HomeMy WebLinkAboutResolution - 2022-R0506 - Intent to Issue and Finance Water and Wastewater Revenue BondsMINUTES AND CERTIFICATION PERTAINING TO
PASSAGE OF A RESOLUTION
STATE OF TEXAS
COUNTY OF LUBBOCK
CITY OF LUBBOCK
On the 6th day of December, 2022, the City Council of the City of Lubbock, Texas,
convened in a regular meeting at the regular meeting place thereof, the meeting being open to the
public and notice of said meeting, giving the date, place and subject thereof, having been posted
as prescribed by Chapter 551, Texas Government Code, as amended; and the roll was called of the
duly constituted officers and members of the City Council, which officers and members are as
follows:
Tray Payne, Mayor
Shelia Patterson Harris, Mayor Pro Tern
Christy Martinez -Garcia )
Mark W. Mcbrayer )
Steve Massengale ) Members of
Dr. Jennifer Wilson ) the Council
Latrelle Joy )
and all of said persons were present, except NSA , thus constituting a quorum.
Whereupon, among other business, a written Resolution bearing the following caption was
introduced:
A RESOLUTION AUTHORIZING PUBLICATION AND POSTING OF
NOTICES OF INTENTION TO ISSUE CITY OF LUBBOCK, TEXAS WATER
AND WASTEWATER SYSTEM REVENUE BONDS AND COMBINATION
TAX AND REVENUE CERTIFICATES OF OBLIGATION
The Resolution, a full, true and correct copy of which is attached hereto, was read and
reviewed by the City Council. Thereupon, it was duly moved and seconded that the Resolution be
passed and adopted.
The Presiding Officer put the motion to a vote of the members of the City Council, and the
Resolution was passed and adopted by the following vote:
AYES: 7 NOES: 0 ABSTENTIONS: 0
4150-2263-4562 1
MINUTES APPROVED AND CERTIFIED TO BE TRUE AND CORRECT, and to
correctly reflect the duly constituted officers and members of the City Council of said City, and
the attached and following copy of said Resolution is hereby certified to be a true and correct copy
of an official copy thereof on file among the official records of the City, all on this the 6`I' day of
December, 2022.
-jr
City Se etary
City of Lubbock, Texas
[SEAL]
4150-22634562 1
Resolution No. 2022 R 0506
December 6, 2022
Item No. 6.6
A RESOLUTION AUTHORIZING PUBLICATION AND POSTING OF
NOTICES OF INTENTION TO ISSUE CITY OF LUBBOCK, TEXAS WATER
AND WASTEWATER SYSTEM REVENUE BONDS AND COMBINATION
TAX AND REVENUE CERTIFICATES OF OBLIGATION
WHEREAS, the City of Lubbock, Texas (the "City"), pursuant to Chapter 1502, Texas
Government Code, as amended, is authorized to issue its water and wastewater system revenue
bonds (the "Bonds") for the purposes set forth in Exhibit A hereto; and
WHEREAS, the City Council of the City has found and determined that a notice of
intention to issue the Bonds should be published in accordance with the requirements of applicable
law and the City's charter; and
WHEREAS, the City, pursuant to Subchapter C, Chapter 271, Texas Local Government
Code, as amended, is authorized to issue its certificates of obligation (the "Certificates") for the
purpose of paying contractual obligations to be incurred for the purposes set forth in Exhibit B
hereto; and
WHEREAS, the City Council of the City has found and determined that a notice of
intention to issue the Certificates should be published and posted in accordance with the
requirements of applicable law;
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF
LUBBOCK, TEXAS, THAT:
Section 1. The findings and determinations set forth in the preambles hereto are hereby
incorporated by reference for all purposes.
Section 2. The City Secretary of the City is hereby authorized and directed to publish
a notice of intention to issue the Bonds, in substantially the form set forth in Exhibit A hereto (the
"Bond Notice") incorporated herein by reference for all purposes. The Bond Notice shall be
published once a week for a period of thirty (30) days prior to the date set forth in the Bond Notice
for passage of the ordinance authorizing the Bonds. Such Bond Notice shall be published in a
newspaper of general circulation in the area of the City.
Section 3. The City Secretary of the City is hereby authorized and directed to publish
and post a notice of intention to issue the Certificates, in substantially the form set forth in Exhibit
B hereto (the "Certificate Notice") incorporated herein by reference for all purposes.
The Certificate Notice shall be published once a week for two consecutive weeks, the date
of the first publication being not later than the forty-sixth (46`h) day before the date set forth in the
Certificate Notice for passage of the ordinance authorizing issuance of the Certificates. Such
Certificate Notice shall be published in a newspaper of general circulation in the area of the City.
4149-4201-6834 1
In addition, the Certificate Notice shall be posted continuously on the City's website for at
least forty-five (45) days before the date set forth in the Certificate Notice for passage of the
ordinance authorizing issuance of the Certificates.
Section 4. For purposes of the Certificate Notice and Section 271.049(e), Texas Local
Government Code, the City Council hereby designates the public securities identified in the
attached Exhibit C as self-supporting (collectively, the "Self -Supporting Debt"), the debt service
on which the City currently pays (and intends to continue paying) from sources other than ad
valorem tax receipts. The City expects to continue to pay debt service on the Self -Supporting Debt
from sources other than ad valorem tax receipts; however, in the event that such other sources are
not budgeted in amounts sufficient to pay debt service in respect to the Self -Supporting Debt, the
City may be required to levy and collect ad valorem taxes sufficient to offset any deficiency in the
amounts provided by such other sources.
Section 5. The Mayor, the City Manager, the Chief Financial Officer, the City
Secretary and other officers and agents of the City are hereby authorized and directed to do any
and all things necessary or desirable to carry out the provisions of this resolution.
Section 6. This resolution shall take effect from and after the date of its passage.
[Signature Page Follows.]
2
4149-4201-6834 1
Resolution No. 2022 R 0506
December 6, 2022
Item No. 6.6
ADOPTED THIS 6th day of December 2022, by the City Council of the City of Lubbock,
Texas.
CITY OF LUBBOCK, TEXAS
TRAY PAfNEA4AYOR
ATTEST:
Rebe a Garza, City Secreta
APPROVED AS TO CONTENT:
D. B u K0 stefich, Chie Financial Officer
APPROVED AS TO FORM:
Jerry V. If
y , Jr., Bond Counsel
Signature Page for Notice of Intent Resolution
4149-4201-6834 1
Resolution No. 2022-RO506
Exhibit A
NOTICE OF INTENTION TO ISSUE CITY OF LUBBOCK, TEXAS
WATER AND WASTEWATER SYSTEM REVENUE BONDS
NOTICE IS HEREBY GIVEN that on January 24, 2023, at 2:00 p.m. at a regular meeting
of the City Council of the City of Lubbock, Texas, to be held in the City Council Chambers at
Citizens Tower, 1314 Avenue K, Lubbock, Texas, the regular meeting place of the City Council,
the City Council intends to pass one or more ordinances authorizing the issuance of not to exceed
$17,500,000 total principal amount of water and wastewater system revenue bonds, in one or more
series (collectively, the "Bonds"), for the following purposes, to wit: (i) paying the costs of
acquiring, purchasing, constructing, improving, renovating, enlarging and equipping property,
buildings, structures, facilities and related infrastructure for the Water and Wastewater System, (ii)
funding capitalized interest for the Bonds, (iii) funding the reserve fund requirement for the Bonds,
and (iv) paying the costs of issuing the Bonds.
THIS NOTICE is given in accordance with law and as directed by the City Council of the
City of Lubbock, Texas on December 6, 2022.
A-1
4149-4201-6834 1
Resolution No. 2022-R 0506
Exhibit B
NOTICE OF INTENTION TO ISSUE CITY OF LUBBOCK, TEXAS
COMBINATION TAX AND REVENUE CERTIFICATES OF OBLIGATION
NOTICE IS HEREBY GIVEN that on January 24, 2023, at 2:00 p.m. at a regular meeting
of the City Council of the City of Lubbock, Texas, to be held in the City Council Chambers at
Citizens Tower, 1314 Avenue K, Lubbock, Texas, the regular meeting place of the City Council,
the City Council intends to pass one or more ordinances authorizing the issuance of not to exceed
$18,750,000 total principal amount of certificates of obligation, in one or more series (collectively,
the "Certificates"), bearing interest at any rate or rates not to exceed the maximum interest rate
authorized by law, as shall be determined within the discretion of the City Council at the time of
issuance of the Certificates, and maturing over a period of not to exceed twenty-one (21) years
from their date of issuance, for the purpose of paying contractual obligations to be incurred for the
following purposes, to wit: (i) improvements to the City's Solid Waste Disposal System (the
"Project"), and (ii) payment of professional services of attorneys, financial advisors, engineers and
other professionals in connection with the Project and the issuance of the Certificates. Said
Certificates shall be payable from the levy of a direct and continuing ad valorem tax, levied within
the limits prescribed by law, against all taxable property within the City sufficient to pay the
interest on said Certificates as due and to provide for the payment of the principal thereof as the
same matures, as authorized by Subchapter C, Chapter 271, Texas Local Government Code, as
amended, and from all or a part of the surplus net revenues of the City's Water and Wastewater
System, such pledge of surplus net revenues being limited to $1,000. The estimated combined
principal and interest required to pay the Certificates on time and in full is $26,595,872. Such
estimate is provided for illustrative purposes only and is based on an assumed interest rate of
4.605%. Market conditions affecting interest rates vary based on numerous factors beyond the
control of the City, and the City cannot provide any assurance regarding the rate of interest that
the Certificates will bear upon their issuance. As of the date of this notice, the aggregate principal
amount of outstanding public securities of the City secured by and payable from ad valorem taxes
(excluding public securities secured by an ad valorem tax but designated by the City as self-
supporting) is $218,411,812, and based on the City's expectations, as of the date of this notice, the
combined principal and interest required to pay all of the outstanding public securities of the City
secured by and payable from ad valorem taxes (excluding public securities secured by an ad
valorem tax but designated by the City as self-supporting) on time and in full is $254,848,674.
THIS NOTICE is given in accordance with law and as directed by the City Council of the
City of Lubbock, Texas on December 6, 2022.
B-1
4149-4201-6834.1
Resolution No. 2022-RnSM
Exhibit C
SELF-SUPPORTING DEBT
Self -Supporting
Public Securities Designated as Self -Supporting
Principal
Tax and Waterworks System Surplus Revenue Certificates of Obligation, Series 2013
$2,220,000
General Obligation Refunding and Improvement Bonds, Series 2013
$2,535,000
Tax and Waterworks System Surplus Revenue Certificates of Obligation, Series 2014
$7,510,000
General Obligation Refunding Bonds, Series 2014
$18,440,000
Tax and Waterworks System Surplus Revenue Certificates of Obligation, Series 2015
$58,730,000
General Obligation Refunding Bonds, Series 2015
$60,800,000
General Obligation Refunding Bonds, Taxable Series 2015
$21,450,000
Tax and Waterworks System Surplus Revenue Certificates of Obligation, Series 2016
$28,235,000
General Obligation Refunding Bonds, Series 2016
$19,430,000
General Obligation Refunding Bonds, Series 2016A
$18,560,000
Tax and Waterworks System Surplus Revenue Certificates of Obligation, Series 2017
$26,250,000
Tax and Waterworks System Surplus Revenue Certificates of Obligation, Series 2017A
$14,685,000
Tax Notes, Series 2017
$881,955
Tax and Waterworks System Surplus Revenue Certificates of Obligation, Series 2018A
$7,330,000
Tax and Waterworks System Surplus Revenue Certificates of Obligation, Series 2018B
$12,590,000
General Obligation Refunding Bonds, Series 2018
$59,360,000
Tax Notes, Series 2018
$566,388
Tax and Water and Wastewater System Surplus Revenue Certificates of Obligation, Series 2019
$18,650,000
General Obligation Refunding Bonds, Series 2019
$6,600,000
General Obligation Refunding Bonds, Taxable Series 2019A
$26,665,000
Tax Notes, Series 2019
$2,014,552
Combination Tax and Revenue Certificates of Obligation, Series 2020
$6,650,000
General Obligation Refunding Bonds, Series 2020
$14,645,000
Tax Notes, Series 2020
$337,000
Combination Tax and Revenue Certificates of Obligation, Series 2021
$0
Combination Tax and Revenue Certificates of Obligation, Series 2021A
$0
Tax Notes, Series 2021
$1,386,293
Tax Notes, Series 2022
$0
Total
$436,521,188
C-1
4149-4201-6834.1
MINUTES AND CERTIFICATION PERTAINING TO
PASSAGE OF A RESOLUTION
STATE OF TEXAS §
COUNTY OF LUBBOCK §
CITY OF LUBBOCK §
On the 6th day of December, 2022, the City Council of the City of Lubbock, Texas,
convened in a regular meeting at the regular meeting place thereof, the meeting being open to the
public and notice of said meeting, giving the date, place and subject thereof, having been posted
as prescribed by Chapter 551, Texas Government Code, as amended; and the roll was called of the
duly constituted officers and members of the City Council, which officers and members are as
follows:
Tray Payne, Mayor
Shelia Patterson Harris, Mayor Pro Tem
Christy Martinez -Garcia )
Mark W. Mcbrayer )
Steve Massengale ) Members of
Dr. Jennifer Wilson ) the Council
Latrelle Joy )
and all of said persons were present, except N/A , thus constituting a quorum.
Whereupon, among other business, a written Resolution bearing the following caption was
introduced:
RESOLUTION EXPRESSING INTENT TO FINANCE EXPENDITURES TO BE
INCURRED
The Resolution, a full, true and correct copy of which is attached hereto, was read and
reviewed by the City Council. Thereupon, it was duly moved and seconded that the Resolution be
passed and adopted.
The Presiding Officer put the motion to a vote of the members of the City Council, and the
Resolution was passed and adopted by the following vote:
AYES: 7 NOES: 0 ABSTENTIONS: 0
4143-6806-0994 1
MINUTES APPROVED AND CERTIFIED TO BE TRUE AND CORRECT, and to
correctly reflect the duly constituted officers and members of the City Council of said City, and
the attached and following copy of said Resolution is hereby certified to be a true and correct copy
of an official copy thereof on file among the official records of the City, all on this the 6th day of
December, 2022.
City S cretary
City of Lubbock, Texas
[SEAL]
4143-6806-0994.1