HomeMy WebLinkAboutResolution - 4759 - Contract- Texdot- #515-XXF-6026, Local Match For Transit Providers Grant Program - 02_23_1995Resolution No. 4759
February 23, 1995
Item #33
RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the Mayor of the City of Lubbock BE and is hereby authorized and directed to execute
for and on behalf of the City of Lubbock Contract No. 515-XXF-6026 and related documents to be
entered into by and between the City of Lubbock and the Texas Department of Transportation,
attached herewith, which shall be spread upon the minutes of the Council and as spread upon the
minutes of this Council shall constitute and be a part of this Resolution as if fully copied herein in
detail.
Passed by the City Council this 23rd
ATTEST:
Betty A. Johnson
City Secretary
APPROVED AS TO CONTENT:
,6" v
Larry V. Wffinan,'I5iv9tor of
Transportation
APPROVED AS TO FORM:
Harold Willard
Assistant City Attorney
Resolution No. 4759
February 23, 1995
Revised 1-31-95 Item #33
PROJECT NO. LMT-9501(005)
CONTRACT NO. 515XXF6026
LOCAL MATCH FOR TRANSIT PROVIDERS
GRANT PROGRAM CONTRACT
THE STATE OF TEXAS
THE COUNTY OF TRAVIS I
THIS CONTRACT is made by and between the State of Texas, acting by and through
the Texas Department of Transportation, hereinafter called the State, and the City of
Lubbock, hereinafter called the Contractor.
WITNESSETH
WHEREAS, the State has been designated as the supervising agency for the Local
Match for Transit Providers (LMT) program by the Office of the Governor, consistent
with Texas Civil Statutes, Article 4413(56), Oil Overcharge Restitutionary Act; and,
WHEREAS, the State is authorized under Articles 6663b, V.A.C.S. to assist the
Contractor in procuring aid for public transportation and to enter into the necessary
agreements with the Contractor; and,
WHEREAS, the Texas Transportation Commission passed Commission Minute Order
No. 104930 authorizing the State to enter into the necessary agreements with the
Contractor for a public transportation project under the Local Match for Transit
providers program;
NOW, THEREFORE, in consideration of the premises and of the mutual covenants
hereinafter set forth, the parties hereto agree as follows.
AGREEMENT
ARTICLE 1. CONTRACT PERIOD
This contract becomes effective on the final date of execution by the State's Director
of Public Transportation and shall terminate on August 31, 1996 unless otherwise
terminated or modified as hereinafter provided. Termination of the Contract shall not
release the Contractor from the property management standards outlined in Article 9
below.
ARTICLE 2. PROJECT DESCRIPTION
The Contractor shall purchase 34 buses, 34 fareboxes, and 34 mobile radios as the
public transportation project, and in accordance with the terms and conditions of this
Contract. Further, the Contractor shall comply with the provisions of the Uniform
Grant and Contract Management Standards prepared in response to the Uniform
Grant and Contract Management Act of 1981.
The Contractor shall commence, carry on and complete the project with all practicable
dispatch, in a sound, economical and efficient manner the purchase of the above
described buses, fareboxes and radios.
ARTICLE 3. COMPENSATION
A. The maximum amount payable under this Contract without modification is
$1,568,041. The State will reimburse the Contractor for the authorized costs
incurred in carrying out this project which are further described in the budget
contained in Exhibit A. The State's payment to the Contractor is contingent
upon the availability of Federal and State appropriated funds. The State shall
have no liability for any claim submitted by the Contractor or its subcontractors,
vendors, manufacturers or suppliers if sufficient Federal or State funds are not
available to pay the Contractor's claims.
B. To be eligible for reimbursement under this Contract, a cost must be incurred
within the contract period specified in Article 1 above and be included in the
project budget contained in Exhibit A.
C. Payment of costs incurred under this Contract is further governed by cost
principles outlined in applicable Federal Office of Management and Budget
(OMB) publications as follows:
State or Local Governments OMB Circular A-128
Nonprofit Organizations OMB Circular A-133
Colleges, Universities,
Educational Institutions
D. Costs claimed by the Contractor shall be actual net costs, that is, the price paid
minus any refunds, rebates or other items of value received by the Contractor
that have the effect of reducing the cost actually incurred.
E. All major items of equipment, as described in the capital budget in Attachment
A, shall be included in this Contract as direct costs. The Contractor hereby
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certifies that items of equipment included in direct costs have been excluded
from the indirect costs.
F. Travel costs for lodging, meals and incidental expenses incurred by contractor
personnel shall be considered to be reasonable and allowable to the extent they
do not exceed on a daily basis the per diem rates set forth in the Federal
Travel Regulations or the published travel policy of the contractor.
G. Requests for payment are to be submitted to the State on a monthly basis,
except as noted below, on invoice statements acceptable to the State.
Requests for payment must be furnished to the State within forty-five (45) days
of the end of the month during which the costs were incurred. Additional
documentation to support all costs incurred during the billing period may be
required at the discretion of the State. As a minimum, each billing must be
accompanied by a summary by budget line item which indicates the total
amount authorized for each line item, previous expenditures, current period
expenditures and the balance remaining in the line item. The contractor must
also document the purchase of goods and services from certified disadvantaged
and women -owned business enterprises on the format prescribed by the State.
The original invoice with required documentation is to be submitted to the
following address:
Mr. Carl Utley, P. E.
Texas Department of Transportation
P.O. Box 771
Lubbock, Texas 79408-0771
H. The State will make payment within thirty days of the receipt of properly
prepared and documented requests for payment.
I. The Contractor will submit a final billing within forty five days of the contract
termination date specified in Article 1 above.
ARTICLE 4. CONTRACT AMENDMENTS
Changes in the scope, objectives, cost or duration of the project authorized herein
shall be enacted by written amendment approved before additional work may be
performed or additional costs incurred. Any amendment so approved must be
executed by both parties within the contract period specified in Article 1.
ARTICLE 5. SUBCONTRACTS
Any subcontract for professional services rendered by individuals or organizations not
a part of the Contractor's organization shall not be executed without prior authorization
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and approval of the subcontract by the State. Subcontracts shall contain all required
provisions of this Contract, including audits and records. No subcontract will relieve
the Contractor of his/her responsibility under this Contract.
ARTICLE 6. RECORDS AND AUDITS
A. The Contractor agrees to maintain all books, documents, papers, accounting
records, and other evidence pertaining to costs incurred and work performed
hereunder, said books, documents, papers, accounting records and other
evidence pertaining to costs incurred and work performed hereinafter called the
records, and shall make such records available at its office at all reasonable
times for the time period authorized in Article 1. Contract Period. The
Contractor further agrees to retain said records for four years from the date of
final payment of contract costs incurred hereunder.
B. Duly authorized representatives of the Texas State Auditor, the Texas
Department of Transportation, the United States Department of Transportation,
and the Office of the Inspector General, shall have access to the records
described in paragraph A above at all reasonable times during the contract
period and for the four year retention period for the purpose of making audits,
excerpts, transcriptions, and other examinations. This right of access is not
limited to the four year period but shall last as long as the records are retained.
If any litigation, claim, negotiation, audit or toehr action involving the records
has been started before the expiration of the four year retention period, the
Contractor shall retain the records until completion of the action and resolution
of all issues which arise from it. Records for nonexpendable property acquired
with Federal or State funds shall be retained for four years after its final
disposition.
3. When records are transferred to or maintained by the Federal or State
sponsoring agency, the four-year retention requirement is not applicable
to the Contractor.
C. The Contractor further agrees to include these provisions in each negotiated
subcontract.
D. Contractor audit procedures shall meet or exceed the single audit report
requirements outlined in Office of Management and Budget (OMB) publications
as follows:
State or Local Governments OMB Circular A-128
Institutions of Higher OMB Circular A-133
In
Education and Other
Nonprofit Organizations
ARTICLE 7. FINANCIAL MANAGEMENT SYSTEMS
The Contractor's financial management system shall meet or exceed the requirements
of the "Uniform Administrative Requirements for Grants and Cooperative Agreements
to State and Local Governments" (49 CFR Part 18). Those requirements include, but
are not limited to:
A. Accurate, current and complete disclosure of the financial results of each grant
program in accordance with State and Federal reporting requirements.
B. Records which identify adequately the source and application of funds for grant -
supported activities. These records shall contain information pertaining to grant
awards and authorization, obligations, commitments, assets, liabilities, outlays
and income.
C. Effective control over and accountability for all funds, property and other assets.
The Contractor shall adequately safeguard all such assets and shall assure that
they are used solely for authorized purposes.
D. Comparison of actual with budgeted amounts for each contract, and relation of
financial information to performance or productivity data, including the
production of unit cost information, whenever appropriate and required by the
State.
E. Procedures for determining the eligibility for reimbursement and proper
allocation of costs.
F. Accounting records which are supported by source documentation.
G. A systematic method to assure timely and appropriate resolution of audit
findings and recommendations.
ARTICLE 8. PROCUREMENT STANDARDS
Contractor procurement standards shall meet or exceed the requirements of the
"Uniform Administrative Requirements for Grants and Cooperative Agreements to
State and Local Governments" (49 CFR Part 18), including insurance and bonding
requirements. The Contractor shall have written selection procedures which meet the
minimum requirements of that document. The Contractor will have written protest
procedures and provide these to all vendors upon request. The Contractor
agrees to comply with applicable Buy America requirements set forth in Section 337 of
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the Surface Transportation and Uniform Relocation Assistance Act of 1987 (P.L. 100-
17) and the Federal Transit Administration's Buy America regulations at 49 CFR 661
and 49 CFR 663. The Contractor is responsible for providing completed pre award
and post delivery audits to the State prior to requesting reimbursement for any
vehicles purchased using Federal Transit Administration funds.
The State must concur in the award of all purchase orders for nonexpendable
personal property as defined in 49 CFR Part 18.
The Contractor will meet all obligations incurred in its subcontracts with its equipment
suppliers, to specifically include the prompt payment of monies due the supplier upon
delivery of acceptable equipment. Should payment be delayed for any reason, the
Contractor agrees not to operate any equipment that has been delivered without the
express permission of the equipment vendor and to lend it the same protection it
would its own equipment.
The Contractor shall insure that any vehicles purchased for use in this project will
comply with the Motor Vehicle Safety Standards as established by the United States
Department of Transportation. Further, the Contractor shall insure that any vehicles
purchased for the project comply with all Federal motor vehicle pollution requirements.
Any vehicles purchased using Federal Transit Administration funds must comply with
the Bus Test requirements of Section 12(h) of the Federal Transit Act.
ARTICLE 9. PROPERTY MANAGEMENT
The Contractor agrees to comply with the property management standards specified in
the "Uniform Administrative Requirements for Grants and Cooperative Agreements to
State and Local Governments" (49 CFR Part 18), in its control, use and disposition of
property or equipment governed by those standards. Further, the Contractor shall
comply with the property management standards adopted by the State in the Texas
Administrative Code, Title 43, Chapter 31. In the event that any project facility and
equipment are not used in the proper manner or are withdrawn from public
transportation services, the Contractor shall immediately notify the State. The State
reserves the right to direct the sale or transfer of equipment purchased under this
Contract upon determination by the State that said equipment has not been fully
and/or properly utilized. The Contractor shall maintain at least the minimum insurance
on all vehicles and other nonexpendable personal property as required by the
insurance regulations of the State of Texas. Irrespective of coverage by insurance,
unless otherwise approved in writing by the State, in the event of loss or damage to
project property, whether by casualty or fire, the fair market value will be the value of
the property immediately before the casualty or fire. Unless otherwise approved by
the State, in the event of loss due to casualty or fire, straight line depreciation of the
asset, based on the industry standard for a useful life, shall be considered fair market
value.
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The Contractor shall not execute any lease, pledge, mortgage, lien or other contract
touching or affecting the Federal or State interest in any project facilities or equipment;
nor shall the Contractor, by any act or omission of any kind, adversely affect the
Federal or State interest or impair its continuing control over the use of project
facilities or equipment.
The Contractor shall notify the State immediately of theft, wreck, vandalism or other
destruction of project -related facilities or equipment.
ARTICLE 10. LABOR PROTECTION PROVISIONS
The Contractor agrees to undertake, carry out and complete the project under the
terms and conditions determined by the Secretary of the United States Department of
Labor to be fair and equitable to protect the interests of employees affected by the
project and meeting the requirements of Section 13(c) of the Federal Transit Act.
Documentation on compliance efforts is attached hereto as Attachment B.
ARTICLE 11. CHARTER AND SCHOOL BUS OPERATIONS
A. The Contractor, or any subcontractor acting on its behalf, shall not engage in
charter bus operations outside the project area within which it provides regularly
scheduled public transportation service, except as provided under Sections 3(g)
and 12(c)(6) of the Federal Transit Act, 49 U.S.C. 1608, and regulations
pertaining to Charter Bus Operations, set forth at 49 CFR Part 604 and any
amendments that may be issued. Any subcontract entered into under these
regulations is incorporated into this Contract by reference.
B. The Contractor, or any subcontractor acting on its behalf, shall not engage in
school bus operations, exclusively for the transportation of students or school
personnel, in competition with private school bus operators, except as provided
under Section 3(g) of the Federal Transit Act, 49 U.S.C. 1602(g) and
regulations pertaining to School Bus Operations, set forth at 49 CFR Part 605
and any amendments thereto that may be issued. Any subcontract entered into
under these regulations is incorporated into this Contract by reference.
ARTICLE 12. MONITORING AND REPORTING
A. The Contractor shall submit to the State quarterly reports that provide as a
minimum the following:
(1) A comparison of actuial accomplishemnts to the goals established for the
period.
(2) Reasons why established goals were not met.
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(3) Other pertinent information including, when appropriate, analysis and
explanation of cost overruns or high unit costs.
B. The contractor shall promptly advise the State in writing of events which have a
significant impact upon the Contract, including:
(1) Problems, delays or adverse conditions which will materially affect the
ability to attain program objectives, prevent the meeting of time
schedules and goals, or preclude the attainment of project work units by
established time periods. This disclosure shall be accompanied by a
statement of the action taken, or contemplated, and amy State
assistance needed to resolve the situation.
(2) Favorable developments or events which enable meeting time schedules
and goals sooner than anticipated or producing more work units than
origianlly projected.
ARTICLE 13. DISPUTES
A. The Contractor shall be responsible for the settlement of all contractual and
administrative issues arising out of procurements entered in support of contract
work.
B. The State shall act as referee in all disputes regarding non -procurement issues,
and the State's decision shall be final and binding.
ARTICLE 14. REMEDIES
Violation or breach of contract terms by the Contractor shall be grounds for
termination of the Contract, and any increased cost arising from Contractor's default,
breach of contract or violation of terms shall be paid by the Contractor.
This agreement shall not be considered as specifying the exclusive remedy for any
default, but all remedies existing at law and in equity may be availed of by either party
and shall be cumulative.
ARTICLE 15. TERMINATION
A. The State may terminate this Contract at any time before the date of completion
whenever it is determined that the Contractor has failed to comply with the
conditions of the Contract. The State shall give written notice to the Contractor
at least seven days prior to the effective date of termination and specify the
effective date of termination and the reason for the termination.
B. If both parties to this Contract agree that the continuation of the Contract would
not produce beneficial results commensurate with the further expenditure of
funds, the parties shall agree upon the termination conditions, including the
effective date. In the event that both parties agree that resumption of the
Contract is warranted, a new contract must be developed and executed by both
parties.
C. Upon termination of this Contract, whether for cause or at the convenience of
the parties hereto, all finished or unfinished documents, data, studies, surveys,
reports, maps, drawings, models, photographs, etc., prepared by the Contractor
shall become the property of the State.
D. The State shall compensate the Contractor for those eligible expenses incurred
during the contract period which are directly attributable to the completed
portion of the work covered by this Contract, provided that the work has been
completed in a manner satisfactory and acceptable to the State. The
Contractor shall not incur new obligations for the terminated portion after the
effective date of termination.
E. Except with respect to defaults of subcontractors, the Contractor shall be in
default by reason of any failure in performance of this Contract in accordance
with its terms, including any failure by the Contractor to progress in the
performance of the work. Failure on the part of the Contractor to fulfill its
obligations as set forth in this Contract will be waived by the State for causes
due to Acts of God or force majeure.
ARTICLE 16. GENERAL PROVISIONS
A. CIVIL RIGHTS
During the performance of this Contract, the Contractor, for itself, its assignees
and successors in interest agrees as follows:
(1) Compliance with Requlations: The Contractor shall comply with the
regulations relative to nondiscrimination in federally assisted programs of
the Department of Transportation (hereinafter "DOT") Title 49, Code of
Federal Regulations, Part 21 and 23 CFR 710.405(b), as they may be
amended from time to time (hereinafter, referred to as the Regulations),
which are herein incorporated by reference and made a part of this
Contract.
(2) Nondiscrimination: The Contractor, with regard to the work performed by
it during the Contract, shall not discriminate on the grounds of race,
color, sex or national origin in the selection and retention of
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subcontractors, including procurement of materials and leases of
equipment. The Contractor shall not participate either directly or
indirectly in the discrimination prohibited by section 21.5 of the
Regulations, including employment practices when the contract covers a
program set forth in Appendix B of the Regulations.
(3) Solicitation for Subcontracts, Including Procurement of Materials and
Equipment: In all solicitations either by competitive bidding or negotiation
made by the contractor for work to be performed under a subcontract,
including procurement of materials or leases of equipment, each potential
subcontractor or supplier shall be notified by the Contractor of the
Contractor's obligations under this Contract and the Regulations relative
to nondiscrimination on the grounds of race, color, sex or national origin.
(4) Information and Reports: The Contractor shall provide all information
and reports required by the Regulations or directives issued pursuant
thereto, and shall permit access to its books, records, accounts, other
sources of information, and its facilities as may be determined by the
State or the Federal Transit Administration to be pertinent to ascertain
compliance with such Regulations, orders and instructions. Where any
information required of a contractor is in the exclusive possession of
another who fails or refuses to furnish this information, the contractor
shall so certify to the State, or the Federal Transit Administration, as
appropriate, and shall set forth what efforts it has made to obtain the
information.
(5) Sanctions for Noncompliance: In the event of the Contractor's
noncompliance with the nondiscrimination provisions of this Contract, the
State shall impose such contract sanctions as it or the Federal Transit
Administration may determine to be appropriate, including, but not limited
to:
(a) Withholding of payments to the Contractor under the contract until
the Contractor complies, and/or
(b) Cancellation, termination or suspension of the contract, in whole or
in part.
(6) Incorporation of Provisions: The Contractor shall include the provisions
of paragraphs (1) through (6) in every subcontract, including procurement
of materials and leases of equipment, unless exempt by the regulations,
or directives issued pursuant thereto. The Contractor shall take such
action with respect to any subcontract or procurement as the State or the
Federal Transit Administration may direct as a means of enforcing such
a
provisions including sanctions for noncompliance. Provided, however,
that, in the event a contractor becomes involved in, or is threatened with,
litigation with a subcontractor or supplier as a result of such direction, the
contractor may request the State to enter into such litigation to protect
the interests of the State, and, in addition, the contractor may request the
United States to enter into such litigation to protect the interests of the
United States.
B. NONDISCRIMINATION ON THE BASIS OF DISABILITY
The Contractor agrees that no otherwise qualified disabled person shall, solely
by reason of his disability, be excluded from participation in, be denied the
benefits of, or otherwise be subject to discrimination under the project. The
Contractor shall insure that all fixed facility construction or alteration and all new
equipment included in the project comply with applicable regulations regarding
Nondiscrimination on the Basis of Handicap in Programs and Activities
Receiving or Benefitting from Federal Financial Assistance, set forth at 49 CFR
Part 27, any amendments thereto, and the Americans with Disabilities Act.
C. DISADVANTAGED BUSINESS ENTERPRISE PROGRAM REQUIREMENTS
It is the policy of the Department of Transportation and the State that
Disadvantaged Business Enterprises as defined in the Intermodal Surface
Transportation Efficiency Act of 1991, P. L. 102-240, Sec. 1003, 105 Stat. 1914,
1918-1922 (1922), shall have the maximum opportunity to participate in the
performance of contracts financed in whole or in part with Federal funds.
Consequently, the Disadvantaged Business Enterprise requirements of Pub. L.
No. 102-240, Sec. 1003 apply to this Contract as follows:
1. The Contractor agrees to ensure that Disadvantaged Business
Enterprises (DBE) as defined in P. L. 102-240, Sec. 1003 have the
maximum opportunity to participate in the performance of contracts and
subcontracts financed in whole or in part with Federal or State funds. In
this regard, the Contractor shall take all necessary and reasonable steps
to meet the Disadvantaged Business Enterprise goal for this contract.
2. The Contractor shall not discriminate on the basis of race, color, national
origin or sex in the award and performance of contracts funded in whole
or in part with Federal or State funds.
3. These requirements shall be physically included in any subcontract.
The percentage goal for Disadvantaged Business Enterprise participation in the
activities to be performed under this contract is a minimum 10% of the contract dollars
available for contracting opportunities as defined in P. L. 102-240, Sec. 1003. The
Contractor shall submit to the State reports on DBE compliance efforts and
documentation of good faith efforts to meet the DBE goal. This information shall be
provided to the State on the format(s) and at time intervals prescribed by the State.
Failure to carry out the requirements set forth a
contract and, after the notification of the State,
contract by the State or other such remedy, which
grant awards, as the State deems appropriate.
D. EQUAL EMPLOYMENT OPPORTUNITY
bove shall constitute a breach of
may result in termination of the
may include reductions in future
The Contractor agrees to comply with Executive Order 11246 titled "Equal
Employment Opportunity" as amended by Executive Order 11375 and as
supplemented in Department of Labor Regulations (41 CFR, Part 60).
E. AFFIRMATIVE ACTION
The Contractor warrants that affirmative action programs as required by the
rules and regulations of the Secretary of Labor (41 CFR 60-1 and 60-2) have
been developed and are on file.
F. SPECIAL PROVISIONS FOR CONSTRUCTION OR REPAIR CONTRACTS
1. Contract Work Hours and Safety Standards Act
The Contractor agrees to comply with Sections 103 and 107 of the
Contract Work Hours and Safety Standards Act (40 U.S.C., Part 327-
330) as supplemented by Department of Labor regulations (29 CFR, Part
5), which requires wages to be computed on a standard 40 hour work
week, with time in excess of 40 hours in a week compensated at a rate
not less than 1 1/2 times the basic rate. No worker shall be required to
work in surroundings or under conditions which are unsanitary,
hazardous or dangerous.
2. Copeland "Anti -Kickback" Act
The Contractor agrees to comply with the Copeland "Anti -Kickback" Act
(18 U.S.C. 874), as supplemented in Department of Labor regulations
(29 CFR, Part 3) which provides that each contractor or subrecipient
shall be prohibited from inducing, by any means, any person employed in
the construction, completion, or repair of public work, to give up any part
of the compensation to which he is otherwise entitled. The recipient shall
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report all suspected or reported violations to the Federal awarding
agency.
3. Davis -Bacon Act
The Contractor agrees to comply with the provisions of the Davis -Bacon
Act (40 U.S.C. 176a to 9-7) as supplemented by Department of Labor
regulations (29 CFR, Part 5), which requires that contractors shall pay
wages to laborers and mechanics at a rate not less than the minimum
wages specified in a wage determination made by the Secretary of
Labor. Wages shall be paid not less than once a week.
4. Relocation and Land Acquisition
The terms of the Department of Transportation regulations "Uniform
Relocation and Real Property Acquisition for Federal and Federally
Assisted Programs" 49 CFR Part 25 are applicable to this Contract.
5. Insurance and Bonding
6. Signs
The Contractor shall comply with insurance and bonding requirements as
established in 49 CFR Part 18.
The Contractor shall cause to be erected at the site of construction, and
maintained during construction, signs satisfactory to the State and the
United States Department of Transportation identifying the project and
indicating that the Government is participating in the development of the
project.
G. ENVIRONMENTAL PROTECTION AND ENERGY EFFICIENCY
The Contractor agrees to comply with all applicable standards, orders or
requirements issued under Section 306 of the Clean Air Act (42 U.S.C.
1857(h]); Section 508 of the Clean Water Act (33 U.S.C. 1368); Executive
Order 11738 and Environmental Protection Agency regulations (40 CFR, Part
15). The Contractor further agrees to report violations to the State.
The Contractor agrees to recognize standards and policies relating to energy
efficiency which are contained in the State energy conservation plan issued in
compliance with the Energy Policy and Conservation Act (P.L. 94-163).
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H. CONTROL OF DRUG USE
The Contractor agrees to comply with the terms of the Federal Transit
Administration regulation, "Control of Drug Use in Mass Transportation
Operations", set forth at 49 CFR Part 653.
I. SUSPENSION AND DEBARMENT
The terms of the Department of Transportation regulation, "Suspension and
Debarment of Participants in DOT Financial Assistance Programs", set forth at
49 CFR Part 29, are applicable to this contract and the Contractor must
complete the Contractor Certification which is included as Attachment C.
Further, any subcontractor employed by the Contractor is also bound by the
terms of 49 CFR Part 29 and must complete a Contractor Certification form.
J. RESTRICTIONS ON LOBBYING
Pursuant to Section 319 of P. L. 101-121, which generally prohibits recipients of
Federal funds from using those monies for lobbying purposes, the Contractor
shall comply with the attached Special Provision "New Restrictions on
Lobbying", which is included as Attachment E.
K. PROHIBITED ACTIVITIES
The Contractor or any subcontractor shall not use Federal or State assistance
funds for publicity or propaganda purposes designed to support or defeat
legislation pending before Congress or the Texas Legislature.
No member of or delegate to the Congress of the United States shall be
admitted to any share or part of this Contract or to any benefit arising
therefrom.
No member, officer or employee of the Contractor during his tenure or one year
thereafter shall have any interest, direct or indirect, in this Contract or the
proceeds thereof.
Texas Transportation Commission policy mandates that employees of the
Department shall not accept any benefits, gifts or favors from any person doing
business or who reasonably speaking may do business with the State under
this Contract. The only exceptions allowed are ordinary business lunches and
items that have received the advanced written approval of the Executive
Director of the Department of Transportation. Any persons doing business with
or who may reasonably speaking do business with the State under this Contract
may not make any offer of benefits, gifts or favors to Departmental employees,
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except as mentioned hereabove. Failure on the part of the Contractor to
adhere to this policy may result in the termination of this Contract.
L. DELINQUENT TAX CERTIFICATION
Pursuant to Article 2.45 of the Business Corporation Act, Texas Civil Statutes,
which prohibits the State from awarding a contract to a corporation that is
delinquent in paying taxes under Chapter 171, Tax Code, the Contractor hereby
certifies that it is not delinquent in its Texas franchise tax payments, or that it is
exempt from or not subject to such tax: A false statement concerning the
Contractor's franchise tax status shall constitute grounds for cancellation of the
contract at the sole option of the State.
M. ASSURANCES
The Contractor will comply with Texas Civil Statutes, Article 5996a, by insuring
that no officer, employee or member of the Contractor's governing board or of
the Contractor's subcontractor shall vote or confirm the employment of any
person related within the second degree by affinity or third degree by
consanguinity to any member of the governing body or to any other officer or
employee authorized to employ or supervise such person. This prohibition shall
not prohibit the employment of a person who shall have been continuously
employed for a period of two years prior to the election or appointment of the
officer, employee, governing body member related to such person in the
prohibited degree.
The Contractor will insure that all information collected, assembled or
maintained by the applicant relative to this project shall be available to the
public during normal business hours in compliance with Texas Civil Statutes,
Article 6252-17a, unless otherwise expressly provided by law.
The Contractor will comply with Texas Civil Statutes, Article 6252-17, which
requires all regular, special or called meetings of governmental bodies to be
open to the public, except as otherwise provided by law or specifically permitted
in the Texas Constitution.
N. PATENT RIGHTS
If any invention, improvement or discovery of the Contractor or any of its
subcontractors is conceived or first actually reduced to practice in the course of
or under this project, which invention, improvement or discovery may be
patentable under the Patent Laws of the United States of America or any
foreign country; and if said invention, improvement or discovery has not already
15
become the property of the State under Article 16.0 above; the Contractor shall
immediately notify the State and provide a detailed report. The rights and
responsibilities of the Contractor, subcontractors and the United States
Government with respect to such invention will be determined in accordance
with applicable Federal laws, regulations, policies and any waivers thereof.
Further, the Contractor shall comply with the provisions of 41 CFR, Part 1-9.
O. COPYRIGHTS
The State and the United States Department of Transportation shall have the
royalty -free, non-exclusive and irrevocable right to reproduce, publish or
otherwise use, and to authorize others to use, the work for government
purposes.
P. INDEMNIFICATION
The Contractor shall indemnify and save harmless the State from all claims and
liability due to activities of itself, its agents, employees, or volunteers, performed
under this agreement and which result from an error, omission or negligent act
of the Contractor or of any person employed by the Contractor. The Contractor
shall also save harmless the State from any and all expenses, including
attorney fees, which might be incurred by the State in litigation or otherwise
resisting said claim or liabilities which might be imposed on the State as a result
of activities by the Contractor, its agents, employees or volunteers.
Q. SUCCESSORS AND ASSIGNS
The Contractor binds himself, his successors, assigns, executors and
administrators in respect to all covenants of this agreement. The Contractor
shall not sign, sublet or transfer his interest in this agreement without the
written consent of the State.
R. CONTRACTOR ACKNOWLEDGMENT
The Contractor acknowledges that it is not an agent, servant or employee of the
State and is responsible for its own acts and deeds and for those of its agents
or employees during the performance of the contract work.
S. LEGAL CONSTRUCTION
In case any one or more of the provisions contained in this agreement shall for
any reason be held to be invalid, illegal or unenforceable in any respect, such
invalidity, illegality or unenforceability shall not affect any other provision thereof
OR
and this agreement shall be construed as if such invalid, illegal or
unenforceable provision had never been contained herein.
T. PRIOR AGREEMENTS
This agreement constitutes the sole and only agreement of the parties hereto
and supersedes any prior understandings or written or oral agreements
between the parties respecting the within subject matter.
17
IN TESTIMONY WHEREOF, the parties hereto have caused these presents to be
executed.
STATE OF TEXAS
Certified as being executed fc
the purpose and effect of
activating and/or carrying out
CONTRACTOR
City of Lubbock
the orders, established policies, Title: Mayor
or work programs heretofore
approved and authorized by the
Texas Transportation Commission Date: February 23, 1995
under tthe authority of Minute Order
104930.
APPROVED:
By:
Director of Publ!6 Transportation
Date: - 1
RECOMMENDED FOR EXECUTION:
role District Engineer, Lubbock District
ATTEST:
4"t, '.� C�-P'
Betty R. JohnsdL
City Secretary
Date: February 23, 1995
APPROVED AS TO CONTENT:
Larry V, offman
Director of Tran portation
APPROVED AS TO FORM:
arold Willard
18 Assistant City Attorney
CONTRACTOR: CITY OF LUBBOCK
CONTRACT NO: 515XXF6026
STATE PROJECT: LMT-9501(005)
CONTRACT BUDGET
STATE
LINE ITEM NO: DESCRIPTION
TOTAL
FEDERAL
DOC
LOCAL
CAPITAL
34 BUSES,FARE
7,840,205
6,272,164
1,568,041
0
BOXES AND
0
0
0
0
RADIOS
0
----------
0
----------
0
----------
0
TOTAL
7,840,205
6,272,164 80%
1,568,041 20%
----------
0 0%
TOTAL
7,840,205
6,272,164
1,568,041
0
STATE FUNDING SPLIT: OOC
Capital 1,568,041
TOTAL 1,568,041
TOTAL REIMBURSABLE: 1,568,041
TOTAL
1,568,041
0
0
1,568,041
EXHIBIT A