HomeMy WebLinkAboutResolution - 2015-R0126 - Interlocal Agreement_ Lubbock And North Central Texas Council Of Governments - 04_23_2015Resolution No. 2015-RO 126
April 23, 2015
Item No. 5.4
RESOLUTION NO.
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK-
THAT the City Council of the City of Lubbock hereby authorizes and directs the
Mayor of the City of Lubbock to execute an Interlocal Governmental Agreement by and
between the City of Lubbock and North Central Texas Council of Governments of
Arlington, Texas, for cooperative purchasing for actuarial shared services, which
Agreement and any associated documents are attached hereto and made a part of this
Resolution for all intents and purposes.
Passed by the City Council on April 23 12015
GL C. R ERTSON. MAYOR
ATTEST:
Rebec Garza, City Secretary
APPROVED AS TO CONTENT:
qumja M��
Pamela Moon
CPA, Executive Director of Finance
APPROVED AS TO FORM:
Amy L. Sims, Deputy City Attorney
Res.NCTCOG
4.8.15
Resolution No. 2015-RO126
INTERLOCAL AGREEMENT
31 �p15 FOR
COOPERATIVE URCHASING FOR
Ntr7C�f3 ACTUARIAL SHARED SERVICES
Adm;nlstrat;an t]eP�
T141S INTERLOCAL AGREEMENT ("Agreement"), made and entered into pursuant to the Texas Interlocal
Cooperation Act. Chapter 791. Texas Government Code (the "Act"). by and between the North Central Texas
Council of Governments, hereinafter referred to as "NCTCOG," shaving its principal place of business at 616 Sir
Flags Drive, Arlington. Texas 76011, and City of Lubbock a local goverment, created and
operated to provide one or more governmental functions and services, hereinafter referred to as "Participant." having
its principal place of business at 1625 13'1' Street, Lubbock. Texas 79401.
WITNESSETH
WHEREAS. NCTCOG is ,, regional planning commission and political subdivision of the State of Texas operating
under Chapter 391, Texas Local Government Code; and
WHEREAS, pursuant to the Act, NCTCOG is authorized to contract with eligible entities to perform governmental
functions and services, including the development of a standard approach for acquiring actuarial services; and
WHEREAS, in reliance on such authority, NCTCOG has a cooperative purchasing program under which it
contracts with eligible entities under the Act; and
WHEREAS, NCTCOG extended the original agreement with Gabriel, Roeder, Smith and Company to provide such
services to until September 30, 2017; and
WHEREAS, the Participant has represented that it is an eligible entity under the Act that by Administrative Action
has authorized this Agreement on April 23. 2015 and that it desires to contract with NCTCOG
on the terms set forth below:
NOW, THEREFORE, NCTCOG and the PARTICIPANT do hereby agree as follows:
ARTICLE 1: LEGAL AUTHORITY
The Participant represents and warrants to NCTCOG that (1) it is eligible to contract with NCTCOG under the Act
because it's a local government, as defined in the Act, and (2) it possesses adequate legal authority to enter into this
Agreement.
ARTICLE 2: APPLICABLE LAWS
NCTCOG and the Participant agree to conduct all activities under this Agreement in accordance with all applicable
rules, regulations, and ordinances and laws in effect or promulgated during the term of this Agreement.
ARTICLE 3; WHOLE AGREEMENT
This Agreement and any attachments, as provided herein. constitute the complete contract between the parties
hereto, and supersede any and all oral and written agreements between the parties relating to matters herein.
ARTICLE 4: BILLINGS
Billings will be generated for the Actuarial Shared Services through Gabriel Roeder Smith & Company based upon
Administrative Fee of $125 per valuation cycle (effective October 1, 2012). Each party paying for the performance
of said functions of soveni ment shall make those payments from current revenues available to the paying party.
ARTICLE 5: CHANGES AND AMENDMENTS
This Agreement may be amended only, by a written amendment executed by both parties, except that any alterations.
additions, or deletions to the terms of this Agreement which are required by changes in Federal and State law or
regulations are automatically incorporated into this Agreement without written amendment hereto, and shall become
effective on the date designated by such law or regulation.
NCTCOG reserves the right to make changes in the scope of services offered through the Cooperative Purchasing
Program to be performed hereunder.
N. Professional Standards. GRS will provide qualified personnel for each
engagement and follow all professional standards ascribed by the American
Academy of Actuaries and the Governmental Accounting Standards Board.
O. Non -Arbitration. The City reserves the right to exercise any right or remedy
available to it by law, contract, equity, or otherwise. including without limitation,
the right to seek any and all forms of relief in a court of competent jurisdiction.
Further. the City shall not be subject to any arbitration process prior to exercising
its unrestricted right to seek judicial remedy. The remedies set forth herein are
cumulative and not exclusive, and may be exercised concurrently. To the extent of
any conflict between this provision and another provision in, or related to, this
document. this provision shall control.
P. Non -Appropriation. All funds for payment by the City under this contract are
subject to the availability of an annual appropriation for this purpose by the City. In
the event of nonappropriation of funds by the City Council of the City of Lubbock
for the good or services provided under the contract. the City will terminate the
contract.. without termination charge or other liability, on the last day of the then -
current fiscal year or when the appropriation made for the then -current year for the
goods or services covered by this contract is spent. whichever event occurs first. If
at any time funds are not appropriated for the continuance of this contract,
cancellation shall be accepted by the Seller on thirty (30) days prior written notice.
but failure to give such notice shall be of no effect and the City shall not be
obligated under this contract beyond the date of termination.
IE, iiTGABRLROEDER, Svi ri oCO.
By:
Title:
CONTRALTI G GO RNMENT
By:
GLEP. , R-OBfRTSON, Mayor
AT'rFCT-
Reb cca Garza, City Secreta
APPRO"cD AS TO CON T ENT:
Bv: , L A.,
Pamela Moon. Exec. Dir of Finance
Date: % z 0 / 5
Date: April 23, 2015
nnn ll{ ft'�Ilti • n T/ rr n % ,(_
APPROVED HJ 10 rv1VVl:
m City orne
Gabriel Roeder Smith & Company
THIS INSTRUMENT HAS BEEN EXECUTED IN TWO ORIGINALS BY THE PARTIES HERETO AS
FOLLOWS:
*Denotes required! fields
NOTE: Facsimile copies ofthis doewnent shall not he acceptable as ORIGINALS.
*CITY OF LUBBOCK
Name of Participant (local government. agerfc.r. or non-profit
Corporation)
*PO BOX 2000
Ntarlme Address
*Lubbock TX 79457
Cm Slate 7.111 Code
* By:
GLEN C. RTSON IAYOR
ATTEST:
Rebecca 1Vjarza, Citv Secretary
APPROVED AS TO C01�TE'NT:
-�q �' oy��
Pamela Moon, CPA, Executive Director of Finance
APPROVED AS TO FORA:
lntcrstate 0 rev 10105
North Central Testis Council of Govertinients
616 Six Flans Drive. ArlinLton. Texos 76011
* By:
SianatuL�c�thorized Ofiic I
*Monte Mercer
Typed Name of Authorized Official
*Deputy Executive Director t bs
TNped Title of Authom-ed Official Daw
Gabriel Roeder Smith & Company 5605 N. 'MacArthur Blvd. 469.524.0000 phone
Consultants &Actuaries suite 870 469.524.0003 fax
GRS Irving, TX 75038-2631 www.galirielroeder.coni
MASTER AGREEMENT
Pursuant to the award of Joint Actuarial Services by the North Central Texas Council of
Governments (NCTCOG), this agreement confirms the terms under which the CITY OF
LUBBOCK hereinafter referred to as 'CONTRACTING GOVERNMENT"" has engaged
Gabriel. Roeder. Smith & Co. hereinafter referred to as "GRS"' to perform actuarial
consulting services. In as much as this relationship will involve several actuarial reviews
and other services that will be governed by the Request for Proposal issued by NCTCOG
on May 31. 2006 and our subsequent response to that proposal, we have agreed to
establish this "master agreement" defining the general terms and conditions for all work
performed.
This agreement will not, by itself, authorize the performance of any services. Rather
specific services will be authorized through a separate engagement letter that references
this master agreement and details the services to be provided and the timeframe and fees
required. In the event of an inconsistency between this master agreement and an
individual engagement letter. the master agreement will be Followed.
As described in the above referenced Request for Proposal the following terms apply:
A. Tax Exempt Entities. CONTRACTING GOVERNMENT is exempt from
manufacturer's federal excise tax and states sales tat. Tax exemption certificates
will be issued upon request.
B. Role of NCTCOG. NCTCOG has served as a facilitator to the RFP and award
process but the contractual relationship is between GRS and the CONTRACTING
GOVERNMENT.
C. A are ate ]information. GRS agrees to supply NCTCOG with the specified
results from the valuations and to aggregate that information with that of other
governments for the purpose of benchmarkine.
D. Fees. GRS agrees to follow the attached pricing schedule ("Attachment A") for
pricing of its services.
E. Review of Charges. CONTRACTING GOVERNMENT has the right to review
the supporting documentation for any hourly charges or out of pocket expenses
assessed to the CONTRACTING GOVERNMENT under the tee schedule.
F. Termination. Both CONTRACTING GOVERNMENT and GRS will have the
right to terminate this agreement through written notice. CONTRACTING
GOVERNMENT will pay any charges or prorate fees incurred to the date the
termination notice is received and actuary will cease any in pro;�ress work unless
specific stopping points are provided in the letter.
G. Work Product. The final work product will be the property of the
CONTRACTING GOVERNMENT to be used as stated in the specific engagement
letter. Ancillary use of the product is permitted but GRS is not responsible for the
reliability of those projections. It is understood that all reports are subject to the
open records lays of the State of Texas and the contracting jurisdiction.
H. Independent Contractor. All the services provided by GRS will be as an
independent contractor. None of the terms in the engagement letter will be
interpreted to create an agency or employment relationship.
Biennial Reviews. CONTRACTING GOVERNMENT agrees to provide census
data in off years using the same cut off date and delivery dates as used for the year
of review. Actuary agrees to review the off` year census data and provide
CONTRACTING GOVERNMENT with timely feedback regarding deficiencies in
the data.
J. Term. The term of this master agreement will be governed by the aCore referenced
NCTCOG RFP and will expire on September 30, 2017,
K. Complete Agreement. This letter combined with the specific engagement letter
and as clarified by the RFP and Proposal set forth the entire agreement between the
CONTRACTING GOVERNMENT and GRS.
L. Indemnification. GRS covenants and agrees to indemnify and hold harmless and
defend and does hereby indemnify. hold harmless, and defend CONTRACTING
GOVERNMENT. its officers and employees, From and against any and all suits or
claims for damages or injuries. including death_ to persons or property, whether real
or asserted. arising out of' any negligent act or omission on the part of the
contractor, its officers, agents, servants. employecs, or subcontractors, and the
contractor does hereby assume all liability for injuries, claims or suits For damages
to persons, property. or whatever kind of character, whether real or asserted,
occurring during or arising out or the performance of this contract as a result of any
negligent act or omission on the part of the contractor, its officers, agents. servants,
employees, or subcontractors to the extent permitted by law. Please review this
master agrecment letter and the attached schedules and indicate your acceptance by
having_ an official of CONTRACTING GOVERNMENT siun below.
M. Force Ma0eure. A force majeure event shall be defined to include -governmental
decrees or restraints, acts of God (except that rain, wind, flood or other natural
phenomena normally expected for the locality, shall not be construed as an act of
God). work stoppages due to labor disputes or strikes, fires. explosions, epidemics,
riots. war. rebellion, and sabotage. If a delay or railure of performance by either
parry to this contract results from the occurrence of a force majeure event. the delay
shall be excused and the time fixed for completion of the work extended by a period
equivalent to the time lost because of the event.
Gahriel Roeder Smith & Company
Attachment A
Pricing of Services — Calendar Year 2013*
The price of the valuation is based on the following components:
a) Number ol'participants:
Participant Count Base Fee
Less than 100 S4,500
100 -- 199
S4,500
200 — 499
S5,200
500 — 999
S5,500
1.000 — 2.499
S6,400
—Over 2.5,00
S7,000
b) Number of retirement plans:
There is no additional charge if the employees participate in only one retirement plan. For
each additional retirement plan. the valuation fee is increased by $1,600.
c) Numher of health plans:
There is no additional charge if the participants are covered under only one health plan.
For each additional health plan. the valuation fee is increased by S1,000.
d) Annual, biennial or triennial valuation:
The valuation fee is increased by S1,200 for valuations which are intended to he used for
two fiscal years and by S2,400 for valuations which are intended to be used for three
fiscal years.
e) Claims analvsis:
The valuation fee is increased by S2,000 if claims experience is required.
f) Pricing discount:
Employers "ith very simple plans may be eligible for an S800 price reduction. The
engagement agreement �N ill specify whether the pricing discount applies.
Gabriel Roeder Smith & Company
•:• Pricing assumes 20% paid upon acceptance by the government of the engagement. 50%
upon reccipt of the draft report and 30% upon acceptance of the final report.
❖ Fees for additional services and optional services that are not determined as `basic' will
be based on the following rates:
GRS Position Title
Flourly Rates
Senior Consultant
S395
Consultants
$310
Senior Analysts
$200
Actuarial Analvsts
$170
Svstems Analvsts and Prod-rammers
$230
Administrative Support Staff
$125
*Prices will be adjusted annually beginning in January 2014 based on changes in the Consumer
Price Index, All Urban Consumers, on a December over December basis. Current rates for your
plan are reflected in the engagement agreement sent with this document.
Gabriel Roeder I5mith St. Company
Pricing of Services — Calendar Year 2014
The price of the valuation is based on the following components:
o) Number of participants:
Participant Count
Base Fee
Less than 100
S4,570
100 — 199
S4,570
200 — 499
` S5,280
500 — 999
$5,585
1.000 — 2,499
S6,495
Over 2.500
S7,105
h) Number of retirement plans:
There is no additional charge if the employees participate in only one retirement plan. For
each additional retirement plan. the valuation fee is increased by S1,625.
i) Number of health plans:
There is no additional charge if the participants are covered under only one health plan.
For each additional health plan, the valuation fee is increased by $1,015.
j) Annual. biennial or triennial valuation:
The valuation fee is increased by S1,220 for valuations which are intended to be used for
two fiscal years and by S2,440 for valuations 4vhich are intended to be used for three
fiscal years.
k) Claims anal sis:
The valuation fee is increased by S2,030 if claims experience is required.
1) Pricing, discount:
Employers «ith very simple plans may be eligible for an S810 price reduction. The
engagement agreement will specify whether the pricing discount applies.
Note: Each valuation includes an additional NCTCOG administrative fee of $125.
❖ Pricing assurnes 20% paid upon acceptance by thegovernment of the engagement. 50%
upon receipt of the draft report and 30% upon acceptance ot'the final report.
Gabriel Roeder Smith & Company
s Fees for additional services and optional services that are not determined as 'basic' «ill
be based on the following rates:
GRS Position Title Hourly Rates
Senior Consultant $4 10
Consultants S330
Senior Analysts $205
Actuarial Analysts S175
Systems Analysts and Programmers S235
Administrative Support Staff $130
Gabriel Roeder Smith & Company
Pricing of Services — Calendar Year 2015
The price of the valuation is based on the following components:
a) Number of participants:
Participant Count
Base Fee
Less than 100
S4,605
100 — 199
S4,605
200 — 499
S5,320
500 — 999
S5,630
1,000 — 2,499
S6,545
Over 2,500
S7,160
b) Number of retirement plans:
There is no additional charge if the employees participate in only one retirement plan. For
each additional retirement plan_ the valuation fee is increased by S1,640.
c) Number of healthplans:
There is no additional charge if the participants are covered under only one health plan.
For each additional health plan. the valuation fee is increased by S1,025.
d) Annual. biennial or triennial valuation:
The valuation fee is increased by S1,230 for valuations which are intended to be used for
two fiscal years and by $2,460 for valuations which are intended to be used for three
fiscal years.
Claims analysis:
The valuation fee is increased by S2,045 if claims experience is required.
h Pricin�x discount:
Employers with very simple plans may be eligible for an S815 price reduction. The
engagement agreement will specifv whether the pricing discount applies.
Note: Each valuation includes an additional NCTCOG administrative fee of $125.
Pricing assumes 20% paid upon acceptance by the government of the engagement. 50%
upon receipt of the draft report and 30% upon acceptance of the Final report.
Gabriel Roeder Smith & Company
Pricing of Services — Calendar Year 2015
*:• Fees For additional services and optional services that are not determined as 'basic' will
be based on the following rates:
GRS Position Title
Hourly Rates
Senior Consultant
$415
Consultants
$325
Senior Analysts
$305
Actuarial Analysts
$175
Systems Analysts and Programmers
$?35
Administrative Support Staff
$130
Gabriel Roeder Smith & Company