HomeMy WebLinkAboutResolution - 5019 - Agreement - Walker House Inc - Renovations, ESG - 11_09_1995Resolution No. 5019
November 9, 1995
Item #30
RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the Mayor of the City of Lubbock BE and is hereby authorized and directed to
execute for and on behalf of the City of Lubbock an Agreement by and between the City of
Lubbock and the Walker House, Inc. to provide funding from Emergency Shelter Grant Program
funds for renovations. Said Agreement is attached hereto and incorporated in this Resolution as
if fully set forth herein and shall be incjudecl-in4kminutes of the Council.
Passed by the City Council this
ATTEST:
J'k— C)�4k.,'
Betty A Johnson, City Secretary
APPROVED AS TO CONTENT:
Doug Go
an, Managing Director of
Health and
Cbmmunitv Services
APPROVED AS TO FORM:
Linda L. Chamales, Assistant City Attorney
: dp\ccdocs\walker. res
rev. November 2, 1995
5.
Resolution No. 5019
November 9, 1995
Item #30
COMMUNITY DEVELOPMENT FUNDING AGREEMENT
BETWEEN
THE CITY OF LUBBOCK AND WALKER HOUSES, INC.
STATE OF TEXAS §
COUNTY OF LUBBOCK §
This Agreement entered into this 9th day of November, 1995,
by and between the CITY OF LUBBOCK (herein called "City") and
WALKER HOUSES, INC., a non-profit center (herein called
"Grantee").
WHEREAS, the City is obligated to do and perform certain
services in its undertaking of an Emergency Shelter Grant Program
pursuant to Subpart B of Title IV of the Stewart B. McKinney
Homeless Assistance Act (Pub. L. 100-77); and
WHEREAS, the Grantee operates a non-profit center offering
services to the homeless; and
WHEREAS, the Corporation and the services it provides have
been found to meet the criteria for funding under provisions
576.23(b) of the Emergency Shelter Regulation for Nonprofit
Recipients; and
WHEREAS, the renovation, major rehabilitation and conversion
of facilities for the homeless, are fundable by the Department of
Housing and Urban Development; and
WHEREAS, the accomplishment of the above public purpose is
the predominant purpose of this transaction, continuing
supervision by the City together with statutory and contractual
requirements provide sufficient assurance that this purpose will
be accomplished and an audit provides sufficient protection of
the handling of public money; and
WHEREAS, the City Council has found that the Grantee has the
special expertise, knowledge and experience necessary for the
operation of a homeless shelter, and that the city will receive
adequate consideration in the form of substantial public benefit;
and
WHEREAS, the City desires to contract with the Grantee to
make available assistance for the facility located at 1614 Avenue
K;
that:
NOW, THEREFORE, it is agreed between the parties hereto
WALKER HOUSE FUNDING AGREEMENT
1
in
I. SCOPE OF SERVICE
A. City Responsibilities:
1. City agrees to provide Grantee assistance from
Department of Housing and Urban Development funds in
an amount not to exceed $32,000.00 in return for
Grantee performing the activities set forth in this
Agreement as consideration for said funds.
2. It is expressly understood and agreed by the parties
hereto that City's responsibilities are contingent
upon the actual receipt of adequate federal funds to
meet City's liabilities under this agreement. If
adequate funds are not available to make payments
under this agreement, City shall notify Grantee in
writing within a reasonable time after such fact is
determined. City shall terminate this agreement and
will not be liable for failure to make payments to
Grantee under this agreement.
3. City shall not be liable to Grantee for any costs
incurred by Grantee, or any portions thereof, which
have been paid to Grantee or which are subject to
payment to Grantee, or which have been reimbursed to
Grantee or which are subject to reimbursement to
Grantee by any source other than City or Grantee.
4. City shall not be liable to Grantee for any costs
incurred by Grantee which are not allowable costs, as
set forth in 24 CFR § 576.21, Subpart B.
5. City shall not be liable to Grantee for any costs
incurred by Grantee or for any performances rendered
by Grantee which are not strictly in accordance with
the terms of this agreement.
6. City shall not be liable to Grantee for any costs
incurred by Grantee in the performance of this
agreement which have not been billed to City by
Grantee within sixty (60) days following termination
of this agreement.
7. City shall not be liable for costs incurred or
performances rendered by Grantee before commencement
of this agreement or after termination of this
agreement.
B. Grantee's Responsibilities
1. Grantee shall conduct, in a satisfactory manner as
determined by City, an Emergency Shelter Grants
Program pursuant to Subpart B of Title IV of the
Stewart B. McKinney Homeless Assistance Act (Pub. L.
1 0077), hereinafter referred to as the Act.
WALKER HOUSE FUNDING AGREEMENT
2
2. Grantee shall perform all activities in accordance
with the terms of the Performance Statement,
hereinafter referred to as Exhibit A; the Budget,
hereinafter referred to as Exhibit B; the Applicable
Laws and Regulations, hereinafter referred to as
Exhibit C; the assurance, certifications, and all
other terms, provisions, and requirements set forth
in this agreement.
3. Grantee shall submit to City such reports on the
operation and performance of this agreement as may be
required by City including, but not limited to,
reports specified in this Section VII(C).
4. In addition to the limitations on liability otherwise
specified in this agreement, it is expressly
understood and agreed by the parties hereto that if
Grantee fails to submit to City in a timely and
satisfactory manner any report required by this
agreement, City may, at its sole option and in its
sole discretion, withhold any or all payments
otherwise due or requested by Grantee hereunder. If
City withholds such payments, it shall notify Grantee
in writing of its decision and the reasons therefor.
Payments withheld pursuant to this paragraph may be
held by City until such time as the delinquent
obligations for which funds are withheld are
fulfilled by Grantee.
5. Grantee shall refund to City money which has been
paid to Grantee by City which City determines has
resulted in overpayment to Grantee, or which City
determines has not been spent by Grantee strictly in
accordance with the terms of this agreement. Such
refund shall be made by Grantee to City within thirty
(30) working days after such refund is requested by
City.
C. Grantee's Match:
1. Grantee agrees to provide as match an amount of funds
equal to the amount of funds provided by City under
this agreement for performances hereunder. Such
funds must be provided from sources other than under
this agreement. This amount shall be referred to
hereinafter as Grantee's match.
2. Amounts may be counted toward Grantee's match only if
such amounts are costs or resources of a type
specified by budget categories delineated in Exhibit
B and only if such amounts are computed in accordance
with this subsection. In calculating the amount of
grantee's match, grantee may include the value of any
donated material or building; the value of any lease
on a building; any salary paid to staff of Grantee in
WALKER HOUSE FUNDING AGREEMENT
3
11
carrying out the activities required under this
agreement; and the time and services contributed by
volunteers to carry out such activities, determined
at the rate of $5 per hour. Grantee shall determined
the value of any donated material or building, or any
lease using any method reasonably calculated to
establish a fair market value.
II. TIME OF PERFORMANCE
This Agreement shall commence November 9, 1995, and shall
terminate September 30, 1996.
III. PAYMENT
IV.
V.
City will pay up to $32,000.00 to Grantee based upon the
receipt of request for funds and project expense summary for
the above -described project. Grantee shall submit to City
invoices for items purchased. City shall determine the
reasonableness of each purchase and shall not make
disbursement of any such payment until City has reviewed and
approved each purchase.
NOTICES
Communication and details concerning this Agreement shall be
directed to the following contract representatives:
Doug Goodman
City of Lubbock
P. O. Box 2000
Lubbock, TX 79457
SPECIAL CONDITIONS
A. Use as an Emergency Shelter
Tony Romero
Walker Houses, Inc.
1614 Ave. K
Lubbock, TX 794017
1. Any building for which emergency shelter grant
amounts are used for one or more of the eligible
activities described in 24 CFR 576.21 (a)(1) must be
maintained as a shelter for the homeless for not less
than a three-year period, or for not less than a 10-
year period if the grant amounts are used for major
rehabilitation or conversion of the building. Any
building for which activities described in 24 CFR
576.21 (a)(2) or (a)(3) must be maintained as a
shelter for the homeless for the period during which
such assistance is provided. A substitute site or
shelter may be used during this period, so long as
the same general population is served. Using
shelter grant amounts for eligible activities in 24
CFR 576.21 (a)(4) does not trigger either the three -
or ten-year period.
WALKER HOUSE FUNDING AGREEMENT
4
VI. GENERAL CONDITIONS
A.
Q
C.
E.
General Compliance
Grantee agrees to comply with all applicable federal,
state and local laws and regulations governing the
funds provided under this Agreement which were made
available under City's Emergency Shelter Grant program.
Independent Contractor
Nothing contained in this Agreement is intended to, or
shall be construed in any manner, as creating or
establishing the relationship of employer/employee
between the parties. Grantee shall at all times remain
an independent contractor with respect to the services
to be performed under this Agreement. City shall be
exempt from payment of all Unemployment Compensation,
FICA, retirement, life and/or medical insurance and
Worker's Compensation insurance as the Grantee is an
independent Grantee.
Hold Harmless
Grantee shall hold harmless, defend and indemnify City
from any and all claims, actions, suits, charges and
judgments whatsoever that arise out of Grantee's
performance or nonperformance of the services or
subject matter called for in this Agreement.
Insurance and Bonding
Grantee shall carry sufficient insurance coverage to
protect contract assets from loss due to theft, fraud
and/or undue physical damage, and as a minimum, shall
purchase a blanket fidelity bond covering all employees
in an amount equal to cash advances from City.
City Recognition
Grantee shall insure recognition of the role of City's
Emergency Shelter Grant program in providing funding
through this Agreement. All activities, facilities and
items utilized pursuant to this Agreement shall be
prominently labeled as to funding source. In addition,
Grantee will include a reference to the support
provided herein in all publications made possible with
funds made available under this Agreement.
WALKER HOUSE FUNDING AGREEMENT
5
G. Amendments
City or Grantee may amend this Agreement at any time,
provided that such amendments make specific reference
to this Agreement, and are executed in writing, signed
by a duly -authorized representative of both
organizations and approved by the City Council if
required by law. Such amendments shall not invalidate
this Agreement, nor relieve nor release City of Grantee
from its obligations under this Agreement.
City may, in its discretion, amend this Agreement to
conform with federal, state or local governmental
guidelines, policies and available funding amounts, or
for other reasons. If such amendments result in a
change in the funding, the scope of services, or the
activities to be undertaken as part of this Agreement,
such modifications will be incorporated only by written
amendment signed by both City and Grantee.
H. Suspension or Termination
Either party may terminate this Agreement at any time
by giving written notice to the other party of such
termination and specifying the effective date thereof
at least thirty (30) days before the effective date of
such termination. Partial termination of the Scope of
Service in Paragraph "I.B" above may only be undertaken
with the prior approval of City. In the event of any
termination for convenience, all finished or unfinished
documents, data, studies, surveys, maps, models,
photographs, reports, or other materials prepared by
Grantee under this Agreement shall at the option of
City, become the property of City, and Grantee shall be
entitled to receive just and equitable compensation for
any satisfactory work completed on such documents or
materials prior to the termination.
City may also suspend or terminate this Agreement, in
whole or in part, if Grantee materially fails to comply
with any term of this Agreement, or with any of the
rules, regulations, or provisions referred to herein;
and the City may declare the Grantee ineligible for any
further participation in City contracts, in addition to
other remedies as provided by law. In the event there
is probable cause to believe Grantee is in
noncompliance with any applicable rules or regulations,
City may withhold up to fifteen percent (15%) of said
contract funds until such time as Grantee is found to
be in compliance by City or is otherwise adjudicated to
be in compliance.
VII. ADMINISTRATIVE REQUIREMENTS
A. Financial Management
WALKER HOUSE FUNDING AGREEMENT
6
LIM
1. Accounting Standards
Grantee agrees to comply
Circular A-110 and agrees
accounting principles an
therein, utilize adequate
maintain necessary source
costs incurred.
2. Cost Principles
with Attachment F of OMB
to adhere to the
d procedures required
internal controls, and
documentation for all
Grantee shall administer its program in
conformance with OMB Circulars A-122, "Cost
Principles for Non -Profit Organizations", or A-21,
"Cost Principles for Educational Institutions", as
applicable, for all costs incurred whether charged
on a direct or indirect basis.
Documentation and Record -Keeping
1. Records to be Maintained
Grantee shall maintain all records required by
federal regulations and that are pertinent to the
activities to be funded under this Agreement.
2. Retention
Grantee shall retain all records pertinent to
expenditures incurred under this Agreement for a
period of four (4) years.
3. Client Data
Grantee shall maintain client data demonstrating
client eligibility for services provided. Such
data shall include, but not be limited to, client
name, address, income level or other basis for
determining eligibility, and description of
service provided. Such information shall be made
available to City monitors or their designees for
review upon request.
4. Audits and Inspections
All Grantee records with respect to any matters
covered by this Agreement shall be made available
to City, their designees or the Federal
Government, at any time during normal business
hours, as often as City deems necessary, to audit,
examine, and make excerpts or transcripts of all
relevant data. Any deficiencies noted in audit
reports must be fully cleared by Grantee within
thirty (30) days after receipt by the Grantee.
Failure to comply with the above audit
WALKER HOUSE FUNDING AGREEMENT
7
requirements will constitute a violation of this
Agreement and may result in the withholding of
future payments.
S. Financial Statements
Grantee shall furnish City with monthly financial
statements of the project or services being funded
under this agreement. Such statements shall
contain all the information as may be requested by
the Community Development Administrator regarding
the performance of the Grantee's activities.
6. Performance Reports
Grantee shall submit to City a monthly performance
report. Such reports shall be in a format
prescribed by City and shall include the amount of
funds obligated and expended for each of the four
categories of eligible activities described in 24
CFR 576.21 Subpart B.
The initial monthly performance report is required
by the 9th of December. Grantee must continue to
submit this report monthly until all Emergency
Shelter Grant amounts are reported and expended.
VIII. PERSONNEL AND PARTICIPANT CONDITIONS
A. Civil Rights
Grantee agrees to comply and to require all
subcontractors to comply with Title VI of the Civil
Rights Act of 1964 as amended, Title VIII of the Civil
Rights Act of 1968 as amended, Section 109 of Title I
of the Housing and Community Development Act of 1974,
Section 504 of the Rehabilitation Act of 1973, the
Americans with Disabilities Act of 1990, the Age
Discrimination Act of 1975, Executive Order 11063, and
with Executive Order 11246 and the regulations issued
under the Order at 41 CFR Chapter 60.
B. Employment Restrictions
1. Labor Standards
Grantee agrees to comply and require all
subcontractors to comply with the requirements of
the Secretary of Labor in accordance with the
Davis -Bacon Act as amended the provisions of
Contract Work Hours, the Safety Standards Act, the
Copeland "Anti -Kickback" Act, and all other
applicable federal, state, and local laws
pertaining to labor standards insofar as those
acts apply to the performance of this Agreement.
WALKER HOUSE FUNDING AGREEMENT
8
CM
Grantee will maintain documentation which
demonstrates compliance with hour and wage
requirements of this part; this documentation
shall be made available to the City for review
upon request.
Grantee agrees that all contractors engaged under
contracts in excess of $2,000.00 for construction,
renovation or repair of any building or work
financed in whole or in part, which assistance
provided under this Agreement shall comply with
federal requirements adopted by the City
pertaining to such contracts and with the
applicable requirements of the regulations of the
Department of Labor, under 29 CFR, Parts 3, 1, 5,
and 7, governing the payment of wages and wages of
apprentices and trainees to journeymen; provided
that, if wage rates higher than those required
under the regulations are imposed by state or
local laws, nothing hereunder is intended to
relieve Grantee of its obligation, if any, to
require payment of the higher wage. Grantee shall
cause or require to be insured in full, in all
such contracts subject to such regulation,
provisions meeting the requirements of this
paragraph for contracts in excess of $10,000.00.
2. "Section 3" Clause
Grantee agrees to comply with the provisions of
ection 3 and to include the following clause in
11 subcontracts executed under this Agreement:
"The work to be performed under this Contract is a
roject assisted under a program providing direct
ederal financial assistance from HUD and is
ubject to the requirements of Section 3 of the
ousing and Urban Development Act of 1968, as
mended. Section 3 requires that, to the greatest
xtent feasible, opportunities for training and
mployment be given to lower -income residents of
he project area and contracts for work in
onnection with the project be awarded to business
oncerns which are located in, or owned in
ubstantial part, by persons residing in the areas
of the project.''
Conduct
1. Prohibited Activity
Grantee is prohibited from using funds provided
herein or personnel employed in the administration
of the program for political activities; sectarian
or religious activities; lobbying, political
patronage, and nepotism activities.
WALKER HOUSE FUNDING AGREEMENT
9
2. Conflict of Interest
Grantee and City agree to abide by the provisions
of 24 CFR §576.79(d) with respect to conflicts of
interest, and Grantee covenants that it presently
has no financial interest, direct or indirect,
which would conflict in any manner or degree with
the performance of the services required under
this Contract and that no person having such an
interest will be employed as or by the
subcontractor carrying out this Agreement.
WALKER HOUSE FUNDING AGREEMENT
10
IN WITNESS WHEREOF, the Parties have executed this contract as of
Me date first written above.
CIX'r OF CUBBOCK / J WALKER HOUSES, INC.
y•
C-7- zez—'�' /
.VID R. LANGSTON, MA R TO OMERO
AUT ORIZED REPRESENTATIVE
ATTEST:
Betty M. Johns n, City Secretary
APPROVED AS TO CONTENT:
�CL-
Doug Gqokan, Managing Director
of Comm n ty Development/
Neighborhood Initiatives
APPROVED AS TO FORM:
Linda Chamales, Assistant City Attorney
WALKER HOUSE FUNDING AGREEMENT
11
EXHIBIT A
PERFORMANCE STATEMENT
WALKER HOUSES, INC.
Grantee shall carry out the following activities as described in
its 1995 Emergency Shelter Grant Program application
Section 1. Renovation, Major Rehabilitation/Conversion
Walker Houses, Inc.,shall with the sum of Thirty Two Thousand
Dollars ($32,000), renovate the units located at 1614 Ave. K.
Funding is to account for replacement of siding, rewiring of
electrical system, replacement/repair of heating furnace and air
conditioning unit.
WALKER HOUSE FUNDING AGREEMENT
12
CATEGORY
Renovation
EXHIBIT B
WALKER HOUSES, INC.
CONTRACT FUNDS MATCH FUNDS
$32,000
BUDGET
$32,000
TOTAL SOURCE OF MATCH
$64,000 Assessed value of units.
WALKER HOUSE FUNDING AGREEMENT
13
EXHIBIT C
APPLICABLE LAWS AND REGULATIONS
Grantee shall comply with the Act specified in Section 2 of this agreement and with the rules and
regulations promulgated thereunder at 24 CFR Part 576 [53 Fed. Reg. 30191 (August 10, 1988)],
and any revisions thereto, the OMB Circulars and the Management Standards specified in Section
5 of this contract - Treasury Circular 1075 (31 CFR Part 2050; and with all other federal state,
and local laws and regulations applicable to the activities and performances rendered by Grantee
under this contract including, but not limited to, the laws and the regulations promulgated
thereunder and specified in Section A through J of this Exhibit C.
A. Nondiscrimination and Equal Opportunity
The requirements of Title VIII of the Civil Rights Act of 1968, 42
USC 3601 through 3620, and implementing regulations at 24 CFR
Part 100; Executive Order 11063 and implementing regulations at 24 CFR
Part 107; and Title VI of the Civil Rights Act of 1964 (42 USC 2000d
through 2000d-4) an implementing regulations issued at 24 CFR Part I-P.
2. The prohibitions against discrimination on the basis of age under the Age
Discrimination Act of 1975 (42 USC 6101-6107) and the prohibitions
against discrimination against otherwise qualified individuals with
handicaps under Section 504 of the Rehabilitation Act of 1973 (29 USC
794)-@.
The requirements of Executive Order 1246 and the regulations issued
under the Order at 41 CFR Chapter 60; and
4. The requirements of Section 3 of the Housing and Urban Development
Act of 1968, 12 USC 170lu (see 570.607 (b) of this chapter); and
5. The requirements of Executive Orders 11625, 11432, and 12138.
Consistent with HUD's responsibilities under these Orders, the
corporation must make efforts to encourage the use of minority and
women's business enterprises in connection with activities funded under
this agreement.
6. The requirement that the recipient or grantee make known that use of the
facilities and services is available to all on a nondiscriminatory basis.
Where the procedures that a recipient or grantee intends to use to make
known the availability of the ESG services are unlikely to reach persons
with handicaps or persons of any particular race, color, religion, sex or
national origin within their service area who may qualify for such services,
the recipient or grantee must establish additional procedures that will
ensure that these persons are made aware of the facility and services.
WALKER HOUSE FUNDING AGREEMENT
14
Grantees and recipients must also adopt and implement procedures
designed to make available to interested persons information concerning
the existence and location of services and facilities that are accessible to
persons with a handicap.
B. Applicability of OMB Circulars
The policy and guideline requirements of 24 CFR Part 85 (codified pursuant to OMB
Circular No. A-102) and OMB Circular No. A-87, as they relate to the acceptance
and use of emergency shelter grant amounts by states and units of general local
government, and OMB Circular Nos. A-110 and A-112 as they relate to the
acceptance and use of emergency shelter grant amounts by private nonprofit
organizations.
C. Lead -Based Paint
The requirements as applicable, of the Lead -Based Paint Poisoning Prevention Act
(42 USC 4821 through 4846) and implementing regulations at 24 CFR Part 35. In
addition, the grantee must also meet the following requirements relating to inspection
and abatement of defective lead -based paint surfaces:
(1) Treatment of defective paint surfaces must be performed before final
inspection and approval of the renovation, rehabilitation or conversion
activity under this part; and
(2) Appropriate action must be taken to protect shelter occupants from the
hazards associated with lead -based paint abatement procedures.
D. Conflicts of Interest
In addition to conflict of interest requirements in OMB Circulars A-102 and A-110,
no person
(1) Who is an employee, agent, consultant, officer, or elected or appointed
official of the City of nonprofit recipient (or any designated public agency)
that receives emergency shelter grant amounts and who exercises or has
exercised any functions or responsibilities to assisted activities or
(2) Who is in a position to participate in a decision making process or gain
inside information with regard to such activities may obtain a personal or
financial interest or benefit from the activity, or have an interest in any
contract, subcontract or agreement with respect thereto, or the proceeds
thereunder, either for him or herself or those with whom he or she has
family or business ties, during his or her tenure or for one year thereafter. [(HUD
may grant an exception to this exclusion as provided in 570.611 (d) and (e)].
WALKER HOUSE FUNDING AGREEMENT
15
E. Drug Free Workplace Act of 1988
Each recipient will maintain a drug free workplace in accordance with the
requirements of 24 CFR Part 24, Subpart F.
F. Intergovernmental Review
The requirements of Executive Order 12372 and the regulations issued
under the order at 24 CFR, Part 52, to the extent provided by Federal
Register notice in accordance with 24 CFR 52.3.
G. Asbestos
Grantee agrees to comply with the Texas Asbestos Health Protection Act set forth
at Article 4477-3a Section 12 of the Texas Civil Statutes and the National
Emission Standard for asbestos regulations set forth at 40 CFR Part 61.
WALKER HOUSE FUNDING AGREEMENT
16