HomeMy WebLinkAboutResolution - 2001-R0314 - Loan Application For Housing Rehabilitation And Reconstruction Program Funding - 08/30/2001Resolution No. 2001-RO314
August 30, 2001
Item No. 25
RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the Mayor of the City of Lubbock BE and is hereby authorized and directed to
execute for and on behalf of the City of Lubbock, a Section 108 Loan Application to the U.S.
Department of Housing and Urban Development for the funding of the Housing Rehabilitation
and Reconstruction Program, and all related documents. Said Application is attached hereto
and incorporated in this resolution as if fully set forth herein and shall be included in the
minutes of the City Council.
Passed by the City Council this 30th da:
ATTEST:
Re ecca Garza, City Secretary
AS TO CONTENT:
Nancy Haneyr
Communityelopme t Manager
AS TO FORM:
y S. o -
Assista�{ 4 Attorney
cp ccd0
cs/HUD-Sec108App1.res
August 21, 2001
Resolution No. 2001-RO314
SAMPLE APPLICATION FORM
To complete and submit your Sample Application Form, answer the
following 10 questions. For ease in preparing your responses, we suggest you
download the Form and save it as a Word Document. When completed, attach the
Sample Application Form to an e-mail message and send it to your local CPD
Director. If you don't have e-mail, you can fax a copy of your completed Sample
Application Form to the CPD Director.
TEN BASIC QUESTIONS TO FINANCING YOUR
ECONOMIC DE VEL OPMENT PROJECT
I. Project Description
Describe your project. Provide sufficient detail for a clear
understanding. For example:
• What is the purpose of the project?
• Who will own the land?
• Who will own the improvements?
• What type of business(s) will be assisted?
The purpose of the Section 108 application is to provide the necessary funding
for the Community Development Department to offer a Housing
Rehabilitation and Reconstruction Program within the city limits of Lubbock.
The hope is to bring substandard housing up to the current code. This will be
accomplished by rehabilitating those houses that are just in need of repair.
Reconstruction will only be used when the house in not salvageable. We will
strive to provide decent, safe, and sanitary housing to individual families.
This will, in turn, serve as an improvement for the entire community as a
whole.
The land that will be targeted through the program will remain in the
ownership of the homeowner. Our program will be used to assist
owner/occupants, only. The City of Lubbock, through the Urban Renewal
Agency Board, will place a lien on the property equal to the amount of the
work completed on the residence.
Community Development staff is currently administering several similar
programs. The expertise necessary to carry out this project is already in
place. We have four Rehab Loan Specialists. Their duties will include
soliciting the application, underwriting the application, and to service it after
approval. This will include accepting payments and any collection work that
will be necessary. The entire loan process will be handled in house. Also, CD
has five Housing Inspectors that will oversee the construction work on the
homes. Since the department is currently operating a similar project, staff is
also aware of the relocation guidelines that must be followed.
Steps that will be followed during the process:
1. Advertise city wide for participants
2. Accept applications for program
3. Housing Inspector will complete inspection of home
4. Determination is made whether house should be rehabilitated or
reconstructed
5. Write-up is completed and bids are solicited
6. Contractor is awarded job
7. Contractor and homeowner execute a contract for the pending work
8. Payments begin once the work is completed
The main goal of the program is to have a large injection of funds dedicated
to the improvement of the housing conditions for families of low- to
moderate -income within Lubbock. We plan to utilize the program income in
a way that will allow Community Development to eventually offer a self-
sustaining Rehabilitation and Reconstruction Program. This will probably
mean the submission of future Section 108 applications dedicated to this same
idea.
2. Sources and Uses
Indicate how the financial sources (including the Section 108 loan) will
relate to the project costs (uses). For example:
• Show each financing source and its related dollar amount;
- Be sure to include the of debt and/or equity the owners of
developers will be putting into the project;
• Show how the sources will be allocated to the principal project cost
components.
Sources and Uses Statement
Sources:
Section 108 Loan
$2,00000
Total Sources:
$2,000,000
Uses:
Construction/Rehab/Demo
$1,776,000
Remediation of lead paint (5%)
$100,000
Marketing of Program (to be done in conjunction w/other CDBG/HOME
Programs)
$0
Soft Costs (Title Search & Filing Fees)
$24,000
Contingency (5%)
$100,000
Total Uses:
$2,000,000
3. Project Structure and Participants
Describe the principal parties in your deal and how funds will flow to the
project. For example:
• Who will be the principal developer?
• Who will be the developers' contractor? leasing agency?
• Who will provide the equity?
• Who will provide the permanent financing?
• Who will own the assets upon completion?
Indicate the type of entity that will act as the borrower of the Section 108
loan funds and undertake the project. For example:
• The City will borrow loan funds to undertake the project;
• A designated public agency (DPA) will borrow loan funds to carry
out the project;
• The City or its DPA will borrow loan funds and re -lend them to a
"qualified" community-based development organization (CBDO) or a
subrecipient to carry out the project;
• The City or its DPA will borrow loan funds and re -lend them to a
third party, such as a for-profit business, to carry out the project.
a. The City of Lubbock will borrow the Section 108 loan funds
to undertake the Housing Rehabilitation and Construction
Program.
b. The department organization is depicted below.
Community Development 2001 Organizational Chart
Citbenr of Lubbock
City CouncJ
Bob Caaa City Manager
��Tammy femaslu�
Atsbtant City Manager
�.._ Naney Haney
Manager
PAVilis Bmm�
Fleld Serviro ConrJinator
Brat Reel
Senior Huusing lnspecta r
i4y Adax Rusxell Sell i S vete Stmwn— RoJnyUnnvn t
DaryManA.
lmce Ahmnt
VolanJa Pmtnno
Adminbtmtive Asaismnt
Terri Marti_
Rehab Lia. Spedalbt
..._.._.... _.... _.. __...........
Rosa Salazar
Rehab I—Specialist
Carol Furrealer
Rehab loan Spedaliat
Sham. Pattilm
Real Estate SpexMW
RMnJa Ratliff-Wilri Todd Staelman
Armunb Analyst ! . Contract Manneroent Cardinamr
liaa Mamvia
Bill }krwcrton,J�
Ba�kkeeper
[ Sr. PmgmmSpeeialist
Jce Rangel
Ls,na McGrew
Rehab loan Spedalut
Prot m5pvdalist
Karon Mu
ud
i Pmgmm Sla: list
Leric Eaton
1.... Prrgram Slwda.
? -Carolyn h. Ii.}9
i AJmini irativc Aaeistant i
C. The homeowner themselves will provide the equity for the
program. The homeowner must have a minimum of 10%
equity in the house before they are qualified to apply under
the program.
d. The only permanent financing that will be used for the
program will be the Section 108 loan funds. There will be
no second party permanent financing involved. The
Community Development Department will service all of the
loans in-house. To reiterate, the necessary staff needed to
service the loans is already in place.
e. The homeowner will actually be the owner of the assets
following the completion of the work. The City of Lubbock,
through the Urban Renewal Agency, will have a lien on the
individual properties in the amount of the funds expended
on the house. This will be accomplished through a Deed of
Trust.
f. Individual homeowners applying for the loans will not be
eligible if they have any outstanding CDBG loans.
g. The developer in this project is the City of Lubbock. All
work will be bid out to approved and eligible general and
demolition contractors. Since the project is only for single
family homeownership homes, there will be no need for a
property manager. This results in no identity of interest
relationship.
4. fta-yment Schedule
Indicate your preferred repayment schedule. Show the amount of
principal, in a minimum increment of $1,000, to be repaid annually.
Note that the maximum allowable term is 20 years.
Community Development is seeking to set up an 8 -year payback of the
Section 108 loan. The expedited payback will allow us to quickly meet our
obligations for the loan and allow us to then start accumulating program
income to be used to extend the Housing Rehabilitation and Reconstruction
Program.
Calendar Year
2002
2003
2004
2005
2006
2007
2008
2009
Principal Amount to be Paid
$250,000
$250,000
$250,000
$250,000
$250,000
$250,000
$250,000
$250,000
Total Principal To Repay $290001,000
Community Development plans to make the annual principal payment of
$250,000 on the required August 1 payment date. The interest payments will
be made on the February 1 and August 1 dates stipulated through the Section
108 Program. This means that 50% of the annual interest will be paid on
each date.
5. Collateral
Apart from the underlying pledge of the CDBG entitlement, the Section
108 program requires that each loan be collateralized. Describe the
collateral for the Section 108 loan; and, if applicable, the proposed
collateral for other project debt. Examples of collateral might be:
• A first or second lien on real property;
• A lien on machinery or equipment;
• The pledge of an income stream; or
• A pledge of future tax increments.
Beyond the CDBG Entitlement, the Section 108 Loan will be collateralized
through a first or second lien on the homes that participate in the program.
As has been mentioned previously, Community Development staff is currently
operating several programs that result in a substantial amount of a monthly
in -flow of cash. The average received in the revolving fund over the past
eighteen months is approximately $39,000 per month. We have obviously had
fluctuations during that period of time, but staff feels very comfortable with
the stability of this source of funds. This program income comes only from
our Housing programs that require some level of payback. This excludes
repayment amounts from our Micro Loan Program and from our non-profit
agencies.
6. Project Implementation
Indicate the estimated project schedule, and at what point Section 108
financing will need to be in place.
The project would require three years to complete. The Community
Development Department will be ready to begin the implementation at
any time. For example if the Section 108 funds become available in
March 2002, staff would begin the program in April 2002. This would
result in the completion of the program being in April 2005. Project
completion will be 36 months from the date that the funds are made
available to the Department.
7. Eligible Activitv
Indicate how the activity(s) you will be undertaking is eligible under the
Section 108 Loan Guarantee Program.
The Housing Rehabilitation and Reconstruction Program will be
carried out for the purposes of providing or improving permanent
residential structures, which, upon completion, will be occupied by
low- and moderate -income households. This includes but is not
limited to, the rehabilitation of property for an individual
homeowner. Housing activities that are eligible under the CDBG
program are also eligible under Section 108.
8. National Objective
Each eligible activity must meet a national objective. Indicate how your
activity will meet a national objective.
The program will be a Limited Clientele activity. The Housing
Rehabilitation and Reconstruction Program will consist of income
eligibility requirements that will limit the accessibility of the services
to only low- and moderate -income persons.
9. Public Benefit Standards
If your proposed project will be an eligible special economic
development activity (sd set forth at 24 CFR 570.703(1)(1) or (2), it must
provide a certain level of public benefit. For example, if it is a job
creation or retention activity, it must create or retain a proportionate
number of jobs for the dollar amount of CDBG assistance. If the project
serves a low- and moderate -income community, the amount borrowed
must result in a proportionate level of benefit to low- and moderate -
income persons living within the service area.
Therefore, if applicable, indicate the following:
The total amount of CDBG funds (e.g., Section 108 funds, EDI,
BEDI, and any other CDBG-related funds) to be used in the project:
• The total number of permanent full-time equivalent jobs to be created
or retained as a result of the project:
• The total number of low- and moderate -income persons living within
the project's service area: ;
This project will not include an eligible special economic development
activity nor will it be expected to provide a certain level of public benefit,
so the public benefits standard will not be applicable.
10. Whom May We Contact
In order for a CPD Representative to contact you directly, please provide
the following:
• The name and title of contact person
• A street mailing address (No PO Boxes please.)
• A telephone number and fax number
• An e-mail address
Todd Steeman, Community Development Contracts Manager
162513"' Street
Lubbock, TX 79401
Phone: (806) 775-2297 Fax: (806) 775-3081
Tstee1man@mai1.ci.1ubbock.tx.us
SUBMITTING YOUR
SAMPLE APPLICATION FORM
To submit your Sample Application Form, simply attach it to an e-mail
message scheduled for delivery to your local CPD Director.
Upon receipt of your Sample Application Form, a local CPD Representative
will contact you. At that time, you'll have an opportunity to obtain answers to
any additional questions you may have about Section 108 financing.