HomeMy WebLinkAboutResolution - 2010-R0630 - Memorandum Of Understanding With TX Dept. Of HHSC Office Of Inspector General - 12/15/2010Resolution No. 2010-RO630
December 15, 2010
Item No. 5.45
RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the Mayor of the City of Lubbock is hereby authorized and directed to
execute for and on behalf of the City of Lubbock a Memorandum of Understanding, by
and between the City of Lubbock and Texas Health and Human Services Commission -
Office of Inspector General, regarding the cooperation and allocation of investigatory
resources, and related documents. Said Memorandum of Understanding is attached
hereto and incorporated in this Resolution as if fully set forth herein and shall be included
in the minutes of the Council.
Passed by the City Council on December 15, 2010
TOM WIXRTIN MAYOR
ATTEST:
RebedEa Garza, City Secretary
APPROVED AS TO CONTENT:
Dale Holton, Chief of Police
APPROVED AS TO FORM:
my L. c 'st City A
aslccdocs/MOU= I'x Health & Fluman Srvs Commission.res
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Resolution No. 2010-R06 0
Contract: 9887
MEMORANDUM OF AGREEMENT BETWEEN
TEXAS HEALTH AND HUMAN SERVICES COMMISSION —
OFFICE OF INSPECTOR GENERAL
AND
THE CITY OF LUBBOCK, TEXAS
STATE OF TEXAS
COUNTY OF LUBBOCK
THIS Memorandum of Agreement ("MOA") is entered into and between the HEALTH
AND HUMAN SERVICES COMMISSION - OFFICE OF INSPECTOR GENERAL
("HHSC-OIG") and The City of Lubbock, Texas ("City"), governmental units of the
State of Texas, as contracting parties ("Party/Parties").
ARTICLE 1. BACKGROUND
a) The 81" Texas Legislature enacted a series of sweeping reforms in an
effort to correct instances of abuse, neglect, and exploitation in State Supported Living
Centers.
b) The 81" Texas Legislature also approved a settlement agreement with the
United States Department of Justice that requires, inter alfa, investigation by law
enforcement personnel who have specialized training in working with individuals with
developmental disabilities or mental retardation, into allegations of abuse, neglect, and
exploitation. The agreement further requires that DFPS investigations be completed
within 10 days of receiving a report of abuse, neglect, or exploitation.
C) HHSC-OIG is the office within the Texas Health and Human Services
Commission that is responsible for assisting with investigations of alleged criminal
offenses involving a resident or client of a State Supported Living Center pursuant to
TEXAS HEALTH & SAFETY CODE § 555.101. Its certified peace officers have completed
specialized training in working with individuals with developmental disabilities,
including persons with mental retardation.
d) The City of Lubbock, Texas is the governmental entity with territorial
jurisdiction over the State Supported Living Center located at 3401 North University
Avenue, Lubbock, Texas 79408. As such, the City of Lubbock, Texas provides local law
enforcement services to the State Supported Living Center located at 3401 North
University Avenue, Lubbock, Texas 79408, and is responsible for investigating criminal
offenses occurring at that location. Law enforcement services are provided by the
Lubbock Police Department.
e) The Lubbock Police Department may benefit from the resources,
specialized training, or experience of the HHSC-OIG to investigate allegations of
criminal abuse, neglect, or exploitation in State Supported Living Centers. Accordingly,
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the City of Lubbock, Texas may request the assistance of HHSC-OIG in performing
investigations into allegations of criminal offenses occurring at the Lubbock State
Supported Living Center.
f) The Lubbock Police Department is a law enforcement agency for purposes
of disclosing and exchanging information pursuant to TEXAS GOVERNMENT CODE §§
531.1021(g),(h).
ARTICLE 2. TERM OF AGREEMENT
This MOA shall commence on Dem-Abel D , and shall continue until
terminated in writing by either Party. In the event of such written notification, this
agreement will terminate at midnight on the 30th day following the date of such written
notification.
ARTICLE 3. STATUTORY AND REGULATORY COMPLIANCE
3.01. Safeguarding Information.
a) Each Party will safeguard the confidentiality of any information in its
possession that is related to investigations of alleged criminal offenses involving a
resident or client of a State Supported Living Center Medicaid recipients or applicants.
Each Party will take care not to disclose confidential information except as authorized by
law.
b) Confidential information that is shared under this MOA remains subject to
the same confidentiality requirements that are imposed by law upon the releasing Party.
The sharing of information under this MOA in compliance with TEXAs GOVERNMENT
CODE §§ 531.1021(g),(h) does not affect whether the information is subject to disclosure
under Texas Government Code Chapter 552.
ARTICLE 4. DUTIES AND OBLIGATIONS OF THE PARTIES
4.01. Duties and Obligations of HHSC-OIG.
HHSC-OIG agrees to:
a) Receive and process incoming referrals alleging criminal offenses involving a
resident or client of the Lubbock State Supported Living Center;
b) Notify the Lubbock Police Department upon receiving notice of allegations of
criminal offenses involving a resident or client of the Lubbock State Supported
Living Center;
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c) Advise the Lubbock Police Department if HHSC-OIG will be assisting the Office
of Attorney General in conducting the investigation;
d) Begin investigative efforts within 48 hours of receiving the referral;
e) Coordinate with Lubbock Police Department to the extent desired by local
authorities and work in collaboration with the Lubbock Police Department;
f) Discontinue any specific investigations and allow the Lubbock Police Department
to act as the sole investigating authority upon request. Provided, however, that the
Office of Attorney General may elect to continue its investigation concurrently with
the Lubbock Police Department in a particular investigation. If the Office of
Attorney General elects to continue its investigation concurrently, then Lubbock
Police Department may elect to discontinue its investigation;
g) Provide the Lubbock Police Department with copies of all investigative files and
reports, and share information as requested;
h) Assist other local prosecuting and judicial authorities as needed to support
indictment and prosecution of the case;
i) Contact the Lubbock Police Department prior to execution of any search or arrest
warrants;
j) Notify the Lubbock Police Department of any other major enforcement activity
within the territorial jurisdiction.
4.02. Duties and Obligations of the Lubbock Police Department:
The Lubbock Police Department agrees to:
a) Review incoming case referrals submitted by HHSC-OIG;
b) Notify HHSC-OIG at the earliest practicable opportunity if the Lubbock Police
Department elects to investigate a particular case as the sole investigative
authority or to coordinate investigative efforts;
c) If the Lubbock Police Department seeks to work in cooperation with HHSC-OIG,
it will notify HHSC-OIG of the level of assistance being requested for that
investigation;
d) Share relevant law enforcement information upon request by HHSC-OIG peace
officers, which may include investigative reports on other investigations involving
the Lubbock State Supported Living Center;
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e) Provide assistance for completing the execution of arrest warrants, including
additional officers, transporting prisoners and other assistance as agreed upon
during preparation for warrant execution.
f) Provide assistance for completing the execution of search warrants, including
additional officers and other assistance as agreed upon during preparation for
warrant execution.
e) Provide specialists as needed to properly seize and secure trace evidence,
narcotics, latent fingerprints, biological materials, perishable items, hazardous
materials, explosive or chemical weapons, or contraband;
f) Provide secure evidence room facilities for proper storage of physical evidence
and original records; and
ARTICLE 5. RELEASE OF INFORMATION
5.01. Requests for Information.
A Party may request information regarding an individual or an investigation by
written or oral request. The responding Party will provide the requesting Party with the
requested information unless its release is prohibited by other law.
5.02. General Authority to Release.
HHSC-OIG may disclose information compiled or maintained in an investigation,
to law enforcement agencies pursuant to TEXAS GOVERNMENT CODE § 531.1021(g). The
receiving law enforcement agency may disclose the information only in accordance with
this statute and in a manner that is consistent with the authorized purpose for which the
recipient received the information. TEXAS GOVERNMENT CODE § 531.1021(h).
The Parties mutually acknowledge that the Lubbock Police Department and the
OIG State Centers Investigative Unit are both considered law enforcement agencies for
purposes of confidentiality statutes. The Parties mutually acknowledge that
investigations into criminal offenses involving a resident or client of a State Supported
Living Center constitute a legitimate, authorized purpose.
5.03. Notice of Prohibition.
If, after receiving a request for information under Section 5.01, a Party determines
that it is prohibited from releasing the requested information, that Party shall inform the
requesting Party of its determination in writing within ten (10) days of receiving the
request.
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5.04. Additional Confidentiality Provisions.
The Parties acknowledge and understand that additional confidentiality provisions
may apply to information obtained during the course of an investigation of criminal
offenses involving a resident or client of a State Supported Living Center. The Parties
agree to assess confidentiality requirements in good faith and to comply with all
applicable laws.
5.05 Provision of Documents.
Each Party may furnish detailed information, subject to confidentiality
requirements, as required by the other Party to render the performances called for in this
Agreement. Each party may provide access to, and free copies of, any records or
information relevant to a matter under investigation by either party or records or
information kept by a party or its contractors. The Parties may develop jointly a schedule
of the types and formats of information required.
ARTICLE 6. GENERAL PROVISIONS
6.01. Agency Liaisons.
The Parties will designate Agency Liaisons for this Agreement. The Agency
Liaisons will be the initial points of contact between the agencies for inquiries concerning
this Agreement. Either Party may change its Agency Liaison with five days written
notice to the other Party. Agency Liaisons for the Parties are:
HHSC-OIG
Karen Nelson
Chief Counsel
Office of Inspector General
Health and Human Services Commission
Post Office Box 85200
Austin, TX 78708
Telephone: (512) 491-2803
6.02. Notice.
Lubbock Police Department
Amy Sims
Assistant City Attorney
City of Lubbock City Attorney's Office
P.O. Box 2000
Lubbock, Tx 79457
Telephone: (806) 775-2220
Any notices under this Agreement will be sent by registered or certified mail,
return receipt requested, or will be delivered by hand, and a receipt provided. Any notice
under this Agreement will be sufficient if hand delivered, or mailed to the addresses set
forth below. Either Party may change its designees or addresses upon five days written
notice to the other Party. The Parties' designees and addresses for notices are as follows:
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HHSC-OIG
Karen Nelson
Chief Counsel
Health and Human Services Commission -
Office of Inspector General
Post Office Box 85200
Austin, TX 78708
Telephone: (512) 491-2803
Lubbock Police Department
Chief Dale Holton
Lubbock Police Department
P.O. Box 2000
Lubbock, Tx 79457
Telephone: (806) 775-2755
This agreement is executed by the Parties in their capacities as stated below.
CITY OF LUBBOCK
00-1
TOM MARTIN, MAYOR
ATTEST:
Rebec Gara, City Secretary
APPROVED AS 1-0 CONTENT:
Dae iolton, Police Chief
APPROVED AS TO FORM:
1
Am i Assists t " orney
as/SSI,C Lubbock MOA
11.15 10
HEALTH AND HUMAN SERVICES COMMISSION -
OFFICE OF INSPECTOR GENERAL
M.
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