HomeMy WebLinkAboutResolution - 2010-R0171 - Adoption Of Public Improvement District Policies And Guidelines - 04/08/2010Resolution No. 2010-RO171
April 8, 2010
Item No. 5.19
RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the City Council hereby adopts the attached Public Improvement District
Policies and Guidelines for the City of Lubbock. Said policy document is attached hereto
and incorporated in this Resolution as if fully set forth herein and shall be included in the
minutes of the Council.
Passed by the City Council on Aril 8 , 2010.
ey'4� �P�
TOM MARTIN, MAYOR
ATTEST:
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Rebecc aarza, City Secretary
APPROVED AS TO CONTENT:
Rob Allis n, Assn Tht City Manager
For Development Services
APPROVED AS TO FORM:
Linda L. Chamales,
Economic DeN elopment Attorney
City Att Linda: Res -Adopting PID Policies
March 24, 2010
Resolution No. 2010-RO171
City of Lubbock, TX
Finance Department
Public Improvement District Policies and Guidelines
April, 2010
A Public Improvement District (PID) is an assessment area established to provide for the
enhancement of public improvements and services in the area. Cities are authorized to create a
PID under Texas Local Government Code Chapter 372. A PID allows for enhanced
improvements and a higher degree of maintenance for a specific area while placing the
associated financial burden solely on the landowners who directly benefit from the
improvements and/or services.
The City Council must approve all petitions requesting establishment of new PIDs. These
Policies are intended to aid the City Council in determining whether the creation of a PID is
financially feasible, practical and in the best interest of the City. Proposed PIDs will be
considered on a case-by-case basis. These Policies and Guidelines do not require the City
Council to participate in PIDs, nor do they prevent the City Council from establishing PIDs with
elements that vary from these Policies and Guidelines.
I. General Policies
a. PIDs may be utilized for residential, commercial, or mixed use developments when the
City Council finds that a public purpose will be served.
b. PIDs may only be used to serve or improve public property and may not be used to
benefit or enhance private property.
c. PIDs must be self-sufficient and not adversely impact the ordinary service delivery of the
City, except where the City Council elects to participate in the project's costs.
d. PID petitions must demonstrate the support of a high proportion of property owners.
e. PID budgets must include sufficient funds to pay for all costs above and beyond the
City's ordinary costs, including additional administrative and/or operational costs
resulting from the PID.
II. Specific Policies
a. Priority of improvements within a PID will be considered as follows:
1. Improvements in the public right-of-way (e.g., entryways, landscaping, fountains,
specialty lighting, streets and sidewalks);
2. Improvements which meet community needs (e.g., drainage improvements, parks,
trails or other recreational amenities, and off-street parking facilities); and
City of Lubbock, TX
Finance Department
Public Improvement District Policies and Guidelines
April, 2010
3. Improvements related to operations and maintenance expense (e.g., sidewalk and
street cleaning).
b. Consideration may be given for PID improvements which require bond financing if the
minimum project size for bond financing is greater than $20 million.
c. Use of assessments for partial recovery of a developer's capital costs will be allowed only
in special cases where extraordinary public benefit is shown.
d. For a residential PID, preference will be placed on PIDs that establish a homeowners
organization that states in its creation documents that it will assume all costs and
responsibility of the PID in the event of the PIDs dissolution.
e. The PID petition and service plan should contain procedures for the eventual termination
of the PID without imposing unintended costs on the City. For example, if the PID
includes improvements in the right-of-way, the PID budget should include funds which
could be used at termination to remove, modify, or maintain the improvements.
f. Administrative expenses, excluding PID start-up costs, shall not exceed 15% of the total
budget in any year.
g. An application fee of $5,000 will be required by the City for all proposed PIDs. The
deposit is to be applied toward administrative costs related to the processing and review
of the application, which may include staff time, public notices, etc. The City will track
costs, and refund any excess monies once the PID has been established or denied. If
additional funds are required to pay the costs incurred processing the application, the
spokesperson for the PID will be notified.
h. Anyone selling land in a PID must include a "title encumbrance" which notifies any
prospective property owner of the existence or proposal of special assessments on the
property. All closing statements must specify who is responsible for payment of the PID
assessment on a pro rata share thereof.
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City of Lubbock, TX
Finance Department
Public Improvement District Policies and Guidelines
April, 2010
III. Guidelines
a. Pre- Petition/Application Procedures
1. Proponents of a PID should meet with City staff to review a project to determine
whether or not the requirements of the policies and guidelines have been satisfied.
The deposit provided for in these guidelines shall be paid prior to commencing the
review of the project. The review must take place prior to the presentation of a PID
to the City Council.
2. When a proposed PID is presented to the City Council, it shall be accompanied by a
report containing the findings and recommendations of City staff with regard to the
proposed PID. City staff may require the proponents to furnish any information
necessary for the evaluation of the proposed PID.
3. Where there are multiple proponents of a PID, they shall designate a spokesperson
authorized to act for the proponents in their dealings with the City. The spokesperson
shall be responsible for collecting any fees for deposit with the City, and for
communicating as necessary with the proponents.
b. Petition Requirements
1. Assurance of long-term backing and support from the developer.
2. Procedures outlining an annual public review of the service plan and budget items.
3. Evidence that the petition's signatures meet state law requirements.
4. Details of how the PID will fully fund City costs over and above those provided to the
City in general, such as use of City personnel, data services, appraisal notifications
and collection fees.
5. Contingency plan to address the maintenance or removal of PID improvements if the
PID is dissolved.
6. Map of the area, description of the boundaries of the district for the legal notices, and
a "commonly known" description of the area to be included in the PID.
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City of Lubbock, TX
Finance Department
Public Improvement District Policies and Guidelines
April, 2010
7. Description of procedures for the nomination of a PID Advisory Board which will
recommend specific improvements and make recommendations to the City Council
on the annual budget and long-term plans.
8. A section, which clearly identifies the benefit of the PID to the affected property
owners and to the City as a whole.
9. Description of all City -owned land within the district.
10. A general description of the proposed improvements and/or services and who will
determine those activities.
11. An estimate of the total cost of the improvements and/or services.
12. A PID operating budget listing the estimated operating costs, maintenance costs, and
administrative costs.
13. The proposed method for assessment (per square foot, per lot, value based).
14. Documentation of adequate developer/contractor liability insurance regarding the
construction of improvements.
15. Specified assurances to the City that the construction of improvements in the public
right-of-way in no way obligates the City to future maintenance or operational costs.
16. Statement that the petitioners understand that the annual budget for the PID is subject
to review by City staff with final approval by the City Council.
17. Identification of costs relating to establishing the PID, costs for maintenance,
operations and administration, and costs for later revision, repair or replacement of
any improvements.
City of Lubbock, TX
Finance Department
Public Improvement District Policies and Guidelines
April, 2010
c. PID Advisory Board Responsibilities
1. Management: The PID Advisory Board makes recommendations to the City Council
on the service plan and other plans for the PID.
2. Advisory Board Membership: Each board will consist of a minimum of three
members, but shall not have more than 9 members, as determined by the Bylaws
adopted by the board and approved by the City Council.
PID board members shall comply with all laws, policies and procedures set by
Chapter 372 of the Texas Local Government Code, the City of Lubbock, and the PID
Bylaws. If any advisory board member intentionally violates any of these laws,
policies or procedures, the City Council may remove the member from the advisory
board and appoint a replacement.
3. Meetings: Each PID is required to hold one property owner meeting each year in a
public facility. The City will provide notice of the meeting to all PID property
owners, and each PID will pay for such notification costs. The meeting agenda will
include a presentation of the PID's plans for the coming year, the PID budget, and
nomination of advisory board members.
The advisory board may schedule other meetings as required and will notify the City
PID liaison of their time and location. The City PID Liaison will post the meetings
on the City website.
4. Bylaws: Each PID must adopt bylaws. The City will provide a template for the
bylaws, and PID advisory boards may adapt portions of the bylaws as necessary.
The City will review the bylaws before they are adopted and the bylaws will be
presented to the City Council for approval. The PID advisory board may amend the
bylaws as necessary, but the amended bylaws must also be approved by the City
Council.
5. Operations: Improvements and maintenance authorized by the PIDs are supplemental
to the general operations of the City and shall be paid entirely from district
assessments.
City of Lubbock, TX
Finance Department
Public Improvement District Policies and Guidelines
April, 2010
6. Contracts: City staff will pursue annual contracts for maintenance, repair, and
construction services where possible. All contracts will be reviewed and approved by
the City Attorney's Office. Contracts in excess of the dollar threshold at which the
City Manager, through the Purchasing Manager, may award City contracts require
City Council approval
7. Fees and Permits: PIDs are considered governmental units and are required to pay
fees and obtain permits. PIDs will pay the city government rate for all utilities and
will pay through the interdepartmental billing system. PIDs must pay for meter fees,
tap fees, and collection costs for the PID assessment.
8. Insurance: The PID advisory boards will acquire general liability, automobile
liability, and errors and omissions insurance, such coverage to be paid for from PID
assessments. Property insurance for valuable assets is optional and to be paid for
from PID assessments. The insurance policies must be occurrence -based, not claim -
based, and the City of Lubbock must be named as additional insured on all policies.
The City of Lubbock will determine the appropriate level of insurance. The PID
advisory board should consult its insurance advisor/agent to acquire insurance that
meet those requirements. PIDs will pay their own deductibles.
9. Security: If any PID hires additional security, the security service must provide proof
of adequate insurance, or the PID may hire off-duty police officers.
d. City and City Staff Responsibilities
1. Collections: The City will contract with the Lubbock Central Appraisal District for
the collection of current and delinquent PID assessments. Collection costs will be
reimbursed from PID assessments. In the case of PID dissolution, PID assessments
will continue until any and all debt obligations of the PID are paid in full.
2. Public Notices: The City will coordinate annual PID roll review and distribution of
public notices and communications for the annual public hearing to adopt the
assessment roll and rate, budget and service plan, and to appoint the advisory board.
Costs will be reimbursed from PID assessments.
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City of Lubbock, TX
Finance Department
Public Improvement District Policies and Guidelines
April, 2010
3. Expenditures: The City will review PID expenditures and process payments.
4. Reporting: The City will account for each PID's assets, revenues, and expenses
separately and reports will be provided to the PID advisory boards regularly. PID
records are open to the public under the Texas Public Information Act codified in
Texas Government Code at Chapter 552.
5. Contracts: City staff shall pursue annual contracts for maintenance, repair, and
construction services where possible. All contracts will be reviewed and approved by
the City Attorney's office. Contracts will be signed by the City Manager, through the
Purchasing Manager. Contracts in excess of the dollar threshold at which the City
Manager may award City contracts will require City Council approval.
6. Support: The City will provide support to the PID boards as needed and will orient
new PID advisory board members to the role and responsibilities of the PID as
needed.
e. City Council Responsibilities:
PID boards serve advisory functions, and all final decisions are made by the City
Council. The City Council approves the annual budget, five year plan, assessment rate
and roll, and contracts in excess of the dollar threshold at which the City Manager may
award City contracts.
f. City Liability
The PIDs and PID advisory boards, performing the tasks of the PID that are authorized or
mandated by the City, are authorized by the City to perform those tasks, and to the extent
possible, are afforded the appropriate rights and protections of other City volunteers if
they act strictly in accordance with City policies and procedures. PID advisory board
members must obtain the advice of experts and have projects approved by City staff
before construction begins. City staff will determine whether additional approvals by the
City Council are also required.