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HomeMy WebLinkAboutResolution - 4644 - Contract - TDOH - Public Health Services - 10_20_1994Resolution No. 4644 Item No. 15A City Council Date 10/20/94 BE IT RESOLVED BY THE CITY COUNCII. OF THE CITY OF LUBBOCK: THAT the Mayor of the City of Lubbock BE and is hereby authorized and directed to execute for and on behalf of the City of Lubbock a Public Health Services Contract by and between the City of Lubbock and the Texas Department of Health, attached hereto, which shall be spread upon the minutes of the Council and as spread upon the minutes of this Council shall constitute and be a part of this Resolution as if fully copied herein in detail. Passed by the City Council this 20t day off October , 1994. .VID R. ATTEST: Betty W Johnson, Ci Secretary APPROVED IAS TO CONTENT: Doug Goode*-4)irector of Health and Community Aces APPROVED, AS TO FORM: G. V�ndiver, First Assistant City Attorney sqAemter k IM TEXAS DEPARTMENT OF HEALTH 1100 WEST 49TH STREET AUSTIN, TEXAS 78756-9199 CONTRACT CHANGE NOTICE NO. 4 dtATE OF TEXAS TOH Document No. C5000255 COUNTY OF TRAVIS The Texas Department of Health, hereinafter referred to as RECEIVING AGENCY, did heretofore enter into a contract in writing with LUBBOCK CITY HEALTH DEPARTMENT hereinafter referred to as PERFORMING AGENCY. The parties thereto now desire to amend such contract as follows: SUMMARY OF TRANSACTION: Revision to public health services contract. ; Att. No. 10 — Amendment to add a new Attachment for Bureau of Laboratories to ; provide funds to test and provide annual reports on the work— ; load indicated. ; All terms and conditions not hereby amended remain in full force and effect. ; EXECUTED IN DUPLICATE ORIGINALS ON THE DATES SHOWN. CITY OF LUBBOCK Authorized Contracting Entity (type above ; if different from PERFORMING AGENCY) ; for and in behalf of: !; LV880CK CITY HEIL DEPARTMEKT TEXAS OEPARTKEHT OF HEALTH ' , -RFORNI ENCY RECEIVING AGENCY ; tV , By: B (Signat person authorize at of person authorized to sign contracts) to sign contracts) ; Linda Farrow, Chief ; David R. Langston, Mayor Bureau of Financial Services ; {Name a(d Title) (Nameand Title) O Date: Date: R E0: APPROVED AS TO FORM: ' By: By: Alfl J'&Q, (PERFORMING AGENCY Director, Office of General Counsel if different from person ; authorized to sign contract) ; , Cover - Page i DETAILS OF ATTACHMENTS Att/; ; ; Financial Assistance ; v 1; At. ; TDH Term ; Source of ; ; Direct ; Total Assistance ; No. ; Program ; Begin ; End , Funds* ; Amount ; Assistance ; Amount (TDH Share) ; 01 ; HIV/GHC-LHS ; 1/ 1/94:12/31194: 93.940 ; 35,000.00: .001 35,000.00 02A ; HIV/EDUC-LHS ; 9/ 1/94: 8/31/95: STATE ; 43,471.00: .00; 43,471.00 03 ; MID-LHS ; 9/ 1/94: 8/31/95; STATE ; .00; .00; .00 04 ; HIV/SURV-LHS ; T/ 1/94:12/31/941 93.118 ; 20,096.00: .00; 20,096.00: 05 ; TB/OR/ST-LHS ; 9/ 1/94: 8/31/95: STATE ; 20,073.00: .00: 20,073.00: 06 ; ORP-LHS ; 9/ 1/941 8/31/95: STATE ; 119,182.00, 43,440.00; 152,622.00; OT ; INK/OPTS-LHS ; 9/ 1/94: 8/31/95: STATE ; 68,356.00: 140,011.00;- 208,367.00: 08 ; VIC/FHS-LHS ; 9/ 1/94: 8/31/95: STATE ; 364,981.00; 32,515.00: 397,597.00: 09 ; HIV/EIP-LHS ; 9/ 1/94: 3/31/95: 93.911 ; 47,194.00: .00: 47,194.00: 10 ; LAB-LHS ; 9/ 1/94: 8/31/95: STATE ; .00; 76,000.00: 76,000.00: --------------- --------------------------------------------------------------------------------------------------� TDH Document No. C5000255 TOTALS ; : 718,353.00: ii 292,067.00: : 1,010,420.00; Change No. 04 =Federal funds are indicated by a number from the Catalog of Federal Domestic Assistance (CFOA), if applicable. REFER TO BUDGET SECTION OF ANY ZERO AMOUNT ATTACHMENT FOR DETAILS. COVER - Page 2 DOCUMENT NO. C5000255 ATTACHMENT NO. 10 PERFORMING AGENCY: LUBBOCK CITY HEALTH DEPARTMENT RECEIVING AGENCY PROGRAM: BUREAU OF LABORATORIES TERM: September 1, 1994 THROUGH August 31, 1995 SECTION I. SCOPE OF WORK: PERFORMING AGENCY laboratory agrees to test and provide reports to RECEIVING AGENCY'S, BUREAU OF LABORATORIES, as requested to the appropriate categories below in support of RECEIVING AGENCY statewide programs: Milk bacteriology and chemistry; Syphilis serology; Gonorrhea and/or chlamydia testing; Tuberculosis testing; and Other approved analyses. . PERFORMING AGENCY agrees to meet standards for such analyses as set forth by RECEIVING AGENCY, Bureau of Laboratories, the Clinical Laboratory Improvement Act, the Safe Drinking Water Act, the National Conference of Interstate Milk Shippers, and/or the Public Health Services Grade A Pasteurized Milk Ordinance. PERFORMING AGENCY will provide an estimated 46,500 specimen/samples in or benefiting the geographic area defined as LUBBOCK COUNTY AND BORDERING COUNTIES. SECTION II. LEGAL AUTHORITY TO CONTRACT: Chapters 12 and 121, Health and Safety Code. SECTION III. SPECIAL PROVISIONS: General Provisions, PROGRAM INCOME Article, paragraph two, is not applicable to this Attachment. However, additional instructions regarding program income follow in the next two paragraphs. In keeping with the RECEIVING AGENCY'S entrepreneurial efforts, it is the RECEIVING AGENCY'S intent to encourage the use of locally earned Medicaid funds to pay for or offset significantly the cost of the statewide syphilis, gonorrhea, and chlamydia testing programs. To accomplish this, PERFORMING AGENCY laboratories agree to bill Medicaid for eligible patients for the following laboratory tests: syphilis serology screening, syphilis serology confirmation, and gonorrhea and chlamydia diagnosis. Program Income in excess of the reagent costs must be utilized by the PERFORMING AGENCY to further the program objectives of the State statute under which the Scope of Work for this Attachment was made. General Provisions, FINANCIAL REPORTS Article is not applicable to this Attachment. -1- SECTION IV. BUDGET: Support for this scope of work is provided in part by the RECEIVING AGENCY, Bureau of Laboratories, through supplies ordered directly from RECEIVING AGENCY warehouse stocks or through reagents drop -shipped from vendors or from RECEIVING AGENCY to the value limit set out below. Requisitions for supplies will be processed in accordance with RECEIVING AGENCY guidelines. Any change in the allotment amount must be approved by RECEIVING AGENCY, Chief, Bureau of Laboratories. WAREHOUSE ALLOTMENT-$6,100.00 REAGENT ALLOTMENT-$69,900.00 TOTAL ALLOTMENT-$76,000.00 CPZ TEXAS DEPARTMENT OF HEALTH Resolution 1100 WEST 49TH STREET October 20, AUSTIN, TEXAS 78756-3199 Item #15A . ' .CONTRACT CHANGE NOTICE NO. 1 ' STATE OF TEXAS COUNTY OF TRAVIS TDH Document No. C5000255 No.4644 1994 The Texas Department of Health, hereinafter referred to as RECEIVING AGENCY, did heretofore enter into a contract in writing with LUBBOCK CITY HEALTH DEPARTMENT hereinafter referred to as PERFORMING AGENCY. The parties thereto now desire to amend such contract as follows: SUMMARY OF TRANSACTION: Revision to public health services contract. Amendment to add new attachments for HIV Division (02), Milk and Dairy Products Division (03), HIV Division (04), and Tuberculosis Elimination Division (05), Office of Regional Programming (06), Immunization Division (07), and Bureau of Women and Children (08). Revised General Provisions attached. All terms and conditions not hereby amended remain in full force and effect. EXECUTED IN DUPLICATE ORIGINALS ON THE DATES SHORN. CITY OF LUBBOCK Authorized Contracting Entity (type above if different from PERFORMING AGENCY) -far--ud in behalf of: UBBOCK HEILUZURaERT TEXAS DEPARTMENT OF HEALTH AG CY RECEIVING AGENCY By. , ( nature of person authorized ( i at a of person authorized ; to sign contracts) o sign contracts) ; Linda Farrow, Chief David R. , Lan stonMayor 8 Y Bureau of Financial Services , (Name and Title) (Name and Title) ' Date: October 20, 1994 Date: RECOMMENDED: APPROVED AS TO ORM: By By: } (PERFORMING AGENC )re tor. Office of General Counsel if different from person authorized to sign contract) , : , Cover - Page 1 RECEIVED NOV 101994 LUaM CITY HEALTH DEFL ` iv. ' •! DETAILS OF ATTACHMENTS ; t Att/; Financial Assistance ; ; Am. ; TON 'Ire ra Source of Direct ; Total Assistance ' No. ; Program Begin End Funds= Amount Assistance ; Amount (TON Share) 01 ; HIV/GHC- A ; 1/ 1/9412/31/94; 93-40 ; ?5.000.00; .00; 35.OGO.GG; 1 02 1 ; HIV/EOUC-LHS ; i 9/ li94; 8131/95; 1 STATc 43.471.00; I .00; 42.471.00; 1 03 R&D-LHS ; 9/ 1/94'. e131%95; STATE .00; .00; .00; r 1 04 ; HIV/SURV-LHS '. 7i t/94;12131/94; 93.118 ; 20.096.00; .00; 20,095.00; 1 05 ; TB/OR/ST-!HS '. 9/ 1194:.9131i95; STATH 20.073.00; .00; 20.G73.07'. 06 Opp-LHS ; V 1/94; 131/95; STAT. 112.182.00: 43.440.00. 162.c22.30; 07 I 10V OPTS-:HS ' 91 1/94; 81'i1/95; STATE 68.356.00; 1.0.011.00; 208.367.00' I I I 1 I ' 38 I MaC/FfS- HS 9/ 1/94; 8/31/95: STATE 364.981.00; 1.2.616.00: 397..97.00i t 1 1 1 1 I I I f 1 1 1 1 1 i i 1 7 3 I i f t i I 1 1 I ' I 1 1 t 1 1 I 1 1 i 1 1 i i t I I ! 1 I I I 1 ' 1 1 1 I , t 1 i i t 1 t 1 I I � 1 , ! 1 t 1 1 1 1 , 1 1 � 1 � 1 t 1 I 1 1 t t 1 1 t i 1 I t 1 i t i 1 i 1 1 I 1 1 1 1 t I 1 j-------------------------------------------------------------------- 1 1 i i 1 1 1 1 t I ---------------- - - - - - - - - - - - - - - - - - - - - - - - - - I TDH Docurent No. C5000255 TOTALS ; S 671,159.00; t 216,067.0G; t W ,226.00; ' Change No. 01 =Federal funds are indicated t•r a number frog the Catalog of Federal Domestic Assistance 1CFDA1, if aaol;caele. REFER TO BUDGET SECTION OF ANY 7FRO AMOUNT ATTACHMENT FOR DETAILS. i f L GENERAL PROVISIONS.FOR TEXAS DEPARTMENT OF HEALTH CONTRACTS PERFORMING AGENCY and RECEIVING AGENCY,agree this contract, assurances, general and/or special provisions, and Attachments) with detailed scope(s) of work and budget(s), as applicable, incorporate tall covenants and agreements pertaining hereto.No prior agreement or understanding; oral or otherwise, of the parties or their agents.will be,vali& or enforceable unless embodied in this contract. The person or persons signing and executing this contract on behalf of PERFORMING AGENCY, or representing themselves as signing and executing this contract on behalf of PERFORMING AGENCY, do hereby warrant and guarantee that he, she, or they have been duly authorized by PERFORMING AGENCY to execute this contract on behalf of PERFORMING AGENCY and to validly and legally bind PERFORMING AGENCY to all terms, performances,.and provisions herein set forth: PERFORMING AGENCY hereby assures compliance with the following terms and conditions unless,_otherwise specified in the Attachment(s) hereto: ARTICLE 1. Scone of Work PERFORMING AGENCY will perform the work. outlined in the Scope(s) of Work contained in the Attachment(s) hereto which is/are referenced in the Details of Attachments, and hereby incorporated and made a part of this contract, plus amendments which may be added by additional Attachments) -from time to time as hereinafter.provided. Satisfactory performance of this contract will be measured in part by: (1) adherence to the contract; (2) results of CPA or State Auditor reports; and, 3) timeliness,, completeness, and accuracy of required reports. ARTICLE 2.Term The' time period' of this contract, will be governed by the: term(s) on the Attachment(s). No commitment of contract funds is permitted prior to the first day. nor subsequent to the last day of the term. The term may be extended or shortened by amendment(s). ARTICLE 3. Funding This contract is contingent, upon funding being available for the term of the Attachment(i) and PERFORMING AGENCY will, have no right of action .against RECEIVING AGENCY in the event that RECEIVING AGENCY is unable to perform its obligations,. under this contract as a result of the suspension, _termination, withdrawal, or failure of funding to RECEIVING AGENCY or lack of sufficient funding of RECEIVING AGENCY for any Attachment(s) to this contract. If funds become unavailable, provisions of the Termination Article will apply. ARTICLE••.4. Amendments Contract Attachment(s) may be amended, and such amendments will be in writing and duly executed by the parties hereto. ARTICLE 5.— Severability If any provision of this contract will be construed to be illegal or invalid, this will not affect the legality or ,validity of any of the other provisions hereof.. The illegal or invalid provision will be deemed stricken and deleted herefrom to the same extent and effect,as if never incorporated herein, but all other provisions will continue. 1395'GENERAL PRbVISIONS - Page 1 (5/94) ARTICLE 6. Applicable Laws and Standards' This contract will be governed by the laws of the State of Texas and enabling state/federal regulations, including federal grant requirements applicable to funding sources as set out in.Attachment(s) hereto. If PERFORMING AGENCY is a local governmental public health entity, this contract will also be governed by the Local Public Health Reorganization Act, Chapter 121, Health and:Safety Code. PERFORMING AGENCY agrees Chapter 783, Texas Government Code Annotated (Vernon's Pamphlet 1992), (Uniform Grant and Contract Management Act (UGCMA)], as may be amended by revised federal circulars to be incorporated in UGCMA by the Governor's Budget.and Planning Office, applies as terms and conditions of this contract,_. and; the standards are adopted by reference ,in their entirety. If a conflict arises between the provisions of this contract and UGCMA, the provisions of UGCMA will prevail unless expressly stated otherwise. A copy of this manual and its references are provided to PERFORMING AGENCY by RECEIVING AGENCY upon request. PERFORMING AGENCY must obtain prior written, approval from RECEIVING AGENCY for major project changes which are specified in RECEIVING AGENCY's institutional prior approval policy and the applicable Administrative Requirements and Cost Principles. Copies of these documents are provided to PERFORMING AGENCY, by RECEIVING AGENCY and are incorporated by reference as a condition of this contract. In accordance with Section 1352 of Public Law 101-121, effective December 22, 1989, PERFORMI,NG AGENCY is prohibited from using funds granted under this contract for .lobbying Congress or any agency, in connection with a particular contract. In addition, if at any time a contract exceeds $100,000, the law requires certification that none of the funds provided by RECEIVING AGENCY to PERFORMING AGENCY have been used for payment to lobbyists. Regardless of funding source, and if a contract exceeds $100,000, a disclosure form must be completed if PERFORMING AGENCY has any agreement with a lobbyist. This certification and/or form is available upon request and must be forwarded to RECEIVING AGENCY within 90 days of receipt. PERFORMING AGENCY certifies by execution of this contract that its payment of franchise taxes is current or, if PERFORMING AGENCY is exempt from payment of franchise taxes, that it is not subject to the State of Texas franchise tax. A false statement regarding franchise tax status will be treated, as a material breach of this contract and may be grounds for termination at the option of RECEIVING AGENCY. If franchise tax payments become delinquent during the Attachment term, payments under this contract will be held until PERFORMING AGENCY's delinquent franchise tax is paid in full. ARTICLE 7. Debarment and suspension PERFORMING AGENCY further certifies by execution of this contract that it is not ineligible for participation in federal or state assistance programs under Executive Order 12549, Debarment and Suspension. PERFORMING AGENCY certifies, by submission of this contract, that neither it nor its principals is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this transaction by any Federal department or agency. Where the PERFORMING AGENCY is unable to certify. to any of the statements in this certification, PERFORMING AGENCY shall attach an explanation. PERFORMING AGENCY specifically asserts that it has not knowingly failed to pay a single substantial debt or a number of outstanding debts to a federal or state agency or it is not subject to an, outstanding judgment in a suit against PERFORMING AGENCY for collection of the balance. A false statement regarding PERFORMING AGENCY's status will be treated as a material breach of this contract and may be grounds for termination at the option of RECEIVING AGENCY. 1995 GENERAL PROVISIONS - Page 2 (5/94) i ARTICLE S. Assurances PERFORMING AGENCY will establish safeguards to prohibit employees from using their positions for a purpose that constitutes or presents the appearance of personal or organizational conflict of interest, or personal gain. PERFORMING AGENCY will comply with all federal and state statutes, as amended, relating to nondiscrimination. These include but are not limited to: Title VI of the Civil Rights Act of 1964, (42 USC Sec. 2000e, et. seq.) which prohibits discrimination on the basis of race, color or national origin; Title IX of the Education Amendments of 1972, (20 USC Sec. 1681-1683 and 1685-1686), which prohibits discrimination on the basis of sex; the Rehabilitation Act of 1973, (29 USC Sec. 794), which prohibits discrimination on the basis of handicaps; The Americans with Disabilities Act of 1990 (42 USC Sec. 12101 et. seq.), which prohibits discrimination on the basis of disabilities; The Age Discrimination Act of 1975, (42 USC Sec. 6101-6107), which prohibits discrimination on the basis of age; The Drug Abuse, Prevention, Treatment, and Rehabilitation Act, (21 USC Sec. 1101 et. seq.), relating to discrimination on the basis of drug abuse; the Age Discrimination in Employment Act of 1967, (29 USC Sec. 621-634), which prohibits discrimination in employment on the basis of age; the Comprehensive Alcohol Abuse and Alcoholism Prevention, Treatment, and Rehabilitation Act of 1970, (42 USC Sec. 4541 et. seq.), relating to nondiscrimination on the basis of alcohol abuse or alcoholism; The Public Health Service Act of 1912, (42 USC Sec. 290dd-3 and 290ee-3), relating to confidentiality of alcohol and drug abuse patient records; any other nondiscrimination provisions in the specific statute(s), pertaining to applicable federal assistance; and the requirements of any other nondiscrimination federal or state statu h m ght apply to this contract. ��i'TOa � `t"(115 C..O��,'ES"QG-�'lent ��/ ^PERFO ING AGENCY will comply with en tal standards which may be prescribed pursuant to the following: (a) institution of environmental quality control measures under the National Environmental Policy Act of 1969 (P.L. 91- 190) and Executive Order (EO) 11514; (b) notification of violating facilities pursuant to EO 11738; (c) conformity of Federal actions to State (Clear Air) Implementation Plans under Section 176(c) of the Clear Air Act of 1955, as amended (42 U.S.C. SS 7401 et seq.); and (d) protection of underground sources of drinking water under the Safe Drinking Water Act of 1974, as amended, P.L. 93-523. PERFORMING AGENCY will comply with P.L. 93-348 regarding the protection of human subjects involved in research, development, and related activities supported by any applicable award of federal assistance. PERFORMING AGENCY will comply with the Clinical Laboratory Improvement Amendments of 1988 (CLIA), P.L. 100-578 (42 U.S.C. 263 a), which establish Federal requirements for the regulation and certification of clinical laboratories. PERFORMING AGENCY will comply with the OSHA Regulations on Bloodborne Pathogens, 56 Fed. Reg. 64175 (1991), 29 C.F.R. 1919.030, which set safety standards for those workers and facilities who may handle Bloodborne pathogens. PERFORMING AGENCY assures it will not transfer or assign its interest in this contract without the written consent of the RECEIVING AGENCY. ARTICLE 9. Standards For Financial Management PERFORMING AGENCY will develop, implement, and maintain financial management and control systems that meet or exceed the requirements of UGCMA. Those requirements include at a minimum: 1. Financial planning including the development of budgets that adequately reflect all functions and resources necessary to carry out authorized activities and the adequate determination of costs; 1995 GENERAL PROVISIONS - Page 3 (5/94) 2. Financial management system including accurate, correct, and complete payroll, accounting, and financial reporting records, cost source documentation, effective internal and budgetary controls, determination of reasonableness, allowability, and allocability of costs, and timely and appropriate audits and resolution of,any findings; and, 3. Billing and collection policies including a charge schedule, a system for discounting or adjusting charges based on a person's income and family size, and a mechanism capable of billing and making reasonable efforts to collect from patients and third parties. In addition, PERFORMING AGENCY agrees to bill third party payors for services provided under the Attachment(s), at no cost to the client. These potential payors include, but are not limited to, Medicaid, private insurance carriers, other available federal, state, local and private funds, etc. PERFORMING AGENCY is required to become a Medicaid provider for applicable program activities funded in the Attachment(s) hereto, and will maximize efforts to obtain payment from Medicaid and all other available sources. ARTICLE 10. Allowable Costs and Audit Requirements Only those costs allowable under UGCMA and any revisions thereto, plus any applicable federal cost principles are eligible for reimbursement under this Attachment (s). Applicable cost principles, audit requirements and administrative requirements are as follows: Audit Administrative_ Applicable Cost Principles Requirements Requirements A-87, State & Local Governments Circular A-128 UGCMA To be eligible for reimbursement under this Attachment(s) a cost must have been incurred within the Attachment term and paid by PERFORMING AGENCY prior to claiming reimbursement from RECEIVING AGENCY or encumbered by the last day of the Attachment term and liquidated no later than 45 days after the end of the Attachment term. Each PERFORMING AGENCY/AUTHORIZED CONTRACTING ENTITY receiving $25,000 or more in total federal/state financial assistance during their fiscal year shall arrange for an agency -wide financial and compliance audit of the PERFORMING AGENCY'S/AUTHORIZED CONTRACTING ENTITY'S fiscal year. The audit must be conducted by an independent CPA and must be in accordance with the applicable OMB Circulars and Government Auditing Standards. Procurement of audit services will comply with state procurement procedures, as well as provisions of UGCMA. Within 30 days of receipt of audit report, PERFORMING AGENCY/AUTHORIZED CONTRACTING ENTITY will submit a copy to RECEIVING AGENCY'S Internal Audit Division. ARTICLE 11. Overtime Compensation None of the funds provided by Attachment(s) will be used to pay overtime. PERFORMING AGENCY will be responsible for any obligations of overtime pay due employees. ARTICLE 12. Terms and Conditions of Payment For services satisfactorily performed pursuant to the Scope(s) of Work, PERFORMING AGENCY will receive reimbursement for allowable costs. Reimbursements will not exceed the total of each Attachment(s) hereto and are contingent on a signed contract. Claims for reimbursement will be. made on a State of Texas Purchase Voucher (TDH 1995 GENERAL PROVISIONS - Page 4 (5/94) C .1 F Form 8-13). Vouchers for reimbursement of actual expenses .will be submitted monthly within 20 days following the'erid of the month covered by the bill. A make-up claim may be submitted as a final close-out bill not later than 45 days following the end of Attachment term(s). Advance payment may be requested in accordance with the applicable provisions of this contract. Payments made for approved claims or notice of denial of claims submitted against Attachment(s) to this contract will be mailed not.later than 60 days after receipt of month 1y'vou&hers. Payment is. considered made on. the date postmarked. Any reimbursements made by PERFORMING AGENCY to subcontractors will be made in accordance with Article.601f, V.T.C.S. PERFORMING AGENCY may request, in writing, to be placed on Direct Deposit status. If this request is approved by RECEIVING AGENCY, PERFORMING AGENCY will no longer receive copies of reimbursement vouchers. Funding from. this contract will not be used to supplant state or local funds, ,but PERFORMING AGENCY will use such funds to increase state or local funds currently available to PERFORMING AGENCY for a particular activity. PERFORMING AGENCY further agrees to maintain its current level of support, if any. PERFORMING AGENCY will refund to RECEIVING AGENCY any funds PERFORMING AGENCY claims and receives from RECEIVING AGENCY for the reimbursement of costs which are determined by. RECEIVING AGENCY to be ineligible for reimbursement. RECEIVING AGENCY will have the right to withhold all or part of any future payments to PERFORMING AGENCY to offset any reimbursement made to PERFORMING AGENCY for any ineligible expenditures not refunded to RECEIVING AGENCY by PERFORMING AGENCY. Payment may be denied for noncompliance if required financial reports are not on file' for previous quarters or for the final period, or for failure to respond to financial compliance monitoring reports, or if program requirements are not met as specified in the Scope(s) of Work. ARTICLE 13. Advance Payment According to Treasury Circular 1075 (31 CFR Part 205) and RECEIVING AGENCY procedures, PERFORMING`AGENCY may request, in writing, a one time advance with written justificationand the concurrence of RECEIVING AGENCY. Amount of advance will be determined by the amount and term of the Attachment (s) ; however, for each Attachment, the amount of the advance will not exceed one -sixth (1/6th) of a twelve-month Attachment. Advance will be requested. on a. State of Texas Purchase Voucher at the beginning of Attachment period or at a single later time in the Attachment period if circumstances so warrant and the request is approved. Advance funds will be liquidated during the Attachment term so that, after final monthly billing, PERFORMING AGENCY will not have advance funds on hand. Advance' funds may be drawn only to meet immediate cash needs for disbursement (UGCMA and. federal circulars). Amendments to,this Attachment(s) may require upward or downward adjustment to the allowable `advance until it equates 1/6th of a twelve-month Attachment or approximates two months operating costs. In the case of a downward adjustment, PERFORMING AGENCY and RECEIVING AGENCY will agree on the amount of adjustment to the advance, RECEIVING AGENCY retains the option to reduce future claims by the required amount. In the case of an upward adjustment and PERFORMING AGENCY needs additional funds to meet immediate operating expenses, PERFORMING AGENCY may submit to RECEIVING AGENCY a written justification and State of Texas Purchase Voucher"in the amount necessary to correct the ratio. 1995 GENERAL PROVISIONS - Page 5 (5/94) ARTICLE 14. Program Income PERFORMING AGENCY will develop a fee for service system and a schedule of fees for personal health services in accordance with the provisions of Chapter 12, Sub -chapter D, Health and Safety Code and the Texas Board of Health rules covering Fees for Clinical Health Services (25 TAC, Section 1.91) and other applicable laws provided, however, that a patient may not be denied a service due to inability to pay.. Both parties agree all revenues directly generated by an Attachment s) supported activity or earned only as a result of the Attachment(s) during the term of the Attachment(s) are considered program income. This income will be identified and reported quarterly and annually utilizing the report forms identified- in the Financial Reports Article of these provisions. PERFORMING AGENCY will retain the program income and use one of the following alternatives: 1. Where the PERFORMING AGENCY is reimbursed by RECEIVING AGENCY under a cost reimbursement method, the additive or deductive alternatives for program income may be used. Under the additive method, PERFORMING AGENCY will add the program income -to the funds already committed to the project by both the RECEIVING AGENCY and PERFORMING AGENCY. Funds will be used to further the program objectives of the State/Federal statute under which the Scope of Work for the Attachment(s) was made.- Program income earned in a current budget period and not expended in that budget period may be carried forward to the next budget period but must be spent in the next budget period, or deducted from program expenditures. This policy will apply unless specifically stated otherwise in the Special Provisions of the contract Attachment(s). Under the deductive method, the PERFORMING AGENCY will deduct the program income from the total allowable costs to determine the net allowable costs. 2. Where the PERFORMING AGENCY is reimbursed by RECEIVING AGENCY under a fixed price arrangement, only the deductive alternative for program income will be used. PERFORMING AGENCY deducts the program income from the total allowable project costs to determine the net allowable costs. It is further understood that RECEIVING AGENCY will base future funding levels, in part, upon the PERFORMING AGENCY's proficiency in identifying, billing, collecting, and reporting income, and in utilizing it for the purposes and conditions of the applicable Attachment(s). ARTICLE 15. Financial Reports Financial reports are required as provided in UGCMA and will be filed regardless of whether or not expenses have been incurred. Ouarterly Financial Status Report, State of Texas Supplemental Form 269a (TDH Form GC-4a), will be submitted within 30 days following the end of each quarter. Annual/Final A final financial report, Request for Advance or Reimbursement, Form 270 (TDH Form GC-10) will be submitted not later than 45 days following the end of Attachment term(s). If necessary, a State of Texas Purchase Voucher will be submitted if all costs have not been recovered or a refund will be made of excess monies if costs incurred were less than funds received. 1995 GENERAL PROVISIONS - Page 6 (5/94) t t \` , ' I 11 .r ; i i [ { '* " r r ARTICLE 16. Reports and Inspections PERFORMING AGENCY will submit financial, program, progress, and other reports as requested by RECEIVING AGENCY in the format agreed to by the parties hereto. RECEIVING AGENCY and, when federal funds are involved, any authorized reptesentative(s) of the federal government have the right, at all reasonable times, to inspect or otherwise evaluate the work (including client or patient records) performed or being, performed hereunder, and the premises in which it is being performed, including subcontractors. PERFORMING AGENCY will participate in and provide reasonable access, facilities, and assistance to the representatives. All inspections and evaluations will be performed in such a manner as will'not'unduly'delay the work. PERFORMING AGENCY agrees that RECEIVING AGENCY and the federal government, or any of their duly authorized. representatives, will have access to any pertinent books, documents, papers, and client or`patient records of PERFORMING AGENCY for the purpose of making audit, 'examination, excerpts, and transcripts of transactions related to contract Attachment(s). RECEIVING AGENCY will have the right to audit billings both before and after payment. Payment under Attachment(s) will not foreclose the right of RECEIVING AGENCY to recover excessive or illegal payments. Any deficiencies identified by RECEIVING AGENCY upon examination of PERFORMING AGENCY's records will be conveyed in writing to PERFORMING AGENCY. PERFORMING AGENCY's resolution of findings will also be conveyed in writing to RECEIVING AGENCY within 30.days of receipt of RECEIVING AGENCY's findings. A determination by RECliVING`AGENCY of either an inadequate or inappropriate resolution of the findings may result in the withholding of funds. Any such withholding of funds will remain in effect until the findings are properly remedied as determined by ,RECEIVING AGENCY. ;PERFORMING AGENCY will.retain.all such records for a period of three years from the date of the last expenditure report submitted under contract Attachment(s) or until resolution of all audit questions, whichever time period is longer. ARTICLE 17. Client Records ,.At the end. of the Attachment term, all client records (including patient records) are'.the property of PERFORMING AGENCY. RECEIVING AGENCY retains the right to have access to the records or obtain'copies for audit,, examination, evaluation, inspection, litigation, or other circumstances that may arise. If at any time during the Attachment term(s), PERFORMING AGENCY and/or RECEIVING AGENCY should decide to terminate the agreement, RECEIVING AGENCY may require the transfer of client records (including patient records) upon written notice to .PERFORMING AGENCY, either to another entity that agrees to continue the service or -to RECEIVING'.AGENCY. ARTICLE 16. Confidentiality PERFORMING AGENCY will have a system in effect to protect client or patient ,records and all other documents deemed confidential by law which are maintained in*aorinection with the activities funded under contract. Any disclosure or transfer of confidential client or patient information by PERFORMING AGENCY, including information required by the Reports and Inspections Article, will be in accordance with applicable law. If, providing. direct client care, services, or programs, PERFORMING AGENCY agrees to implement workplace policies based .on the model guidelines adopted by RECEIVING AGENCY and to educate employees and clients concerning the human immunodeficiency virus (HIV) and its related conditions including acquired 1995 GENERAL`PROVISIONS - Page 7- (5/94) immunodeficiency syndrome (AIDS). PERFORMING AGENCY agrees to develop and implement policies regarding confidentiality of AIDS and HIV -related medical information for employees of PERFORMING AGENCY and for clients, inmates, patients, and residents served by PERFORMING AGENCY. Further, PERFORMING AGENCY agrees to develop and implement an anti -discrimination policy assuring all privileges and opportunities for any employee or client with a communicable disease. HIV -related policies will be based on accurate scientific information. Such policies will be consistent'with the model guidelines published by RECEIVING AGENCY and with state and federal laws and regulations. A PERFORMING AGENCY that does not adopt a confidentiality policy as herein required is not legally eligible to receive state funds until the policy is developed and implemented. ARTICLE 19. Equipment and Supplies Equipment is defined as tangible nonexpendable property with an acquisition cost of over $1,000 and a useful life of more than one year with the following exceptions: Fax Machines, Stereo Systems, Cameras, Video Recorder/Players, Microcomputers, and Printers. These exception items will still be considered equipment if their unit cost is over $500. In accordance with Health & Safety Code, Section 12.053, title to all equipment purchased from funds provided herein will be in the name of PERFORMING AGENCY throughout the Attachment(s) term(s). Unless initially listed and approved in the Attachment(s), prior written approval from RECEIVING AGENCY is required for any additions to or deletions of approved equipment purchases meeting the above equipment definition. To receive approval for .data processing hardware and software, PERFORMING AGENCY must submit a detailed justification which includes description'of features, make and model, and cost, etc. PERFORMING AGENCY will maintain a property inventory listing and submit an annual cumulative report (TDH Form GC-11) to RECEIVING AGENCY no later than October 15th of each year. PERFORMING AGENCY will administer a program of maintenance, repair, and protection of assets under this Attachment(s) so as to assure their full availability and usefulness. In the event PERFORMING AGENCY is indemnified, reimbursed, or otherwise compensated for any loss of, destruction of, or damage to the assets provided under this Attachment(s), it will use the proceeds to repair or replace said assets. PERFORMING AGENCY agrees that upon termination of Attachment(s), title to any remaining equipment purchased from funds as hereinabove provided will be transferred to the RECEIVING AGENCY or any other party designated by, the RECEIVING AGENCY; provided, however, that RECEIVING AGENCY may, at its option and to the extent allowed by law, transfer title to' such property to the PERFORMING AGENCY. ARTICLE 20. -Subcontracting PERFORMING AGENCY may enter into agreements with subcontractors unless restricted or otherwise prohibited in specific Attachment(s). Subcontracts, if any, entered 'into by PERFORMING AGENCY will be in writing and subject to the requirements of ,this contract. PERFORMING AGENCY agrees that it will be responsible to RECEIVING AGENCY for the performance of any subcontractor. In addition, if PERFORMING AGENCY elects to, enter into an agreement which subcontracts out a substantial portion of PERFORMING AGENCY's Scope of Work, prior written approval must be obtained from RECEIVING AGENCY. ARTICLE 21. Couvrishts, Publications, and Patents PERFORMING AGENCY understands and agrees that where activities supported by the contract Attachment(s) produce original books, manuals, films, computer programs (including executable computer programs and supporting data in any form), or other original material, PERFORMING AGENCY may copyright such material subject 1995 GENERAL PROVISIONS - Page 8 (5/94) to any rights to same reserved by or vested in the federal government or any agency thereof; however, RECEIVING AGENCY may grant to PERFORMING AGENCY limited rights to produce, publish, and use such materials as appropriate. PERFORMING AGENCY may publish at its expense the results of contract performance with prior RECEIVING AGENCY review and approval. Any publication (written, visual, or, sound) should ,include acknowledgment of the support received from RECEIVING AGENCY and"the appropriate federal agency, if applicable. At least three copies of any such publication. must be provided to RECEIVING AGENCY. RECEIVING AGENCY reserves the right to require additional copies before or after the initial'review. PERFORMING AGENCY and any subcontractor, as appropriate, must comply with the standard patent rights clauses in 37 CFR Sec. 401.14 or FAR 52.227.11. ARTICLE 22. Hold Harmless PERFORMING AGENCY, as an independent contractor, agrees to hold RECEIVING AGENC and/or federal government harmless and to indemnify them from any and all C liability, suits, claims, losses, damages and judgments, and shall pay all costs kt fees and damages to the extent that such costs, fees and damages arise from + performance or non-performance of PERFORMING AGENCY under this contract/— �eKt._ Likewise, RECEIVING AGENCY, as a state governmental agency, agrees to. hold PERFORMING AGENCY harmless and to indemnify it against any and all liability, OxttLlo0 Iz suits, claims, losses., damages and judgments to the extent authorized by the governmental liability provisions of Title 5 of the Civil Practices and Remedies Code, Vernon's Texas Codes Annotated. PERFORMING AGENCY, by acceptance of funds provided through contract Attachment(s), agrees and ensures that personnel paid from these funds are duly licensed and/or qualified to perform the required services. ARTICLE 23. Bonding PERFORMING AGENCY is required to carry an adequate fidelity bond or insurance coverage that protects each employee of the PERFORMING AGENCY handling funds under this contract, including person(s) authorizing payment of such fund. The fidelity bond or insurance will provide. for indemnification of losses occasioned by: (1) any fraudulent or dishonest act or acts committed by any of PERFORMING AGENCY's employees either individually or in concert with others, and/.or, (2) failure of PERFORMING AGENCY or any of its employees to perform faithfully his/her duties or to account properly for all monies and property received by virtue of his/her position or employment. ARTICLE 24. Termination If PERFORMING AGENCY fails to comply with RECEIVING AGENCY's reporting requirements, the program objectives, or the contract award conditions, RECEIVING AGENCY may withhold payments. RECEIVING AGENCY will provide advance written notice to PERFORMING AGENCY which will identify the deficiency and RECEIVIIp AGENCY's intent to withhold payments if the deficiency is not corrected.withi a specific number of days. When the deficiency is corrected, RECEIVING AGENCY will release any withheld payments with no further action. If PERFORMING AGENCY fails to comply with the terms, conditions, or standards of this contract, RECEIVING AGENCY may terminate the contract Attachment(s) for non-compliance. This contract or any Attachment(s) hereto may be terminated by either of the parties hereto for noncompliance by the other party. . A party intending to terminate for noncompliance by the other party will provide written notice to the other party at least thirty (30) days prior to the intended date of termination. Such notice will include the reasons for the termination and will provide the other party an opportunity to rebut the.reasons-in writing. A hearing may be 1995 GENERAL PROVISIONS - Page 9 (5/94) requested on the proposed termination if such request is made in writing within ten (10) days from any final notification of termination. By such termination, neither party may nullify obligations already incurred for performance or failure to perform prior to the date of termination. Such termination will not be an exclusive remedy but will be in addition to any other rights and remedies provided by law or under this contract. This contract or any Attachment(s) hereto may be terminated in whole, or in part, when both parties agree that continuation would not produce results commensurate with further expenditure of funds. Both parties will agree on the effective date and, in the case of partial termination, the portion to be terminated. RECEIVING AGENCY will immediately send PERFORMING AGENCY written notice of the terms agreed to and such notice will become a part of the contract. PERFORMING AGENCY will not incur new obligations for the terminated portion after the effective date of termination and will cancel as many outstanding obligations as possible. RECEIVING AGENCY will allow full credit to PERFORMING AGENCY for noncancelable obligations which were properly incurred prior to the termination date. This contract or any Attachment(s) hereto may be terminated if funds allocated for any Attachment(s) hereto should become reduced, depleted, or unavailable during any Attachment(s) budget period, and RECEIVING AGENCY is unable to obtain additional funds for such purposes. RECEIVING AGENCY will immediately provide written notification to PERFORMING; AGENCY of such fact and such Attachment(s) to this contract is/are terminated upon receipt of that notification. PERFORMING AGENCY will not incur new obligations after the effective date of termination and will cancel as many outstanding obligations as possible. RECEIVING AGENCY will allow full credit to PERFORMING AGENCY for noncancelable obligations which were properly incurred prior to the termination date. This contract or any Attachments) hereto may be terminated in the event that federal or state laws or other requirements should be amended or judicially interpreted so as to render continued fulfillment of this contract, on the part of either party, unreasonable or impossible. If the parties should be unable to agree upon amendment which would therefore be needed to enable the substantial continuation of the services contemplated herein, then, upon written notification by RECEIVING AGENCY to PERFORMING AGENCY, the parties will be discharged from any further obligations created under the terms of this contract, except for the equitable settlement of the respective accrued interests or obligations as of the date of termination. ARTICLE 25. Personnel All personnel funded by Attachment(s) to this contract are employees of PERFORMING AGENCY which will be responsible for their direction and control and liable for any of their acts or omissions. PERFORMING AGENCY will have in place legally sufficient Due Process Hearing Procedures for all of its employees filling state budgeted positions. PERFORMING AGENCY will have full authority to employ, promote, suspend, demote, discharge, and transfer within its organization any and all state budgeted personnel funded by Attachment(s) to this contract provided, however, that any demotion, suspension, or discharge of such state budgeted employees will be in accordance with the Due Process Hearing Procedures as set out above. The only distinction between state budgeted and local paid employees is that employees on state budgeted positions receive state benefits and are subject to certain duties, obligations, and restrictions as state employees as contained in state law. one such restriction, as contained in the State Appropriations Act, is that no employee paid on a state budgeted position may receive a salary supplement from any source unless specifically authorized in the Appropriations Act or other state law. This prohibition includes, but is not limited to, the payment to such employee of a so-called "flat rate" car allowance or travel allowance. Any such 1995 GENERAL PROVISIONS - Page 10 (5/94) a r( i travel or per diem to these employees must be on a reimbursement basis, supported by appropriate records,:and may not exceed the reimbursement for mileage and/or per diem allowed under the Appropriations Act and current state travel regulations. This restriction will apply whether travel funds are provided in Attachment(s) under this contract or from any other source. PERFORMING AGENCY will utilize RECEIVING AGENCY's policies and procedures for hiring and promoting individuals into state budgeted positions funded by Attachment(s) to this contract. Qualifications of any individuals filling these positions will be subject to approval of RECEIVING AGENCY's Bureau of Personnel Management. The purpose of the approval is to ensure that individuals occupying these positions meet minimum educational and experience requirements. PERFORMING AGENCY will maintain required records and submit documents necessary to process personnel, payroll, leave and time records, and travel claims on state budgeted positions. PERFORMING AGENCY will be furnished by RECEIVING AGENCY state warrants for salary compensation or travel reimbursement for issuance to employees on state budgeted positions. An independent audit is not required as a condition of this contract if the Attachment provides assistance through assignment of state budgeted positions and no.funds are,budgeted for local costs:- , PERFORMING AGENCY may be reimbursed for local personnel costs or other categories of expense used to fulfill the scope of work of Attachment(s) in lieu of being furnished state payroll war..xants`.after a state budgeted position becomes vacant.. Reimbursement will not exceed the balance of _funds on the state budgeted position after all benefits, obligations,' and/or other entitlements are met. PERFORMING AGENCY's Director, or other person(s) authorized elsewhere in this contract, may submit a request for conversion. RECEIVING AGENCY will transmit formal approval and a revised budget to PERFORMING AGENCY to complete the conversion. ARTICLE 26. Funding Participation Requirement PERFORMING AGENCY agrees funds provided through this contract will not be used for matching purposes in. 'securing other funding unless otherwise directed or approved by RECEIVING AGENCY. ARTICLE 27. Performance -Based Attachments History RECEIVING AGENCY is responsible for developing performance -based public health services contracts in response to the State Auditor's Report and requirements of the Legislature. This system will enhance service, delivery and improve accountability and efficiency in the management of public health dollars. Plans for initial implementation were designed to use the model'objectives format stemming from recommendations of the Committee on Model Objectives for Local Public Health in Texas. The committee was composed of representatives of local health: departments and RECEIVING AGENCY's central and public health region offices in consultation with the University of Texas School of Public Health in Houston. Purpose The -overall goal of performance -based contracts is improved public health practices in Texas. The project is intended to: - identify public health needs and establish priorities which provide a rational basis for resource allocation; f, 1995 GENERAL.PROVISION-S Page 1I (5/94) - project realistic outcomes based on activities which can be accomplished with current or planned resources, communicate needs,,and build consensus at all levels regarding directions to be taken in specific programs; and, - institute a system for planning, implementing, managing, and evaluating programs and monitoring progress toward reducing and/or alleviating public health problems. Required Program Areas PERFORMING AGENCY has prepared outcome and process objectives, if they are applicable and relative to the local needs and resources, for the following program areas: Food Protection HIV/AIDS Public.Health Promotion Refugee Health Immunization Initiative Sexually Transmitted Diseases Women & Children Tuberculosis Elimination Chronic Disease Prevention & Control These objectives are.appended to the office of Regional Programming Attachment and.incorporated verbatim and made a part of this contract. PERFORMING AGENCY agrees to monitor and report progress towards these objectives on a quarterly and annual basis. The reporting requirements and format will be agreed upon by both parties. Pilot Program Areas. RECEIVING AGENCY will provide training, written documentation, and ongoing technical assistance to PERFORMING AGENCY in the development of performance -based objectives for the following pilot program areas:' Dental Health Services Nutrition Services For state fiscal year 1995, the parties recognize and agree that the performance -based objectives for the pilot program areas are negotiable. If PERFORMING AGENCY'S achievement is below the established levels, it will not affect the right of PERFORMING AGENCY to funds provided through Attachment(s) when the basic program Scope of work has been fulfilled. It is understood and agreed upon by both parties that PERFORMING AGENCY will be required to append approved performance -based objectives for the pilot program areas to the local health services contract for state fiscal year 1994. RECEIVING AGENCY contact for matters pertaining to the performance -based public health services project is the Office of Regional Programming. 1995 GENERAL PROVISIONS - Page 12 (5/94) DOCUMENT NO. C5000255 ATTACHMENT NO. 02 PERFORMING AGENCY: LUBBOCK CITY HEALTH DEPARTMENT RECEIVING AGENCY PROGRAM: HIV DIVISION TERM: September 1, 1994 THROUGH August 31, 1995 SECTION I. SCOPE OF WORK: PERFORMING AGENCY agrees to conduct health education/risk reduction projects which prevent infection and reduce the transmission of human immunodeficiency virus/acquired immunodeficiency syndrome (HIV/AIDS). Project activities and materials will be appropriate to the general public or the target populations identified in PERFORMING AGENCY'S objectives. Strategies tc accomplish the projects must demonstrate cost-effectiveness, innovation, coordination, and collaboration with other community efforts. All information and education materials developed and provided by PERFORMING AGENCY will be accurate, comprehensive, and consistent with current findings of the United States Public Health Service. PERFORMING AGENCY agrees that all activities will be performed in accordance with RECEIVING AGENCY's (TEXAS DEPARTMENT OF HEALTH) program rules, guide- lines, and request for proposal (RFP) and PERFORMING AGENCY's objectives, activities work plans, and detailed budget as approved by RECEIVING AGENCY. All of the above named documents are adopted by reference as part of this Attachment. Any revisions to said documents will be approved by RECEIVING AGENCY and transmitted in writing to PERFORMING AGENCY. PERFORMING AGENCY agrees to comply with the following: Chapters 81 and 85 of the Health and Safety Code. PERFORMING AGENCY will provide an estimated 5,000 clients with services/units of service in or benefiting the county(ies)/area defined as: LUBBOCK. SECTION II. LEGAL AUTHORITY TO CONTRACT: Chapters 12 and 121 of the Health and Safety Code. SECTION III. SPECIAL PROVISIONS: RECEIVING AGENCY will supply PERFORMING AGENCY with the most current version of the document entitled "Content of AIDS -Related Written Materials, Pictorials, Audiovisuals, Questionnaires, Survey Instruments, and Educational Sessions in Centers for Disease Control Assistance Programs," and its preface which is written by RECEIVING AGENCY. PERFORMING AGENCY has provided RECEIVING AGENCY with written acknowledgement of receipt and assurance of compliance with these guidelines. All of the above referenced documents are incorporated as part of this Attachment as though written herein verbatim. -1- PERFORMING AGENCY, or any subcontractor, shall not transfer a client record (including a patient record) to another entity or person without written consent from the client or patient, or someone authorized to act on his or her behalf; however, the RECEIVING AGENCY (TEXAS DEPARTMENT OF HEALTH) may require PERFORMING AGENCY, or any subcontractor, to transfer a client or patient record to the RECEIVING AGENCY (TEXAS DEPARTMENT OF HEALTH) if the transfer is necessary to protect either the confidentiality of the record or the health and welfare of the client or patient. The RECEIVING AGENCY (TEXAS DEPARTMENT OF HEALTH) shall have-accetss to a client record (including a patient record) in,tha,possession of PERFORMING AGENCY, or any subcontractor, under authority of the Health and Safety Code, Chapters 81 and 85, and the Texas Revised Civil Statutes, Article 4495b (Medical Practice Act). In such cases, the RECEIVING AGENCY (TEXAS DEPARTMENT OF HEALTH) shall keep confidential any information obtained from the client or patient record, as required by the Health and Safety Code, Chapter 81, and the Texas Revised Civil Statutes, Article 4495b. Due to the sensitive and highly personal nature of HIV/AIDS-related information, strict adherence to the General Provisions Confidentiality Article is required. Program reports are due no later than the 20th of the month following the end of each quarter. PERFORMING AGENCY will authorize their staff to attend training, conferences, and meetings for which funds were budgeted and approved by RECEIVING AGENCY. SECTION IV. BUDGET: Personnel Fringe Benefits Travel Equipment Supplies Contractual Other Total Direct Costs Indirect TOTAL $25,300.00 7,178.00 1,840.00 .00 1,798.00 3,640.00 2,050.00 $41,806.00 1,665.00 * $43,471.00 Financial status reports (FSRs) are due the 30th of December, March, June, September and the 15th of October. Total reimbursements will not exceed $43,471.00. * Indirect cost is based on UGCMA, Table 1. -2- r DOCUMENT NO. C5000255 ATTACHMENT NO. 03 PERFORMING AGENCY: LUBBOCK CITY HEALTH DEPARTMENT RECEIVING AGENCY PROGRAM: MILK AND DAIRY PRODUCTS DIVISION TERM: September 1, 1994 THROUGH August 31, 1995 SECTION I. SCOPE OF WORK: PERFORMING AGENCY will provide analyses of milk samples. Analyses will meet laboratory proficiency standards as set forth by the National Conference of Interstate Milk Shipments and the 1978 U.S. Public Health Service Grade "A" Pasteurized Milk Ordinance. PERFORMING AGENCY will: 1. Perform to completion and report out by mail as soon as possible all required and/or requested tests. The date of completion of testing will not exceed 48 hours from the date of sample submission to PERFORMING AGENCY laboratory. (Mailers will be supplied by RECEIVING AGENCY). 2. Send original copies of laboratory results forms to RECEIVING AGENCY, Milk and Dairy Products Division, 1100 West 49th Street, Austin, Texas 78756, to be microfilmed and returned to PERFORMING AGENCY. 3. Submit monthly vouchers which include total number and kinds of tests performed to RECEIVING AGENCY, Milk and Dairy Products Division. PERFORMING AGENCY agrees to comply with: Chapter 435, Health and Safety Code, Dairy Products. PERFORMING AGENCY will provide an estimated 455 clients with services/units of service in or benefiting the county(ies)/area defined as: LUBBOCK. SECTION II. LEGAL AUTHORITY TO CONTRACT: Chapters 12 and 121, Health and Safety Code. SECTION III. SPECIAL PROVISIONS: General Provisions, FINANCIAL REPORTS Article, does not apply to this Attachment. -1- f � r SECTION IV. BUDGET: Laboratory analyses will be performed at a rate per sample and per test not to exceed the following schedule: RAW SAMPLES PASTEURIZED SAMPLES SPC $ 3.00 SPC $ 3.00 Somatic Cell 5.00 Coliform 2.00 Growth Inhibitors 2.00 Growth Inhibitors 2.00 Freezing Point 1.00 Phosphatase 3.00 Cryoscope 1.00 TOTAL $ 11.00 TOTAL $ 11.00 -2- DOCUMENT NO. C5000255 ATTACHMENT NO. 04 PERFORMING AGENCY: LUBBOCK CITY HEALTH DEPARTMENT RECEIVING AGENCY PROGRAM: HIV DIVISION TERM: July 1, 1994 THROUGH December 31, 1994 SECTION I. SCOPE OF WORK: PERFORMING AGENCY will conduct active surveillance and reporting activities for human immunodeficiency virus (HIV)/acquired immunodeficiency syndrome (AIDS). All information and education materials developed and provided by PERFORMING AGENCY will be accurate, comprehensive, and consistent with current findings of the United States Public Health Service. PERFORMING AGENCY agrees that all activities will be performed in accordance with PERFORMING AGENCY'S objectives, activities work plan, and detailed bud- get as approved by RECEIVING AGENCY. All of the above named documents are adopted by reference as part of this Attachment. The activities required to carry out these projects are outlined in the Centers for Disease Control (CDC) and RECEIVING AGENCY'S program guidelines and protocols and RECEIVING AGENCY'S grant applications and awards by CDC, which are the bases for this Attachment. A copy of each document has been provided to the PERFORMING AGENCY. PEDIATRIC HIV INFECTIONS PERFORMING AGENCY will be responsible for soliciting reporting of HIV infections occurring in children 0-12 years of age. PERFORMING AGENCY agrees to: 1. Initiate and maintain effective communications and working relationships with pediatricians, pediatric care facilities, and laboratories within PERFORMING AGENCY'S geographic jurisdiction, in an effort to solicit reporting. 2. Assist RECEIVING AGENCY in conducting no -identified -risk (NIR) investigations for those cases in which mode of exposure is incomplete. 3. Follow-up and complete CDC data collection forms on unreported cases identified through the RECEIVING AGENCY'S review of alternate record systems. ALL AIDS CASES PERFORMING AGENCY will be responsible to the RECEIVING AGENCY for the design, maintenance and evaluation of an active surveillance system for AIDS cases. For the purposes of this Attachment, an AIDS case is defined by CDC in its -1- .t ' December 18, 1992 MMWR publication, Vol. 41, No. RR-17. PERFORMING AGENCY agrees to: 1. REPORTING a. Establish and maintain communications with key community and medical groups/individuals and laboratories with PERFORMING AGENCY'S geo- graphic jurisdiction. b. Collect reports of AIDS cases diagnosed and/or treated within the PERFORMING AGENCY'S geographic jurisdiction. c. Report cases to the RECEIVING AGENCY HIV/AIDS Surveillance Program on a weekly basis. 2. REGISTRY MAINTENANCE a. Maintain a case file on all confirmed and suspected cases of AIDS diagnosed and/or treated within the PERFORMING AGENCY'S geographic jurisdiction. b. Maintain a current list of key reporting sources. 3. SYSTEM EVALUATION a. Review and provide thorough follow-up on a minimum of 80% of suspects identified by RECEIVING AGENCY'S alternate record review systems in order to enhance case ascertainment and validate the effectiveness of local surveillance efforts. b. Track reporting by local sources in order to monitor the level of compliance to reporting laws and level of case ascertainment. 4. EPIDEMIOLOGIC INVESTIGATIONS a. Initiate epidemiologic investigations on newly reported NIR cases within five days of receipt of case report through contact with appropriate health care provider or the review of medical records. b. Assist the RECEIVING•AGENCY with other epidemiologic investigations as deemed necessary by the RECEIVING AGENCY or CDC. 5. DATA ANALYSIS Demographic analyses of local data may be released as public information as long as an individual is not identified. 6. CONFIDENTIALITY a. Store all case files and computer diskettes containing patient information in a locking file cabinet when not in use. The locking file cabinet and surveillance computer must be kept in a locked room, -2- 0 with limited, controlled access. b. Utilize passwords to access procedures for computer databases con- taining HIV/AIDS case data. Passwords should be changed monthly and known only to surveillance personnel. c. Limit the number of persons who have keys to registry files to persons directly involved in case reporting. d. Require a statement of confidentiality be signed by all personnel having access to HIV/AIDS case files and computer diskettes and kept on file by PERFORMING AGENCY. e. Shred any document to be disposed of that contains patient information. HIV INFECTIONS PERFORMING AGENCY will be responsible for conducting active surveillance for the reporting of confirmed HIV infections. PERFORMING AGENCY agrees to: 1. Establish and maintain communications with key community and medical groups/individuals and laboratories within PERFORMING AGENCY'S geographic jurisdiction. 2. Collect reports of confirmed HIV infections made by or under the standing orders of a physician, and which are based upon acceptable laboratory tests results. 3. Report HIV infections to the RECEIVING AGENCY HIV/AIDS Surveil- lance Program on a weekly basis. PERFORMING AGENCY agrees to comply with Chapters 81 and 85 of the Health and Safety Code and relevant portions of Chapter 6A (Public Health Service) of Title 42 (The Public Health and Welfare) of the United States Code, as amended. PERFORMING AGENCY will provide an estimated 75 clients with services/units of service in or benefiting the county(ies)/area defined as: LUBBOCK. SECTION II. LEGAL AUTHORITY TO CONTRACT: Chapters 12 and 121 of the Health and Safety Code. SECTION III. SPECIAL PROVISIONS: PERFORMING AGENCY, or any subcontractor, shall not transfer a client record (including a patient record) to another entity or person without written consent from the client or patient, or someone authorized to act on his or her behalf; however, the RECEIVING AGENCY (TEXAS DEPARTMENT OF HEALTH) may require PERFORMING AGENCY, or any subcontractor, to transfer a client or patient record to the RECEIVING AGENCY (TEXAS DEPARTMENT OF HEALTH) if the transfer -3- � • r is necessary to protect either the confidentiality of the record or the health and welfare of the client or patient. The RECEIVING AGENCY (TEXAS DEPARTMENT OF HEALTH) shall have access to a client record (including a patient record) in the possession of PERFORMING AGENCY, or any subcontractor, under authority of the Health and Safety Code, Chapters 81 and 85, and the Texas Revised Civil Statutes, Article 4495b (Medical Practice Act). In such cases, the RECEIVING AGENCY (TEXAS DEPARTMENT OF HEALTH) shall keep confidential any information obtained from the client or patient record, as required by the Health and Safety Code, Chapter 81, and the Texas Revised Civil Statutes, Article 4495b. PERFORMING AGENCY will submit quarterly activity reports within 20 days after the end of each quarter, that are prepared in the format provided by the RECEIVING AGENCY. Due to the sensitive and highly personal nature of HIV/AIDS-related informa- tion, strict adherence to the General Provisions Confidentiality Article is required. PERFORMING AGENCY will authorize their staff to attend training, conferences, and meetings for which funds were budgeted and approved by RECEIVING AGENCY. SECTION IV. BUDGET: Personnel $9,900.00 Fringe Benefits 2,772.00 Travel 2,964.00 Equipment 1,500.00 Supplies 1,560.00 Contractual .00 Other 1,400.00 Total Direct Costs $20,096.00 Indirect .00 TOTAL $20,096.00 Financial status reports (FSRs) are due the 3Oth of October and January and the 15th of February. Total reimbursements will not exceed $20,096.00. * Equipment list attached. -4- u PERFORMING AGENCY: LUBBOCK CITY HEALTH DEPARTMENT PROGRAM WITHIN RECEIVING AGENCY: HIV DIVISION TDH DOC. NO: C5000255 ATTACHMENT NO: 04 EQUIPMENT LIST No.of Unit Item Description Units Cost Extension 1 486/33MH IBM Compatible PC Computer 1 1500 $ 1,500.00 (with color monitor) 4MB Memory upgrade. TOTAL $ 1,500.00 Items may be brand name, if specified, or equivalent. S DOCUMENT NO. C5000255 ATTACHMENT NO. 05 PERFORMING AGENCY: LUBBOCK CITY HEALTH DEPARTMENT RECEIVING AGENCY PROGRAM: TUBERCULOSIS ELIMINATION DIVISION TERM: September 1, 1994 THROUGH August 31, 1995 SECTION I. SCOPE OF WORK: PERFORMING AGENCY will develop and carry out expanded outreach services to individuals of identified sub -groups who have tuberculosis or are at high risk of developing tuberculosis. To implement this program PERFORMING AGENCY will: (1) Utilize directly observed therapy (DOT) to increase the individual's compliance in taking therapeutic treatment (or corrective therapy) or adhering to prescribed preventive therapy. (2) Ensure appropriate patient management by enhancing individual's con- formity with scheduled clinic appointments and procedural instruc- tions. (3) Enhance investigation and surveillance of individuals to ensure follow-up and adequate treatment. (4) Establish a tuberculosis registry and/or information network (or data system) by which high risk sub -groups in the county(ies)/area can be effectively managed for the purpose of optimizing outreach resources and program evaluation. (5) Establish records and periodic reports as specified by the Tuber- culosis Elimination Division. In addition to other reports, a written quarterly account and statistical report evaluating the project pro- gression may be requested. PERFORMING AGENCY will provide an estimated 225 clients with services/units of service in or benefiting the county(ies)/area defined as: LUBBOCK. SECTION II. LEGAL AUTHORITY TO CONTRACT: Chapters 12 and 121, Health and Safety Code. SECTION III. SPECIAL PROVISIONS: General Provisions, Reports and Inspection Article, is amended to include the following: PERFORMING AGENCY will submit quarterly programmatic reports that include the information listed below: - Number of patients who started Directly Observed Therapy (DOT). -1- - Statement of activities in jails, nursing homes, homeless shelters, drug treatment centers and community based organizations. Results of any skin test screening conducted or reported to have been conducted regarding the number tested, the number read and the number of positive skin tests for: - Schools - Jails - Homeless Shelters - Nursing Homes - Drug Treatment Centers - MHMR Facilities - Number of patients whose tuberculosis medications were prescribed by private physicians and by the local health department. Outreach workers employed under this Attachment should be recruited from the same linguistic, cultural, social and ethnic groups as the patients for whom outreach activities are directed. SECTION IV. BUDGET: Personnel $14,290.00 Fringe Benefits 3,573.00 Travel 1,375.00 Equipment .00 Supplies .00 Contractual .00 Other .00 Total Direct Costs $19,238.00 Indirect 835.00 * TOTAL $20,073.00 Financial status reports (FSRs) are due the 30th of December, March, June, September and the 15th of October. Total reimbursements will not exceed $20,073.00. *Indirect cost is based on UGCMA, Table 1. -2- DOCUMENT NO. C5000255 ATTACHMENT NO. 06 PERFORMING AGENCY: LUBBOCK CITY HEALTH DEPARTMENT RECEIVING AGENCY PROGRAM: OFFICE OF REGIONAL PROGRAMMING TERM: September 1, 1994 THROUGH August 31, 1995 SECTION I. SCOPE OF WORK: Comprehensive Public Health Services PERFORMING AGENCY will use direct assistance and/or financial assistance from RECEIVING AGENCY to supplement the delivery of comprehensive public health services. Comprehensive health services encompass a wide variety of personal health services, environmental health services, and other needs of the jurisdiction. Personal health services may include but are not limited to adult health preventive services, HIV/AIDS, chronically ill/disabled children. dental, immunization, laboratory, women and children, public health promotion/ education, sexually transmitted disease control, and tuberculosis elimination. Environmental health services/inspections may include but are not limited to food, premise, swimming pool, vector control, and wastewater control. Other services may be provided as needed when agreed to by both parties. PERFORMING AGENCY has prepared outcome and process objectives, if they are applicable and relative to the local needs and resources, for the following program areas: HIV/AIDS Public Health Promotion Immunization Refugee Health Food Protection Sexually Transmitted Disease Women and Children Tuberculosis Elimination Chronic Disease Prevention and Control Dental Health Services Nutrition Services These performance -based objectives are incorporated and made a part of this Attachment and are hereinafter referred to as Exhibit A. PERFORMING AGENCY agrees to maintain a monitoring system and report progress towards these objectives on a quarterly and annual basis. Quarterly monitoring reports are due no later than 45 days after the end of each quarter, and a cumulative annual report is due no later than 60 days after the end of the Attachment term. All performance monitoring reports will be submitted by PERFORMING AGENCY to the respective RECEIVING AGENCY Public Health Region. The Public Health Region will review and forward the reports to RECEIVING AGENCY Office of Regional Programming. The format for performance -based monitoring reports will be agreed upon by both parties prior to the due date of the first Quarterly report. PERFORMING AGENCY will provide an estimated 6,500 clients with services/units of service in or benefiting the county(ies)/area defined as: LUBBOCK. -1- SECTION II. LEGAL AUTHORITY TO CONTRACT: Chapters 12 and 121, Health and Safety Code. SECTION III. SPECIAL PROVISIONS: Immunization Program Requirements PERFORMING AGENCY understands that federal law guarantees access to immuni- zation services in public clinics regardless of ability to pay. PERFORMING AGENCY further understands that the bilingual poster "Fees for Vaccine Admin- istration," (Form 6-36, available from the Immunization Division) must be posted where they may be easily seen by patients in each immunization waiting room. PERFORMING AGENCY agrees that fees collected will be kept within guidelines established by RECEIVING AGENCY and that no one may be denied immunization services because of inability to pay the fee. Fee schedules will not be based on per dose charges. SECTION IV. BUDGET: FINANCIAL ASSISTANCE Financial assistance involves payment of funds to PERFORMING AGENCY for costs incurred in carrying out approved activities. Personnel $81,766.00 Fringe Benefits 13,416.00 Travel .00 Equipment .00 Supplies .00 Contractual 24,000.00 Other .00 Total Direct Costs $119,182.00 Indirect .00 TOTAL $119,182.00 Financial status reports (FSRs) are due the 30th of December, March, June, September and the 15th of October. RECEIVING AGENCY financial assistance will not exceed $119,182.00. -2- DIRECT ASSISTANCE Direct assistance involves the assignment of state funded positions or the provision of supplies such as vaccines in lieu of cash. Personnel (02 position(s)] $43,440.00 TOTAL $43,440.00 Direct assistance for personnel in the amount of $43,440.00 is shown on the attached list of positions and budgetary amounts which is an integral part of this attachment. State salary warrants for net earnings will be issued in accordance with state regulations. Financial status reports (FSRs) are not required on direct assistance. Program income generated from activities supported with direct assistance will be reported on FSRs required for financial assistance provided through this attachment, if applicable, or through other program attachment(s) benefiting from this assistance. RECEIVING AGENCY direct assistance will not exceed $43,440.00. Total RECEIVING AGENCY assistance will not exceed $162,622.00. -3- ti LUBBOCK CITY HEALTH DEPARTMENT PAG€ .834� TEXAS DEPARTMENT'OF HEALTH PHR 1 ` OPERATING BUDGET FOR YEAR ENDING AUGUST 31, 1995 AS OF APRIL 30, 1994 BUDGET NO. LCO00 H21311/K13028 CATE- DESCRIPTION OR TITLE FUND END ITEM JOB PAY PAY EFFECTIVE MONTHLY GORY DESC. MOUTH NO. CLASS GP STP DATE RATE i LIC VOCATIONAL NURSE II STATE AUG 083 4412 10 04 SEP 94 1.839.00 ADMINISTRATIVE TECH I STATE AUG 104 1501 08 07 SEP 94 1,781.00 BUDGETED AMT 22,068.00 21,372.00 43,440.00 .Y ` r r � • I FY 1995 PERFORMANCE -BASED OBJECTIVES EXHIBIT A FOR OFFICE OF REGIONAL PROGRAMMING ATTACHMENT FOR LUBBOCK CITY HEALTH DEPARTMENT PERF'ORMANC&BASED CONTRACT OBJECTIM FOR E Y 1995 DISCLAIMER SHEET List programs you DO NOT provide. If there is more than one program, use a separate disclaimer sheet for each one. LOCAL HEALTH DEPARTMENT: City of Lubbock Health Department PROGRAM NOT PROVIDED: Chronic Disease SIGNATURE: �` D TITLE: PHONE NUMBER: m6) 767-2899 REASON THE ABOVE PROGRAM IS NOT PROVIDED: No funding to provide services. FE0 1 0� From:• To: Date: Subject: CC: X-pmrgc : X-mailer: DENTAL/CAIELLO CRH/KSHIELDS Mon, 11 Apr 1994 14:20:09 CST City of Lubbock - Dental TDHROI/DDrennan 1 PMail v3.0 (R1) COMMENT / VERIFICATION FORM PBCOs FOR FY 1995 LOCAL HEALTH DEPARTMENT: City of Lubbock PROGRAM: Dental TDH REVIEWER: C. Aiello TDH REVIEWER'S PHONE NUMBER: 512-458-7526 DATE:April 11, 1994 ---------------------------------------------------------------- Please place an "X" in front of one of the following items and fill in any pertinent blanks: Listed revisions were negotiated with: NAME: TITLE: DATE: Comments only. No revisions necessary. X Suggestions for FY 1996. No revisions necessary at this time. No comments, suggestions, or revisions. ----------------------------------------------------------------- Please list below any NEGOTIATED revisions, comments or suggestions. Revisions must be agreed upon by the LHD. Use a new form for each program. Process objectives look fine. For FY 96 an outcome objective might focus on the reduction of dental caries. (See skelton objectives.) oIC�RH/KSHIELDS , From: �TDHR01/TSNELL Date: 25 Jan 94 16:40:35 Subject: LHD NAME AND PROGRAM INITIALS CC: TSNELL COMMENT / VERIFICATION FORM PBCOs FOR FY 1995 LOCAL HEALTH DEPARTMENT:LUBBOCK CITY HEALTH DEPT PROGRAM:DENTAL PGM TDH REVIEWER:DR. D DRENNAN TDH REVIEWER'S PHONE NUMBER:806-744-3577 DATE :"1-25-94 ---------------------------------------------------------------- Please place an "X" in front of one of the following items and fill in any pertinent blanks: Listed revisions were negotiated with: NAME:CATHY ALLEN TITLE:NURSE DATE:1-25-94 Comments only. No revisions necessary. Suggestions for FY 1996. No revisions necessary at this time. No comments, suggestions, or revisions. ----------------------------------------------------------------- Please list below any NEGOTIATED revisions, comments or suggestions. Revisions must be agreed upon by the LHD. Use a new form for each program. PBO'S WERE REVISED THROUGH CONSULTATION WITH CATHY ALLEN. REVISIONS WERE COMPLETED ON PROPER FORMAT AND ARE READY FOR AUSTIN REVIEW. kThanks JTommy Snell MPHR 1, Lubbock REGION PROGRAM CONTACT FY 1995 PAGE 1 PERFORMANCE BASED OBJECTIVES (CONTRACT) - 1994 CITY OF LUBBOCK HEALTH DEPARTMENT PHR 1 OUTCOME By 2000, 2,600 eligible Lubbock County Cumulative # of new (annual unduplicated count) eligible children will have received services at the County children seen in the Dental clinic from FY 95-FY LCHD Dental clinic. 99. Note: Program qualification is determined by family size, income and lack of health care resources (insurance, Medicaid). PROCESS During FY 95, LCHD staff will: P-i .1 520 new eligible children will receive dental # of first time eligible children receiving dental health <. services at the LCHD. services during FY 95. P-1.2 Provide 90% of requested emergency dental Emergency services provided within 48 hours of request services for eligible children within 48 hours. # of requests for emergency services PHR1 Dental Cathy Allen P-1 3 Provide an appointment within 60 days for # of eligible children seen within 60 days of request all eligible children requesting services. # of eligible children requesting appointments P.-1y4 Will counsel all children seen at LCHD # of eligible children counseled ' regarding preventive dental care. # of eligible children seen P-1.5 Will contact all dental no-shows for follow-up # follow-up contacts for "no-show" appointments appointments. # "no-show" appointments School nurses will attend an inservice I # school nurses attending inservice regarding LCHD Dental clinic services. REGION PHR1 PERFORMANCE BASED OBJECTIVES (CONTRACT) - 1994 CITY OF LUBBOCK HEALTH DEPARTMENT PHR 1 PROGRAM Dental CONTACT Cathy Allen FY 1995 PAGE 2 PROCESS To: 'CRH/KSHIELDS From: "Billie Ray" <TDHR01/BRAY> Date: 8 Feb 94 09:38:54 Subject: LHD NAME AND PROGRAM INITIALS CC: TDHR01/TSnell COMMENT / VERIFICATION FORM PBCOs FOR FY 1995 LOCAL HEALTH DEPARTMENT: Lubbock City Health Department PROGRAM: HIV TDH REVIEWER: Billie L. Ray TDH REVIEWER'S PHONE NUMBER: (806) 744-3577 DATE: 2/8/94 ---------------------------------------------------------------- Please place an "X" in front of one of the following items and fill in any pertinent blanks: Listed revisions were negotiated with: NAME: TITLE: DATE: X Comments only. No revisions necessary. Suggestions for FY 1996. No revisions necessary at this time. No comments, suggestions, or revisions. ----------------------------------------------------------------- Please list below any NEGOTIATED revisions, comments or suggestions. Revisions must be agreed upon by the LHD. Use a new form for each program. This program is well established and objectives clearly defined to meet HIV program needs for specified area. Billie Ray HIV Prevention Coordinator Tel: 806/744-3577 FAX: 806/741-1366 n PROGRAM: HIV CITY OF LUBBOCK HEALTH DEPARTMENT (LCHD) PERFORMANCE BASED OBJECTIVES — 1994 SURROGATE OUTCOME 0-1 By 2000,25% cyf all Lubbock citizens receiving HIV Total # of citizens tested for HIV educaflon vAll seek counseling and testing for HIV Total # of cftlzens receMng HIV educatlon from any of the certffled HIV counselors In Lubbock. PROCESS P-1.1 During FY 94-95, the LCHD certirted HIV educator will # persons given referml cards distdWe referml cards for HIV testing and counseling # of persons educated by LCHD HIV educator to 100% of InclMduals educated. P— 1.2 During FY 94-95, LCHD staff will schedule 100% of # of persons scheduled In I month _ those inclMduals requesting HIV Counseling and # of persons requesfing HIV C&T Testing within one month of the request. ACTIVITIES MONITORING COMPLETED DATE: new opportunfts for educating cftizens about HtV. 100% of patients seeking testing how they knew about the HIV services at LCHD. SURROGATE OUTCOME 0-2 By 2000,90% of LCHD clients who test # HIV positive crients aftencling I session posftW for HIV infection and who receNe post—test # of LCHD clients testing HIV posftW & counselling at LCHD vAll attend one appointment at receiving post—test counsefina La Clinica do Buena Salud for HIV Early Interienton Health Services. PROCESS P-2.1 During FY 94-95, LCHD HIV Counselor vAll schedule # of persons sceduled for post—tw wfthin 100% of Incilviduals testing for HIV Infection a post— 3 weeks of test. test counseling appointment vAhln thme weeks of # of InclMduals testing for HIV at LCHD Inftial appointment. P-2.2 During FY 94-95, LCHD HIV Counselor will refer and # of LCHD patients referred make an appointment to La ClInIca de Buena Salud # of LCHD clients testing HIV posItIve for 100% of an LCHD patients testing posfttve for HIV and receMng post—test counseling. J From: ' ', ,"Wanda Gibson" <DISCON/WGIBSON> , To: CRH/KSHIELDS Date: Tue, 12 Apr 1994 11:09:48 CST Subject: LUBBOCK CITY H.D. - IMM CC: TDHR01/TSNELL X-pmrgc: 1 X-mailer: PMail v3.0 (R1) COMMENT / VERIFICATION FORM PBCOs FOR FY 1995 LOCAL HEALTH DEPARTMENT: LUBBOCK CITY HEALTH DEPT PROGRAM: IMMUNIZATIONS TDH REVIEWER: TOMMY SNELL TDH REVIEWER'S PHONE NUMBER: 806-744-3577 DATE: 4-12-94 ---------------------------------------------------------------- Please place an "X" in front of one of the following items and fill in any pertinent blanks: Listed revisions were negotiated with: NAME: TITLE: DATE: Comments only. No revisions necessary. Suggestions for FY 1996. No revisions necessary at this time. X No comments, suggestions, or revisions. ----------------------------------------------------------------- Please list below any NEGOTIATED revisions, comments or suggestions. Revisions must be agreed upon by the LHD. Use a new form for each program. To: 5 CRH/KSHIELDS ' From: TDHR01/DWILSON Date: 31 Jan 94 10:44:14 Subject: LHD NAME AND PROGRAM INITIALS CC: JMORGAN, TSNELL COMMENT / VERIFICATION FORM PBCOs FOR FY 1995 LOCAL HEALTH DEPARTMENT:LUBBOCK CITY HEALTH DEPARTMENT PROGRAM:IMMUNIZATION TDH REVIEWER:DL WILSON TDH REVIEWER'S PHONE NUMBER:(806) 744-3577 DATE: ---------------------------------------------------------------- Please place an "X" in front of one of the following items and fill in any pertinent blanks: Listed revisions were negotiated with: NAME:MARILYN MITCHELL, RN TITLE:COMMUNICABLE DISEASE PROGRAM MANAGER DATE:JANUARY 31, 1994 Comments only. No revisions necessary. Suggestions for FY 1996. No revisions necessary at this time. X No comments, suggestions, or revisions. ----------------------------------------------------------------- Please list below any NEGOTIATED revisions, comments or suggestions. Revisions must be agreed upon by the LHD. Use a new form for each program. REGION: PHR 1 PROGRAM: iMMUNIZATIONS CONTACT: MARILYN MITCHELL FY 1994 oeftp CITY OF LUBBOCK HEALTH DEPARTMENT PERFORMANCE BASED OBJECTIVES — 1994 OBJECTIVE S AC ES . 1N lCATO S...:::....:..:......:... M ...titll' .....t. OUTCOME 0-1 Bv 2000 90% of children 2 years of age In Lubbock # of children under 2 pars of age vaccinated will have received adequate vaccine for age. # of children 2 years and under PROCESS P-1.1 By the end of FY 94-95 97% of children 2 years of age # of childem 2 years of age or under sent due or under seen in the immunization clinic will be sent or past due reminders reminder notices of vaccines due or past due. # of children 2 Vars of age or under seen in immunization clinic P-1.2 By the end of FY 94-95 the immunization program wig coordinate public Frdomtation support on the # of omanizations providing public Information Importance of vaccines for children 2 years of age or support under from at least 2 organizations who sypport services to that target aroup in Lubbock. P-1.3 By the end of FY 94-95 CLHD win dmml2p a plan to administer vaccines to under vaccinated children of dmmlop plan Lubbock in their homes or close proximity to their homes. A-1.1 ACTMTiES MONITORING COMPLETED DATE: Survey 100% Immunization records of 2 year olds sttending Health artment immunization clinic 4-1.2 for vaccines due or post due. A-1.3 Mail reminders to 97% of children under 2 years of age. Operate immunization clinic 37 hours each 5 day work A-1.4 week. Conduct a needs assessment to determine number an locations of Inadequately Immunized children 2 years A-1.5 of age or younger. Meet with UnlversftyMedical Center and Junior League of Lubbock to enhance vaccine awareness. To: {CRH/KSHIELDS From: TDHR01/PMCLEMORE Date: 25 Jan 94 15:41:51 Subject: LHD NAME AND PROGRAM INITIALS CC: TSnell COMMENT / VERIFICATION FORM PBCOs FOR FY 1995 LOCAL HEALTH DEPARTMENT:Lubbock City Health Department PROGRAM:Women's Health TDH REVIEWER:Joan Hoffmaster TDH REVIEWER'S PHONE NUMBER:806-744-3577 DATE:1/25/94 ------------------------------------------------------------ ---- Please place an "X" in front of one of the following items and fill in any pertinent blanks: Listed revisions were negotiated with: NAME: TITLE: DATE: Comments only. No revisions necessary.x Unsure of problem areas (this may signify the two identified areas?) Suggestions for FY 1996. No revisions necessary at this time. No comments, suggestions, or revisions. ----------------------------------------------------------------- Please list below any NEGOTIATED revisions, comments or suggestions. Revisions must be agreed upon by the LHD. Use a new form for each program. REGION: PHR 1 PROGRAM: WOMEN'S HEALTH CONTACT: MARY STRANGE FY 1994 PAGE I CITY OF WBBOCK HEALTH DEPARTMENT PERFORMANCE BASED OBJECTIVES — 1994 . .......... .......... . . . .. .... ..... ........ . . . . .... ....... SURROGATE OUTCOME 0-1 By 2000, 90% of patients enrolled In the Lubbock City # of enrolled patients having 9 or more visits Health Department (LCHD) prenatal care clinic will # of patients enrolled In LCHD prenatal cfinfc — exhibit adeguate prenatal care by having a minimum of nine clinic visits. PROCESS During FY 94-95, LCHD Staff YAII: P-1.1 Counsel 100% of pregnant women enrolled In LCHD # of pregnant women counseled prenatal clinic about the Importance of repular # of pregnant women enrolled In clinic clinic visfts. P-12 Provide an appointment within two weeks of diagnosis # women niven appointment In 2 wks. of pregnancy to 95% of women requesting LCHD # women requesting LCHD prenatal care prenatal care. ACTIVITIES MONITORING COMPLETED DATE: A-1.1 Durinfl FY 94-95, a licensed nurse will counsel 100% of patients obtaining a positive pregnancy test result at LCHD about the value of early and on —going prenatal care. A-1.2 Clients YAH have access to pamphlets regardinn the vakta of early and on—aoina prenatal care. A-1.3 Staff WH contact pregnant women who fall to keep their clinic appointments within no more than five working days* and will take appropriate action. SURROGATE OUTCOME 0-2 By 2000, 70% of Health Department female clients # LCHD female clients retumlng for exam vAll exhibit preventive health cam practices by # of LCHD female clients returning for annual or post parturn examinations. PROCESS Dudna FY 94-95, P-21 LCHD staff vAll counsel 100% of women recelvina # HD female clients counseled prenatal or women's health care about the Importance # of LCHD female clients of annual preventive health care exams. m REGION: PHR 1 PROGRAM: WOMEN'S HEALTH CONTACT: MARY STRANGE FY 1994 PAGE 2 CITY OF LUBBOCK HEALTH DEPARTMENT PERFORMANCE BASED OBJECTIVES — 1994 71ES:;�::::::::>«::>:<:<_><;w_:<:::.,::<� PROCESS During FY 94-95: P-2.2 Staff assigned to LCHD outreach clinics anal counsel # of women counseled in outreach clinics 100% of women seen about the Importance of annual # of women seen in LCHD outreach clinics reventhm health care exams. P-2.3 Of qualified women sceened at the LCHD outreach # qualfffed women receiving appointment clinics 50% of those 40 or older needing clinical breast # qualified women seen In outreach clinics exam and Pap smearwill receive an appointment with LCHD ACTIVITIES MONITORING COMPLETED DATE: During FY 94-95: A-2.1 LCHD staff will contact hone or In person, 90% of women who receive prenatal care at the Health Depadnvent to make apost— artum appointment A-2.2 Designated appointments wilt be available for women referred from the LCHD screening clinics and from the S.T.D. clinic for women needing clinical breast exam and Pap smears. To: 5� "CRH/KSHIELDS k From: TDHR01/SKOHOUT Date: 14 Feb 94 10:07:15 Subject: LHD NAME AND PROGRAM INITIALS CC: TSNELL COMMENT / VERIFICATION FORM PBCOs FOR FY 1995 LOCAL HEALTH DEPARTMENT:Lubbock City Health Dept. PROGRAM:Health Promotion TDH REVIEWER:Sharon Kohout TDH REVIEWER'S PHONE NUMBER:744-3577 DATE:2/14/94 ---------------------------------------------------------------- Please place an "X" in front of one of the following items and fill in any pertinent blanks: Listed revisions were negotiated with: NAME: TITLE: DATE: Comments only. No revisions necessary. Suggestions for FY 1996. No revisions necessary at this time. X No comments, suggestions, or revisions. ----------------------------------------------------------------- Please list below any NEGOTIATED revisions, comments or suggestions. Revisions must be agreed upon by the LHD. Use a new form for each program. REGION: PHR I PROGRAM; HEALTH PROMOTION CONTACT: NANCY HANEY FY 1994 PAGE I CITY OF LUBBOCK HEALTH DEPARTMENT (LCHD) PERFORMANCE BASED OBJECTIVES — 1994 OBJECTIVES T-1 ............... . ... INIZ IOW N SURROGATE OUTCOME 0-1 By 2000, the number of Lubbock citizens attending # of citizens attending In FY 93-94 Health Education Events sponsored LCHD # of citizens attending In FY 99-2000 win Increase by 10% as compared to FY 93-94. PROCESS During FY 94-95, LCHD Health Educator will: P-1.1 schedule 6% more health education events # of events In FY 93 —94 then In FY 93-94. # of events In FY 94-95 P-1.2 include a review of LCHD services In 100% of # ewft with LCHD services descgl?gon educational events. # of events In FY 94-95 ACTIVITIES MONITORING COMPLETED DATE: A-1.1 During FY 94-95, the LCHD Health Educator VWH actively seek new opportunities for educating citizens about health care Issues. A-1.2 During FY 94-95, the LCHD Health Educator win record the number of attendees present at each went. t PERFORMANCE -BASED CONTRACT O ' ,mit— FOR FY 1995 DISCLAFgM SHEET List programs you DO NOT provide. If there is more than one program, use a separate disclaimer sheet for each one. LOCAL HEALTH DEPARTMENT: city of Lubbock xPa1 rh napartment PROGRAM NOT PROVIDED: -Refugee Health SIGNA TIT. PHONE NUIvMER: (806)767-2899 REASON THE ABOVE PROGRAM IS NOT PROVIDED: No funding to provide services; no demand for services To: C�H/KSHIELDS From: "Bob Badger" <TDHR01/BBADGER> ' Date: 20 Jan 94 14:46:45 Subject: Performance Based Objectives Comments - Lubbock Health Dept. CC: tsnell COMMENT/VERIFICATION FORM PBCOs FOR FY 1994 LOCAL HEALTH DEPARTMENT: City of Lubbock PROGRAM: Retail Food CONTACT: Mark Keefer REVIEWER: Robert M. Badger, R. S. REVIEWER'S PHONE NUMBER: TxAN 842-5235, L. D. (806) 744-3577 x 235 DATE: January 20, 1994 Please place an "X" in front of one of the following items and fill in any pertinent blanks: - Listed revisions were negotiated with: NAME: TITLE: DATE: - Comments only. No revisions necessary. - Suggestion for FY 95. No revisions necessary at this time. X - No comments, suggestions and/or revisions. Objectives stand as written. Please list below any revisions, comments, and/or suggestions. Use a new form for each program. The document was discussed with Mark Keefer on January 20, 1994. l***THANKS*** {Bob Badger REGION: PHR 1 PROGRAM: Retail Food CONTACT: Mark Keefer FY 1994 PAGE 1 CITY OF LUBBOCK HEALTH DEPARTMENT PERFORMANCE BASED OBJECTIVES — 1994 ::OBJECTIVES ACTIVITIES INDICATORS : ..MONITORING/COMMENTS OUTCOME 0-1 By 2000, the incidence of reported foodborne # reported foodbome illnesses illnesses confirmed and associated with confirmed and associated with i commercial food establishments will not commercial food establishments exceed one 1 outbreak per 100,000 population. in given year X100 000 population in given year PROCESS During FY 94-95 LCHD Staff will: P-1.1 Ensure that a minimum of 10% of the food service # of foodservice mana rs state certified managers in the City of Lubbock will # of food service managers have been certified through the State of Texas in proper food management and food protection methods. P_-1.2 Rate 100% of the commercial food establishments # of food establishments rated r ( based one idemiolo is risk and their # of food establishments compliance records. Note: Documentation of risk factors and ins ec ion records Risk factors based on those factors ACTIVITIES known to contribute to foodbome disease outb eaks A-1.1 Staff will develop and implement a food manager certification course approved by TDH. A-1.2 Duringroutine inspections, sanitarian will council all foodservice operators/managers about food manager certification program. I A-1.3 Durinq FY 94-95 staff will research develop and implement a risked —based approach to food inspections. To: CRH/KSHIELDS From: "David L. Hoehns" <TDHR01/DHOEHNS> Date: 4 Feb 94 17:16:39 Subject: LHD NAME AND PROGRAM INITIALS COMMENT / VERIFICATION FORM PBCOs FOR FY 1995 LOCAL HEALTH DEPARTMENT: Lubbock City Health Department PROGRAM: STD TDH REVIEWER: David L. Hoehns TDH REVIEWER'S PHONE NUMBER: (806) 744-3577 DATE: February 4, 1994 ---------------------------------------------------------------- Please place an "X" in front of one of the following items and fill in any pertinent blanks: x Listed revisions were negotiated with: NAME: Marilyn Mitchell, R.N. TITLE: STD Clinic Supervisor DATE: January 20, 1994 through February 4, 1994 Comments only. No revisions necessary. Suggestions for FY 1996. No revisions necessary at this time. No comments, suggestions, or revisions. ----------------------------------------------------------------- Please list below any NEGOTIATED revisions, comments or suggestions. Revisions must be agreed upon by the LHD. Use a new form for each program. Two new objectives were negotiated with Lubbock City Health Department. The first of these was the gonorrhea objective with its three activities. The second new objectives is the syphilis objective. Ms. Mitchell submitted these through Region 1 channels, and I received a copy on February 4. I discussed a revision in the Syphilis Activity - 2,2 from: "Ensure that 100% of syphilis contacts who come for service to the clinic are prophylactically treated if exposure is in the the last year." to read: "Ensure the 100% of syphilis contacts who present in the STD clinic with exposure in the previous ninty days are prophylactically treated." Ms. Mitchell agreed to this revision in a meeting conducted this morning.David L. Hoehns Region 1 STD Program REGION: 1 HR 1 PROGRAM: STD CONTACT: MARILYN MITCHELL . FY 1994 PAP,F 1 CITY OF LUBBOCK HEALTH DEPARTMENT PERFORMANCE BASED OBJECTIVES — 1994 ,?< OBJECTIVES ACTIVITIES :,.. INDICATORS-.::'::'MONITORING/COMMENTS .: SURRIGATE OUTCOME 0-1 B 2000 20% cf CLHD STD patients with a reportable # of patients with 2 or more reportable STDs sexually transmitted disease two or more times seen havinq HIV test in the CLHD STD clinic will consent to be tested for HIV # of patients with 2 or more reportable STDs PROCESS P-1.1 During FY 94 — 95 100% of persons with a previous # patients counseled regarding STD and HIV diagnosis of a reportable STD within the last yearwiil Ix # patients seen in last year with positive STD counseled by the STD staff regarding STDs and HIV. P-1.2 During FY 94 — 95 STD staff will provide information # of patients provided information on the prevention of STD and HIV to 100% of persons # of patients seen In STD clinic treated or examined in STD clinic. ACTIVITIES MONITORING COMPLETED DATE: A-1.1 During FY 94 — 95 pamphlets on STDs and HIV will be available to all clients. A-1.2 During FY 94 — 95 vedeo tapes on STDs and HIV will be played in the STD wafting area during clinic hours. REGION: PHR 1 PROGRAM: STD CONTACT: MARILYN MITCHELL FY 1994 PAr:9 9 CITY OF LUBBOCK HEALTH DEPARTMENT PERFORMANCE BASED OBJECTIVES — 1994 `OBJECTIVES ACTiVII'IES :':.... >......: INDICATORS ::: ;; . >MONITORING MMENTS . OUTCOME 0-2 By the year 2000 the reported incidence of syphilis Number of cases reported that meet case less than one year will not exceed 12 cases per definition for syphilis than one year. hundred thousand p2pulation city of Lubbock. Population of _cityof Lubbock in 2000 PROCESS P-2.1 During FY 94-95 reported incidence of nThills less Number of cases reported during FY 94-95 than one year wilt not exceed 27 cases per hundred that meet definition of syphilis less than one thousand of population. year. Po ulation of c'y of Lubbock ACTIVITIES MONITORING COMPLETED DATE: A-2.1 Ensure that 100% of STD clients requesting examinatiot Number STD clients receiving hills serology for STDs receive a syphilis serology unless they have Number of clients requesting examination been tested in previous 30 da(excluding those tested previous 30 d A-22 Ensurotlifttl00% of syphilis con who come for Number of cntact prophylactically treated r ' c ' t t Number of contact with one year a osure exposure is i the o examined C,vsu�� Tlaf /0095 of Sy p e + 5 WkD P is a vtt wi e are ru -1-1%,preu(CUS opt-60vixaf-ically -rpevjed'. REGION: PHR I PROGRAM; STO CONTACT: MARILYN MITCHELL FY 1994 PAGE 3 CITY OF LUBBOCK HEALTH DEPARTMENT PERFORMANCE BASED OBJECTIVES — 1994 ;OBJECTIVES� ITORING/QOM MENM:.`,� OUTCOME 0-3 By 2000 reduce the incidence of gonorrhea Number of gonorrhea cases to fewer than 200 cases per hundred population in the Population of city of Lubbock In 2000 citv of Lubbock. PROCESS P-3 During FY 94-95 reduce the rate of Snonorrhea Number of gonorrhea cases infection to 286 cases per hundred p2pulation In the Population of city of Lubbock cftv of Lubbock. ACTIVITIES A-3.1 100% of persons treated or examined in the STD Number persons treated or examined clinic will receive education regarding prevention of ST[ Number persons educated recorded in chart A-32 Pamphlets on STDs will be available to all clients. A-3.3 Viedo tapes on STDs will be played in the lobby during clinic hours. u PERFORMANCE -BASED CONTRACT OBJECTIVES FOR FY 1995 DISCLAIMER SHEET List programs you DO NOT provide. If there is more than one program, use a separate disclaimer sheet for each one. LOCAL HEALTH DEPARTMENT. Lubbock City Health Department PROGRAM NOT PROVIDED: TB PHONE NUMBER: (806) 767-2899 REASON THE ABOVE PROGRAM IS NOT PROVIDED: LCHD is in process of acquiring this program from TDH Region 1. Process is currently dependent upon sufficient staff to perform necessary duties. To: CRH/KSHIELDS ' From: "FRANNIE NUTTALL" <TDHR01CA/FNUTTALL> Date: 3 Feb 94 15:21:10 Subject: LHD NAME AND PROGRAM INITIALS CC: TDHR01/TSNELL COMMENT / VERIFICATION FORM PBCOs FOR FY 1995 LOCAL HEALTH DEPARTMENT:CITY OF LUBBOCK HEALTH DEPARTMENT PROGRAM:WIC TDH REVIEWER:FRANCES A. NUTTALL TDH REVIEWER'S PHONE NUMBER:(806) 655-7151 DATE: 02-03-94 ---------------------------------------------------------------- Please place an "X" in front of one of the following items and fill in any pertinent blanks: Listed revisions were negotiated with: NAME: TITLE: DATE: Comments only. No revisions necessary. Suggestions for FY 1996. No revisions necessary at this time. x No comments, suggestions, or revisions. ---------------------------------------------------------------- Please list below any NEGOTIATED revisions, comments or suggestions. Revisions must be agreed upon by the LHD. Use a new form for each program. FRANNIE NUTTALL, WIC SECTION DIRECTOR PUBLIC HEALTH REGION 2 REGION: PHR 1 PROGRAM: WC Program CONTACT: Stephanie Steger —Doyle FY 1994 PAGE I CITY OF LUBBOCK HEALTH DEPARTMENT PERFORMANCE BASED OBJECTIVES — 1994 ... iWet 9mo""01 a N ...... .... 0. (NOW W OUTCOME 0-1 By 2000,60% of ell ibis pregnant women # of women enrolled in WIC Project #75 In VAC Project #75 will be enrolled dude g #of eligbie pregnant women In WIC their first trimester. Project #75 PROCESS P-1.1 During FY 94-95, the staff In WIC Project #75 will # of opportunftles to enroll In FY 93-94 target outreach to elfflible pregnant women to # of opportunfties to enroll In FY 94-95 Increase opportunftles to enroll by 25% from FY 93. ACTIVITIES During FY 94-95, LCHD Staff vAn: A-1.1 Conduct a needs assessment to Idently barriers to participation. A-12 Implement outreach opportunftles to Idenly e%fble populations. A-1.3 Provide" appointment slats per week for pmgWant clients. DOCUMENT NO. C5000255 ATTACHMENT NO. 07 PERFORMING AGENCY: LUBBOCK CITY HEALTH DEPARTMENT RECEIVING AGENCY PROGRAM: IMMUNIZATION DIVISION TERM: September 1, 1994 THROUGH August 31, 1995 SECTION I. SCOPE OF WORK: PERFORMING AGENCY will use direct assistance and/or financial assistance from RECEIVING AGENCY for the implementation of an immunization program with special emphasis on children two years old or younger. The goal of the immunization program is to prevent, control, and eradicate vaccine - preventable disease in all populations by providing/administering biologicals, promoting immunizations, and applying epidemiologic/outbreak controls within budgetary constraints. PERFORMING AGENCY will endeavor to achieve and main- tain 90% immunity levels for pre-school children. PERFORMING AGENCY will assess immunization levels in the clinical records of preschool (two-year) children. Immunization records will be randomly selected and assessed using the CDC Clinic Assessment Software Application (CASA) available from the RECEIVING AGENCY, Immunization Division. An initial assessment must be completed no later than six months after the begin date of this Attachment. Periodic follow-up assessments must be conducted at least every six months thereafter. Assessment results must be reported to RECEIVING AGENCY, Director, Immunization Division not more than two weeks after the assessments are completed. PERFORMING AGENCY agrees to conduct at least one seminar or training session concerning immunization requirements in conjunction with the Licensing Branch of the Texas Department of Human Services and the RECEIVING AGENCY Program. INVESTIGATIONS/CONTROL MEASURES PERFORMING AGENCY will investigate 100% of suspected cases of measles, rubella, pertussis, poliomyelitis, and diphtheria within 24 hours after a report is received. PERFORMING AGENCY will investigate 90% of suspected mumps cases and 100% of suspected tetanus cases within 48 hours after a report is received. For the above diseases, PERFORMING AGENCY will implement the most current outbreak control procedures/measures and contact RECEIVING AGENCY, Immunization Division, within 48 hours after an investigation is initiated. Reporting Requirements PERFORMING AGENCY understands that all vaccines used in RECEIVING AGENCY Immunization Programs are purchased with public funds and must be accounted for the same as other public property. PERFORMING AGENCY further understands that vaccine loss, destruction, spoilage, or other waste, may be investigated by the RECEIVING AGENCY, Immunization Division, which may then require reimbursement or replacement of the lost vaccines. -1- PERFORMING AGENCY agrees to provide RECEIVING AGENCY, Immunization Division, by January 31st, of each year, a report detailing storage measures and methods used to control vaccine loss including methods to monitor and record daily vaccine storage temperatures. The report will be submitted in a format provided by RECEIVING AGENCY, Immunization Division. PERFORMING AGENCY agrees to provide RECEIVING AGENCY, Immunization Division, monthly reports of vaccine utilization/loss, within ten days after the end of each month, on forms provided by RECEIVING AGENCY (forms C5, C5A, C33, C33A). PERFORMING AGENCY will obtain monthly biological reports from private physician offices and others who receive state supplied biologicals. Status reports of program activities must be submitted to the RECEIVING AGENCY using the most current "Immunization Program Performance Indicators Report." Immunization data (doses administered by age, schedule, and patient demographics) must be provided in a format that may be loaded directly into the electronic Immunization Tracking System. PERFORMING AGENCY will be evaluated on both the number of doses administered and the number of DTP 4 administered to children who are two years old or younger. PERFORMING AGENCY agrees to comply with the following: Texas Immunization Laws, Rules, and Regulations; Chapter 42, Human Resources Code; Sections 2.09 and 2.09A, Texas Education Code; and, Section 317 of the PHS Act as amended. PERFORMING AGENCY agrees to closely adhere to both the spirit and intent of the "Standards for Pediatric Immunization Practices," as recommended by the National Vaccine Advisory Committee, approved by the USPHS, and endorsed by the American Academy of Pediatrics. PERFORMING AGENCY agrees to provide immunization services outside usual clinics hours (8am to 5pm) or on weekends at least once each month or as needed to insure barrier free access to immuni- zation clinics. PERFORMING AGENCY residency requirements are not applicable under this Attachment. PERFORMING AGENCY cannot deny vaccinations to recip- ients because they do not reside within PERFORMING AGENCY'S jurisdiction. PERFORMING AGENCY will provide an estimated 13413 doses of vaccine to clients in or benefiting the county(ies)/area defined as: LUBBOCK AND SURROUNDING COUNTIES. SECTION II. LEGAL AUTHORITY TO CONTRACT: Chapters 12 and 121 of the Health and Safety Code. SECTION III. SPECIAL PROVISIONS: PERFORMING AGENCY understands that federal law guarantees access to immuniza- tion services in public clinics regardless of ability to pay. PERFORMING AGENCY further understands that the bilingual poster "Fees for Vaccine Admin- istration," (Form 6-36, available from the Immunization Division) must be posted where it may be easily seen by patients in each immunization waiting room. CPA . ' . PERFORMING AGENCY understands that Early and Periodic Screening, Diagnosis, and Treatment (EPSDT) physicians and other private physicians, authorized by the RECEIVING AGENCY's vaccine distribution plan to administer state -supplied vaccines in their practices, are vital members of the Texas Immunization Initiative. Accordingly, PERFORMING AGENCY agrees to assist in distributing state -supplied vaccines to EPSDT providers, medicaid providers, physicians, and other providers and organizations within PERFORMING AGENCY'S local area. PERFORMING AGENCY agrees that fees collected will be kept within guidelines established by RECEIVING AGENCY and that no one may be denied immunization services because of inability to pay the fee. Fee schedule:; will not be based on per dose charges. PERFORMING AGENCY understands that if travel funds are provided, they are restricted for use by persons assigned to the immunization project only. All out-of-state travel funded by the Immunization Division requires prior approval by the RECEIVING AGENCY, Immunization Division Director. For immunization activities performed under this Attachment, General Provisions, OVERTIME COMPENSATION Article, is not applicable and PERFORMING AGENCY agrees to comply with the following paragraphs: PERFORMING AGENCY is authorized to pay employees who are not exempt under the Fair Labor Standards Act (FLSA), 29 U.S.C., Section 20 et. seq., for overtime or compensatory time at the rate of time and one-half per FLSA. PERFORMING AGENCY is authorized to pay employees who are exempt under FLSA on a straight time basis for work performed on a holiday or for regular compensatory time hours when the taking of regular compensatory time off would be disruptive to normal business operations. Authorization for payment under this provision is limited to work directly related to immunization activities and has to be in accordance with the amount budgeted in this contract Attachment. PERFORMING AGENCY is responsible for documenting proper authorization or approval for any work performed by exempt or non-exempt employees in excess of 40 hours in a workweek. CleD SECTION IV. BUDGET: FINANCIAL ASSISTANCE Financial assistance involves payment of funds to PERFORMING AGENCY for costs Incurred in carrying out approved activities. Personnel $51,236.00 Fringe Benefits 17,120.00 Travel .00 Equipment .00 Supplies .00 Contractual .00 Other .00 Total Direct Costs $68,356.00 Indirect .00 TOTAL $68,356.00 Financial status reports (FSRs) are due the 30th of December, March, June, September and the 15th of October. RECEIVING AGENCY financial assistance will not exceed $68,356.00. -4- DIRECT ASSISTANCE Direct assistance involves the assignment of state funded positions or the provision of supplies such as vaccines in lieu of cash. Vaccine 140,011.00 TOTAL $140,011.00 Financial status reports (FSRs) are not required on direct assistance. Program income generated from activities supported with direct assistance will be reported on FSRs required for financial assistance provided through this attachment, if applicable, or through other program attachment(s) benefiting from this assistance. RECEIVING AGENCY direct assistance will not exceed $140,011.00. Total RECEIVING AGENCY assistance will not exceed $208,367.00. -5- DOCUMENT NO. C5O00255 ATTACHMENT NO. 08 PERFORMING AGENCY: LUBBOCK CITY HEALTH DEPARTMENT RECEIVING AGENCY PROGRAM: BUREAU OF WOMEN AND CHILDREN TERM: September 1, 1994 THROUGH August 31, 1995 SECTION I. SCOPE OF WORK: PERFORMING AGENCY will provide at a minimum the following health services to women and children: prenatal care, family planning services (especially during the 18 months postpartum), and/or preventive child health services and case management, as stated in "Exhibit A" which is incorporated herein and made a part of this Attachment. If PERFORMING AGENCY is not a provider of one or more of the above -mentioned clinical services, it will assure the provision of the services by establishing formal referral and tracking systems with other community -based health care. In addition, PERFORMING AGENCY will bill Medicaid for all Medicaid billable services. PERFORMING AGENCY will ensure that all income generated through Medicaid is used to expand or enhance women and children's health services. Services will be performed in accordance with the guidelines for maternity, family planning, child health, and case management services as promulgated by RECEIVING AGENCY, Bureau of Women and Children. The Women and Children's Service Plan is incorporated herein and made a part of this Attachment. Maternity, family planning, child health, and case management services reports will be submitted to RECEIVING AGENCY, Bureau of Women and Children. PERFORMING AGENCY will participate in the coordination of women and children's services under the leadership of RECEIVING AGENCY'S Public Health Regional Director. PERFORMING AGENCY will work with the Public Health Region (PHR) in order to coordinate services, avoid duplication, report unmet needs of the community, and help to develop "One Stop Shopping Care Centers" where possi- ble. If applicable, PERFORMING AGENCY agrees to comply with the Community Oriented Primary Care (COPC) Letter of Intent and accompanying COPC Basic Standards which are adopted by reference. PERFORMING AGENCY will provide services/units of service in or benefiting the county(ies)/area defined as: LUBBOCK. SECTION II. LEGAL AUTHORITY TO CONTRACT: Chapters 12 and 121 of the Health and Safety Code. SECTION III. SPECIAL PROVISIONS: General Provisions, PROGRAM INCOME Article, is modified for the purposes of this Attachment to comply with Title 42, United States Code, Title V, -1- � y s "Maternal and Child Health Services Block Grant", which does not allow low income pregnant women, and children to be charged a fee for health services provided under this Attachment. The term "low income" refers to an individual or family on Medicaid, income eligible for Medicaid, or with an income determined to be below the non -farm income official poverty line defined by the Office of Management and Budget and revised annually in accordance with Section 624 of the Economic Opportunity Act of 1964. No individual may be denied services because of the person's inability to pay. General Provisions, REPORTS AND INSPECTIONS Article, is modified to include the following: The PERFORMING AGENCY will provide reports on clients receiving maternity, child health, family planning and case management services that include the number of (unduplicated) clients seen and number of visits by specified race and age groups and time periods (quarterly and yearly), within 15 days from the end of the month for the quarterly reports (December, March, June, September) and within 30 days from the end of the Attachment term for the annual report. In addition, if the PERFORMING AGENCY receives funds to provide special tests and services (e.g. sonograms, diagnostic lab tests, colposcopy, etc.), the agency will submit detailed quarterly reports, within 15 days from the end of the month for the quarterly reports and within 30 days from the end of the Attachment term for the annual report, regarding the expenditure of these funds. In addition, where applicable, PERFORMING AGENCY will work toward a compre- hensive health care delivery model as outlined in the COPC Basic Standards and will report on the progress made in the Women and Children's quarterly and annual reports. -2- SECTION IV. BUDGET: FINANCIAL ASSISTANCE Financial assistance involves payment of funds to PERFORMING AGENCY for costs incurred in carrying out approved activities. Personnel $276,315.00 Fringe Benefits 50,733.00 Travel .00 Equipment .00 Supplies 16,733.00 Contractual 21,200.00 Other .00 Total Direct Costs $364,981.00 Indirect .00 TOTAL $364,981.00 Financial status reports (FSRs) are due the 30th of December, March, June, September and the 15th of October. RECEIVING AGENCY financial assistance will not exceed $364,981.00. -3- DIRECT ASSISTANCE Direct assistance involves the assignment of state funded positions or the provision of supplies such as vaccines in lieu of cash. Personnel [ 2 position(s)] $32,616.00 TOTAL $32,616.00 Direct assistance for personnel in the amount of $32,616.00 is shown on the attached list of positions and budgetary amounts which is an integral part of this attachment. State salary warrants for net earnings will be issued in accordance with state regulations. Financial status reports (FSRs) are not required on direct assistance. Program income generated from activities supported with direct assistance will be reported on FSRs required for financial assistance provided through this attachment, if applicable, or through other program attachment(s) benefiting from this assistance. RECEIVING AGENCY direct assistance will not exceed $32,616.00. Total RECEIVING AGENCY assistance will not exceed $397,597.00. -4- r ✓ r ► PERFORMING AGENCY NAME: Lubbock City Health Department TYPE OF HEALTH SERVICES UNDUPLICATED TOTAL COUNT VISITS Maternity 700 5,600 Family Planning 900 2,700 Child Health 200 600 Case Management Maternity 300 1,500 Case Management Children 70 420 c LUBBOCX CITY / FAMILY HEALTH SERV PAGE 935 ' TEXAS DEPARTMENT OF HEALTH PHR 1 OPERATING BUDGET FOR YEAR ENDING AUGUST 31, 1995 %S.CF APRIL 30, 1994 BUDGET NO. LC301 H21311^13028 CATE- DESCRIPTION OR TITLE FUND ENO ITEM JOB PAY PAY EFFECTIVE MONTHLY GORY DESC. MONTH NO. CLASS GP STP DATE RATE 1 CLERICAL SUPERVISOR II STATE AUG 088 0063 07 01 SEP 94 1,397.00 COMMUNITY SERV AIDE III STATE AUG 131 5503 06 01 SEP 94 1,321.00 BUDGETED AMT 16,764.00 15,852.00 32,616.00 -C G T 45 k 4' -wis mv,�MT. 0 IV 1510,' A iw JUL - 6 A S i L it'i S E R ',A C E S TEXAS DEPARTMENT OF HEALTH 1100 WEST 49TH STREET AUSTIN, TEXAS 78756-3199 CONTRACT CHANGE NOTICE NO. 1 STATE OF TEXAS TDH Document No. C6000126 COUNTY OF.TRAVIS The Texas Department of Health. hereinafter referred to as RECEIVING AGENCY. did heretofore enter into a contract in writing_ with LUBBOCK CITY HEALTH DEPARTMENT hereinafter referred to as PERFORMING AGENCY. The parties thereto now desire to amend such contract as follows: SUMMARY OF TRANSACTION: Revision to public health services contract. Att. No. 02 — Amendment to add a new Attachment for Bureau of HIV and STD Prevention to fund counseling, testing, referral and partner elicitation/notification (CTRPN) for persons at risk of HIV due to sexual behavior. in.iecting_ drug_ use. or other risk behaviors. All terms and conditions not herebv amended remain in full force and effect. EXECUTED IN DUPLICATE ORIGINALS ON THE DATES SHOWN. Authorized Contracting Entity itvoe above if different from PERFORMING AGENCY) for and in behalf of: �' IUBBOCK CI HE�thi ARTK �._ PERFOUI9 MENCY A By : __ (Sig ture of De on authorized to sign contracts) David R. Langston, Mayor (Name and Titlel Date:----------- RECONNENDED: (PERFORKING AG irector, if different f oerson authorized to sign contractl. Cover - Pace 1 TEXAS DEPARTNENT OF HEALTH RECEIVING AGENCY, cc, iSianature of person authorized ; to sic_n contracts) Linda Farrow. Chief ' Bureau of Financial Services _ (Name and Title) Date: T��J APPROVED AS TO FORK: By: Office of General Counsel ; DETAILS OF ATTACHMENTS Att/: ; _ _ Financial Assistance Am. TCH : Term :MSource of : r ; Direct ; Total Assistance No. : Program Begin End : Funds$ : Amount Assistance ; Amount iTCH Shares 01 HIV/SURV-LHS : 1/ 1/95:12/31/95! STATE 35.398.00! .00: 35.398.00: t 1 02 : HIV/GHC-LHS ; 1/ 1/95:12/31/95! 93.940 ; 17.500.00; .00: 17.500,00: . 1 l 1 1 I 1 1 7 I i t I e 1 t 1 � 1 t 1 1 r r t 1 1 1 1 1 7 1 I I 1 { 1 - . 1 1 1 1 t I 1 I 7 t 1 1 1 1 . 1 1 1 1 f 1 1 1 1 1 t 1 1 i 1 1 1 . 1 t 1 1 1 ! 1 1 1 I 1 t t l t 1 1 1 t 1 I ! 1 1 1 t t I 1 1 1 1 1 1 1 I 1 1 1 I t 1 1 1 f t 3 1 1 1 1 � 1 1 1 1 r t 1 1 1 f 1 1 1 1 1 1 . 1 I f 1 3 1 t 1 1 1 1 1 1 1 1 1 t I 1 1 t t 1 1 ! 1 ! 1 1 1 1 1 1 t 1 1 1 � 1 1 1 1 1 1 . 1 1 1 1 1 1 I 1 1 1 1 1 1 1 1 1 1 1 1 1 I 1 1 1 - ------------------------------------------------------------------------------------------------------ I. TDH Document No. C6000126 TOTALS : 1 52.898.00: 1 .00: f 52.898.00: Chanoe No: 01 0ederal funds are indicated by a number from the Catalua of Federal.Domestic Assistance (CFDAi, if aoolicable.. REFER TO BUDGET SECTION OF ANY ZERO AMOUNT ATTACHMENT FOR DETAILS. COVER - Paae 2 DOCUMENT NO. C6000126 ATTACHMENT NO. 02 PERFORMING AGENCY: LUBBOCK CITY HEALTH DEPARTMENT RECEIVING AGENCY PROGRAM: BUREAU OF HIV AND STD PREVENTION TERM: January 1. 1995 THROUGH December 31, 1995 SECTION I. SCOPE OF WORK:' PERFORMING AGENCY agrees to conduct counseling. testing, referral, and partner elicitation/notification (CTRPN) activities to help reduce the spread of human immunodeficiency virus/acauired immunodeficiency syndrome (HIV/AIDS). CTRPN activities include establishing and maintaining anonymous and/or confidential HIV testing programs for persons at risk of HIV infection due to individual sexual behavior, in-iecting drug use, or other risk behaviors. All information and educational materials developed and provided by PERFORMING AGENCY will be accurate, comprehensive, and consistent with current findings of the United States Public Health Service. PERFORMING AGENCY agrees that all activities will be performed in accordance with RECEIVING AGENCY'S request for proposal (RFP) and assurances, and PER- FORMING AGENCY'S objectives, activities work plan, and detailed budget as approved by RECEIVING AGENCY. All of the above -named documents are incorpora- ted herein by reference and made a part of this Attachment. All revisions to said documents will be approved by RECEIVING AGENCY and transmitted in writing to PERFORMING AGENCY. PERFORMING AGENCY will provide CTRPN services to the target population defined as: - 1. Males who routinely have sex with other males. 2. Males who occasionally have sex with other males. 3. Males who have sex with males and females. 4. Males and females with multiple sex partners. 5. Persons with a history of sexually transmitted diseases. 6. Persons with a history of high risk behavior. PERFORMING AGENCY will Derform the following Counseling and Testing Services: 1.. Offer voluntary HIV testing to clients with the option of receiving services'either anonymously or confidentially_ according_ to Texas Department of Health (TDH) guidelines. 2. Provide culturally sensitive and effective pre -test and post-test coun- seling based on TDH approved guidelines. 3. Publicize HIV counseling and testing services so that potential clients will know where and when services are available. 4. Offer HIV counseling and testing services at a location that is conven- ient for the majority of the target population and during hours -1- established to reach these clients. 5. Use optically scannable forms supplied by RECEIVING AGENCY or a similiar TDH aaoroved instrument to collect demographic information and unlinked test result data. This includes the accurate completion and timely submission of scannable forms accordina to the Guidelines in the HIV Counseling and Testing Report Manual. 6. Utilize RECEIVING AGENCY'S laboratory, for all ELISA and Western Blot testing unless otherwise aooroved in writing by RECEIVING AGENCY. 7. PERFORMING AGENCY will develop and maintain a•referral Dlan by which reciprocal linkages are established with other service providers (especially other RECEIVING AGENCY funded providers) for the purpose of: a. Case management b. Extended HIV prevention counseling c. C04 testing d. T6 skin testing_ e. Immunizations f. STD screening g. Family Dlanning h. Gvnecological exam I. Substance abuse treatment .1. Medical evaluation for HIV illness k. Medical follow-up 1. Antiviral therapy_ m. PCP prophylaxis n. Psvchosocial needs assessment o. Professional Dsychosocial counseling_ D. Emotional support groups o. Financial eligibility assistance r. Legal assistance PERFORMING AGENCY will perform the following Partner Elicitation/Notification Services: 1. All Dartner elicitation/notification services must be consistent with RECEIVING AGENCY'S ore -test and Dost-test counseling guidelines and the TDH Ser000sitive and Partner Notification Guidelines which are incorporated by reference and made Dart hereof. 2. Partner notification must be mentioned in every ore -test session and encouraged and discussed with every HIV positive client during_ the post-test counseling session. 3. If the client prefers to make the partner notification personally. provide guidance/coaching in making the notification during_ the posttest counseling_ session. 4. If the client would like to inform Dartner(s) but is not sure whether they will be able to do so, a verbal agreement/contract will be established. In the contract. the client aq_rees to notifv Dartner(s) by a specific date. The client provides full names and iocatinq information with the knowledge that this information will be relayed to the local Health Department/regional STD program who will confidentially notify the partner(s) if the referral is not completed as agreed. 5. If the client does not want to notify Dartner(s) or in the counselor's opinion is incapable. elicit adequate information for STD personnel to make the notification. Elicited information will be referred to the local health department/regional STD program receiving_ funds for partner notification activities. 6. PERFORMING AGENCY agrees to report HIV partner elicitation data using_ the RECEIVING AGENCY'S Partner Elicitation Report Form. PERFORMING AGENCY agrees to comply with the following_ CTRPN Quality Assurance Guidelines: 1. PERFORMING AGENCY assures that ore -test and post-test counseling sessions are performed by staff who have successfully completed counseling training from a course and instructor approved by RECEIVING AGENCY. 2. PERFORMING AGENCY will conduct monitoring of counseling, testing, referral and partner notification sessions. Throuq_h use of Quality Assurance Systems (QAS) PERFORMING AGENCY'S program manager will Dossess current information and will monitor counselor performance (at least monthly for months 1-6 of employment, bimonthly for months 7-12, and quarterly for experienced counselors whether directly supervised or on independent assignment). A written record (TDH skills assessment form or other TDH approved model) of the monitored session is to be kept on file. 3. PERFORMING AGENCY agrees to facilitate RECEIVING AGENCY review of scheduled counseling_._ testing_, referral, and partner notification sessions. PERFORMING AGENCY agrees to comply with Chapters 81 and 85 of the Health and Safetv Code and relevant portions of Chapter 6A (Public Health Service) of Title 42 (The Public Health & Welfare) of the U.S. Code, as amended. PERFORMING AGENCY will provide an estimated 800 clients with services/units of service in or benefiting_ the countv_(ies)/area defined as: LUBBOCK. SECTION II. LEGAL AUTHORITY TO CONTRACT: Chapters 12 and 121, Health and Safety Code. SECTION III. SPECIAL PROVISIONS: RECEIVING AGENCY will supply PERFORMING AGENCY with the most current version of the document entitled "Content of AIDS -Related Written Materials, Pictorials, Audiovisuals, Questionnaires, Survey Instruments, and Educational -3 Sessions in Centers for Disease Control Assistance Programs." and its preface which is written by RECEIVING AGENCY. PERFORMING AGENCY has Drovided RECEIVING AGENCY with written acknowledgement of receipt and assurance of compliance with these guidelines. All of the above -referenced documents are incorporated herein and made a _part of this Attachment as though written herein verbatim. Due to the sensitive and highly personal nature of HIV/AIDS-related infor- mation, strict adherence to the General Provisions. CONFIDENTIALITY Article is required. In addition to these conditions. PERFORMING AGENCY will comDly with TDH Bureau of HIV and STD Prevention's HIV Serologic Testing and Docu- mentation Guidelines. All of the above -referenced documents are incorporated herein and made a Dart of this Attachment as though written herein verbatim. PERFORMING AGENCY, or any subcontractor, shall not transfer a client record (including a patient record) to another entity or person without written consent from the client or patient, or someone authorized to act on his or her behalf: however. RECEIVING AGENCY (TEXAS DEPARTMENT OF HEALTH) may require PERFORMING AGENCY. or any subcontractor. to transfer a client or patient record to RECEIVING AGENCY (TEXAS DEPARTMENT OF HEALTH) if the transfer is necessary_ to protect either the confidentiality of the record or the health and welfare of the client or patient. RECEIVING AGENCY (TEXAS DEPARTMENT OF HEALTH) shall have access to a client record (including a patient record) in the possession of PERFORMING AGENCY, or any subcontractor, under authority of the Health and Safety Code, Chapters 81 and 85, and the Texas Revised Civil Statutes, Article 4495b (Medical Practice Act). In such cases. RECEIVING AGENCY (TEXAS DEPARTMENT OF HEALTH) shall keep confidential any information obtained from the client or patient record, as required by the Health and Safety_ Code, Chapter 81, and the Texas Revised Civil Statutes, Article 4495b. PERFORMING AGENCY will submit quarterly activity reports within twenty (20) days after the end of each ouarter. that are Drepared in the format provided by RECEIVING.AGENCY. PERFORMING AGENCY will authorize their staff to attend training, conferences, and meetings for which funds were budgeted and approved by RECEIVING AGENCY. -4- 9 1 SECTION IV. BUDGET: Personnel 113,198.00 Fringe Benefits 3.220.00 Travel 200.00 Equipment .00 Supplies 165.00 Contractual .00 Other 22.00 Total Direct Costs 116,805.00 Indirect 695.00* TOTAL $17,500.00 Financial status reports (FSRs) are due the 30th of April. July_, October. January and the 15th of February. Total reimbursements will not exceed $17,500.00. *The neaatiated amount is less.than UGCMA. Table 1.