HomeMy WebLinkAboutResolution - 2001-R0085 - Grant To City From Texas Historical Commission - 03_06_2001Resolution No. 2001-R0085
March 6, 2001
Item No. 20
RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the Mayor of the City of Lubbock BE and is hereby authorized and
directed to execute and accept for and on behalf of the City of Lubbock a $1,140 Grant
for their participation in the FY2001 Certified Local Government program and any
associated documents, by and between the City of Lubbock and the Texas Historical
Commission. Said Grant is attached hereto and incorporated in this Resolution as if
fully set forth herein and shall be included in the minutes of the Council.
Passed by the City Council this 6th _ day of
ATTEST:
P, , " -'el 'fl� - C- j—)a N " Q,
Rebecca Garza, City Secretary
March , 2001.
WINDY S N,
MAYOR -
APPROVED AS TO CONTENT:
/Zd-.,A61S0yN1-
Randy'Henson
Sr. Planner
ALS:cp L:1Cityatt
February 26, 2001
AS TO FORM:
TxHistoricalCommGrant.res-3 & ccdocs
0 TEXAS
HISTORICAL
COMMISSION
The State Agency for Historic Preservation
December 15, 2000
Wade Shoop
City of Lubbock
P.O. Box 2000
Lubbock, TX 79457
Dear Mr. Shoop:
Resolution No.
March 6, 2001
Item No. 20
GEORGE W. BUSH, GOVERNOR
JOHN L. NAU, III, CHAIRMAN
F. LAWERENCE OAKS, EXECUTIVE DIRECTOR
2001—R0085
The Texas Historical Commission is pleased to announce the allocation of a $1,140.00 grant to the City
of Lubbock in conjunction with your participation in the FY 2001 Certified Local Government program
(see attached list of approved projects.) The U.S. Department of the Interior, National Park Service,
provided funding for this grant under the provisions of the National Historic Preservation Act of 1966.
The National Park Service recently approved your Project Proposal. To remain eligible for this grant
allocation, it is necessary for the project coordinator and the project professional, if applicable, to
participate in a grant orientation session. Designed to familiarize them with the granting process, this
session will provide an opportunity to discuss your project with the Commission staff members
responsible for its coordination. Please note that no work should begin prior to your grant orientation
session and finalization of a written contract (copy under separate cover) between you and the Texas
Historical Commission.
Failure to participate in this orientation session and to submit a signed contract before commencement of
work on this project will be cause for this grant allocation to revert to the Texas Historical Commission
for reallocation to another project. Upon receipt of this letter, please contact Bratten Thomason at (512)
463-5997 to arrange the necessary grant orientation session. We look forward to working with you in this
most worthwhile preservation endeavor.
Sincerely,
F. Lawerence Oaks
Executive Director
cc: Betty Carr, Chair of Local Review Commission
Windy Sitton, Mayor
Robert Duncan, State Senator
Larry Combest, U.S. Representative
P.O- BOX 12276 • AUSTIN, TX 78711.2276 • 512/463-6100 • FAX 512/475-4872 • TAD 1-800/735-2989
www.thcstate.tx.us
0 TEXAS
HISTORICAL
COMMISSION
The State Agency for Historic Preservation
I. PARTIES
Resolution No. 2001-R0085
GEORGE W. BUSH, GOVERNOR
JOHN L. NAII, 111, CHAIRMAN
F. LAWF.RI:NCE OAKS, EXECUTIVE, DIRECTOR
GRANT CONTRACT
The parties to this contract are the Texas Historical Commission, an agency of the State of Texas,
hereinafter referred to as Commission; and the City of Lubbock hereinafter referred to as
Contractor.
II. PURPOSE
This contract is entered into pursuant to a grant made to the Commission for Fiscal Year 2001, by
the U.S. Department of the Interior, National Park Service, under the provisions of the National
Historic Preservation Act of 1966, P.L. 89-665 (16 U.S.C. Sec. 470 0. This grant is made for the
purpose of funding a project or projects to be undertaken by the Contractor as a participant in the
Certified Local Government program.
III. SERVICES TO BE PROVIDED
The following services are to be provided within the contract period on a schedule to be agreed
upon by the parties to this contract. However, the services designated with specific deadlines must
comply with those deadlines.
The Contractor shall undertake and complete the project and/or projects as set out in the
Approved Project Notification (with detailed budget) and attached Environmental Certification
(Attachment A). Products developed under this agreement must conform to the expectations of
the Commission and the Project Proposal, as stipulated in Attachment B.
Project personnel employed by the Contractor shall meet the Standards for Professional
Qualifications as outlined in 36 CFR 61 (Attachment C), and be employed by competitive
procurement. Regulations of the U.S. Department of the Interior strictly prohibit unlawful
discrimination in federally -assisted programs on the basis of race, color, and/or national origin.
Therefore the Contractor must sign DI Form 1350 (Attachment D) and return signed form to the
Commission with this contract. In all cases the person(s) employed by the Contractor to complete
the work specified in this contract must meet with the approval of the Commission. The
professional staff hired must also attend an orientation session with the Commission's National
Register staff prior to commencing work.
IV. AMOUNT OF THE CONTRACT
The total amount of this contract shall not exceed $1,140.00. The Commission shall reimburse the
Contractor exclusively from U.S. Department of the Interior grant-in-aid funds for historic
preservation (Certified Local Government), and this contract is subject to the availability of those
funds.
P.O. BOX 12276 • AUSTIN, TX 78711-2276 - 512/463-6100 - FAX 512/475-4872 • TDD 1.800/735.2989
www. thc.state. tz. us
V. DOCUMENTATION AND PAYMENT
Contractor will provide invoices to the Commission as costs are incurred and work is completed,
but not more frequently than monthly. Upon the receipt and approval of invoices from the
Contractor, the Commission shall authorize payments to the Contractor up to the total grant sum
as specified in the Grant Award letter (Attachment E). Such payments shall be made as requested
for services actually rendered, or if mutually agreed, in one lump sum upon completion and
approval of all the requirements set forth in this agreement. It is further agreed that a sum not to
exceed 25% of the total granted sum will be retained by the Commission until all stipulated
materials and properly documented reimbursement requests are submitted by the Contractor.
VI. PERIOD
This contract shall commence on December 1, 2000 and shall terminate on December 31, 2001.
It is further agreed that all materials stipulated in Attachment A and B and all reimbursement
requests shall be submitted to the Commission by January 31, 2002.
In accordance with National Park Service (NPS) grant requirements, any CLG failing to have its
grant project finalized, reviewed and approved by the THC and the NPS within 24 months from
the beginning of the fiscal year of the grant cycle must forfeit its grant funds.
The Texas Historical Commission requires that CLG grant projects be completed within the grant
contract period from December 1, 2000 to December 31, 2001 so that the THC may obtain final
NPS review and approval in a timely manner.
VII. INDEPENDENT CONTRACTOR
The contractor is a Texas Municipal Corporation. It is not an agency of the State of Texas. It is
expressly understood and agreed that any subcontractor is an independent contractor and not an
employee of the Texas Historical Commission. The contractor or any subcontractor shall not be
considered the agent, the servant, or the employee of the Commission for any purpose
whatsoever.
VIII. OWNERSHIP OF PRODUCTS OF THIS CONTRACT
All material, concepts and products produced, developed or conceived by the Contractor during
or arising out of the contract shall remain the property of the Commission. The Contractor shall
have an unrestricted right to use any or all materials so produced, developed, or conceived at no
additional cost; in addition, 3 copies of all publications and videos are to be supplied to the
Commission before final reimbursement is made. All materials published, printed, or used for
public distribution funded in whole or in part by the this grant shall note the following on the
materials:
2
This project was funded in part through a Certified Local Government Grant from the
National Park Service, U.S. Department of the Interior, as administered by the Texas Historical
Commission.
The contents and opinions, however, do not necessarily reflect the views and policies of
the Department of the Interior, nor does the mention of trade names or commercial products
constitute endorsement or recommendation by the Department of the Interior.
This program receives Federal funds from the National Park Service. Regulations of the
U.S. Department of the Interior strictly prohibit unlawful discrimination in departmental
Federally Assisted Programs on the basis of race, color, national origin, age or handicap. Any
person who believes he or she has been discriminated against in any program, activity, or
facility operated by a recipient of Federal assistance should write to: Director, Equal
Opportunity Program, U.S. Department of the Interior, National Park Service, P.O. Box 3 712 7,
Washington, D.C. 20013-7127.
IX. TERMINATION
Either party to this contract may terminate by giving seven days written notice to the other party.
In the event notice of termination is given, all work by contractor shall cease and no amount shall
be paid by Commission for work performed following receipt of notice of termination by
Contractor. Contractor shall be paid for all work performed prior to the notice of termination in
accordance with the terms of the contract. Final invoices shall be submitted to Commission not
later than 30 days following the date of termination of this contract.
X. APPLICABLE LAWS
This contract shall be governed by and construed in accordance with the laws of the State of
Texas and the rules and policies of the Commission.
XI. AUDIT
The Commission may audit the Contractor's records to verify the costs or expenses incurred in
the performance of this contract or may, at its option, require an audit of the Contractor's records
by an independent accounting firm, at Contractor's expense, or by Federal auditors to verify costs
or expenses incurred in the performance of the contract. The Contractor shall keep accurate
financial records available for audit three years from Project End Date. In addition to the terms
detailed in this Agreement, all federal requirements governing grants (Office of Management and
Budget Circulars A-87 or A-122, A-102 or A-110, A-133, and A-128) are applicable.
MI. ATTACHMENTS
The following documents are included in and shall be a part of this contract for all purposes:
Attachment A: Approved Project Notification and attached Environmental Certification
Attachment B: Expected Products
Attachment C: Standards for Professional Qualifications
Attachment D: DI form 1350
3
This contract is the entire agreement between the parties. Any changes, deletions, extensions, or
amendments to this contract shall be in writing and signed by both parties to the contract. Any
other attempted changes, including oral modifications, written notices that have not been signed
by both parties, or other modifications of any type, shall be invalid. In some cases, adjustment of
the contractual requirements may be necessary pursuant to recommendations by the National
Register Department, Texas Historical Commission, with the approval of the U.S. Department of
the Interior.
The terms of this contract are accepted by the parties to the contract. Persons signing are
expressly authorized to obligate the parties to the terms of this contract.
Texas Historical Commission
r
Signature
F. Lawerence Oaks, Executive Director
Typed Name and Title
1 .P. /ls'-Od
Date
APPROVED AS TO FORM:
S'gna e
Joe H. Thrash, Assistant Attorney General
Typed Name and Title
�L/8/0�
Date
-r
Contractor
Signature
Windy Sitton, Mayor
Typed Name and Title
March 6, 2001
Date
ATTEST
Rebecca Garza
City Secretary
0
PROJECT NOTIFICATION
TITLE: National Register nomination
AREA AFFECTED BY PROJECT
(counties): Lubbock
CONGRESSIONAL DISTRICT:
19
STATE CONTACT PERSON:
Bratten Thomason 512/463-5997
1. SUBGRANTEE:
Lubbock
P.O. Box 2000
Lubbock, TX 79457
2. NONFEDERAL MATCHING SHARE:
GRANT NUMBER: 48-01-16444.016
TOTAL PROJECT COST: $2,627
FEDERAL SHARE: $1,140
NONFEDERAL SHARE: $1,487
TYPE: NEW X REVISION
PRE -DEVELOPMENT: YES_ NO_
DONOR: Subgrantee
SOURCE: Lubbock
KIND: Cash/In Kind
AMOUNT: $1,487
3. BUDGET: (Funding for this project is offered on a matching ratio of 60% provided by the Commission
and at least 40% provided by the Contractor)
IN KIND MATCH
FEDERAL
TOTAL
Research Assistants
$640
$640
Photographic Expenses $500
$500
$1,000
Consultant Fees
$987
$987
TOTAL: $500
$2127
$2627
4. PURPOSE: National Register nomination for the original terminal building on Lubbock International Airport.
5. BEGINNING AND END DATES: December 1, 2000 through December 31, 2001
6. No program income will be generated.
7. An Environmental Certification is attached.
ENVIRONMENTAL CERTIFICATION
Based upon a review of the application, proposal narrative, and the supporting documentation
contained in the application, it has been determined that the proposed HPF project,
Meets the criteria for categorical exclusion under 516 DM 6. (You must indicate the appropriate
categorical exclusion from those listed in Section A.4 of Chapter 11 of the Historic Preservation
Fund Grants Manual.)
A.4.a(1-11); A.4.b.(1,2,9); A.4.c.(1-12); A.4.f.(1-3,9); A.4.g.(1,6).
Applicable Categorical Exclusion [give number of exclusion from Section A.4. of Chapter 11
[e.g.,A.4.c(6)]
Lawerence Oaks, Executive Director
Title
I Concur:
Date
Grant Awarding Official Date
National Park Service
Resolution No. 2001-R0085
ATTACHMENT B
EXPECTED PRODUCTS OF A NATIONAL REGISTER NOMINATION
Individual properties or historic districts may be addressed by nominations to the National
Register of Historic Places. Groups of properties may be nominated within a Multiple Property
format as the result of the comprehensive analysis of all historic properties within a given
geographic area. This includes any combination of buildings, districts, sites, structures and
objects significant at the local, state or national level. The products of a nomination must
conform to the attached U.S. Secretary of the Interior's Guidelines for Evaluation, Registration
and Documentation. The full range of products includes:
A Research Design detailing the methodology and scope of nomination must be submitted to the
THC within two months of the commencement of the contract.
Property type analysis and registration requirements for nominated properties must be
submitted to the THC within four months of the commencement of the contract.
Historic contextual information must be included for all appropriate criteria for listing. The
narrative should focus on theme, time period and geographical limits appropriate to the
resources. The first draft version must be submitted to the THC within six months of the
commencement of the contract. Subsequent drafts must be provided at regular intervals prior to
submission of the final nomination.
Photo documentation must include labeled 8"x10"black and white photographs of individual
properties or those cited as representative for a district nomination. Two copies of each photo
must be provided to the THC within nine months of the commencement of the contract.
Maps, including locational maps for each property nominated, must be provided to the THC
within nine months of the commencement of the contract. Maps for historic districts must
include identifying site numbers and Contributing or Noncontributing status for each property.
Site maps must be included for individual properties with multiple components. Appropriate
contextual illustrations (such as historic plat maps) must be provided.
Ownership information and verbal boundary descriptions must be provided for each nominated
property.
Nomination forms must be fully completed for each property nominated. Final versions of the
above documentation must be submitted within one year of the commencement of the contract.
All of the above -mentioned products become the property of the THC upon completion of the
grant project. Nomination projects may modify the full range of products, as specified by the
attached Project Proposal.
Federal Register / Vol. 48. No. 196 / Thursday, September 29, 1983 / Notices 44723
the defined identification goals for the
historic context(s): then the goals are
adjusted accordingly. In addition, the
historic context narrative, the definition
of property types and the planning goals
for evaluation and treatment are all
adjusted as necessary to accommodate
the new data.
Reporting Identification Results
Reporting of the results of
identification activities should begin
with the statement of objectives
prepared before undertaking the survey.
The report should respond to each of the
major points documenting:
1. Objectives:
2. Area researched or surveyed;
3. Research design or statement of
objectives;
4. Methods used, including the
intensity of coverage. If the methods
differ from those outlined in the
statement of objectives, the reasons
should be explained.
5. Results: how the results met the
objectives: result analysis, implications
and recotnmedations: where the
compiled information is located.
A summary of the survey results
should be available for examination and
distribution. Identified properties should
then be evaluated for possible inclusion
in appropriate inventories.
Protection of information about
archeological sites or other properties
that may be threatened by
dissemination of that information is
necessary. These may include fragile
archeological properties or properties
such as religious sites, structures, or
objects, whose cultural value would be
compromised by public knowledge of
the property's location.
Recommended Sources of Technical
Information
The Archeological Survey: Methods and
Uses. Thomas F. King. Interagency
Archeological Services. U.S. Department of
the Interior. 1978. Washington, D.C. Available
through the Superintendent of Documents.
U.S. Government Printing Office,
Washington. D.C. 20402. CPO stock number
024-01&-00081. Written primarily for the non -
archeologist, this publication presents
methods and objectives for archeological
surveys.
Cultural Resources Evaluation of the
Northern Gulf of Mexico Continental Shelf.
National Park Service, U.S. Department of the
Interior, 1977.
Guidelines for Local Surveys: A Basis for
Preservation Planning. Anne Derry, H. Ward
jandl. Carol Shull and Ian Thorman. National
Register Division. U.S. Department of the
Interior. 1976. Washington. D.C. Available
through the Superintendent of Documents.
U.S. Government Printing Office.
Washington. D.C. 20402. CPO stock number
024-018-0089-7. General guidance about
designing and carrying out community
surveys.
The Process of Field Research: Final
Report on the Blue Ridge Parkway Folklife
Project. American Folklife Center, 1981.
Regional Sampling in Archeology, David
Hurst Thomas. University of California,
Archeological Survey Annual Report. 1988-9,
11:87-100.
Remote Sensing: A Handbook for
Archeologists and Cultural Resource
Manogers. Thomas R. Lyons and Thomas
Eugene Avery. Cultural Resource
Management Division. National Park Service,
U.S. Department of the Interior, 1977.
Remote Sensing and Non -Destructive
Archeology. Thomas R. Lyons and James L
Ebert, editors. Remote Sensing Division,
Southwest Cultural Resources Center,
National Park Service, U.S. Department of the
Interior and University of New Mexico, 1978.
Remote Sensing Experiments in Cultural
Resource Studies: Non -Destructive Methods
of Archeological Exploration. Survey and
Analysis. Thomas R. Lyons, assembler.
reports of the Chaco Center, Number One.
National Park Service, U.S. Department of the
Interior and University of New Mexico, 1976.
Sampling in Archeology. lames W. Mueller,
editor. University of Arizona Press, 1975.
Tucson. Arizona.
Scholars as Contractors. William J. Mayer -
Oakes and Alice W. Portnoy, editors.
Cultural Resource Management Studies. U.S.
Department of the Interior, 1979.
Sedimentary Studies of Prehistoric
Archeological Sites. Sherwood Cagiiano,
Charles Pearson, Richard Weinstein, Diana
Wiseman, and Christopher McClendon.
Division of State Plans and Grants, National
Park Service, U.S. Department of the Interior,
1982. Washington, D.C. Available from
Coastal Environments Inc.. 1260 Main Street.
Baton Rouge, Louisiana 70802. Establishes
and evaluates a method for employing
sedimentological analysis in distinguishing
site areas from non -site areas when
identifying submerged archeological sites on
the continental shelf.
State Survey Forms. Available from
Interagency Resource Management Division,
National Park Service, Department of the
interior, Washington. D.C. 20240.
Characterizes cultural resource survey
documentation methods in Stale Historic
Preservation Offices.
Truss Bridge Types: A Guide to Dating and
Identifying. Donald C. Jackson and T. Allan
Comp. American Association for State and
Local History, 1977. Nashville, Tennessee.
Technical leaflet #95. Available from
AASLH, 708 Betty Road. Nashville,
Tennessee 37204. Information about
performing surveys of historic bridges and
identifying the types of properties
encountered.
Secretary of the Interior's Standards for
Evaluation
Evaluation is the process of
determining whether identified
properties meet defined criteria of
significance and therefore should be
included in an inventory of historic
properties determined to meet the
criteria. The criteria employed vary
depending on the inventory's use in
resource management.
Standard L Evaluation of the
Significance of Historic Properties Uses
Established Criteria
The evaluation of historic properties
employs criteria to determine which
properties are significant. Criteria
should therefore focus on historical,
architectural, archeological, engineering
and cultural values, rather than on
treatments. A statement of the minimum
information necessary to evaluate
properties against the criteria should be
provided to direct information gathering
activities.
Because the National Register of
Historic Places is a major focus of
preservation activities on the Federal.
State and local levels, the National
Register criteria have been widely
adopted not only as required for Federal
purposes, but for State and local
inventories as well. The National
Historic Landmark criteria and other
criteria used for inclusion of properties
in State historic site files are other
examples of criteria with different
management purposes.
Standard IL Evaluation of Significance
Applies the Criteria Within Historic
Contexts
Properties are evaluated using a
historic context that identifies the
significant patterns that properties
represent and defines expected property
types against which individual
properties may be compared. Within
this comparative framework, the criteria
for evaluation take on particular
meaning with regard to individual
properties.
Standard III. Evaluation Results in A
List or Inventory of Significant
Properties That is Consulted In
Assigning Registration and Treatment
Priorities
The evaluation process and the
subsequent development of an inventor}
of significant properties is an on -going
activity. Evaluation of the significance
of a property should be completed
before registration is considered and
before preservation treatments are
selected. The inventory entries should
contain sufficient information for
subsequent activities such as
registration or treatment of properties,
including an evaluation statement that
makes clear the significance of the
property within one or more historic
contexts.
Federal Registe Vol. 48, No. 190 / Thursday, Septembe t. 1983'/ Notices .44725
particular historic context. This is done
by reviewing the previously developed
narrative for the historic context and
determining how the criteria would
apply to properties in that context,
based on the important patterns, events,
persons and cultural values identified.
(See the discussion of the historic
context narrative in the Guidelines for
Preservation Planning.) This step
includes identification of which criteria
each property type might meet and how
integrity is to be evaluated for each
property type under each criterion.
Specific guidelines for evaluating the
eligibility of individual properties should
be established. These guidelines should
outline and justify the specific physical
characteristics or data requirements that
an individual property must possess to
retain integrity for the particular
property type: and define the process by
which revisions or additions can be
made to the evaluation framework.
Consideration of property type and
intergrity: After considering how the
criteria apply to the particulat historic
context. the evaluation process for a
property generally includes the
following steps:
1. A property is classified as to the
appropriate historic context(s) and
property type(s). If no existing property
type is appropriate, a new property type
is defined, its values identified, and the
specific characteristics or data
requirements are outlined and 'justified
as an addition to the historic context. If
necessary, a new historic context is
defined for which values and property
types and their integrity requirements
are identified and justified.
2. A comparison is made between the
existing information about the property
and the integrity characteristics or data
required for the property type.
a. if the comparison shows that the
property possesses these characteristics,
then it is evaluated as significant for
that historic context. The evaluation
includes a determination that the
property retains integrity for its type.
b. If the comparison shows that the
property does not meet the minimum
requirements, one of several conclusions
is reached:
(1) The property is determined not
significant because it does not retain the
integrity defined for the property type.
(2) The property has characteristics
that may make it significant but these
differ from those expected for that
property type in that context. in this
case, the historic context or property
types should be reexamined and revised
if necessary. based on subsequent
research and survey.
The evaluation should state how the
particular property meets the integrity
requirements for its type. When a
property is disqualified for loss of
integrity, the evaluation statement
should focus on the kinds of integrity
expected for the property type, those
that are absent for the disqualified
property, and the impact of that absence
on the property's ability to exemplify
architectural, historical or research
values within a particular historic
context.
The integrity of the property in its
current condition, rather than its likely
condition after a proposed treatment,
should be evaluated. Factors such as
structural problems, deterioration, or
abandonment should be considered in
the evaluation only if they have affected
the integrity of the significant features or
characteristics of the property.
Inventory
An inventory is a repository of
information on specific properties
evaluated as significant.
Content: The inventory should
include:
1. Summaries of the important historic
contexts. These may be in the form of an
approved plan or analyses of historic
contexts important in the history of the
geographical area covered by the
inventory.
2..Descriptions of significant property
types of these contexts, whether or not
any specific properties have been
identified.
3. Results of reconnaissance surveys
or other identification activities, even if
the level of information on specific
properties identified as part of those
activities is not sufficient to evaluate
individual properties.
4. Information on individual properties
that was used in evaluation.
Historic contexts are identified by
name. with reference to documents
describing those contexts, or with a
narrative statement about the context(s)
where such documents do not exist.
A description of -the property. Part of
this description may be a photographic
record.
A statement that justifies the
significance of the property in relation to
its context(s). This statement should
include an analysis of the integrity of
the property.
Boundaries of the property.
A record of when a property was
evaluated and included in the inventory,
and by whom.
Records on demolished or altered
properties and properties evaluated as
not significant should be retained, along
with full description of areas surveyed,
for the planning information these
records provide about impacts to
properties and about the location and
character of non -significant properties
to prevent redundant identification work
at a later time.
Maintenance: Inventory entries should
be maintained so that they accurately
represent what is known about historic
properties in the area covered by the
inventory. This will include new
information gained from research and
survey about the historic contexts,
property types. and previously
evaluated properties, as well as
information about newly evaluated
properties. For individual properties,
addition of kinds of significance, change
in the boundaries, or loss of significance
through demolition or alteration should
be recorded.
Uses and Availability. An inventory
should be managed so that the
information is accessible. Its usefulness
depends on the organization of
information and on its abdty to
incorporate new information. An
inventory should be structured so that
entries can be retrieved by locality or by
historic context.
The availability of the inventory
information should be announced or a
summary should be distributed. This
may be in the form of a list of properties
evaluated as significant or a summary of
the historic contexts and the kinds of
properties in the inventory. Inventories
should be avilable to managers.
planners, and the general public at local.
State, regional, and Federal agency
levels.
It is necessary to protect information
about archeological sites or other
properties whose integrity may be
damaged by widespread knowledge of
their location. It may also be necessary
to protect information on the location of
properties such as religious sites.
structures, or objects whose cultural
value would be compromised by public
knowledge of the property's location.
Recommended Sources of Technical
Information
How to Apply the Notional Register
Critera. Available through the National
Register Branch, Interagency Resources
Division. National Park Service, U.S.
Department of the Interior, Washington,
D.C. 20240. Provides detalied technical
information about interpretation, of the
significance and integrity criteria used
by the National Register of Historic
Places program.
How To Series. Available through the
National Register Branch, Interagency
Resources Division, National Park
Service, U.S. Department of the Interior,
Washington, D.C. 20240. Discusses
application of the National Register
criteria for evaluation. Titles include:
Federal Re. ;r / Vol. 48. No. 190 / Thursday, Sept(. er 29. 1983 / Notices 44727
the public prior to review meetings or
public hearings. Registration of
properties should not take place until
review of documentation has been
completed.
Public Notice. Adequate notice allows
property owners, officials and other
interested parties to comment on
proposed registrations prior to action by
the independent reviewers. The degree
of protection and control provided by a
registration program may be a factor in
determining what constitutes adequate
notice. For example, adequate notice of
proposed inclusion in honorific registers
may be less complex than that for
registration that results in local controls
on alteration or demolition of registered
properties.
Notice to elected officials and the
public is necessary to distribute
information about potential registrations
of concern to planning and development
interests.
Adequate notice to property owners
may be accomplished through means
ranging from individual notification by
mail to publication of a public notice,
depending on the nature of the
registration program and the number
and character of the properties involved.
Public notices and owner notification
about proposed registrations should
include the dates and times of public
meetings and review meetings, the kinds
of comments that are appropriate, and
how comments will be considered in the
evaluation process. The notice should
.also state where information can be
obtained about the registration program,
the criteria used to evaluate properties
for inclusion, and the significance of
specific properties under consideration.
The procedures should include a
means of public participation in the form
of submission of written comments or a
review meeting open to the public or a
public hearing.
The procedures should state time
periods within which reviews, notices,
comments, public hearings, review
meetings and appeals will occur. The
time periods should be short enough to
allow for efficient recognition of historic
properties but also allow adequate time
for public comment and participation by
those affected. Time periods may vary
depending on whether activities are
carried out at the local. State, or
national level. These time schedules
should be widely circulated so that the
process is widely understood.
Appeal Process: A means of appeal
should be included in the registration
process to allow for reconsideration of a
property's inclusion. Reasons for appeal
may range from existence of additional
information about the property
supporting or refuting its significance to
administrative or procedural error. An
appeal process should specify to whom
an appeal may be made and how the
information that is provided will be
evaluated. The appeal procedures
should also state the time limit, if any,
on appealing a decision and on
consideration of information and
issuance of a decision by the appeal
authority.
Documentation on Registered Properties
Documentation requirements should
be carefully weighed to provide the
information actually needed to reach a
registration decision and should be
made public. It should be made certain
that identification and evaluation
activities obtain and record the
information necessary for registration.
Documentation should be prepared in a
standardized format and on materials
that are archivally stable and easy to
store and retrieve.
Location: The precise location of a
historic property must be clearly
identified.
Street address, town or vicinity, and
county should be provided. Properties
should also be located on maps; these
may be USGS maps, county planning
maps, or city base maps or real estate
maps. A uniform system of noting
location, such as UTM grid points or
longitude and latitude, should
supplement mapping. It is recommended
that each registration process
standardize the preferred choice of
maps appropriate to the scope of the
process.
Description: An accurate description
of a property includes a description of
both the current and historical physical
appearance and condition of the
property and notes the relevant property
type(s) for the applicable historic
context(s). Discussion should include
alterations, deterioration, relocation and
other changes to the property since its
period of significance.
Significance: A statement of
significance should explain why a
property meets the criteria for inclusion
in the register to which it has been
nominated.
This statement should contain at least
3 elements:
1. Reference to the relevant historic
context(s):
2. Identification of relevant property
types within the context and their
Characteristics: and
3. justification that the property under
consideration has the characteristics
required to qualify it.
Relevant historic contexts can be
identified through reference to the
preservation plan or other documents
where the contexts have been
previously described or can be provided
by a narrative discussion of the context.
(The development of contexts and their
use in evaluating properties are
discussed in the Guidelines for
Preservation Planning and the
Guidelines for Evaluation.) A significant
properly type and its characteristics are
identified either through reference to the
historic context(s) or by a narrative in
the documentation that describes
historic contexts. justification of a
specific property is made by systematic
comparison of its characteristics to
those required for the property type.
Boundaries: The delineation and
justification of boundaries for a
registered property are important for
future treatment activities. It is
expecially critical when Iegal restraints
or restrictions may result from the
registration of properties. Thus,
boundaries should correspond as closely
as pcssible to the actual extent and
configuration of the property and should
be carefully selected to encompass, but
not exceed, the extent of the significant
resource(s). lire selection of boundaries
should reflect the significant aspects of
the property.
Arbitrary boundaries should not be
chosen for ease of description since this
can result in the inclusion of unrelated
land or in exclusion of a portion of the
historic property. Present property lines
should not be chosen as property
boundaries without careful analysis of
whether they are appropriate to the
historic property. A single uniform
boundary description and acreage
should not be applied to a group or class
of properties (antebellum plantations.
for example) without examination of the
actual extent of each property. The
selected boundaries should be justified
as appropriate to the historic property.
Boundaries should be clearly and
precisely described, using a verbal
boundary description, legal description,
accurate sketch map, or Lines drawn on
base maps, or a combination of these
where needed to specify the limits of the
property being registered. When used.
maps should show the location of
buildings, structures, sites or objects
within the boundary.
Updating Information on Registered
Properties: A change in the condition of
the significant features of a property
may require a change in the official
registration record. Alteration of a
significant architectural feature, for
example, could mean that a property is
no longer significant for its architectural
design.
Additional significance of registered
properties may be identified through
development of new historic contexts.
Federal Regi_,er / Vol. 48, No. 190 / Thursday, Septemoer 29, 1983 / Notices 44729
recorded so that other researchers can
verify or locate information discovered
during the research.
Standard Ill. The Results of Historical
Documentation Are Assessed Against
the Research Design and Integrated Into
the Planning Process
Documentation is one product of
research: information gatherd about the
usefulness of the research design itself
is another. The research results are
assessed against the research design to
determine how well they meet the
objectives of the research. The results
are integrated into the body of current
knowledge and reviewed for their
implications for the planning process.
The research design is reviewed to
determine how future research designs
might be modified based on the activity
conducted.
Standard IV. The Results of Historical
Documentation Are Reported and Made
Available to the Public
Research results must be accessible to
prospective users. Results should be
communicated to the professional
community and the public in reports
summarizing the documentation activity
and identifying the repository of
additional detailed information. The
goal of disseminating information must
be balanced, however, with the need to
protect sensitive information whose
disclosure might result in damage to
properties.
Secretary of the Interior's Guidelines for
Historical Documentation
Introduction
These Guidelines link the Standards
for Historical Documentation with more
specific guidance and technical
information. They describe one
approach to meeting the Standards for
Historical Documentation. Agencies,
organizations or individuals proposing
to approach historical documentation
differently may wish to review their
approaches with the National Park
Service.
The Guidelines are organized as
follows:
Historical Documentation Objectives
Research Design
Methods
Integrating Results
Reporting Results
Recommended Sources of Technical
Information
Documentation Objectives
Documentation is a detailed record. in
the form of a report or other written
document. of the historical context(s)
and significance of a property:
Historical research to create
documentation uses archival materials,
oral history techniques, ethnohistories.
prior research contained in secondary
sources and other sources to make a
detailed record of previously identified
values or to investigate particular
questions about the established
significance of a property or properties.
It is an investigative technique that may
be employed to document associative.
architectural, cultural or informational
values of properties. It may be used as a
component of structural recording or
archeological investigation. to enable
interpretation or to mitigate the
anticipated loss of a property through
conservation of information about its
historical, architectural or archeological
significance. Documentation generally
results in both greater factual
knowledge about the specific property
and its values, and in better
understanding of the property in its
historical context. In addition to
increasing factual knowledge about a
property and its significance in one
historical context, documentation may
also serve to link the property to or
define its importance in other known or
yet -to -be defined historic contexts.
Documentation should incorporate.
rather than duplicate, the findings of
previous research. Research may be
undertaken to identify how a particular
property fits into the work of an
architect or builder, to analyze the
historical relationship among several
properties: or to document in greater
detail the historical contexts of
properties. The kinds of questions
investigated will generally depend on
what is already known or understood
and what information is needed. For
example, documentation of a bridge
whose technological significance is well
understood, but whose role in local
transportation history is not, would
summarize the information on the
former topic and focus research on the
associative values of the property. The
questions that research seeks to answer
through deed, map or archival search,
oral history and other techniques may
also relate to issues addressed in
structural documentation or
archeological investigation: for example,
the reasons for and history of
modification of a building to be the
subject of architectural or engineering
documentation.
Research Design
Historical documentation is guided by
a statement of objectives. research
design or task directive prepared before
research is performed. The research
design is a useful statement of how
proposed work will enhance existing
archival data and permits comparison of
the proposed work with the results. The
purpose of the research design is to
define the proposed scope of the
documentation work and to define a set
of expectations based on the
information available prior to the
research. Generally, the research design
also ensures that research methods are
commensurate with the type, quality
and source of expected information.
The research design for a property
should identify:
1. Evaluated significance of the
property(ies) to be investigated;
2. Historical, architectural.
archeological or cultural issues relevant
to the evaluated significance of the
property;
3. Previous research on those issues
and how the proposed work is related to
existing knowledge;
4. The amount and kinds of
information required to produce reliable
historical analyses.
5. Methods to be used to obtain the
information;
ri. Types of sources to be investigated:
types of personnel required:
7. Expected results or findings based
on available knowledge about the
property and its context: and
a. Relationship of the proposed
historical documentation to other
proposed treatment activities; for
example. recommendations on the use
of documentation in interpretive
programs or other aspects of treatment
such as anticipated architectural,
engineering or archeological
documentation).
Research Methods
Research methods should be chosen
based on the information needs, be
capable of replication and be recorded
so that another researcher could follow
the same research procedure. Sources
should be recorded so that other
researchers can locate or verify the
information discovered during the
search.
Use of Sources: The variety of
available written and graphic materials
and the number of individuals that can
serve as sources, including but not
limited to personal records• deed and
title books, newspapers. plats, maps,
atlases, photographs, vital records,
censuses, historical narratives,
interviews of individuals and secondary
source materials, should be considered
in developing the research design. Part
of the development of the research
design is deciding what kinds of source
materials are most likely to contain
needed information and at what point in
the research process that information
will be most valuable. For example.
Resolution No. 2001-R0085
STANDARDS FOR PROFESSIONAL QUALIFICATIONS
To insure that appropriate historical, architectural, archeological and cultural properties
are identified for public benefit through grant-in-aid assistance, the following minimal
professional standards for historical, architectural and archeological documentation
have been established by the Preservation Assistance Division of the National Park
Service. Persons supervising grant projects must be professionally qualified in
accordance with 36 CFR 61 as follows:
Appendix A to Part 61
--Professional Qualifications Standards
In the following definitions, a year of full-time professional experience need
not consist of a continuous year of full-time work but may be made up of
discontinuous periods of full-time or part-time work adding up to the
equivalent of a year of full-time experience.
(a) History. The minimum professional qualifications in history are a graduate
degree in history or closely related field; or a bachelor's degree in history
or closely related field plus one of the following: b
(1) At least two years of full-time experience in research, writing,
teaching, interpretation or other demonstrable professional activity with an
academic institution, historical organization or agency, museum, or other
professional institution; or
(2) Substantial contribution through research and publication to the
body of scholarly knowledge in the field of history.
(b) Archeology. The minimum professional qualifications in archeology are a
graduate degree in archeology, anthropology, or closely related field plus:
(1) At least one year of full-time professional experience or equivalent
specialized training in archeological research, administration or management;
(2) At least four months of supervised field and analytic experience in
general North American archeology; and
(3) Demonstrated ability to carry research to completion.
U.S. DEPARTMENT OF THE INTERIOR
CIVIL RIGHTS ASSURANCE
As the authorized representative of the applicant, I certify that the applicant agrees that, as a condition to receiving
any Federal financial assistance from the Department of the Interior, it will comply with all Federal laws relating to
nondiscrimination. These laws include are not limited to: (a) Title VI of Civil Rights Act of 1964 (42 U.S.C. 2000d-
1), which prohibits discrimination on the basis of race, color, or national origin; (b) Section 504 of the
Rehabilitation Act of 1973, as amended (29 U.S.C. 794), which prohibits discrimination on the basis of handicap
(c) the Age Discrimination Act of 1975, as amended (42 U.S.C. 6101 et seq.), which prohibits discrimination on the
basis of age; and applicable regulatory requirements to the end that no person in the United States shall, on the
grounds of race, color, national origin, handicap or age, be excluded from participation in, be denied the benefits of,
or be otherwise subjected to discrimination under any program or activity conducted by the applicant. THE
APPLICANT HEREBY GIVES ASSURANCE THAT it will immediately take any measures necessary to
effectuate this agreement.
THIS ASSURANCE shall apply to all aspects of the applicant's operations including those parts that have not
received or benefited from Federal financial assistance.
If any real property or structure thereon is provided or improved with the aid of Federal financial assistance
extended to the Applicant by the Department, this assurance shall obligate the Applicant, or in the case of any
transfer of such property, any transferee, for the period during which the real property or structure is used for a
purpose of which the Federal financial assistance is extended or for another purpose involving the provision of
similar services or benefits. If any personal property is so provided, this assurance shall obligate the Applicant for
the period during which it retains ownership or possession of the property. In all other cases, this assurance shall
obligate the Applicant for the period during which the Federal financial assistance is extended by the Department.
THIS ASSURANCE is given in consideration of and for the purpose of obtaining any and all Federal grants, loans,
contracts, property, discounts or other Federal financial assistance extended after the date hereof to the Applicant by
the Department, including installment payments after such date on account of applicants for Federal financial
assistance which were approved before such date.
The Applicant recognizes and agrees that such Federal financial assistance will be extended in reliance on the
representations and agreements made in this assurance, and that the United States shall have the right to seek
judicial enforcement of this assurance. This assurance is binding on the Applicant, its successors, transferees,
assignees, and sub -recipients and the person whose signature appears below who is authorized to sign this assurance
on behalf of the Applicant.
A
SIGNATURE OF A H RIZE tYING OFFICIAL
TITLE Mayor
Windy Sitton
City of Lubbock
March 6, 2001
APPLICANT/ORGANIZATION
DATE SUBMITTED
City of -Lubbock
Box 2000
�P�.O.
APPLICANT/i9[ &4R,q*0N NTA&FN(7"k9S
BUREAU OF OFFICE EXTENDING ASSISTANCE
ATTEST
Rebecca Garza
City Secretary