOTICE TO YOUR POLICY: This notice is for information only and does not become a part or condition of the attached document. 1. Usted puede llamar al numero de telefono gratis de Canada Life Assurance Company's para informacion o para someter una queja al 1-800-554-4026 2. Puede comunicarse con el Departamento de Seguros de Texas para obtener informacion acerca de companias, coberturas, derechos o quejas al 1-800-252-3439 3. Puede escribir al Departamento de Seguros de Texas P.O. Box 149104 Austin, TX 78714-9104 FAX # (512) 475-1771 4. DISPUTAS SOBRE PRIMAS O RECLAMOS: Si tiene una disputa concerniente a su prima o a un reclamo, debe comunicarse con la compania. The Canada Life Assurance Company primero. Si no se resuelve la disputa puede entonces comunicarse con el departamento (TDI). 5. UNA ESTE AVISO A SU POLIZA: Este aviso es solo para proposito de informacion y no se convierte en parte o condicion del documento adjunto. IMPORTANT INFORMATION ABOUT COVERAGE UNDER THE TEXAS LIFE, ACCIDENT, HEALTH AND HOSPITAL SERVICE INSURANCE GUARANTY ASSOCIATION Texas law establishes a system, administered by the Texas Life, Accident, Health and Hospital Service Insurance Guaranty Association (the "Association"), to protect policyholders if their life or health insurance company fails to or cannot meet its contractual obligations. Only the policyholders of insurance companies which are members of the Association are eligible for this protection. However, even if a company is a member of the Association, protection is limited and policyholders must meet certain guidelines to qualify. (The law is found in the Texas Insurance Code, Article 21.28-D.) BECAUSE OF STATUTORY LIMITATIONS ON POLICYHOLDER PROTECTION, IT IS POSSIBLE THAT THE ASSOCIATION MAY NOT COVER YOUR POLICY OR MAY NOT COVER YOUR POLICY IN FULL. Eligibility for Protection by the Association When an insurance company which is a member of the Association is designated as impaired by the Texas Commissioner of Insurance, the Association provides coverage to policyholders who are: RESIDENTS OF TEXAS at the time that their insurance company is impaired • RESIDENTS OF OTHER STATES , ONLY if the following conditions are met: 1) The policyholder has a policy with a company based in Texas; 2) The company has never held a license in the policyholder's state of residence; 3) The policyholder's state of residence has a similar guaranty association; and 4) The policyholder is not eligible for coverage by the guaranty association of the policyholder's state of residence. Limits of Protection by the Association Accident, Accident and Health, or Health Insurance: • up to a total of $200,000 for one or more policies for each covered individual. Life Insurance: • net cash surrender value up to a total of $100,000 under one or more policies on any one life; or • death benefits up to a total of $300,000 under one or more policies on any one life. Individual Annuities: • net cash surrender amount up to a total of $100,000 under one or more policies owned by one contractholder. Group Annuities: • net cash surrender amount up to $100,000 in allocated benefits under one or more policies owned by one contractholder; or • net cash surrender amount up to $5,000,000 in unallocated benefits under one contractholder regardless of the number of contracts. THE INSURANCE COMPANY AND ITS AGENTS ARE PROHIBITED BY LAW FROM USING THE EXISTENCE OF THE ASSOCIATION FOR THE PURPOSE OF SALES, SOLICITATION, OR INDUCEMENT TO PURCHASE ANY FORM OF INSURANCE. When you are selecting an insurance company, you should not rely on coverage by the association. Texas Life, Accident, Health and Hospital Texas Department of Insurance Service Insurance Guaranty Association P.O. Box 149104 301 Congress, Suite 500 Austin, Texas 78714-9104 Austin, Texas 78701 (800)252-3439 (800)982-6362 SCHEDULE OF INSURANCE Option: 1 Description: Each person electing Option 1 Service Waiting Period: Completion of a full bi-weekly pay period of continuous employment provided that You were Actively at Work on Your last scheduled work day. Benefit Percentage: 60% Maximum Benefit: $5,000 Option: 2 Description: Each person electing Option 2 Service Waiting Period: Completion of a full bi-weekly pay period of continuous employment provided that You were Actively at Work on Your last scheduled work day. Benefit Percentage: 662/3% Maximum Benefit: $5,000 Minimum Benefit: At no time will Your benefit be less than $100 unless otherwise provided under the terms and conditions of this policy. Your Monthly Income Benefit helps to protect You from loss of income due to a Disability as defined in the Policy. Your Monthly Income Benefit is subject to maximums and to reductions by Your Income From Other Sources. Refer to the Amount of Monthly Income Benefit for Disability sections for details about how Your Monthly Income Benefit is calculated. Elimination Period: 180 days for you if you elect Option 1 and 90 days if you elect Option 2 5 Maximum Benefit Period: AGE AT DATE MAXIMUM BENEFIT PERIOD DISABILITY COMMENCES Under 60 to age 65 (a minimum of 60 Monthly Income Benefit payments will be made). 60 60 Monthly Income Benefit payments 61 48 Monthly Income Benefit payments 62 42 Monthly Income Benefit payments 63 36 Monthly Income Benefit payments 64 30 Monthly Income Benefit payments 65 24 Monthly Income Benefit payments 66 21 Monthly Income Benefit payments 67 18 Monthly Income Benefit payments 68 15 Monthly Income Benefit payments 69 or over 12 Monthly Income Benefit payments Premium Contributions: Option 1: Your coverage is non-contributory. This means Your employer pays all of Your premium for you. Option 2: Your coverage is contributory. This means You pay all of Your premium. You must read this Schedule of Insurance in conjunction with the rest of the Policy. GDC97-03 0 DEFINITIONS Below are the terms as defined in the Policy. All male terms will include the female term, unless stated otherwise. GENERAL DEFINITIONS Accident means an occurrence causing Injury, damage or loss. Actively at Work means that You are either: (a) actually performing Your normal duties, if it is a scheduled work day; or (b) capable of performing Your normal duties, if You are not at work due to a non-scheduled work day, holiday or vacation day; at Your normal place of employment or at some other location where Your Employer's business requires You to be. Annual Earnings are based on the premium amount received at the time Canada Life receives Proof of Your Disability. Annual Earnings means Your annual gross base earnings. Annual Earnings excludes any income You receive such as but not limited to, bonuses, dividends, overtime and profit sharing. However, if Your plan includes commissions, Your Annual Earnings will be calculated as either.- 1. ither. 1. If You have been employed by Your employer for at least 24 months, Your average commissions as an employee during the immediately preceding 24 months as set forth on Your W-2 Withholding Statement will be used; or 2. If You have been employed by Your employer for less than 24 months, the amount that is estimated by Your employer will be used. The estimate must reflect a reasonable expectation of the income to be earned. Canada Life will verify the estimate with Your Employer at the time a claim is submitted. Annual Enrollment Period means a period of time in which. you may elect in writing to change your option. The annual enrollment period is December 1st through December 31st of each year, Appropriate Evaluation and Treatment means medical care and treatment that meets all of the following: 1. It is received from a Physician whose expertise, medical training and clinical experience are suitable for treating Your Disability; and 2. It is deemed medically necessary and appropriate to meet the needs of your Disability; and 3. It is consistent in type, frequency and duration of treatment with relevant guidelines based on national medical, research and health care organizations and governmental agencies; and 4. It is consistent with the diagnosis of Your condition; and 5. Its purpose is maximizing Your medical improvement and aiding in your return to work. CPI -W means the Consumer Price Index for Urban Wage Earners and Clerical Workers published by the United States Department of Labor. If the index is discontinued or changed, another comparable index may be used by Us. Disability means You have a Total Disability or a Residual Disability as defined in this Policy. Disabled means You are Totally Disabled or Residually Disabled as defined in this Policy. Effective Date means December lst, 1995 and was last revised on December 1 st, 2001. Eligible Employee means each full-time employee working a minimum of 30 hours per week for the Employer on a regular basis. An Employee must be a legal citizen or resident of the United States or Canada. This does not include temporary, seasonal, or contract employees. An Employee who is not a citizen is ineligible for Insurance if he leaves the United States or Canada for one hundred eighty (180) or more consecutive days. Elimination Period is the period that You must have been continuously Disabled before You may receive payments under the policy as outlined in the Schedule of Insurance. The Elimination Period begins on the day that You meet the Definition of Disability under this Policy. If You cease to be Disabled for 30 days or less during the Elimination Period, those days will not interrupt the Elimination Period and the Disability will be treated as continuous. With respect to Option 1, You must serve the full 180 day Elimination Period within a total period equal to 210 days. With respect to Option 2, You must serve the full 90 day Elimination Period within a total period equal to 120 days. Any day that You cease to be Disabled as defined under this Policy will not be considered to satisfy the Elimination Period. Employer means the Policyholder. Hospital or medical facility means a facility accredited by JCAHO (Joint Commission on Accreditation of Health Care Organizations) to provide medical evaluation and treatment of patients under the direction of an active staff of licensed physicians. Hospitalization means being an in-patient 24 hours a day. Indexed Pre -Disability Monthly Earnings means Your Monthly Earnings immediately prior to the date You became disabled, increased by an index factor. The index factor adjustment will be made starting on the 13th benefit payment and on each anniversary of that date. The amount of each adjustment will be the lesser of. (a) 3%; or (b) the percentage increase in the CPI -W during the prior Calendar Year. Injury means bodily injury caused by an Accident. Insurance means the group long term disability income insurance coverage provided by the Policy. Leave of Absence means an arrangement where You and the Employer agree that You will not be Actively at Work for a specific period of time and You are expected to be Actively at Work at the end of that period. If an Eligible Employee becomes Disabled while on Leave of Absence, Monthly Income Benefits will be based upon Monthly Earnings as last reported to Canada Life immediately prior to the beginning of the Leave of Absence. Legal Residence means a place of permanent residence. This is a fixed place of residence which You intend to be Your home and to which You intend to return desr ite temporary residences elsewhere or temporary absences. Material and Substantial Duties means duties that: a) are normally required for the performance of Your own or any occupation; and b) cannot be reasonably omitted or modified. Monthly Earnings means Your Annual Earnings divided by 12. Monthly Income Benefit means the lesser of: a) the amount of Your Pre -Disability Monthly Earnings multiplied by the Benefit Percentage; or b) the Maximum Benefit as shown in the Schedule of Insurance. Monthly Income Payment means Your Monthly Income Benefit as calculated under the Amount of Monthly Income Payment provision. No fault Auto Insurance means a motor vehicle plan or policy that pays benefits without regard to who was at fault in any motor vehicle Accident that occurs. 10 Own Occupation means the duties that You regularly performed for which You were covered under this Policy immediately prior to the date Your Disability began. The occupation may involve similar duties that could be performed with Your Employer or any other employer. Physician means a qualified doctor of medicine, other than You or a member of Your family, who is both licensed by at least one state to practice medicine and who is providing You with appropriate medical care within the area of his or her medical training and qualifications. Policy means the group long term disability income policy issued by Canada Life to the Policyholder and described by this Certificate. Pre -Disability Monthly E:;rnings means Your Monthly Earnings immediately prior to the date you became Disabled. Pregnancy includes childbirth or miscarriage and any disease or infirmity resulting from or aggravated by the pregnancy. It also includes therapeutic abortions or complications arising from any abortion. Prior Plan means a policy or plan of group long term disability income benefits which this Policy replaces and which was in force until the day before December 1st, 1995. Salary Continuation Plan means continued payments to You by Your Employer of all or part of Your Monthly Earnings after You become Disabled. This continued payment must be part of an established plan maintained by Your Employer for the benefit of all employees. Salary continuation does not include compensation paid to You by Your Employer for work You actually perform after Your Disability begins. Sickness means an illness, disease, or pregnancy. 11 Social Security Plan means disability or retirement benefits that You, Your spouse or any of Your dependents have received or are eligible to receive because of Your Disability under: 1. the United States Social Security Act; 2. the Canada Pension Plan; 3. the Quebec Pension Plan; 4. any other Federal, State, provincial or local government act or law. We, Us, and Our mean the insurer, Canada Life Assurance Company. Work Earnings means Your gross Monthly Earnings from work You perform while Disabled, including Earnings from Your Employer, any other employer or self-employment. If You are paid in a lump sum or on a basis other than monthly, Canada Lift, will prorate Your Work Earnings over the period of time to which they apply. If no period of time is stated, Canada Life will use a reasonable period of time. Work Earnings will not include any renewal commissions, overriding renewal commissions, or service fees received on business sold before You became Disabled. You and Your mean an Eligible Employee. Other terms are defined elsewhere in the Policy. GDC97-04 12 DEFINITION OF DISABILITY AND DISABLED Totally Disabled and Total Disability mean during the Elimination Period and the next 24 months because of an Injury or Sickness You meet all of the following: (a) You are unable to do the Material and Substantial Duties of Your Own Occupation; and (b) You are receiving Appropriate Evaluation and Treatment from a Physician for that Injury or Sickness; and (c) Your Work Earnings are less than 20% of Your Indexed Pre -Disability Monthly Earnings. The definition changes 24 months after the end of the Elimination Period. From that point on, Totally Disabled and Total Disability mean because of an Injury or Sickness, all of the following are true: (a) You are unable to do the Material and Substantial Duties of any occupation for which You are or may become reasonably qualified by education, training, or experience; and (b) You are receiving Appropriate Evaluation and Treatment from a Physician for that Injury or Sickness; and (c) Your Work Earnings are less than 20% of Your Indexed Pre -Disability Monthly Earnings. Residually Disabled and Residual Disability mean during the Elimination Period and the next 24 months because of an Injury or Sickness, You meet all of the following: (a) You are unable to do the Material and Substantial Duties of Your Own Occupation; and (b) You are receiving Appropriate Evaluation and Treatment from a Physician for that Injury or Sickness; and (c) Your Work Earnings are between 20% to 80% of Your Indexed Pre - Disability Monthly Earnings, this Condition is not applicable if you are employed through the Modified Work Program. 13 The definition changes 24 months after the end of the Elimination Period. From that point on, Residually Disabled and Residual Disability mean because of an Injury or Sickness, all of the following are true: (a) You are unable to do the Material aiad Substantial Duties of any occupation for which You are or may become reasonably qualified by education, training, or experience; and (b) You are receiving Appropriate Evaluation and Treatment from a Physician for that Injury or Sickness; and (c) Your Work Earnings are between 20% to 60% of Your Indexed Pre- Disability Monthly Earning, this Condition is not applicable if you are employed through the Modified Work Program. Modified Work Program means a program of employment through which a disabled employee is temporarily reassigned to a productive position either in their own occupation or any occupation. Modified Duty Assignment means the temporary reassignment of a disabled employee to duties that can be performed within the limitations of the employee's medical condition. The loss of a professional license, occupational license or certification does not in itself mean You are Disabled. Your loss of earnings must be a direct result of Your Sickness, Pregnancy or Injury. Loss of earnings due to economic factors such as, but not limited to, recession, jot elimination, pay cuts and job-sharing will not be considered. GDC97-05 14 RECURRENT DISABILITY Recurrent Disability means a Disability which has the same cause as the original Disability and begins after you have returned to work for less than 6 months. Canada Life will treat the Recurrent Disability as part of the original Disability, subject to all of the following: (a) You will not have to satisfy a new Elimination Period if You have already satisfied the Elimination Period with Canada Life for the original Disability; and (b) Any benefit payments will be subject to the terms of this policy for the original Disability; and (c) You remain continuously insured under this Policy for the period between the original Disability and the recurrent Disability. Any disability that does not have the same cause as the original Disability that occurs during the 6 month period will be treated as a new Disability and You must satisfy a new Elimination Period. If the Recurrent Disability begins more than 6 months after the end of the original Disability, You must satisfy a new Elimination Period. You will not receive benefits under this provision: a) If You are entitled to receive benefits under any other group long term disability policy or plan; or b) Upon termination of this plan with Canada Life. CONCURRENT DISABILITY If a new Disability occurs while Monthly Income Benefits are payable, it will be treated as part of the same period of Disability and is subject to both of the following: 1. The Maximum Benefit Period; and 2. Exclusions and Limitations provisions. GDC97-12 15 BECO HNG INSURED WHEN YOUR INSURANCE BEGINS You may elect in writing, to be insured for Option 1 or Option 2. If Your Employer pcys the entire premium for Your Insurance, Your Insurance begins on the first eay You are Actively at Work following the date that You become an Eligible Employee and have satisfied the Service Requirement as outlined in the Schedule. of Insurance. An application to become insured _ must be completed on a form approved for that purpose by Us. It must be promptly deposited with Us at Our Head Office. GDC97-13 CHANGES IN INSURANCE CHANGE IN CLASS OR MONTHLY EARNINGS The amount of Your Monthly Income Benefit may change if- (a) f (a) You elect to change your option; or (b) the amount of Your Monthly Earnings changes; and (c) Your Employer tells Canada Life in writing about a change in Option or a change in the amount of Monthly Earnings no later than 31 days after the change occurs; and (d) the premium paid is based on the change. Changes in amounts of insurance due to changes in earnings will take effect on the first day You are Actively at Work following the later of the date: (a) the change occurs; or (b) Canada Life approves Your Proof of Good Health, if You are required to give Proof of Good Health. You may elect in writing to decrease your election from Option 2 to Option 1 only during an annual enrollment period. You may elect in writing to increase your election from Option 1 to Option 2 only during an annual enrollment period. If the change would increase Your amount of Insurance, the increase takes effect on the first day You are Actively at Work following the later of the date: (a) the change occurs; or (b) Canada Life approves Your Proof of Good Health, if You are required to give Proof of Good Health. GDC97-14 17 WHEN YOUR INSURANCE ENDS Your Insurance will end on the earliest of the date: 1. the Policy is canceled; or 2. You cease to be a member of a Class defined on the Schedule of Insurance; or 3. the Policy is changed to end the Insurance for Your Class; or 4. that is the last day of the period for which premium was paid, if a premium is not paid when due; or 5. You retire; or 6. You die; or 7. Your Monthly Income Benefits end, if You are not again Actively at Work; or 8. You start full-time active duty with the armed forces of any country or international organization; or 9. You cease to be an Eligible Employee as defined in the Definitions of this policy; or 10. The end of the month following the month You cease to be Actively at Work due to an Injury or Sickness for which you do not receive Monthly Income Benefits. 11. You request, in writing, for Your Insurance to be terminated. 18 12. You cease to be Actively at Work. However, Your Employer may continue Yo_u Insurance (unless it ends due to any of the above reasons) during the following periods: (a) until the end of the month following the month You cease to be Actively at Work due to a temporary lay-off; (b) until the end of the month following the month You cease to be Actively at Work due to a Leave of Absence; (c) until the end of the month following the month You cease to be Actively at Work due to Your being called to active duty as a reservist with the Armed Forces Reserve; (d) during an absence from work due to a Leave of Absence that is in compliance with the Family Medical Leave Act. After Canada Life determines that You are Disabled, Your Monthly Income Benefits will not be affected by: 1. termination or cancellation of the Employer's plan; or 2. termination of Your coverage; or 3. any amendment that is effective after the date You are Disabled. GDC97-16 19 INCOME FROM OTHER SOURCES As set out in the Amount of Monthly Income Benefit for Disability sections, Canada Life takes into account the total of all Your Income From Other Sources in determining the amount of Your Monthly Income Benefit. Your Income From Other Sources is any amounts that You receive'or are eligible to receive as a result of Your Disability from the following: Any amounts from the Employer as commissions, severance allowance, sick pay, or as part of any salary continuation plana Work Earnings and Rehabilitative Benefits will not be used to reduce Your Monthly Income Benefit except as described in any applicable Income Offset Method, Proportionate Method and Rehabilitation Feature. 2. Any amounts from a retirement or pension plan for which any Employer has paid any part of the cost, except for the portion of the benefits that represent Your contribution to the plan. The following are not considered to be retirement plans: a) profit sharing plans; b) thrift or savings plans; C) non-qualified plans of deferred compensation; d) plans under IRC Section 401(k) or 457; e) individual retirement accounts (IRA); f) tax sheltered annuities (TSA) under IRC Section 403 (b); g) stock ownership plans; or h) Keogh (HR -10) plans. 3. Any amounts from another group disability insurance policy or plan for which the Employer has paid any part of the cost. 4. Any amounts from another group insurance policy for which the Employer has paid any part of the cost. A group Insurance policy is one which the Employer contributes toward or makes payroll deduction for any of the following: a) other group health insurance policies to the extent that they provide benefits for loss of time from work due to disability; and b) a group life policy that provides installment payments for permanent total disability. Ow 5. Any amounts under a Workers' Compensation law, an occupational disease law, or any similar act or law. 6. Any amounts because of Your disability or retirement under the United States Social Secarity Act or under any similar plan or act, including similar plans or acts in other countries. This includes any amounts from these sources because of Your disability or retirement that a) You receive, are entitled to receive or would have been eligible to revive upon making timely application because of Your disability or retirement. b) are available with respect to Your spouse and dependents (regardless of marital status or their place of Legal Residence) because of Your disability or retirement. If You are divorced or legally separated, benefits paid directly to Your dependents will be considered. 7. Where allowed under state law, any amounts for loss of income under No-fault Auto Insurance. 8. Any amounts from a compromise, settlement, or damages whether disputed or undisputed. 9. Any amounts from the Maritime Maintenance and Cure (Jones Act). 10. Any amounts from any Unemployment Insurance Law or Program. 11. Any amounts as loss of income awards or loss of income, settlements involving liability insurance or court actions. 12. Any amount for which You are eligible and that is paid directly to a third party. 21 CC ST OF LIVING FREEZE IN INCOME FROM OTHER SOURCES After Your Monthly Income Benefit is reduced, it is not subject to further reductions based on cost of living increases provided that the increase becomes effective while You are disabled and eligible to receive the Income from Other Sources. Rules for Income From Other Sources You must apply for all the Income From Other Sources for which You are eligible and do what is needed to obtain them. If Your Social Security plan application is denied, Canada Life will assist you in appealing the decision by the Social Security plan to a level satisfactory to us. As part of Your Proof of Disability, Canada Life requires that You furnish evidence to Canada Life that You have duly applied for all Income From Other Sources for which You are or may become eligible. This includes: 1. making the application for such benefits; and 2. if Your initial application is denied, and Canada Life so recommends, making any and all available appeals. Canada Life must receive written proof that all available appeals have been exhausted. Estimate of Potential Income From Cther Sources (or other Disability Benefits) Until you have given written proof to Canada Life that all available appeals have been exhausted, Canada Life may: 1. estimate Your monthly Income from Other Sources; and 2. reduce the Monthly Income Benefit payment by that amount. If Canada Life reduces Your benefit on this basis, and if all of Your appeals are denied, Canada Life will restore the reduced amounts to You in one payment. With proper authorization from You and your Physician, Canada Life will give You or Your legal representative information from Canada Life's claim file to assist in any appeal of denied disability or retirement benefits. GDC97-17 22 AMOUNT OF MONTHLY INCOME PAYMENT Canada Life determines the amount of Your Monthly Income Payment for Total Disability as follows: Calculate the value of E as follows: A. Multiply the Benefit Percentage shown on the Schedule of Insurance for the option for which you are insured. I % Times Your Pre -Disability Monthly Earnings Answer: B. The Maximum Benefit shown on the Schedule of Insurance for the option for which you are insured: C. The smaller of A or B: D. Total all of Your Income from Other Sources: E. Subtract D from C: (C) -(D) GDC97-18 23 Answer: X A= B= C= D= E= Income Offset Method Canada Life determines the amount of Your Monthly Income Benefit for Residual Disability as follows: Calculate the value of F as follows: A. Multiply the Benefit Percentage shown on the Schedule of Insurance for the option for which you are insured. % Times Your Pre -Disability Monthly Earnings X Answer: A = B. The Maximum Benefit shown on the Schedule of Insurance for the option for which you are insured: B = C. The smaller of A or B: C = D. You will subtract a percentage of Work Earnings as follows: For the first 12 monthly payments 0% For the next 12 monthly payments 25% For the remaining monthly payments 50% The calculation is as follows: The percentage from above: % Times Work Earnings X Answer: D = E. Total all of Your Income from Other Sources: E_ F. Subtract D and E from C: (C) - (D) - (E) F = 24 Calculate the value of J as follows: G. Your Pre -Disability Monthly Earnings: G = H. Total all of Your Income from Other Sources: H= I. Your Work Earnings I = _ J. Subtract H and I from G: (G) - (H) - (I) J = Your Monthly Income Payment equals the smaller of F or J as calculated above. GDC97-20 25 No Text As long as Canada Life has not made an overpayment, Your Monthly Income Payment will not be less than the Minimum Benefit as shown on the Schedule of Insurance. You can not receive a Monthly Income Benefit for Total Disability and a Monthly Income Benefit for Residual Disability at the same time. Any time the total of.. (a) the Monthly Income Payment that You are receiving from this Policy; and (b) Income from Other Sources; and (c) any Work Earnings; exceeds 100% of Indexed Pre -Disability Monthly Earnings, then the Monthly Income Benefit under this Policy will be reduced so that the total Monthly Income Benefit from all such sources does not exceed 100% of the Indexed Pre - Disability Monthly Earnings. Monthly Income Benefits are paid monthly in arrears. Monthly Income Benefits are rounded to the nearest dollar. PRORATION Any Monthly Income Benefit payable for less than a month will be prorated based on a 30 -day month. The prorated amount may be less than the Minimum Benefit. Underpayments and Overpayments If Canada Life determines that you have been paid less than You are entitled to, Canada Life will pay You the difference in one lump sum. If Canada Life determines that You have been paid more than You are entitled to, You must reimburse Canada Life in one lump sum. If You do not reimburse Us, Canada Life may reduce or suspend Your Monthly Income Benefits each month until the lump sum has been exhausted or take other legal steps to recover the overpayment. If Canada Life reduces Your Monthly Income Benefit, the Monthly Income Benefit may be less than the Minimum Benefit shown in the Schedule of Insurance. 26 Awards of Damages You will be required to reimburse Canada Life for any benefits Canada Life pays to You if both of the following conditions are met: 1. Benefits are paid or payable under this policy with respect to You; and 2. You have a right to and do recover damages from any person, organization, or legal entity that is or may be liable for any Injury, Accident, Sickness or other event giving rise directly or indirectly, to the Disability for which benefits are payable. If the damages you are awarded, when added to the benefits paid under this plan, exceed 100% of Your lost income, You must reimburse Us for the amount that exceeds 100% of Your lost income. The amount You must reimburse will not be more than the benefits paid under this Policy. If You receive damages in one or more lump sum payments instead of in monthly payments, the reimbursement amount will be based on the amount of the award. You must provide satisfactory proof of the award to Canada Life, or We will reasonably estimate the amount to be reimbursed. Right of Reimbursement Your lawyer may represent Canada Life's rights of reimbursement. However, Canada Life reserves the right to: 1. Appoint another lawyer to act on the behalf of Canada Life; and 2. Commence an action to pursue Canada Life's rights of reimbursement directly against a third party. You agree to fully co-operate with Canada Life in pursuing Canada Life's claim against the third party. GDC97-22 27 EXCLUSIONS AND LIMITATIONS PRE-EXISTING CONDITION EXCLUSION For you if you elect Option 1 or Option 2 within 30 days after first becoming eligible: No amount of Monthly Income Benefit will be payable for any disability which is caused by, contributed to by, or resulting from a Pre -Existing Condition. A Pre -Existing Condition is any Injury, disease, Sickness, Pregnancy or mental disorder for which You did any of the following within 90 days prior to the date on which You became insured under this policy: 1. visited or consulted a physician, hospital or medical facility or 2. took clinical tests or received treatment. This includes (but is not limited to) tal=ing pills, injections or other medication to treat any condition. This exclusion will not apply if the Elimination Period for the disability begins after You have been Insured under this policy for at least 12 months. For you if you elect Option 2 more than 30 days after first becoming eligible, the amount provided in excess of Option 1 will be subject to the following: No amount of Monthly Income Benefit will be payable for any disability which is caused by, contributed to by, or resulting from a Pre -Existing Condition. A Pre -Existing Condition is any Injury, disease, Sickness, Pregnancy or mental disorder for which You did any of the following within 6 months prior to the date on which You became insured under this policy: 1. visited or consulted a physician, hospital or medical facility or 2. took clinical tests or received treatment. This includes (but is not limited to) taking pills, injections or other medication to treat any condition. This exclusion will not apply if the Elimination Period for the disability begins after the earlier of the following: The date on which You have been insured under this policy for at least twenty-four months, or 2. The date You have been free of treatment for a Pre -Existing Condition for a period of twelve consecutive months while Insured under this policy. GDC97-23 28 GENERAL EXCLUSIONS Canada Life does not pay Monthly Income Benefits if Your Disability is caused by or related to any of the following: 1. Intentional self-inflicted injury while sane or insane. 2. An act or Accident of war, declared or undeclared, whether civil or international, and any substantial armed conflict between organized forces of a military nature. 3. Taking part in a riot or civil commotion. 4. Committing or attempting to commit a felony, or engaging in an unlawful act or illegal occupation, or committing or provoking an unlawful act. 5. Committing or attempting to commit an assault. Canada Life does not pay Monthly Income Benefits for any of the following: 1. Any period v •hile You are no longer receiving Appropriate Evaluation and Treatment from a Physician. 2. With respect to mental disorder, any period while You are not under the continuing care of a Physician specializing in psychiatric care. 3. With respect to alcoholism and/or drug addiction, any period while You are not being actively supervised by and receiving continuing treatment from a rehabilitation center or a designated institution approved for such treatment by an appropriate body in the governing jurisdiction, or, if none, by Us. 4. Any period in which You fail to submit to any medical examination requested by Us. 5. Any period that You are confined to a penal or correctional institution. 6. When You have applied for Monthly Income Benefits under fraudulent circumstances. 7. Any period that any other requirement of the Policy is not met. GDC97-27 29 DISABILITY LMTATIONS Mental Illness, Alcoholism, Substance Dependency Payment of Monthly Income Benefits is limited to a maximum of 24 months during Your lifetime for Disability caused by or related to any of the following: (a) Mental Illness or (b) Alcoholism or (c) Substance Dependency This is not a separate maximum for each condition or for each period of Disability. This is a combined maximum for all periods of Disability and for all of these conditions. However, if You are confined to a Hospital because of Disability after the end of the 24 months Canada Life will pay Monthly Income Benefits during Your confinement and for up to 60 days after You are discharged if You are still Disabled. If within 60 days after You are discharged You are re -confined for at least 10 consecutive days because of the same Disability, then Canada Life will pay Monthly Income Benefits during Your re -confinement and for up to 60 days after You are discharged if You are still Disabled and for one additional recovery period up to 90 days. Payment of Monthly Income Benefits will end earlier than stated above subject to the conditions of the When Your Monthly Income Benefits End section. Mental Illness means a mental, nervous, stress-related, behavioral, or emotional disease or disorder of any type and resulting from any cause, including organic causes. Alcoholism means an addictive relationship or pattern of use of alcohol. Substance Dependency means an addictive relationship or pattern of use of drugs, chemicals, or similar substances. KUl Special Conditions PE yment of Monthly Income Benefits is limited to a maximum of 24 months during Your lifetime for Disability caused by or related to Self-reported Symptoms. This is not a separate maximum for each condition or for each period of Disability. This is a combined maximum for all periods of Disability and for all of these conditions. However, if You are confined to a Hospital because of Disability after the end of the 24 nonths, Canada Life will pay Monthly Income Benefits during Your confinemcnt and for up to 60 days after You are discharged if You are still Disabled. If within 60 days after You are discharged You are re -confined for at least 10 consecutive days because of the same Disability, then Canada Life will pay Monthly Income Be:.efits during Your re -confinement and for up to 60 days after You are discharged if You are still Disabled and for one additional recovery period up to 90 days. Payment of Monthly Income Benefits will end earlier than stated above subject to the conditions of the When Your Monthly Income Benefits End section. Self-reported Symptoms means the manifestations of Your condition which You tell Your Physician, that are not verifiable using tests, procedures or clinical examinations standardly accepted in the practice of medicine. GDC97-29 31 WHEN YOUR MONTHLY INCOME BENEFITS END Monthly Income Benefits end on the earliest of the date: 1. You are no longer Disabled as defined in the Definition of Disability provision; or 2. You are no longer receiving Appropriate Evaluation and Treatment from a Physician; or 3. that the Maximum Benefit Period ends; or 4. set out under the Disability Limitations section, if that section applies; or 5. of Your death; or 6. that Canada Life asks You for proof that You are still Disabled if Canada Life does not receive proof satisfactory to Canada Life 31 days following the date of Canada Life's request; or 7. that Canada Life asks You for details about Your Income From Other Sources, if You do not give Canada Life details within 31 days of Canada Life's request; or 8. that Canada Life asks You to be examined by: a) a Physician; or b) health care professional; or c) vocational evaluator; of Canada Life's choice, if You do not agree within 31 days of the request to be examined or if You do not cooperate with the examiner or if You decline to attend the examination; or 9. that You work, unless You are Residually Disabled and working in Rehabilitative Employment as part of a Rehabilitation Program approved by us; or 10. that You cease to reside in the United States or Canada; or 11. that You decline to participate in a Rehabilitation Program that Canada Life considers appropriate for Your situation and that is approved by an independent Physician; or 32 12. that any other requirement of the Policy is not met; or 13. with respect to mental c?isorder, any period while You are not under the continuing care of a Physician specializing in psychiatric care; or 14. with respect to alcoholism and/or drug addiction, any period while You are not being actively s�ipervised by and receiving continuing treatment from a rehabilitation center or a designated institution approved for such treatment by an appropriate body in the governing jurisdiction, or, if none, by Us; or 15. any period in which You fail to submit any medical information requested by Us, including but not limited to Attending Physician's Statements, medical test results, and medical, hospital, or psychiatric records; or 16. any period that You are confined to a penal or correctional institution. 17. You have applied for Monthly Income Benefits under fraudulent circumstances. GDC97-30 33 BENEFITS AFTER POLICY CANCELLATION Cancellation of the Policy does not by itself affect Your right to receive Monthly Income Benefits for a Disability that begins while You were Insured. You must continue to comply with all requirements set out in the Policy. GDC97-31 PREMIUM WAIVER Canada Life does not require premiums to be paid for the period during which You are eligible to receive Monthly Income Benefits. Premium payments will be required after Your Monthly Income Benefits end if You continue to be Insured. If Your claim is admitted by Us, premium will be refunded retroactively through the Elimination Period. GDC97-32 CONTINUITY OF COVERAGE UPON CHANGE OF INSURERS In order to prevent loss of coverage when this policy replaces a group disability policy Your Employer had in force with another insurer within 60 days of termination of the prior policy, Canada Life will provide coverage in accordance with the following provisions. Benefits for a Disability due to a Pre -Existing Condition may be payable to You provided: (a) you were insured under the Prior Plan on the last day before the Effective Date of this group policy; and (b) you were continuously insured under the group policy from the Effective Date of this Group Policy through the date the Pre -Existing Condition became disabling; and (c) benefits would have been payable under the prior plan if the prior plan had remained in force, taking into consideration the Pre -Existing Condition Exclusion or Limitation, if any, of the prior plan. If the above conditions are met, the benefit Canada Life pays will be the Monthly Income Benefit payable under this Policy. These benefits will be reduced by the amount of any benefits for which the prior insurer is liable. 34 Any payment Canada Life makes will be reduced by any payments made for the same Disability under the Prior Plan. 'f You cannot satisfy the above conditions and You were covered under the plan 'hat This Plan replaced at the time of transfer, benefits may be payable under —his Plan. Canada Life will give consideration towards the continuous time You were covered under the Prior Plan and This Plan. If You then satisfy the above conditions, the maximum Monthly Income Benefit Payable under This Plan will not exceed the lesser of (i) the Monthly Income Benefit under This Plan; and (ii) the Monthly Income Benefit under the Prior Plan. Payments will cease on the earlier of a) the d,,to benefits cease under this Policy; or b) the due benefits would have ceased under the Prior Plan. The applicable Pre -Existing Condition Exclusion or Limitation will apply for the amount of Monthly Income Benefits in excess of the Monthly Income Benefit provided by the Prior Plan on the last day before the Effective Date of this group policy. GDC97-33 35 SURVIVOR BENEFIT If You die while You are receiving Monthly Income Benefits, Canada Life will pay a single lump -suns Survivor Benefit. Canada Life must receive proof of Your death. The Survivor Benefit e;,uals 3 times the Monthly Income Benefit reduced by Income from Other Sauces. Any Survivor Benefit will be applied first to reduce any outstanding overpayment of Monthly Income Payments. Canada Life will pay the Survivor Benefit to Your legal spouse, if living. If Your spouse is not living, Canada Life will pay the Survivor Benefit divided into equal shares to Your children. Children must be under age 21, unmarried, and dependent on You for support and rt,aintenance. Children include step -children, adopted children, and foster children. If there is no person entitled to the Survivor Benefit living at the time of Your death, we will not pay the Survivor Benefit. GDC97-38 36 REHABILITATION FEATURE A Rehabilitation Program means a program of vocational rehabilitation acceptable to Canada Life that will lead to returning to work for the Employer or another employer. Our rehabilitation specialists will make recommendations regarding Your vocational ability with the co-operation of Your Physician and other appropriate specialists. Canada Life will base the recommendation on all of the following: (a) the nature of Your condition; and (b) the expected length of Your Disability; and (c) Your education, training, and experience; and (d) Your work potential based on vocational assessments; and (e) time and expense related to returning to work; and (f) other factors related to Your own situation. If, at any time, You decline to participate or cooperate in a rehabilitation. evaluation/assessment or plan that Canada Life feels is appropriate and approved by Your Physician, we will cease paying Monthly Income Benefits. If the Rehabilitation Program is not developed by Us, You must receive written approval from Canada Life before You start the program. If You participate in an approved Rehabilitation program, Canada Life may: (a) increase Your Monthly Income Benefit by 5% not to exceed the Maximum Benefit as shown in the Schedule of Insurance; or (b) reimburse the Policyholder 50% of Your Monthly Earnings during the first 3 months of employment; or (c) reimburse the Policyholder for reasonable modification/accommodation expense. GDC97-40 37 MEDICAL PREMIUM SUPPLEMENT BENEFIT Canada Life will pay to Your Employer a monthly amount to be applied toward Your premium for medical coverage under the Medical Plan sponsored by Your Employer. The payments will be mae'e provided You are receiving Monthly Income Benefits under this Policy for Risa? ility. Medical Premium Supplement Benefit payments will be riade for a nuximum of 12 monthly payments with respect to any continuous period of Disability. The monthly amount of Medical Premium Supplement Benefit payable will be equal to the lesser of: (i) Your actual contribution toward the medical premium; or ii $300.00. For the purposes of this provision, Medical Plan means a program: (i) that provides medical benefits to a person and (ii) for which You are eligible as of result of employment with Your Employer. GDC97-54 38 CLAIM PROVISIONS NOTICE OF CLAIM You must give written notice to Canada Life of a claim within 30 days after the date You complete the Elimination Period. If this is not reasonably possible, You must give Canada Life the written notice as soon as it becomes reasonably possible. Such notice must include Your name, Your address and policy number. When Canada Life receives Your written notice, Canada Life will send You claims forms that You must complete. PROOF OF DISABILITY You must give Canada Life written Proof of Disability within 90 days after the end of the Elimination Period. If this is not reasonably possible, You must give Canada Life Proof of Disability as soon as it becomes reasonably possible, but not later than one year after the end of that 90 day period unless You lack legal capacity. If the Policy ends, You must give written notice and Proof of Disability for a Disability that began before the Policy ended within 90 days after the Policy ends. Proof of Disability will include information from Your Physician about Your condition. You must authorize the release of Your medical information. You must give Canada Life any other information and items that Canada Life requires to support Your claim. Canada Life reserves the right to determine if Your Proof of Disability is satisfactory. TIME OF PAYMENT OF CLAIM When We receive satisfactory Proof of Disability, benefits payable under this Policy will be paid monthly during any period for which we are liable. Any balance which remains unpaid at the end of the period for which we are liable will be paid at that time. EXANIINATIONS Canada Life may require You to be examined at the expense of Canada Life by one or more Physicians, health care professionals, or vocational evaluators of Canada Life's choice. Canada Life may require examinations at any time and as often as reasonably necessary. Canada Life will deny or stop Monthly Income Benefits if You do not attend an examination or if You do not cooperate with the examiner. Additionally, Canada Life reserves the right to have the Eligible Employee interviewed by an authorized representative of Canada Life. 39 OUR RIGHT TO REQUIRE PROOF OF FINANCIAL LOSS Canada Life has the right to require written proof of financial loss. This includes, but is not limited to: 1. statements of Pre -Disability Income; 2. stateme js of income received from All Sources while disabled; 3. evidence that due application has been made for all other available benefits; 4. tax returns, tax statements, and accountants' statements; and 5. any other proof Canada Life reasonably may require. Canada Life may perform financial audits at the expense of Canada Life as often as it reasonably may require. Payment of benefits may be contingent upon the proof of financial loss being satisfactory to us. 17ROOF OF CONTINUING DISABILITY From time to time You must give proof satisfactory to Canada Life at Your expense that You are still Disabled. Canada Life will ask You for this proof at reasonable intcrvals. Canada Life will stop Monthly Income Benefits if You do not give proof" satisfactory to Canada Life that You are still Disabled. Canada Life may investigate Your claim at any time. 40 IF YOUR CLAIM IS DENIED If Canada Life wholly or partly denies Your claim, Canada Life will give You written notice of Canada Life's decision. Canada Life will: tell You the specific reason or reasons for the denial; and refer to the Policy provisions on which the denial is based; and describe any additional information or documentation You must submit to support Your claim. If You want Canada Life to review a denial, You must ask Canada Life in writing within 60 days after receiving notice of the denial. When You request a review, You may give Canada Life written comments and additional items to support Your claim. Canada Life will review Your claim after receiving Your written request. Canada Life will give You written notice of Canada Life's decisic n within 60 days after Canada Life receives Your request, or within 120 days if special circumstances make an extension necessary. The Plan Administrator grants to Canada Life full discretion to interpret all claims evidence and materials, and to make all claims decisions under the contract, except as otherwise provided by law. GDC97-44 41 GENERAL PROVISIONS ASSIGNMENT You cannot assign Your rights or benefits under the Policy. CURRENCY All payments made to or by Canada Life will be made in United States dollars. CLASS MEMBERSHIP You may only be Insured under one Class only at any time. MISREPRESENTATION OF EMPLOYEE INSURANCE Any statement You make in an application to become Insured is a representation and not a warranty. No representation made by You in an application to become Insured will be used to reduce or deny Your claim or contest the validity of Your Insurance unless: (a) your Insurance would not have been approved except for Your misrepresentation; or (b) your misrepresentation is contained in a written instrument signed by you; or (c) we give You or Your representative a copy of the written instrument that contains Your misrepresentation. INCONTESTABILITY OF EMPLOYEE INSURANCE After Your Insurance has been in force for twenty-four months, Canada Life will not use misrepresentations made by You in an application to become Insured to reduce or deny Your claim for a Disability beginning after the end of the two year period or to contest the validity of Your Insurance, unless the misrepresentations are fraudulent._ This section does not prevent Canada Life from using at any time a defense based on: (a) non-payment of premium; or (b) any other provision of the Policy; or (c) any other defense that is allowed by law. 42 MISSTATEMENT OF AGE OR OTHER FACTS If Your age or any other fact was misstated, Canada Life will use the correct facts to determine whether You are Insured and if so, for what amount and duration. ERRORS You must be properly Insured under the Policy. An error or omission by the Plan Administrator or the Claims Administrator will not cause You to become Insured. An error or omission by the Plan Administrator or the Claims Administrator will not cancel Insurance that should continue nor continue Insurance that should end. The requirements of the Policy must be properly met for any change in the amount of Your Insurance to take effect. AGENCY The Employer and any administrator appointed by the Employer are not agents of Canada Life for any purpose. Canada Life is not liable for any of their acts or omissions. CHANGES TO POLICY This policy may be amended at any time by written agreement between the Policyholder and Canada Life without the consent of or notice to any other individual. Any amendment to this policy must be in writing and be attached to it. The amendment must bear the signature or a reproduction of the signature of one or both of the President or Secretary of Canada Life. If a person who is insured is not Actively at Work on the Effective Date of the amendment, the effective date with respect to that person will be on the date that he is again Actively at Work. However, if the amendment reduced the amount of insurance to which the person is entitled, the effective date will be the effective date of the amendment. It is understood that, if this policy is amended during a person's continuous period of Disability, the amendment will have no effect on the amount of his Insurance during that same continuous period of Disability. 43 ENFORCEMENT OF POLICY TERMS If at any time Canada Life does not enforce a provision of the Policy, Canada Life still retains its right to enforce eat provision at its option after providing notice. LEGAL ACTIONS You may not begin a legal action until 60 days after You have given Canada Life written proof of claim. You may not begin a legal action more than 36 months after giving the proof of clam. If these time limits for legal actions are shorter than that required by the law of the Applicable Jurisdiction, the time limits will be extended to the minimum requirements of that law. EFFECT ON WORKERS' COMPENSATION The coverage provided by the Policy is not a substitute for coverage under a workers' compensation or state disability income benefit law and does not relieve the Employer of any obligation to provide such coverage. GDC97-45 44 SUMMARY PLAN DESCRIPTION INFORMATION 1. The Name of the Plan is Group Long Term Disability Plan. 2. The Name and Address of the Policyholder is: City of Lubbock 1625 13th Street Lubbock, TX 79401 3. The Employer Identification Number is 75-6000590. 4. The type of Plan is Group Long Term Disability Benefits. 5. The type of Administration is Policyholder Administered. Benefits under this plan are provided through insurance in accordance with the terms and conditions of the group contract issued by the Claims Administrator who is The Canada Life Assurance Company, Atlanta, Georgia 30348. You must be eligible in order to be entitled to benefits under the plan. The eligibility requirement of the plan and the benefits You are insured for are explained in detail in the General Definitions portion of this booklet. 6. The Name, Address and phone number of the Plan Administrator is: City of Lubbock 1625 13th Street Lubbock, TX 79401 (806)775-2317 45 7. The Agent for Service of Legal process on the Policyholder is: City of Lubbock 1625 13th Street Lubbock, TX 79401 The Plan Administraor is responsible for the administration of the plan and is designated agent for the service of legal process for the plan. Functions performed by the Plzen Administrator include: the receipt and deposit of any required contributions, maintenance of records of plan participants, ar thorization and payment of plan administrative expenses, selection of itsurance consultants, selection of the insurance carrier, and the do termination of eligibility of individual claimants for receipt of benefits. 8. The source of contribution to the Plan is the Employer -Employee. 9. The Plan Year begins on December lst. 10. This Plan is not maintained pursuant to one or more collective bargaining agreements. You must continue to be a member of an eligible class and continue to make any required contributions in order to remain insured. The events which will cause Your insurance to terminate and the circumstances under which benefits after termination are payable are described in this booklet. When You have a claim, Your Human Resources Office will assist You and provide the claim forms needed to file for benefits. To avoid loss of benefits due to late filing You should take care to file Your claim within the required time period. Canada Life authorizes and makes payment of benefits. If a claim is not paid in full, Canada Life will furnish notice which will specify the reason or describe the additional information required to perfect the claim. If any claim for benefits under the Plan is denied, You will be given the reason for denial in writing usually within 90 days after receipt of the claim by the Plan or within 180 days under special circumstances requiring a delay in processing the claim. If such extension is required, you will be given written notice of the extension prior to the initial 90 day period. This notice of extension shall state the special circumstances that require the extension and the date by which a final decision will be made. ER You, or a person on your behalf, may ask for a review of the denied claim in writing within 60 days of receipt of the denial notice. This written request for review should ,'.:ate the reasons why you feel your claim should not have been denied. It should include any additional documents which you feel support your claim. You may also ask additional questions or make comments and you may review pertinent documents. In normal cases, you will receive the final decision within 60 days of the date your request for review is received. In special cases requiring a delay, you will receive notice of the final decision no later than 120 days after your request for review is received. The plan of insurance will teminate at the earliest occurrence of the following events: 1. When the Policyholder delivers or mails to Canada Life a written notice requesting termination; or 2. 31 days following the Policyholder's failure to make a premium payment; or 3. Canada Life elects not to renew the contract. GDC97-46