HomeMy WebLinkAboutResolution - 368 - Agreement - MN&W, Certified Public Accountants - Financial Statements Exams - 12_12_1979min
RESOLUTION #368 - 12/12/79
RES OLUTI ON
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the Mayor of the City of Lubbock BE and is hereby authorized and
directed to execute for and on behalf of the City of Lubbock an Audit Agree-
ment between the City of Lubbock and Mason, Nickels and Warner, Certified
Public Accountants, attached herewith which shall be spread upon the minutes
of the Council and as spread upon the minutes of this Council shall constitute
and be a part of this Resolution as if fully copied herein in detail.
Passed by the City Council this 12th day of December ,1979.
e*WEST,MAYOR54le!�:
ATTEST:
- Lelyn G g , Cit c tary-Treasurer
,. APPROM AS TO CONTENT:
Jim B2aK, Assistant C' pager
APPROVED AS TO FORM:
ohn C. Ross, Jr., City At
MASON, NICKELS 6: WARNER - ..
CERTIFIED PUBLIC ACCOUNTANTS
SUITE 4BO I TOWER OF THE PLAINS 15010 UNNERSlTY AVENUE I P= BOX 3670I LUBBOCK, TEXAS, 79432119OS 1 797-3251
August 81-1984
The Honorable Alan Henry,, Mayoi
Members of the City Council and
Larry J. Cunningham, City Manager
City of Lubbock, Texas
Under the terms of our agreement with Ehe City of Lubbock dated December l2,
1979, we respectfullyisubmit for your consideration the following.
The fee for the examination of the financial statements for the year ended
September 30, 1984, of the various funds and agencies as specified in Section
III of our agreement will be a;'maximumlof sixfy-five thousand dollars
($65,000).
The hourly rates for personnel assigned to the City of Lubbock Audit, will be:
Partner $ 110.00
Manager 80.00
Supervisor 6000
Senior 49.00
'Staff 40.00
If the above maximum fee and i dividual'fees-p',er grant are acceptable to the
City, please sign: .one,copy of !his letter and 'return it to us. The additional
copy.is for your records)
Aueryl yoderson,I', PA
MASON, NICKELS S WARNER
I -
CERTIFIEO PUBLIC ACCOUNTANTS
ARry
UG;��198 D
ray
SUITE 4BO j TOWER OF THE PLAINS 5010 UNIVERSITY AVENUE ( P.O. BOX 36701 LUBSOCK, TEXAS 794521 18061 797-3251
June 16, 1982
The Honorable Bill McAlister, Mayor
Members of the City Council and
Larry J. Cunningham, City Manager
City of Lubbock, Texas
Under the terms of our agreement with the City of Lubbock dated December 12,
1979, we respectfully submit for your consideration the following.
The fee for the examination of the financial statements for the year ended
September 30, 1982, of the various funds and agencies as specified in Section
III of our agreement will be a maximum of sixty-seven thousand five hundred
dollars.
In addition to the above, the fees for the examination of the I financial state-
ments for the year ended September 30, 1982, of the following, grants will be as
specified below:
GRANT AMOUNT
Library $ 4,000
Community Service 5,000
Transit Operational Grant 4,500
PERIOD OTHER THAN ABOVE
Community Development Block Grant 04/01/81 - 05/31/82
including Urban Renewal Agency 06/01/81 - 05/31/82
Revenue Sharing Audit 7,500 Three years ended
September 309 1982
The hourly rates for personnel assigned to the City of Lubbock Audit will be:
Partner
Manager
Supervisor
Senior
Staff
$ 100.00
75.00
50.00
40.00
35.00
MEMBERS IAMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS (TEXAS SOCIETY OF CERTIFIED PUBLIC ACCOUNTANTS
No Text
RESOLUTION #368 - 12/12/79
STATE OF TEXAS
COUNTY OF LUBBOCK
THIS AGREEMENT made and entered into this 12th day of December ,
1979, between the City of Lubbock, Lubbock County, Texas, hereinafter referred
to as City, and Mason, Nickels and Warner, Certified Public Accountants, Lub-
bock, Texas, hereinafter referred to as Accountant.
WITNESSETH:
THAT for and in consideration of the mutual convenants and promises here-
inafter contained, it is agreed between the parties hereto as follows:
I.
The Accountant agrees for the consideration hereinafter expressed, to make
an independent examination of the financial statements of the City in accord-
ance with the provisions of Chapter 1, Article IX, Section 26 of the Charter of
the City, said examination to include each and all of the matters and things
provided for in said Section of said Charter, and to include any other things
and matters that might be properly made in accordance with generally accepted
auditing standards and that, to the extent necessary and practicable, the audit
procedures on Governmental Accounting titled Governmental Accounting Auditing
and Financial Reporting or its equivalent shall be followed. The accountant
shall work closely with the City and shall assist the City in preparing the
financial information necessary for the City to obtain a Certificate of Con-
formance from the Municipal Finance Officers Association. Although defalca-
tions and similar irregularities may occasionally be disclosed by this type of
examination, it is not designed for this purpose and should not be relied on to
disclose fraud, should any exist. Accountants will report to City anything
that appears to them during their examination to be unusual or abnormal. It is
specifically understood by both parties to this agreement that the scope of the
examination shall be sufficient so as to allow the Accountant to either render
or deny an opinion on the financial statements. For purposes of this agree-
ment, financial statements shall include only those statements necessary for
compliance with generally accepted accounting principles. Accountant agrees to
provide City with a letter of recommendations which may lead to better effi-
ciency and operation. Upon request of the City the accountant shall furnish
work papers or other documentation upon which such recommendations are made.
II.
Said examination shall cover the fiscal year period from October 1, 1979,
to September 30, 1980, with the exception of the Lubbock Firemen's Relief and
Retirement Fund, which will cover the twelve month period from January 1, 1980,
to December 31, 1980. The Accounting Services shall be extended for an ad-
ditional four periods, as stated above, unless cancelled by either party hereto.
In the event of cancellation, notice shall be given to the other party on or
before May 15 of the year cancellation is to be effective.
Without impairing the provisions of the above referred to Section 26 of
said Charter, said examination shall specifically include the following funds
and agencies of the City:
General Fund
Capital Projects Fund
Debt Service Fund
Trust and Agency Funds
Electric Revenue Funds
Sanitation Revenue Fund
Water Revenue Fund
Sewer Revenue Fund
Internal Service Fund
Municipal Airport Fund
Special Assessment Fund
Grants Fund
Special Revenue Fund (Revenue Sharing Fund)
General Fixed Assets
General Long Term Debt
Statement of Accountability of the Tax Assessor -Collector
Civic Lubbock, Inc.
Lubbock General Athletic & Recreational Association
Lubbock Board of City Development
Lubbock Firemen's Relief & Retirement Fund
and Federal Grant Certifications, to the extent that required audit
procedures are those necessary in rendering an opinion of the City's
operations. Additional audit work necessary to render special re-
ports, as required by a Federal grant, will be considered outside
the scope of this agreement.
Further, it is understood between the parties that said City does not
desire the Accountant to attempt confirmation of delinquent taxes by direct
correspondence with the debtor in connection with the examination of the Tax
Assessor-Collector's Office, and that such limitation of scope may cause the
Accountant to qualify his opinion at least to that extent.
IV.
The Accountant shall undertake the performance of the examination as soon
as possible, and in no event later than the time prescribed by the above
referred to Section 26, of the Charter of the City. The Accountant agrees to
complete his report by January 31 following the close of the City's fiscal year
and deliver to the City a camera ready copy.
V.
The City agrees to make available to the Accountant at the expense of the
City the printing facilities of the City and any other facilities or personnel
that will aid said Accountant in the conduct of the examination.
VI.
The City agrees to pay the Accountant for Accountant's services under this
agreement as follows:
(a) The Accountant shall prepare a statement showing the hourly rates
for Accountant and Accountants employees together with a total charge
for the work to be performed by Accountant.
(b) The statement referred to in paragraph (a) above shall be submitted
to the City Council for approval at least 30 days prior to Accountant
undertaking the work contemplated by this agreement.
(c) The Accountant shall submit a separate statement for his services
for each years service to be performed under this agreement.
(d) The Council will consider Accountants statement and either approve
or reject same prior to Accountants performing services under this
agreement.
(e) If the City Council rejects Accountants statement, Accountant
may submit a revised statement to the City Council provided this can
be accomplished prior to the start of the time period to be covered
by said statement. If there is not sufficient time to submit a revised
statement or if the revised statement is rejected by the Council then
in such event the original reject or the rejection of the revised
statement, which ever is applicable, shall operate to cancel the
entire agreement between the parties. The City shall then be free to
either negotiate a new agreement with Accountant or to engage another
Accountant for the purposes contemplated by this agreement.
(f) If the City Council accepts the Accountants statement then such
statement shall be attached to this agreement by the City Secretary
and shall become a part of this Contract for all purposes. It is
understood by the parties that a statement shall be submitted for each
year that this Contract is in force and that the statement approved
for the current year for which services are being performed shall always
be the controlling statement and shall establish the consideration to
be paid Accountant for the year in question.
VII.
If during the course of this Contract City requires the services of
Accountant on matters outside the scope of this agreement then in each such
case Accountant agrees it will submit a statement for each services and if
accepted by the City Council will enter into a Contract with the City covering
such additional work. In the event the City does not accept Accountants state-
ment then in such event the City is free to engage another Accountant to perform
such additional work.
VIII.
During the course of this Contract Accountant shall submit to City a de-
tailed statement of all work performed by Accountant for City under this agree-
v' ment. Such statement shall contain the classification of each person who has
performed services under this agreement for the City together with a detailed
hourly breakdown showing the services rendered and the time of each person
rendering such service. Accountant further agrees to provide to the City on
request additional information to justify any statement submitted for payment
under this agreement to City.
IX.
The Accountant may submit progress billing at selected intervals based on
work performed. The City may withhold 10% of such billing until final approval
of the Audit.
X.
It is further agreed between the parties that for the purposes of deter-
mining the place of the Contract and the law governing the same, that this
Contract is entered into in the City and County of Lubbock, State of Texas, and
shall be.governed by the laws of the State of Texas.
ATTEST:
Evelyn Ga,fga, City Secr ry-Treasurer
APPROVED AS TO FORM:
hn C. Ross, Jr., City Attorney
��NICKELS & WARNER
3
MASON, NICKELS 6 WARNER
I N�il N
- - - CERTIFIED PUBLIC ACCOUNTANTS
SUITE 460 :TOWER OF THE PLAINS 5010 UNIVERSITY AVENUE I P.O. BOX 36701 LUBBOCK. TEXAS 794521 [806] 797-3251
September 11, 1980
The Honorable Bill McAlister, Mayor
Members of the City Council and
Larry J. Cunningham, City Manager
City of Lubbock, Texas
Under the terms of our agreement with the City of Lubbock dated December 12,
1979, we respectfully submit for your consideration the following.
The fee for the examination of the financial statements for the year ended
September 30, 1980, of the various funds and agencies as specified in Section
III ,of'our agreement will be a maximum of sixty-one thousand five hundred
dollars ($61,500).
The hourly rates for personnel assigned to the City of Lubbock audit will be:
Partner
$ 65.00
Manager
40.00
Supervisor
35.00
Senior
28.00
Staff
21.00
If the above maximum fee is acceptable to the City, please sign the one copy of
this letter and return it to us. The other copy is for your records.
Ver truly q ,
rson, A
Partner
APPROVED:
;BL 1 Md--ster, Mayor
Date, September 11, 1980
Ev lyn Caffga, City Secr - Treasurer
Date "September 11, 1980
M EM98RS IAMERICAN INSTITUTE ❑F CERTIFIED PUBLIC ACCOUNTANTS (TEXAS SOCIETY OF CERTIFIE❑ PUBLIC ACCOUNTANTS