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HomeMy WebLinkAboutResolution - 2017-R0402 - Grant Agreement-SPAG - 11/02/2017Resolution No. 2017-RO402 Item No. 6.1.1 November 2, 2017 RESOLUTION BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK: THAT the Mayor of the City of Lubbock is hereby authorized and directed to execute for and on behalf of the City of Lubbock, an Area Agency on Aging Direct Purchase of Services Program Grant Agreement and related documents from the State of Texas, acting by and through the Texas Department of Aging and Disability Services and the South Plains Association of Governments (SPAG), for funds passed through the U.S. Department of Health and Human Services to the State of Texas. Said Grant Agreement will be used to provide an integrated service delivery system to meet the needs of older individuals and their caregivers, and the grant funds will be used only for the purposes for which they are intended under the grant. Said Grant Agreement is attached hereto and incorporated in this resolution as if fully set forth herein and shall be included in the minutes of the City Council. Passed by the City Council on November 2 2017 DANIEL M. POPE, MAYOR ATTEST: APPROVED AS TO APPROVED AS TO FORM: 0 City IC ccdocs/RES. Grant Agreement — 2018 SPAG Aging Grant October 16, 2017 Resolution No. 2017-RO402 _14111141 ® 1323 58th St, PO Box 3730, Freedom Station Lubbock, TX 79452-3730 ea // A g enc y ti SPAG (806) 687-0940 oil Aging South Naha Amiation 806 765-9544 of Governments ( ) 1-888-418-6564 DIRECT PURCHASE OF SERVICE APPLICATION INFORMATION The South Plains Association of Governments Area Agency on Aging (SPAG AAA) is designated by the Texas Health and Human Services Commission (HHSC) to be the focal point for services to persons age 60 or older within the AAA's region. The SPAG AAA administers services funded by the Older Americans Act (OAA) with emphasis placed on frail, rural, low income and minority individuals. The AAA purchases various short-term services for eligible clients. Services are purchased from appropriate Subrecipients that have completed a Direct Purchase of Service (DPS) Application form, and have executed a Subrecipient Agreement with the AAA. Eligibility to Apply: Organizations eligible to apply include private non-profit, private for -profit, and local city/county governmental entities, which have the capacity to meet the requirements of service delivery under DPS procedures. Debarred/Suspended Parties: Debarred or suspended parties are ineligible to apply for funding and are excluded from participation in this program. Definition of Direct Purchase of Service (DPS): DPS is a contracting methodology for the purchase of services by the AAA on a client -by -client basis in lieu of annualized contracting, or a fixed sum basis. It is a procurement methodology, which provides flexibility in the purchasing of services for participants in the OAA Programs. Application Process: Interested parties may apply for consideration for participation in the Subrecipient pool by submitting a completed and signed direct purchase of service application, including all required attachments, and certification regarding debarment. If the application is approved by the AAA, a Subrecipient Agreement may be executed. South Plain Association of Governments Area Agency on Aging Subrecipient Application August 29, 2017 04 The South Plains Association of Governments Area Agency on Aging AreaAgency Direct Purchase of Service SPAG Fiscal Year 2017 Vendor Application/Renewal Update WonAging im- rare ono. as Please type or clearly print application information. City of Lubbock Vendor Name/Legal Entity DBA (if applicable) Address: 2001 19th Street (Lubbock Adult Activity Center), Parks Administration, 1611 10th Street, Lubbock, TX 79401 Mailing Address (complete even if same as above): PO Box 2000, Lubbock, TX 79457 Tax Identification Number (SSN or Federal ID): Fax Number (including area code): 17560005906 806 775-2686 Type of Provider (check one): Governmental Agency aPrivate Non -Profit Private For Profit ■City Government Authorizing Official: Daniel M. Pope Email Address: Billing Contact Person and billing address: County Government Other: Title: Nancy Neill, City of Lubbock, PO Box 2000, 79456 Email Address: elephone: 776-2050 Indoor Recreation Coordinator Telephone: nneillnm lubbock.us 806 775-2685 Number of Years Organization has been in business: Is Organization Bonded? (Attach certificate of bonding Insurance) 38 Years Yes ■ No Does Organization have liability insurance? (Attach certificate of all insurances) Attach a copy of all applicable State and Federal licenses and /or certifications for your business. ■ Yes El No Conflicts of Interest: Attach information of applicable names and relationship of any employee(s) or officers of your organization that may have a conflict of interest with the South Plains Association of Governments Area Agency on Aging staff person or Advisory Council member. DPS Application Page 1 Attest: Garza Approved as to Content: Bridget Faulkenberry Parks and Recreation Approved as to Form: 4siJussn Pr itt tant City Attorney 1; 2. 3. 4. Service and Bidding Information: Proposed Service: Conareaate Meals B. Service Area: Ct` Lf�-,)K C. Proposed HHSC OAAA cost per unit: Whole cost per unit: $ 7.70 $ 8.48 A. Proposed Service: Home Delivered Meals B. Service Area: N/A C. Proposed HHSC OAAA cost per unit: Proposed Service: B. Service Area: C-�� (Dv-- W e)�ot C. Proposed HHSC OAAA cost per unit: $ 8.66 A. Proposed Service: N/A B. Service Area: N/A Proposed HHSC OAAA cost per unit: Signature: Whole cost per unit: Whole cost per unit: $ 9.62 Whole cost per unit: 1, Daniel M. Pope, Mayor , certify that the information provided in this application is true and Printed Name correct to the best of my knowledge. November 2, 2017 Authorized Signature Date DPS Application Page 2 City of bock TEXAS CERTIFICATE OF SELF-INSURANCE The undersigned officer of the City of Lubbock, Texas, a Texas home rule municipality, hereby certifies that the City of Lubbock has a $500,000.00 self - insured retention for Automobile and General Liability in accordance with the laws of the State of Texas. The City of Lubbock has a policy that covers Property/Bodily Injury over $500,000.00 per occurrence with One Beacon America Insurance Company under policy #791-00-02-30-0008 which expires on 10/01/18. The current net asset balance of the self-insurance fund is $10,605,382. The existing cash asset balance is $12,840,264 as of the date stated below. L y Morrison Risk Manager Date: September 30, 2017 DATE October 1, 2017 TO South Plains Association of Government FROM City of Lubbock — Senior Center Programs SUBJECT FY 2017-18 Operating Hours and Holidays for SPAG Grant Number of Name of Sites Serving Days Lubbock Adult Activity Center 251 Rawlings Community Center 251 Simmons Senior Center 251 Trejo Supercenter 251 Homestead Senior Program 251 Holidays Observed Dates Observed Thanksgiving Day November 23; 2017 Day After Thanksgiving November 24, 2017 Christmas Eve December 22, 2017 Christmas Day December 25, 2017 New Year's Day January 1, 2018 Martin Luther King, Jr. Day January 15, 2018 Good Friday March 30, 2018 Memorial Day May 28, 2018 4th of July July 4, 2018 Labor Day September 3, 2018 Days and Hours of Operation M-F 8:00 am - 5:00 pm M-F 8:30 am - 4:00 pm M-F 8:30 am - 4:00 pm M-F 8:30 am - 4:00 pm M-F 10:00 am - 1:00 pm rya grlc SOUTH PLAINS ASSOCIATION OF GOVERNMENTS artAgingAREA AGENCY ON AGING SUBRECIPIENT AGREEMENT City of Lubbock, hereinafter referred to as Subrecipient, and South Plains Association of Governments Area Agency on Aging (AAA) do hereby agree to provide services effective beginning October 1, 2017, in accordance with the Older Americans Act of 1965 (OAA), as amended, regulations of the Health and Human Services Commission (HHSC), the AAA Direct Purchase of Services program and the stated Scope of Services. The AAA Direct Purchase of Services program is designed to promote the development of a comprehensive and coordinated service delivery system to meet the needs of older individuals (60 years of age or older) and their caregivers. This agreement provides a mechanism for the creation of an individualized network of community resources accessible to a program participant in compliance with the OAA and HHSC AAA Access and Assistance guidelines. The purpose of the system of Access and Assistance is to develop cooperative working relationships with service providers to build an integrated service delivery system that ensures broad access to and information about community services, maximizes the use of existing resources, avoids duplication of effort, identifies gaps in services, and facilitates the ability of people who need services to easily find the most appropriate Subrecipient. 1. SCOPE OF SERVICES A. The Subrecipient agrees to provide the following service(s) as identified below to program participants authorized by the AAA staff, in accordance with the Subrecipient application, all required assurances, licenses, certifications and rate setting documents, as applicable. Service: CONGREGATE MEALS TRANSPORTATION Service Definition: CONGREGATE MEAL - A hot or other appropriate meal served to an eligible older individual which meets 331/3 percent of the dietary reference intakes established by the Food and Nutrition Board of the Institute of Medicine of the National Academy of Sciences and complies with the most recent Dietary Guidelines for Americans, published by the Secretary of Agriculture, and which is served in a congregate setting. The objective is to reduce food insecurity and promote socialization of older individuals. There are two types of congregate meals: • Standard meal - A regular meal from the standard menu that is served to the majority or all of the participants. • Therapeutic meal or liquid supplement - A special meal or liquid supplement that has been prescribed by a physician and is planned specifically for the participant by a dietitian (e.g., diabetic diet, renal diet, pureed diet, tube feeding). TRANSPORTATION - Taking an older individual from one location to another but does not include any other activity. There are two types of transportation services: • Demand/Response - transportation designed to carry older individuals from specific origin to specific destination upon request. Older individuals request the transportation service in advance of their need, usually twenty-four to forty-eight hours prior to the trip. Form #: AIAAA_VA2.0 Edition Date: 9/19/11 • Fixed Route - transportation service that operates in a predetermined route that has permanent transit stops, which are clearly marked with route numbers and departure schedules. The fixed - route does not vary and the provider strives to reach each transit stop at the scheduled time. The older individual does not reserve a ride as in a demand -response system; the individual simply goes to the designated location and at the designated time to gain access to the transit system. Unit Definition: CONGREGATE MEALS: One Meal TRANSPORTATION — Demand/Response: One One-way Trip Service Area (To be failed in by provider. Please type or print neatly): 01 k 0f::- Lv t9__;'&Ocj< All Texas Administrative Code standards are located at the Texas Secretary of State website: http://texreg.sos.state.tx.us/public/readtac$ext.viewtac. All Older Americans Act and other required rules and regulations are located at: https://www.aci.gov/node/75. Targeting: AAA services are designed to identify eligible program participants, with an emphasis on high -risk program participants and to serve older individuals with greatest economic and social need, low-income minorities and those residing in rural areas, as required by the OAA. B. Services & Reimbursement Methodology: Service Fixed Rate (include rate) Variable Rate (identify range) Cost Reimbursement Congregate N/A N/A $7.70 Transportation — D/R N/A N/A $8.66 2. TERMS OF AGREEMENT A. The Subrecipient agrees to: 1. provide services in accordance with current or revised HHSC policies and standards and the OAA. 2. submit billings with appropriate documentation as required by the AAA by the close of business on the 2nd working day of each month following the last day of the month in which services were provided. a. If the 2nd working day falls on a weekend or holiday, the information shall be delivered by the close of business on the following business day. b. The AAA cannot guarantee payment of a reimbursement request received for more than 45 calendar days of service delivery. Form #: AIAAA VA2.0 2 Edition Date: 9/19/11 c. No reimbursement for services provided will be made if Subrecipient payment invoices are not submitted to the AAA within 45 days of service delivery. d. Reimbursement checks must be cashed or deposited within 30 days from date received. 3. encourage program participant contributions (program income) on a voluntary and confidential basis. Such contributions will be properly safeguarded and accurately accounted for as receipts and expenditures on Subrecipient's financial reports if contributions are not required to be forwarded to the AAA. Client contributions (program income) will be reported fully, as required, to the AAA. Subrecipient agrees to expend all program income to expand or enhance the program/service under which it is earned. 4. notify the AAA Director immediately if, for any reason, the Subrecipient becomes unable to provide the service(s). 5. maintain communication and correspondence concerning program participants' status. 6. establish a method to guarantee the confidentiality of all information relating to the program participant in accordance with applicable federal and state laws, rules, and regulations. This provision shall not be construed as limiting AAA or any federal or state authorized representative's right of access to program participant case records or other information relating to program participants served under this agreement. 7. keep financial and program supporting documents, statistical records, and any other records pertinent to the services for which a claim for reimbursement was submitted to the AAA. The records and documents will be kept for a minimum of five years after close of Subrecipient's fiscal year. 8. make available at reasonable times and for required periods all fiscal and program participant records, books, and supporting documents pertaining to services provided under this agreement, for purposes of inspection, monitoring, auditing, or evaluations by AAA staff, the Comptroller General of the United States and the State of Texas, through any authorized representative(s). 9. if applicable, comply with the HHSC process for Centers for Medicare and Medicaid Services (CMS) screening for excluded individuals and entities involved with the delivery of the Legal Assistance and Legal Awareness services. B. The Subrecipient further agrees: l . The agreement may be terminated for cause or without cause upon the giving of 30 days advance written notice. 2. The agreement does not guarantee a total level of reimbursement other than for individual units/services authorized; contingent upon receipt of funds. 3. Subrecipient is an independent provider, NOT an agent of the AAA. Thus, the Subrecipient indemnifies, saves and holds harmless the South Plains Association of Governments AAA against expense or liability of any kind arising out of service delivery performed by the Subrecipient. Subrecipient must immediately notify the AAA if the Subrecipient becomes involved in or is threatened with litigation related to program participants receiving services funded by the AAA. 4. Employees of the Subrecipient will not solicit or accept gifts or favors of monetary value by or on behalf of program participants as a gift, reward or payment. C. Through the Direct Purchase of Services program, the South Plains Association of Governments AAA agrees to: Form #: AIAAA_VA2.0 Edition Date: 9/19/11 1. review program participant intake and assessment forms completed by the Subrecipient, as applicable, to determine program participant eligibility. Service authorization is based on program participant need and the availability of funds. 2. provide timely written notification to Subrecipient of program participant's eligibility and authorization to receive services. 3. maintain communication and correspondence concerning the program participants' status. 4. provide timely technical assistance to Subrecipient as requested and as available. 5. conduct quality -assurance procedures, which may include on -site visits, to ensure quality services are being provided and if applicable, CMS exclusion reviews are conducted. 6. provide written policies, procedures, and standard documents concerning program participant authorization to release information (both a general and medical/health related release), client rights and responsibilities, contributions, and complaints/grievances and appeals to all program participants. 7. contingent upon the AAA's receipt of funds authorized for this purpose from HHSC, reimburse the Subrecipient based on the agreed reimbursement methodology, approved rate(s), service(s) authorized, and in accordance with subsection (A)(2) of this document, within 45 days of the AAA's receipt of Subrecipient's invoice. 3. ASSURANCES The Subrecipient shall comply with: A. Title VI of the Civil Rights Act of 1964 (42 U.S.C. §2000d et.seq.) B. Section 504 of the Rehabilitation Act of 1973 (29 U.S.C. §794) C. Americans with Disabilities Act of 1990 (42 U.S.C. § 12101 et seq.) D. Age Discrimination in Employment Act of 1975 (42 U.S.C. §§6101-6107) E. Food Stamp Act of 1977 (7 U.S.C. §200 et seq.) F. Drug Free Workplace Act of 1988 G. Texas Senate Bill 1 - 1991, as applicable H. HHSC administrative rules, as set forth in the Texas Administrative Code, to the extent applicable to this Agreement 1. Certification Regarding Debarment - 45CFR §92.35 Subawards to debarred and suspended parties; this document is required annually as long as this agreement is in effect J. Centers for Medicare and Medicaid Services (CMS) State Medicaid Director Letter SMDL #09- 001 regarding Individuals or Entities Excluded from Participation in Federal Health Care Programs K. HHSC Information Letter 11-07 — Obligation to Identify Individuals or Entities Excluded from Participation in Federal Health Care Programs 4. ATTACHMENTS A. Description of Assurance A — H listed in section 3 of this document. B. List of Focal Points in the AAA planning and service area. Form #: AIAAA_VA2.Ox 4 Edition Date: 9/19/11 5. SIGNATURES For the faithful performance of the terms of this agreement, the parties affix their signatures and bind themselves effective October 1, 2017. Authorized Subrecipient Signature Daniel M. Pope Print Name Mayor Title November 2 2017 Date P Authorized Signature South Plains Association of Governments (Agency) P.O. Box 3730 — Freedom Station (Address) Lubbock Texas 79452 (City, State, Zip) September 30, 2017 (Date) Form #: AIAAA_VA2.0 Edition Date: 9/19/11 Attest: QAJ�O,ze Reb cca Garza 4-* Ci Secretary Approved as to Bridget Faulkenberry Parks and Recreation Director Approved as to City Attorney ASSURANCES ATTACHMENT A. Title VI of the Civil Rights Act of 1964 (42 U.S.C. §2000d et.sea.), which prohibits any person from being excluded from participation in, denied the benefits of, or subjected to discrimination under any program or activity receiving Federal financial assistance. B. Section 504 of the Rehabilitation Act of 1973 (29 U.S.C. §794), which states that employers may not refuse to hire or promote handicapped persons solely because of their disability. C. Americans with Disabilities Act of 1990 (42 U.S.C. §12101 et sea.), which prohibits a covered entity from discriminating against a qualified individual on the basis of disability in regard to job application procedures, the hiring, advancement, or discharge of employees, employee compensation, job training, and other terms, conditions, and privileges of employment. D. Age Discrimination in Employment Act of 1975 (42 U.S.C. §6101-6107), prohibits discrimination on the basis of age in programs and activities receiving federal financial assistance. E. Food Stamp Act of 1977 (7 U.S.C. §200 et sea.), whose purpose is to strengthen the agricultural economy; to help to achieve a fuller and more effective use of food abundances; to provide for improved levels of nutrition among low-income households through a cooperative Federal -State program of food assistance to be operated through normal channels of trade; and for other purposes. F. Drug Free Workplace Act of 1988, which requires that all organizations receiving federal grants, regardless of amount granted, maintain a drug -free workplace. G. Texas Senate Bill 1 - 1991, as applicable, which refers to proper reporting of contributions as addressed in OAA §315 and TAC, Title 40, §85.201. FOCAL POINTS FOR THE SOUTH PLAINS ASSOCIATION OF GOVERNMENTS REGION FY 2016-2017 CENTER: Bailey County Commissioners Court (A-020) DIRECTOR: Judy Coffman BOOKKEEPER: Judy Coffman ADDRESS: 300 South First Street Room 110 CITY: Muleshoe, Texas 79347 PHONE: (806) 272-3647 E-mail: _icoffman@co.bailey.tx.us DAYS & HRS. OPEN: Mon. -Fri. 8:30-12:00, 1:00-5:00 Fax: (806) 272-4656 SERVICES: TRANS. COUNTY: Bailey CENTER: Bailey County Senior Citizens Assoc., Inc. (A-007) DIRECTOR: Geraldine Redwine ASSISTANT: Geraldine Redwine ADDRESS: 319 S. Main St / PO Box 292 CITY: Muleshoe, Texas 79347 PHONE: (806) 272-4969E-mail: muleshoesenior@outlook.com DAYS & HRS. OPEN: Mon. — Fri. 8:00 — 4:00 Fax: (806) 272-4460 SERVICES: CONG. COUNTY: Bailey Miles 156.72 CENTER: Cochran Co. Senior Citizens Assoc., Inc. (A-045) DIRECTOR: Reynalda Alvarado BOOKKEEPER: Reynalda Alvarado ADDRESS: 120 W. Wilson CITY: Morton, Texas 79346 PHONE: (806) 266-5121 E-mail: ccsci@windstream.net DAYS & HRS. OPEN: Mon. — Fri. 8-4 Fax #: 266-9027 SERVICES: CONG., TRANS. COUNTY: Cochran Miles 119.62 Updated 09/07/2017 CENTER: DIRECTOR: BOOKKEEPER: ADDRESS: CITY: PHONE: Director Cell phone DAYS & HRS. OPEN: SERVICES: COUNTY: CENTER: DIRECTOR: BOOKKEEPER: ADDRESS: CITY: PHONE: DAYS & HRS. OPEN: SERVICES: COUNTY: CENTER: DIRECTOR: BOOKKEEPER: ADDRESS: CITY: PHONE: DAYS & HRS. OPEN: SERVICES: COUNTY: Crosby Co. Senior Citizens Assoc., Inc. (A-050) Lenette Fowler Lenette Fowler 119 North Berkshire Crosbyton, Texas 79322 (806) 675-2107 (806) 928-1586 E-mail: CrosbyCountySeniors@windstream.net Mon. —Fri. 8-3 CONG., H.D. Crosby Miles 84 Garza County Trailblazers, Inc. (A-070) JoAnn Rathbun LaGayluah McReynolds 205 E. 10th Post, Texas 79356 (806) 495-2998 E-mail:garzatrailblazers@yahoo.com Mon. — Fri. 8-1 CONG., H.D. Garza miles 76.32 Hale Center Senior Citizens Assoc., Inc. (A-075) Susan Suniga Susan Suniga P.O. Box 205 (416 West 2nd St.) Hale Center, Texas 79041 (806) 839-2428 E-mail: hcsrcenter@sbcglobal.net Mon. — Fri. 8-3 CONG., H.D., TRANS. Hale Miles 75.36 CENTER: Hockley County Senior Citizens Assoc., Inc. (A-085) DIRECTOR: Ashley Scifres BOOKKEEPER: Olga Gonzales ADDRESS: 1202 Houston CITY: Levelland, Texas 79336 PHONE: (806) 894-2228 E-mail: hcsca@aol.com DAYS & HRS. OPEN: Mon. — Fri. 8-4:30 SERVICES: CONG., H.D., TRANS. COUNTY: Hockley Updated 09/07/2017 CENTER: Lorenzo Senior Citizens Assoc., Inc. (A-095) DIRECTOR: Christina Edwards BOOKKEEPER: Christina Edwards ADDRESS: P.O. Box 571 (606 61h St.) CITY: Lorenzo, Texas 79343 PHONE: (806) 634-5957 E-mail: lorenzosca@windstream.net DAYS & HRS. OPEN: Mon. —Fri. 8-2 SERVICES: CONG., H.D. COUNTY: Crosby 49.94 CENTER: Lubbock - City of Lubbock (A-100) DIRECTOR: Johnny McLellan, Supervisor: 775-2678 Nancy Neill, 775-2685 ADDRESS: P.O. Box 2000 (1611 10 St.) CITY: Lubbock, Texas 79457 PHONE: (806) 775-2678 E-mail:.imclellan@mail.ci.lubbock.tx.us nneill@mylubbock.us & p.ibrown@mail.ci.lubbock.tx.us nancy.m.neill@gmail.com DAYS & HRS. OPEN: Mon. —Fri. 8-5 Fax: 775-2686 SERVICES: CONG., TRANS. COUNTY: Lubbock Mae Simmons — 767-2708, Shameca Wilson (2004 Oak Avenue 79404), Copper Rawlings — 767-2704, Herminia Martinez (213 40" Street 79404), (4o" & Ave. B), Maggie Treio — 767-2705, Cecilia Gonzalez (3200 Amherst 79415), Homestead - 687-7898, Nancy Dubose (5401 56`h Street 79414); Lubbock Senior Center — 767-2710, Paula Brown (2001 1911 Street, 79401) FAX 765-0820 Gloria Gutierrez Transportation Director CENTER: Lynn County Pioneers (A-110) DIRECTOR: Sandra Norwood BOOKKEEPER: Sandra Norwood ADDRESS: P.O. Box 223 (1600 S. 31 St.) CITY: Tahoka, Texas 79373 PHONE: (806) 561-5264 E-mail: lynncopioneers@gmail.com DAYS & HRS. OPEN: Mon. —Fri. 9-3 Fax: 561-5571 SERVICES: CONG., H.D. (No Cong. in O'Donnell) COUNTY: Lynn Miles 54.52 Updated 09/07/2017 CENTER: DIRECTOR: BOOKKEEPER: ADDRESS: CITY: PHONE: DAYS & HRS. OPEN: SERVICES: COUNTY: CENTER: DIRECTOR: BOOKKEEPER: ADDRESS: CITY: PHONE: DAYS & HRS. OPEN: SERVICES: COUNTY: CENTER: DIRECTOR: ASSISTANT DIRECTOR: BOOKKEEPER: ADDRESS: CITY: PHONE: Fax: DAYS & HRS. OPEN: SERVICES: COUNTY: LEGEND Senior Citizens Assoc. of S. Dickens County (A-130) Linda Alexander Jean Hoover 210 Burlington Spur, Texas 79370 (806) 271-4472 E-mail: sscaosdc@caprock-spur.com Mon. —Fri. 8-3 CONG., H.D. Dickens 154.00 Slaton Senior Citizens Assoc., Inc. (A-135) Charlotte O'Connell Charlotte O'Connell 230 West Lynn Slaton, Texas 79364 (806) 828-3784 E-mail: coconnell@door.net Mon. —Fri. 8-4 slatonseniors@door.net LONG., H.D. Lubbock 28.52 Yoakum County Senior Citizens Assoc., Inc. (A-150) Becky Riley Amber Cline Shelia Hinson 709 W. Broadway (Box 519) Denver City, Texas 79323 (806) 592-8000 E-mail: ycsc60@windstream.net (806) 592-2835 Mon. —Fri. 9-2 CONG., H.D. Yoakum 159.94 CONG. — Congregate Meals (on -site) H.D. - Home Delivered Meals TRAN. - Transportation Service Updated 09/07/2017 Certification Regarding Debarment CERTIFICATION REGARDING DEBARMENT, SUSPENSION, INELIGIBILITY AND VOLUNTARY EXCLUSION FOR COVERED CONTRACTS AND GRANTS Federal Executive Order 12549 requires the Texas Health and Human Services Commission (HHSC) to screen each covered potential subrecipient/grantee to determine whether each has a right to obtain a contract/grant in accordance with federal regulations on debarment, suspension, ineligibility, and voluntary exclusion. Each covered subrecipient/grantee must also screen each of its covered sub-subrecipients/providers. In this certification "subrecipient/grantee" refers to both subrecipient/grantee and sub- subrecipient/sub-grantee: "contract/grant" refers to both contract/grant and subcontract/sub- grant. By signing and submitting this certification the potential subrecipient/grantee accepts the following terms: 1. The certification herein below is a material representation of fact upon which reliance was placed when this contract/grant was entered into. If it is later determined that the potential subrecipient/grantee knowingly rendered an erroneous certification, in addition to other remedies available to the federal government, the Department of Health and Human Services, United States Department of Agriculture or other federal department or agency, or the Texas Health and Human Services Commission may pursue available remedies, including suspension and/or debarment. 2. The potential subrecipient/grantee shall provide immediate written notice to the person to whom this certification is submitted if at any time the potential subrecipient/grantee learns that the certification was erroneous when submitted or has become erroneous by reason of changed circumstances. 3. The words "covered contract", "debarred", "suspended", "ineligible", "participant', "person", "principal", "proposal" and "voluntarily excluded", as used in this certification have meanings based upon materials in the Definitions and Coverage sections of federal rules implementing Executive Order 12549. Usage is as defined in the attachment. 4. The potential subrecipient/grantee agrees by submitting this certification that, should the proposed covered contract/grant be entered into, it shall not knowingly enter into any subcontract with a person who is debarred, suspended, declared ineligible, or voluntarily excluded from participation in this covered transaction, unless authorized by the Department of Health and Human Services, United States Department of CERTIFICATION REGARDING DEBARMENT Page 2 Agriculture or other federal department or agency, and/or the Texas Health and Human Services Commission, as applicable. Do you have or do you anticipate having sub-subrecipients/sub-grantees under this proposed contract? X- YES NO 5. The potential subrecipient/grantee further agrees by submitting this certification that it will include this certification titled "Certification Regarding Debarment, Suspension, Ineligibility, and Voluntary Exclusion for Covered Contracts and Grants" without modification, in all covered subcontracts and in solicitations for all covered subcontracts. 6. A subrecipient/grantee may rely upon a . certification of a potential sub- subrecipient/sub-grantee that is not debarred, suspended, ineligible, or voluntarily excluded from the covered contract/grant, unless the subrecipient/grantee knows that the certification is erroneous. A subrecipient/grantee must, at a minimum, obtain certifications from its covered sub-subrecipients/sub-grantees upon each subcontract's/sub-grant's initiation and upon each renewal. 7. Nothing contained in all the foregoing shall be construed to require establishment of a system of records in order to render in good faith the certification required by this certification document. The knowledge and information of a subrecipient/grantee is not required to exceed that which is normally possessed by a prudent person in the ordinary course of business dealings. 8. Except for contracts/grants authorized under paragraph 4 of these terms, if a subrecipient/grantee in a covered contract/grant knowingly enters into a covered subcontract/subgrant with a person who is suspended, debarred, ineligible, or voluntarily excluded from participation in the transaction, in addition to other remedies available to the federal government, Department of Health and Human Services, United States Department of Agriculture, or other federal department or agency, as applicable, or the Texas Health and Human Services Commission may pursue available remedies, including suspension and/or debarment. CERTIFICATION REGARDING DEBARMENT Page 3 Indicate which statement applies to the covered potential subrecipient/grantee: The potential subrecipient/grantee certifies by submission of this certification that neither it nor its principals are presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from participation in this contract/grant by any federal department or agency or by the State of Texas. The potential subrecipient/grantee is unable to certify one or more of the terms in this certification. In this instance, the potential subrecipient/grantee must attach an explanation for each of the above terms to which he/she is unable to make certification. Attach the explanation(s) to this certification. NAME OF POTENTIAL SUBRECIPIENT/GRANTEE: M SUBRECIPIENT'S VENDOR ID NO./FEDERAL EMPLOYER'S ID NO.: 1, I- -1 15 - (�,000 6Ci0 - Co Representative �J Printed/Typed Na f Authorized Repr sentative ASS i . &-ri Attd2') Q1 October 1 2017 Title of Authorized Representative Date This certification is for FFY 2018 period beginning October 1, 2017 and ending September 30, 2018. CERTIFICATION REGARDING DEBARMENT Page 4 DEFINITIONS Covered Contract/Grant and Subcontracts/Sub-grants. (1) Any non -procurement transaction which involves federal funds (regardless of amount and including such arrangements as sub -grants) and is between the Texas Health and Human Services Commission or its agents/grantees and another entity. (2) Any procurement contract for goods or services between a participant and a person, regardless of type, expected to equal or exceed the federal procurement small purchase threshold fixed at 10 U.S.C. 2304(g) and 41 U.S.C. 253(g) (currently $100,000) under a grant or sub -grant. (3) Any procurement contract for goods or services between a participant and a person under a covered grant, sub -grant, contract or subcontract, regardless of amount, under which that person will have a critical influence on or substantive control over that covered transaction including: a. Principal investigators. b. Providers of audit services required by the Texas Health and Human Services Commission or federal funding source. C. Researchers. DEBARMENT An action taken by a debarring official in accordance with 45 CFR Part 76 (or comparable federal regulations) to exclude a person from participating in covered contracts/grants. A person so excluded is "debarred." GRANT An award of financial assistance, including cooperative agreements, in the form of money, or property in lieu of money, by the federal government to an eligible grantee. INELIGIBLE Excluded from participation in federal non -procurement programs pursuant to a determination of ineligibility under statutory, executive order, or regulatory authority, other an Executive Order 12549 and its agency implementing regulations: for example, excluded pursuant to the Davis -Bacon Act and its implementing regulations, the equal employment opportunity acts and executive orders, or the environmental protection acts and executive orders. A person is ineligible where the determination of ineligibility affects such person's eligibility to participate in more than one covered transaction. CERTIFICATION REGARDING DEBARMENT Page 5 PARTICIPANT Any person who submits a proposal for, enters into, or reasonably may be expected to enter into a covered contract. This term also includes any person who acts on behalf of or is authorized to commit a participant in a covered contract/grant as an agent or representative of another participant. PERSON Any individual, corporation, partnership, association, unit of government, or legal entity, however organized, except: foreign governments or foreign governmental entities, public international organizations, foreign government owned (in whole or part) or controlled entities, and entities consisting wholly or partially of foreign governments or foreign governmental entities. PRINCIPAL Officer, director, owner, partner, key employee, or other person within a participant with primary management or supervisory responsibilities: or a person who has a critical influence on or substantive control over a covered contract/grant whether or not the person is employed by the participant. Persons who have a critical influence on or substantive control over a covered transaction are: (1) Principal investigators. (2) Providers of audit services required by the Texas Health and Human Services Commission or federal funding source. (3) Researchers. PROPOSAL A solicited or unsolicited bid, application, request, invitation to consider or similar communication by or on behalf of a person seeking to receive a covered contract/grant. SUSPENSION An action taken by a suspending official in accordance with 45 CFR part 76 (or comparable federal regulations) that immediately excludes a person from participating in covered contracts/grants for a temporary period, pending completion of an investigation and such legal, debarment, or Program Fraud Civil Remedies Act proceedings as may ensue. A person so excluded is "suspended." VOLUNTARY EXCLUSION OR VOLUNTARILY EXCLUDED A status of nonparticipation or limited participation in covered transactions assumed by a person pursuant to the terms of a settlement. 9/8/17 10:34 AM Provider Name: City of Lubbock AAA Name: Area Agency on Aging of South Plains Congregate Meals BUDGET WORKSHEET CALCULATION OF THE PER MEAL UNIT RATE 1. Total Budgeted Expenses for Contract Year 1. $ 255,107.95 2. Total Number of Anticipated Meals to be Provided by Funding Source Other Funds HHS OAAA 18,060 Eligible Meals 0 Other Sources 5 0 Other Funds - Non -Eligible Program Income 3,907 Meals 8,133 Other Sources 6 0 2. 30,100 3. Whole Unit Rate (Line 1 divided by Line 2) 3. $ 8.48 Reimbursement Calculation HHS OAAA 4. Projected NSIP per Meal Value 0.69 5. Rate Less NSIP per Meal Value $ 7.79 6. Mandatory Local Match of 10% $ 0.78 ** If Applicable, Match Reduction From the In -kind Match Certification form $ Required Cash Match $ 0.78 7. Proposed Meal Rate (Line 3 minus Line 6) $ 7.70 ** If any portion of the required match is in -kind, you must complete an In -Kind Match Certification form. By signing below, the provider acknowledges that all related records are subject to audit in accordance with contract requirements and all applicable federal and state laws. Citv of LubbQck Legal Name of Co tra ed Provider Signature Area Agency on Aging of South Plains Name of Area Agency on Aging jLNs Time . Pi re rint 1°ype l,Na of Si er Signature September 30, 2017 Date Daniel M. Pope, Mavor Printed/Typed Name of Signer November 2 2017 Date Attest: Approved as to Conten : Approved as to Form: fi Reb ca Garza ridget Faulkenberry J sti Pru' City Secretary Parks and Recreation Director stant City Attorney 9/8/17 10:34 AM Provider Name: City of Lubbock AAA Name: Area Agency on Aging of South Plains Congregate Meals BUDGET WORKSHEET CERTIFICATION AS SIGNER OF THIS BUDGET WORKSHEET, I HEREBY CERTIFY THAT: • I have read the note below and the instructions applicable to this budget worksheet. • I have reviewed this budget worksheet after its preparation. • To the best of my knowledge and belief, this budget worksheet is true, correct and complete, and was prepared in accordance with the instructions applicable to this budget worksheet. • This budget worksheet was prepared from the books and records of the contracted provider. • I acknowledge that all books and records related to this rate setting process are subject to audit in accordance with contract requirements and all applicable federal and state laws. Note: The person legally responsible for the conduct of the contracted provider must sign this Budget Worksheet Certification. If a sole proprietor, the owner must sign the Budget Worksheet Certification. If a partnership, a partner must sign the Budget Worksheet Certification. If a corporation, the person authorized by the Board of Directors Resolution must sign the Budget Worksheet Certification. Misrepresentation of information contained in the budget worksheet may result in adverse action, up to and including contract termination. Furthermore, falsification of information in the budget worksheet may result in a referral for prosecution. City of Lubbock Name of Contracted Provider November 2 2017 Date Signer Authority: (check one) ❑ Sole Proprietor ❑ Partner ❑ Corporate Officer Daniel M. Pope, Mayor Printedfryped Name of Signer Signature ❑ Association Officer ❑ Board Member V/ Governmental Official Attest: Rebecca Garza City S retary Approved as to Parks and Recreation Director Approved as to Form: 0ssis nt tt City Attorney 9/19/17 4:37 PM Provider Name: City of Lubbock AAA Name: Area Agency on Aging of South Plains Transportation BUDGET WORKSHEET CALCULATION OF THE UNIT RATE 1.Total Budgeted Expenses for Contract Year 2.Total Number of Anticipated Units to be Provided HHS OAAA - 10 % Match Program Required 3,078 Income HHS OAAA - 25 % Match Local Funds - Required 0 Eligible Trips Other Funds - Non -Eligible HHS OAAA - Full Unit Rate 0 Trips 3. Cost per unit (Line 1 divided by Line 2) - Full Unit Rate 96 Other Sources 6 4,426 Other Sources 7 0 Other Sources 8 0 Reimbursement Calculation for Contracts Requiring Unit Rate Match Reduction 1. $ 73,093.84 2. 7,600 3. $ 9.62 4. Mandatory Local Match of 10% $ 0.96 ** If Applicable, Match Reduction From the In -kind Match Certification form $ - Required Match 4. $ 0.96 5.Full Unit Rate Less Required Match (Line 3 minus Line 4; 5. $ 8.66 4. Mandatory Local Match of 25% $ 2.41 ** If Applicable, Match Reduction From the In -kind Match Certification form $ - Required Match 4. $ 2.41 5.Full Unit Rate Less Required Match (Line 3 minus Line 4: 5. $ 7.21 **If any portion of the required match is in -kind, you must complete an In -Kind Match Certification form. Contract Reimbursed at Full Cost Per Unit Rate. Match Requirements Will Be Met Through Provision of Additional Units $ 9.62 Contractor Initial AAA Initial Citv of Lubbock Legal Name of Contracted Provider L==� Signature Daniel M. Pope, Mayor Printed/Typed Name of Signer November 2, 2017 Date Area Agency on in f South Plains me o rea gene)on Aging ig e Tim C. Pierce Printed/Typed Name of Signer 09/30/17 Date Attest: Approved as to ntent: Approved as to Form: Reb cca Garza Bridget Fauikenberry J stin rui City'Secretary Parks and Recreation Director A sist t City Attorney 10/4/17 1:19 PM Provider Name: City of Lubbock AAA Name: Area Agency on Aging of South Plains Transportation BUDGET WO SHEET CERTIFICATION AS SIGNER OF THIS BUDGET WORKSHEET, I HEREBY CERTIFY THAT: • I have read the note below and the instructions applicable to this budget worksheet. • I have reviewed this budget worksheet after its preparation. • To the best of my knowledge and belief, this budget worksheet is true, correct and complete, and was prepared in accordance with the instructions applicable to this budget worksheet. • This budget worksheet was prepared from the books and records of the contracted provider. • I acknowledge that all books and records related to this rate setting process are subject to audit in accordance with contract requirements and all applicable federal and state laws. Note: The person legally responsible for the conduct of the contracted provider must sign this Budget Worksheet Certification. If a sole proprietor, the owner must sign the Budget Worksheet Certification. If a partnership, a partner must sign the Budget Worksheet Certification. If a corporation, the person authorized by the Board of Directors Resolution must sign the Budget Worksheet Certification. Misrepresentation of information contained in the budget worksheet may result in adverse action, up to and including contract termination. Furthermore, falsification of information in the budget worksheet may result in a referral for prosecution. City of Lubbock Name of Contracted Provider November 2 2017 Date Signer Authority: n Sole Proprietor (check one) ❑ Partner ❑ Corporate Officer Daniel M. Pope, Mayor Printed/Typed Name of Signer Signature ❑ Association Officer EJ Board Member VGovernmental Official Attest: Rebe ca Garza City Secretary Approved as to Parks and Recreation Director as to Form: r Jus ' ' ruitt sista t City Attorney