HomeMy WebLinkAboutResolution - 2007-R0150 - Agreement - Establish Endowment For Lubbock Area Foundation Inc. - 04_12_2007Resolution No. 2007-RO150
April 12, 2007
Item No. 5.9
RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the Mayor of the City of Lubbock is hereby authorized and directed to
execute for and on behalf of the City of Lubbock an Agreement to Establish an
Endowment for benefit of City of Lubbock Animal Services and any associated
documents by and between the City of Lubbock and the Lubbock Area Foundation, Inc.,
of Lubbock, Texas, a copy of which Agreement and any associated documents are
attached hereto and which shall be spread upon the minutes of this Council and as spread
upon the minutes of this Council shall constitute and be a part hereof as if fully copied
herein in detail.
Passed by the City Council this 12th day of April , 2007.
DAVID A. M LER, MAYOR
ATTEST:
Rebicca Garza, City Secretary
APPROVED AS TO CONTENT:
1
Tommy C den, Health Director
APPROVED AST ORM:
r/- '�
aid G. Vandiver, Attorney of unsel
DDresilLubbAreaFound-AnimalservimRes
March 28, 2007
Resolution No. 2007—RO150
or /
r O U N D A 'I 1 0 N
Agreement to Establish an Endowment for the City of Lubbock,
Lubbock Animal Services
Background: In December 2001, the Lubbock Area Foundation, Inc. received a grant from the
Cl I Foundation of Lubbock, Texas for the purpose of encouraging a tradition of endowment
building for the benefit of nonprofit organizations in the South Plains area. This grant established
the Commurjity Endowment Challenge x•hich will provide matching grants to fund permanent
endowments within the Lubbock Area Foundation. This agreement governs the relationship
between the Lubbock Area Foundation and the City of Lubbock, Lubbock Animal Services as a
result of Lubbock Animal Services being selected as a participant in the Community Endowment
Challenge.
Lubbock Area Foundation, Inc., a Texas non-profit corporation ("Foundation") and the City of
Lubbock, Lubbock Animal Services, a governmental entity ("Lubbock Animal Services") agree to
establish the Lubbock Animal Services Corninunity Endowment Challenge Fund ("Fund") as
follows:
FUND
A. Initial Fund. The Foundation shall create the Fund with the property contributed by
Lubbock Animal Services or any other source, and which is designated to meet the
requirements of the Community Endowment Challenge. A contribution of $67,000
towards the goal of $100,000 was received by the Foundation on January 18, 2007.
The entire M00,000 must be received by the Foundation by March 1, 2008 or
Lubbock Animal Services will not receive the $50,000 challenge grant and all assets of
the Fund will remain with the Foundation in a pennanent endowment for the benefit of
Lubbock Animal Services.
The Initial Fund is a permanent endowment and distributions will be made only to the
extent pennitted by the Foundation's Investment Polices and Guidelines, as amended.
B. Additions to the Fund. Additions to the Fund include:
(i) additional property contributed by Lubbock Animal Services or any other
source to the Foundation and designated for the Fund, and which the
Foundation accepts;
(ii) earnings and appreciation from Fund property,
(iii) if the requirements of the CEC are met, the $50,000 matching grant.
C. Fund is Foundation Property. The Fund is the Foundation's property and the
Foundation has complete control over the Fund, and any income generated by the
Fund.
1 655 Main j' treet, #ZO2 • Lubko&, TX '9401 • (806) 76Z-806 1 • ra\ (806) 762-855 1
www.lubbocLareafound,ition.org
2. PERMITTED FUND USES AND DISTRIBUTIONS
A. Permitted Uses. The Foundation shall use the Fund for the public purposes of
Lubbock Animal Services.
B. Distributions Within Foundation Spending Policy Limits. The Foundation shall
snake distributions from the Fund which are consistent with the Foundation's spending policy as
set out in its Investment Policies and Guidelines, as amended, which arc available upon written
request. if there arc no distributions made from the Fund in any given year, any amounts not so
distributed shall become a part of the Fund_ Distributions will only be made to the City of
Lubbock for the purposes of Animal Services programs.
C. ADMINISTRATION COSTS
Costs of administering the Fund are paid out of the Fund according to the
Foundation's Investment Policies and Guidelines, as amended.
3. CITY OF LUBBOCK, LUBBOCK ANIMAL SERVICES CEASES TO EXIST
A. Variance Power. This Agreement is subject to the Foundation's Articles of
Incorporation, under which the Foundation has authority to vary the terns of any
gift ("Variance Power").
B. Lubbock Animal Services Ceases To Exist. If Lubbock Animal Services ceases to
exist or fails to qualify as a governmental entity ("Qualified Charitable Organization"),
the Foundation may use its Variance Power to distribute all or any part of the Fund to
another Qualified Charitable Organization.
C. Variance Power Considerations. When exercising its Variance Power, the
Foundation shall consider (1) Lubbock Animal Services' purposes and functions, Q) the
stated purposes of other contributions to the Fund, (3) the individuals, groups and causes
which Lubbock Animal Services sought to benefit, and (4) Lubbock Animal Services'
reconunendations.
4. FOUNDATION CEASES TO EXIST
A. City of Lubbock, Lubbock Animal Services is a Qualified Charitable
Organization. If the Foundation ceases to exist or is not a Qualified Charitable
Organization and Lubbock Animal Services or its successor is a Qualified Charitable
Organization, the Foundation shall distribute the Fund to Lubbock Animal Services or its
successor, subject to any endowment or other restrictions.
B. City of Lubbock, Lubbock Animal Services is Not a Qualified Charitable
Organization. If the Foundation ceases to exist or is not a Qualified Charitable
Organization, and Lubbock Animal Services or its successor is not a Qualified Charitable
Organization, the Foundation shall distribute the Fund to another Qualified Charitable
Organization.
5. FOUNDATION QUALIFICATION AS CHARITABLE ORGANIZATION
The Fund is a component part of the Foundation. Nothing in this Agreement is intended
to affect the Foundation's status as a Qualified Charitable Organization; therefore it shall be
interpreted in a manner consistent with this intention and so as to conform to the applicable
requirements of the Code and the Regulations thereunder.
6. MISCELLANEOUS
A. Binding Effect. This Agreement is binding upon the undersigned, their heirs,
personal representatives, successors, and assigns.
B. Governing Law and Performance. This Agreement is governed by the laws of the
State of Texas and shall be deemed to be executed in and perfornable in Lubbock,
Lubbock County, Texas.
C. Entire Agreement. This Agreement represents the entire agreement between
the Foundation and Donor and may only be amended by a written instrument signed by
both parties.
D. Partial Invalidity. If any part of this Agreement is declared invalid or
unenforceable, the rest of the Agreement is not affected.
DATED thi th day of April 2007.
resident Da id Miller, Mayor
City of Lubbock
Lubbock Ar Foundation, Inc.
Rebecca Garza, City Secretary
Tommy Camd n, Health Director
D andiver, Att ey of ounscl
NON-PROFIT
Resolution No. 2007—RO150
"'
l,�P��iX�P OfU-PXitS
SECRE TAR Y OF STA TE
CERTIFICAn OF RESTATEM ARTICLES
OF INCORPORATION
OF
LUBBOCK AREA FOUNDATION, INC.
'I`hc ttndersigtacd, as Secrelary of State of the State cif 'texas, herchy certifies that
duplicate oripwils of lieslated Arlidv,,; of lncorporatiot� of flu• above corporation duly
signed attd verified pursuant to the provisions of the Texas Nor►-I►rofit Corporation
Act, have. 1►ccn rcceivcd in this office and arc foetid to conform to law.
ACCORDINGLY the undersicued, as such Svert-kiry of Slate, and by virtu, of the
aulhorily voted in him by lair, hereby t�sue., this Cet•tificate of Restated Articles of
Incorporation and atlachi•s hereto a duplicate original of the Restated Articles of Itt-
corluualiou.
October 14 80
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RESTATED ARTICLES OF INCORPORATION OF,-
LUBBOCK AREA FOUNDATION, INC.
ARTICLE I
i P t
Lubbock Area Foundation, Inc. , pursuant to the.,provi-�`,;
sions of Article 4.06 of the Texas Non -Profit Corporation
Act, hereby adopts Restated Articles of Incorporation which
accurately copy the Articles of Incorporation and all amend-
ments thereto that are in effect to date and as further
amended by such Restated Articles of Incorporation as herein-
after set forth and which contain no other change of any
provision hereof.
ARTICLE II
The Articles of Incorporation of the Corporation are
amended by the Restated Articles of Incorporation as follows:
The entire Articles of Incorporation of the Corporation
are deleted and amended in their entirety by the complete
substitution thereof by the Restated Articles of Incorporation
set forth in Article IV hereof.
ARTICLE III
Each such amendment made by these Restated Articles of
Incorporation has been effected in conformity with the
provisions.of the Texas Nan -Profit Corporation Act and such
Restated Articles of Incorporation were duly adopted in the
following manner:
The Restated Articles of Incorporation as so amended
were adopted at the meeting of the Board of Directors
held on September 29 , 1980, and received the vote of a
majority of the Directors in office, there being no
members having voting rights.
ARTICLE IV
The Articles of Incorporation and all amendments and
supplements thereto are hereby superceded by the following
Restated Articles of Incorporation which accurately copy the
entire text thereof and as amended as above set forth:
ARTICLES OF INCORPORATION OF
LUBBOCK AREA FOUNDATION, INC.
We, the undersigned natural persons of the age of
eighteen (18) years or more, at least two (2) of whom are
citizens of the State of Texas, acting as incorporators of a
corporation under the Texas Non -Profit Corporation Act, do
hereby adopt the following Articles of Incorporation for
such Corporation.
INC.
ARTICLE ONE - NAME
The name of the Corporation is LUBBOCK AREA FOUNDATION,
ARTICLE TWO - NON-PROFIT CORPORATION
The Corporation is a non-profit corporation.
ARTICLE THREE - DURATION
The period of its duration is perpetual.
ARTICLE FOUR - PURPOSES
The purpose for which the Corporation is formed is to
receive and accept property to be administered exclusively
to and for the use and benefit of organizations described in
Section 501 (c) (3) of the Internal Revenue Code and its
Regulations as they now exist or as they may hereafter be
amended, primarily in and for the benefit of the City of
Lubbock, in Lubbock County, Texas, and its environs, includ-
ing for such purpose:
(a) To administer the charitable purposes property
donated to the Corporation;
(b) To distribute property for such purposes in accor-
dance with the terms of gifts, bequests or devises,
to the incorporation not inconsistent with its
purposes as set forth in these Articles or in
accordance with the determinations made by the
Board of Directors pursuant to these Articles;
(c) To distribute property to qualified charitable
organizations or for charitable purposes.
(d) To modify any restriction or condition on the
distribution of funds for any specified charitable
purpose or to the specified organizations if in
the sole judgment of the Board of Directors such
restriction or condition becomes, in effect,
unnecessary, incapable of fulfillment or inconsis-
tent with the charitable needs of the Lubbock
area.
This Corporation shall not, except to an insubstantial
degree, engage in any activities or exercise any powers that
are not in furtherance of the primary purpose of this Corpora-
tion.
2
ARTICLE FIVE - RESTRICTIONS
(1) The Corporation may receive and maintain a fund or
funds of real or personal property, or both, and, subject to
the restrictions and limitations hereinafter set forth, use
and apply the whole or any part or the income therefrom and
the principal thereof exclusively for charitable purposes
either directly or by contribution to organizations that
qualify as exempt organizations under Section 501(c)(3) of
the Internal Revenue Code and its Regulations as they now
exist or as they may hereafter be amended.
(2) No part of the net earnings of the Corporation
shall inure to the benefit of any Director of the Corpora-
tion, Officer of the Corporation, or private individual
(except that reasonable compensation may be paid for ser-
vices rendered to or for the corporation affecting its
purpose), and no Director or Officer of the Corporation, or
any private individual shall be entitled to share in the
distribution of any of the corporate assets on dissolution
of the Corporation. No substantial part of the activities
of the Corporation shall be the carrying on of propaganda,
or otherwise attempting, to influence legislation, and the
Corporation shall not participate in, or intervene in
(including the publication or distribution of statements)
any political campaign an behalf of any candidate for public
office.
(3) The Corporation shall distribute its income for
each taxable year at such time and in such manner as not to
become subject to tax on undistributed income imposed by
Section 4942 of the Internal Revenue Code of 1954, or cor-
responding provisions of any subsequent Federal tax laws.
(4) The Corporation shall not engage in any act of
self -dealing as defined in Section 4941(d) of the Internal
Revenue Code of 1954, or corresponding provisions of any
subsequent Federal tax laws.
(5) The Corporation shall not retain any excess busi-
ness holdings as defined in Section 4943(c) of the Internal
Revenue Code of 1954, or corresponding provisions of any
subsequent Federal tax laws.
(6) The Corporation shall not make any investments in '
such manner as to subject it to tax under Section 4944 of
the Internal Revenue Code of 1954, or corresponding provi-
sions of any subsequent Federal tax laws.
(7) The Corporation shall not make any taxable expen-
ditures as defined in Section 4945(d) of the Internal Revenue
Code of 1954, or corresponding provisions of any subsequent
Federal tax laws.
3
(8) Notwithstanding any other provision of these
Articles of Incorporation, the Corporation shall not conduct
or carry on any activities not permitted to be conducted or
carried on by an organization exempt from taxation under
Section 501(c)(3) of the Internal Revenue Code and its
Regulations as they now exist or as they may hereafter be
amended, or by an organization, contributions to which are
deductible under Section 170(c)(2) of the Internal Revenue
Code and Regulations as they now exist or as they may here-
after be amended.
(9) Upon dissolution of the Corporation or the winding
up of its affairs, the assets of the corporation shall be
distributed exclusively to organizations which would then
qualify under the provisions of Section 501(c)(3) of the
Internal Revenue Code and its Regulations as they now exist
or as they may hereafter be amended.
ARTICLE SIX - INITIAL REGISTERED OFFICE AND AGENT
The street address of the initial registered office of
the corporation is Lubbock National Bank Building, Main and
Texas Avenue, Lubbock, Texas 79401, and the name of its
initial registered agent at such address is James W. Spears.
ARTICLE SEVEN - BOARD OF DIRECTORS
The number of Directors of the Corporation shall be set
by the Board -of Directors; however, the number of Directors
of the Corporation shall not be less than three. The number
of Directors constituting the initial Board of Directors is
three and names and addresses of the persons who are to
serve as Directors until the first regular meeting of the
Board of Directors or until their successors are elected and
qualified are:
Name
James W. Spears
Jay Eagan
Marjorie Cone Kastman
Address
Lubbock National Bank
Building
Main and Texas Avenue
Lubbock, Texas 79401
2333 50th Street
Lubbock, Texas 79412
2420 Quaker Avenue
Lubbock, Texas 79410
4
Robert P. Fuller
Lubbock National Bank
Building
Main and Texas Avenue
Lubbock, Texas 79401
George C. Miller
502 Texas Commerce Bank
Building
14th and Avenue K
Lubbock, Texas 79401
Clem Boverie
3210 23rd Street
Lubbock, Texas 79410
Don Douglass
3208 21st Street
Lubbock, Texas 79401
Howard Yandell
First National Bank
Building
1500 Broadway
Lubbock, Texas 79401
George Wilson
3303 40th Street
Lubbock, Texas 79413
J. C. Chambers
2333 50th Street
Lubbock, Texas 79412
Fred H. Timberlake
1005 15th Street
Lubbock, Texas 79401
ARTICLE EIGHT - INCORPORATORS
The name and street address of each incorporator is:
Name
James W. Spears
George C. Miller
Fred H. Timberlake
Address
Lubbock National Bank
Building
Main and Texas Avenue
Lubbock, Texas 79401
502 Texas Commerce Bank
Building
14th and K
Lubbock, Texas 79401
1005 15th Street
Lubbock, Texas 79401
5
ARTICLE NINE - ADDITIONAL PROVISIONS
The Corporation shall have no members.
IN WITNESS WHEREOF, we have hereunto set our hands this
`' day of -Ault xt, 1980.
THE STATE OF TEXAS
COUNTY OF LUBBOCK
LUBBOCK AREA FOUNDATION, INC.
By
;( JAM S W. SPEA2jPres�
// GEORGE �.' MILLER, Secretary
c
a Notary Public, do hereby
certify that on this day of August, 1980, personally
appeared before me JAMES W. SPEARS;.Xwho;`'being by me first
duly sworn, declared that he is the person who signed the
foregoing document as an incorporator, and that the state-
ments therein contained are true.
IN WITNESS WHEREOF, I have hereunto set my hand and
seal the day and year above written.
My Commission Expires:
Y�-
Notary Public in and for
Lubbock County, Texas
t
0
THE STATE OF TEXAS
COUNTY OF LUBBOCK
a Notary Public, do hereby
certify that on this Lj day of A44Udt; 1980, personally
appeared before me GEORGE C. MILLER, who, being by me first
duly sworn, declared that he is the person who signed the
foregoing document as an incorporator, and that the state-
ments therein contained are true.
IN WITNESS WHEREOF, I have hereunto set my hand and
seal the day and year above written.
My Commission Expires:
JRC/mw
S/15 32/R
/ -A
Notary Public in and for
Lubbock County, Texas
VA
The Lubbock Area Foundation is a nonprofit, community foundation created by
Lost, Found &
and for the people of Lubbock and the South Plains area. We are here to help our
Adopted — Mission
Accomplished l
donors make a positive impact on their community.
Abby is a sweet natured adult
Meeting Community Needs
dachshund with a safe and
Lubbock Animal Services is the largest animal shelter on the South Plains and is
loving home. But that's not
committed to caring for the more than 30,000 animals annually rescued from Lubbock.
how it always was_ Abby was
Lubbock Animal Services is an open-door shelter that provides lost and found services,
severely abused and
animal adoptions, humane education, cruelty investigations, and enforces the laws
fortunately found a temporary
regarding animals for the City of Lubbock.
home at Lubbock Animal
The Community Endowment Challenge is a program of the Lubbock Area Foundation
Services where they cared for
that offers nonprofit organizations an opportunity to build endowments, strengthen their
her wounds, fed her and
financial capacity and continue providing needed services. Lubbock Animal Services is
introduced her to the family
participating in this program.
that gave her the loving home
Matching Grants are provided through the Community Endowment Challenge for the
she deserves. After being
benefit of organizations that meet agreed upon fundraising goals. Lubbock Animal
vaccinated, spayed and micro
Services has set a goal to raise $100,000 before the end of the year and has secured the
chipped, Abby has begun a
support of Dr. Alice Virginia White who has contributed two thirds of this amount. An
additional $33,000 must be raised for Lubbock Animal Services to receive $50,000 from
new and happier life?
the Community Endowment Challenge, bringing the total endowment to $ 150,000. All
funds raised will be held in a permanent endowment within the Lubbock Area Foundation
Lets have more happy
for the benefit of Lubbock Animal Services. i endings!
The help of Lubbock's animal lovers is needed to accomplish this goall For
more information on the Lubbock Animal Services Endowment through the Lubbock Area
Foundation contact Kathy Stocco at (806) 762-8061, or mail your contribution to:
The Lubbock Area Foundation
1655 Main St., Suite 202
Lubbock, TX 79401.
n
■m
"The greatness of a nation and its moral progress can
be judged by the way its animals are treated"
MAtLXT1tA GANDHI
t:-9 - t : -`,'t- 1655 Main Street, Suite 202 • Lubbock, TX 79401 • • (806)762-8061 www.lubbockareafoundation.org