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HomeMy WebLinkAboutResolution - 2022-R0379 - Contract HHS001081400001 with Texas Health and Human ServicesResolution No. 2022-R0379 Item No. 5.18 September 13, 2022 RESOLUTION BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK: THAT the acts of the Mayor of the City of Lubbock in executing, on behalf of the City of Lubbock, Amendment No. 1 to the Health and Human Services Commission (HHSC) Contract No. HHS001081400001, under the Prevention and Behavioral Health Promotion Grant Programs Contract, by and between the City of Lubbock and the State of Texas acting by and through HHSC, and related documents are hereby ratified in full. Said Amendment is attached hereto and incorporated in this resolution as if fully set forth herein and shall be included in the minutes of the City Council. Passed by the City Council on September 13, 2022 ATTEST: Reb4ca Garza, City Sec APPROVED AS TO CONTENT: Bill rt weon, Deputy Ci ager APPROVED AS TO FORM: Ry 13 ke, A sistant City Attorney RES.HHSC Contract No. HHS001081400001 Amendment 1 Ratification 9.7.22 DocuSign Envelope ID: 89F4E5FE-64A4-4C4A-B3A1-784688EEA360 Resolution No. 2022-R0379 HEALTH AND HUMAN SERVICES COMMISSION CONTRACT No. HHS001081400001 AMENDMENT No. 1 The HEALTH AND HUMAN SERVICES COMMISSION ("HHSC" or "System Agency") and CITY OF LUBBOCK ("Grantee"), who are collectively referred to herein as the "Parties" to that certain Prevention and Behavioral Health Promotion Grant Programs Contract, effective September 1, 2021, and denominated HHSC Contract No. HHS001081400001 ("Contract"), now desire to amend the Contract. WHEREAS, the Parties desire to revise various content, outlined below, of the original Contract and its Attachments; and WHEREAS, the Parties desire to add additional funding in State Fiscal Years 2023 and 2024 to the Community Coalition Partnership-COVID (SA/CCP-COV) Program; Now, THEREFORE, the Parties hereby amend the Contract as follows: 1. ARTICLE IV ("BUDGET") of the Contract Signature document is hereby amended to add State -allocated funding $259,616.00 in the CCP-COV Program, in State Fiscal Year ("FY") 2023 through FY2024. The CCP-COV Program new Total Contract Value is $468,407.00. SECTIONS C.2. and C.3. of ARTICLE IV ("Budget") of the Contract Signature document are hereby deleted in their entirety and replaced as follows: 2. Fiscal Year 2023 allocations are as follows: Program ID FY23 HHSC Share FY23 Match Total Contract Value SA/YPS $0.00 $0.00 $0.00 SA/YPU $0.00 $0.00 $0.00 SA/YPI $0.00 $0.00 $0.00 SA/CCP $250,000.00 $12,500.00 $262,500.00 SA/CCP-COV $208,791.00 $0.00 $208,791.00 SA/PRC $250,000.00 $12,500.00 $262,500.00 Total $708,791.00 $25,000.00 1 $733,791.00 DocuSign Envelope ID: 89F4E5FE-64A4-4C4A-B3A1-784688EEA360 3. Fiscal Year 2024 allocations are as follows: Program ID FY24 HHSC Share FY24 Match Total Contract Value SA/YPS $0.00 $0.00 $0.00 SA/YPU $0.00 $0.00 $0.00 SA/YPI $0.00 $0.00 $0.00 SA/CCP $250,000.00 $12,500.00 $262,500.00 SA/CCP-COV $50,825.00 $0.00 $50,825.00 SA/PRC $250,000.00 $12,500.00 $262,500.00 Total $550,825.00 $25,000.00 $575,825.00 2. ARTICLE IX ("ADDITIONAL GRANT INFORMATION") of the Contract Signature document is deleted in its entirety and replaced with the following: A. Grantee Data Universal Numbering System: Federal Award Identification Number (FAIN): Assisted Listing Name: Assisted Listing Number: Federal Award Date: Federal Award Period: Name of Federal Awarding Agency: Awarding Official Contact Person: B. Grantee Data Universal Numbering System: Federal Award Identification Number (FAIN): Assisted Listing Name: Assisted Listing Number: Federal Award Date: Federal Award Period: Name of Federal Awarding Agency: Awarding Official Contact Person: 58213893 B08TIO83478-01 Block Grants for Prevention and Treatment of Substance Abuse 93.959 2/02/2021 10/1/2020 — 9/30/2022 Department of Health and Human Services Wendy Pang, Grants Management Specialist Center for Substance Abuse Treatment, wendv.Dan2a,sam hsa.hhs.eov. (240) 276-1419 58213893 B08TIO83969 Block Grants for Prevention and Treatment of Substance Abuse 93.959 05/17/2021 09/01/2021— 9/30/2025 Department of Health and Human Services Wendy Pang, Grants Management Specialist Center for Substance Abuse Treatment, wendy.p and sam hsa. h hs.g ov, (240) 276-1419 3. ATTACHMENT A, GENERAL STATEMENT OF WORK, is hereby deleted and replaced in its entirety with REVISED ATTACHMENT A, REVISED GENERAL STATEMENT OF WORK (SEPTEMBER 2022). DocuSign Envelope ID: 89F4E5FE-64A4-4C4A-B3A1-784688EEA360 4. SECTION IX, "DELIVERABLE AND REPORTING REQUIREMENTS," of ATTACHMENT A-2 (COMMUNITY COALITION PARTNERSHIP STATEMENT OF WORK) is hereby deleted in its entirety and replaced with the following: A. Grantee shall submit the CCP program report.'deliverables in accordance with Revised Attachment C, Revised Deliverables and Performance Measures (September 2022). B. The CCP program deliverables described above are as follows: 1. Quarterly Reports: Using approved System Agency template, the Grantee will document accomplishments and barriers during the implementation of programmatic activities. C. The CCP-COV program deliverables described above are as follows: 1. Quarterly Reports: Using approved System Agency template, the Grantee will document accomplishments, barriers, and evaluation strategies during the implementation of programmatic activities and projects for the CCP-COV program. 2. CCP-COV Final Projects Report: Using approved System Agency template, the Grantee will provide a summative description and evaluation of the CCP-COV environmental and systemic change projects and stress -reducing and trauma - healing activities to be completed by the end of FY24 (August 31, 2024). The number of required environmental and systemic change projects by the end of the funding period is a minimum of 2 per coalition receiving CCP-CO V funding. 5. ATTACHMENT B, FISCAL REQUIREMENTS, is hereby deleted and replaced in its entirety with REVISED ATTACHMENT B, REVISED FISCAL REQUIREMENTS (SEPTEMBER 2022). 6. ATTACHMENT B-1, APPROVED CATEGORICAL BUDGET, is hereby deleted and replaced in its entirety with REVISED ATTACHMENT B-1, APPROVED REVISED CATEGORICAL BUDGET (SEPTEMBER 2022). 7. ATTACHMENT C, DELIVERABLES AND PERFORMANCE MEASURES, is hereby deleted and replaced in its entirety with REVISED ATTACHMENT C, REVISED DELIVERABLES AND PERFORMANCE MEASURES (SEPTEMBER 2022). 8. ATTACHMENT D, HHSC UNIFORM TERMS AND CONDITIONS —GRANT VERSION 2.16.1, MARCH 26, 2019, is hereby deleted and replaced in its entirety with ATTACHMENT D-1, HHS UNIFORM TERMS AND CONDITIONS — GRANT VERSION 3.2 (JULY 2022). 9. ATTACHMENT E, CONTRACT AFFIRMATIONS V.1.7, NOVEMBER 2020, is hereby deleted and replaced in its entirety with ATTACHMENT E-1, HHS CONTRACT AFFIRMATIONS, VERSION 2.2 (EFFECTIVE MAY 2022). 10. ATTACHMENT G-1, ASSURANCES -NON -CONSTRUCTION PROGRAMS [OMB NUMBER: 4040-00071 (2022) is hereby incorporated into the Contract and requires the Grantee to complete the new assurances/certifications in order to meet the ongoing federal requirement. DocuSign Envelope ID: 89F4E5FE-64A4.4C4A-B3A1-784688EEA360 11. This Amendment shall take effect on September 1, 2022, provided that all Parties have signed it before the conclusion of said date. 12. Except as modified by this Amendment, all terms and conditions of the Contract shall remain in full force and effect. 13. Any further revisions to the Contract shall be by written agreement of the Parties. SIGNATURE PAGE FOLLOWS. SIGNATURE PAGE FOR AMENDMENT NO.1 HHSC CONTRACT NO. HHS001081400001 HEALTH AND HUMAN SERVICES CITY OF LUBBOCK COMMISSION DocuSign Envelope ID: 89F4E5FE-64A4-4C4A-B3A1-784688EEA360 By�Decusgned by: o a C,, lVJ,S 1477 CA4134DO418 Sonja Gaines SG August 26, 2022 Date of Signature: ByL�uSigned by: FDE&CSSaAE411- Tray Payne Mayor August 26, 2022 Date of Signature: THE FOLLOWING DOCUMENTS ARE ATTACHED HERETO AND HEREBY INCORPORATED AS PART OF THE CONTRACT: • REVISED ATTACHMENT A: REVISED GENERAL STATEMENT OF WORK (SEPTEMBER 2022); • REVISED ATTACHMENT B: REVISED FISCAL REQUIREMENTS (SEPTEMBER 2022); • REVISED ATTACHMENT B-1: APPROVED REVISED CATEGORICAL BUDGET (SEPTEMBER 2022); • REVISED ATTACHMENT C: REVISED DELIVERABLES AND PERFORMANCE MEASURES (SEPTEMBER 2022); • ATTACHMENT D-1: HHS UNIFORM TERMS AND CONDITIONS — GRANT VERSION 3.2 (JULY 2022); • ATTACHMENT E-1: HHS CONTRACT AFFIRMATIONS, VERSION 2.2 (EFFECTIVE MAY 2022); • ATTACHMENT G-1: ASSURANCES -NON -CONSTRUCTION PROGRAMS [OMB NUMBER 4040-00071(2022); AND DocuSign Envelope ID: 89F4E5FE-64A4-4C4A B3A1-784688EEA360 REVISED ATTACHMENT A: REVISED GENERAL STATEMENT OF WORK (SEPTEMBER 2022) I. PURPOSE A. To provide prevention and behavioral health promotion strategies for programs referenced in Contract Signature Document. Grantee is required to adhere to the requirements within the Prevention and Behavioral Health Promotion (PBHP) Program Guidance document (hereafter referred to as the "Program Guide"): hgps://hhs.texas.gov/about-hhs/process-improvement/iml2roviniz-services- texans/behavioral-health-services/substance-use-misuse-prevention . II. GOAL To prevent substance use and misuse and promote behavioral health and wellness in youth, families, and communities across Texas. Grantees will implement the following strategies as outlined in the Program Guide: A. Prevention Education; B. Information Dissemination; C. Positive Alternatives; D. Problem Identification and Referral; E. Community -Based Processes; and F. Environmental and Social Policies. III. GENERAL RESPONSIBILITIES Grantee shall: A. Provide prevention services and activities in accordance with the rules in Title 26 of the Texas Administrative Code (TAC), Chapter 321(A) and as outlined in this agreement and the Program Guide. B. Submit Implementation Plans as set forth in Revised Attachment C: Revised Deliverables and Performance Measures (September 2022) for review and approval by System Agency detailing how all required services and strategies will be implemented locally. The Implementation Plan virtual forms can be located at the following links: a. YP Fall Semester (due 9/ 1); b. YP Spring Semester (due 1/15); c. YP Summer Term (due 5/15); and d. CCP and PRC Annual (due 9/1). C. Develop policies and procedures as required by 1 TAC § 392.511 and outlined within the Program Guide, "Policy and Procedures Guidance" and make them available for inspection by the System Agency. D. Follow the National Standards for Culturally and Linguistically Appropriate Services in Health and Health Care (The National CLAS Standards, 2013) and demonstrate HHSC Solicitation No. HHS0010814 HHSC Contract No. HHS001081400001 Amendment No. I Revised Attachment A: Revised General Statement of Work (September 2022) Page 1 of 6 DocuSign Envelope ID: 89F4E5FE-64A4-4C4A-B3A1-784688EEA360 REVISED ATTACHMENT A: REVISED GENERAL STATEMENT OF WORK (SEPTEMBER 2022) good -faith efforts to reach out to under -served populations as detailed within the Program Guide, "Adherence to CLAS Standards." E. Secure and maintain community agreements with partners that adhere to the Program Guide, "Community Agreements" (CAs). CAs may include a Memorandum of Understanding (MOU), a Letter of Agreement (LOA), Memorandum of Agreement (MOA) or other agreement as approved by System Agency. F. Appropriate level staff shall participate in System Agency meetings, trainings, and state -scheduled calls per requirements in the Program Guide, "Required HHS Meetings and Communication." G. Submit additional documentation as requested by the System Agency. H. Post in a prominent location, legible prohibitions against firearms, weapons, alcohol, and illegal drugs, illegal activities, and violence at program sites that do not have the existing prohibitions posted. I. Conduct and document quarterly fidelity and quality assurance checks of all required activities. J. System Agency requires all deliverables excluding the CMBHS deliverables be submitted within Globalscape EFT, and/or any alternative method required by System Agency. Grantee is required to maintain access to required systems or platforms for the term of this Contract. IV. STAFFING AND STAFF COMPETENCY REQUIREMENTS A. Grantee shall designate two media representatives to assist with the statewide media campaign as described in the Program Guide. Grantee's participation is required. B. The Prevention Program Director and all other prevention program staff must complete the general required trainings as specified in the Program Guide, Section General Staff Training Requirements. All training and certification documentation must be maintained within the employees' file for System Agency review upon request. V. CRIMINAL BACKGROUND VERIFICATION REQUIREMENTS Grantee shall establish and adhere to policies on conducting criminal background checks of potential employees, volunteers, and/or subcontractors, which at a minimum must include: A. A pre -employment criminal background check for any individual that will have direct contact with youth, families, or other participants; B. Standards detailing hiring decisions for employees with a background check finding; and, C. Requirements for employees to report post -employment instances that would negatively impact subsequent background checks. HHSC Solicitation No. HHS0010814 HHSC Contract No. HHS001081400001 Amendment No. 1 Revised Attachment A: Revised General Statement of Work (September 2022) Page 2 of 6 DocuSign Envelope ID: 89F4E5FE-64A4-4C4A B3A1-784888EEA380 REVISED ATTACHMENT A: REVISED GENERAL STATEMENT OF WORK (SEPTEMBER 2022) VI. CONSENT Grantees are required to obtain consent from participants and their parents/legal guardians in accordance with applicable laws. This includes obtaining consent for any youth prevention program services as well as any activities, including Positive Alternatives, that occur off -site or involve participant travel. Grantee will document consent using a form or process created by Grantee. Grantee will maintain all relevant consent documentation on file. VII. DOCUMENTATION OF STRATEGIES AND SERVICES Grantee shall utilize the Prevention Activity Tracking Tool (PATT), or other electronic tools as required by the System Agency, to document prevention activities as outlined in the Program Guide, "Documentation of Strategies and Services." VIII. CLINICAL MANAGEMENT FOR BEHAVIORAL HEALTH SERVICES (CMBHS) COMPONENTS A. Grantee shall use the CMBHS components/functionality specified below, in accordance with the System Agency instructions: 1. Request/maintain user access for appropriate staff, (including access control and credential maintenance); 2. Provider detail; 3. Performance Measures; 4. Financial Status Reports (FSR); 5. Invoices; and 6. Curriculum Outcome Measures (YPS, YPU, and YPI Programs only). B. Designate a Security Administrator and a back-up Security Administrator. The Security Administrator is required to implement and maintain a system for management of user accounts/user roles to ensure that all the CMBHS user accounts are current. C. Notify the CMBHS Helpdesk within 10 business days of any change to the designated Security Administrator or the back-up Security Administrator. D. In addition to CMBHS Helpdesk notification, Grantee shall submit a signed CMBHS Security Attestation Form and a list of Grantee's employees, contracted laborers and sub -Grantees authorized to have access to secure data. The CMBHS Security Attestation Form shall be submitted electronically on or before the 15th day of September and March 15th, to the designated folder in Globalscape EFT. E. Establish and maintain a security policy that ensures adequate system security and protection of confidential information. F. Ensure that access to CMBHS is restricted to only authorized users. Grantee shall, within 24 hours, remove access to users who are no longer authorized to have access to secure data. G. Attend System Agency training on CMBHS documentation. HHSC Solicitation No. HHS0010814 HHSC Contract No. HHS001081400001 Amendment No. 1 Revised Attachment A: Revised General Statement of Work (September 2022) Page 3 of 6 DocuSign Envelope ID: 89F4E5FE-64A4-4C4A-B3A1-784688EEA360 REVISED ATTACHMENT A: REVISED GENERAL STATEMENT OF WORK (SEPTEMBER 2022) H. Use other CMBHS components and meet CMBHS training requirements per request by the System's Agency. (The use of CMBHS is not limited to the components and functionality listed above.) IX. DELIVERABLE AND REPORTING REQUIREMENTS A. Grantee shall submit all required reports of monitoring activities to System Agency by the applicable due dates outlined in Revised Attachment C, Revised Deliverables and Performance Measures (September 2022). B. The following reports must be submitted to System Agency via Globalscape EFT (https:Hsftp.hhs.texas.gov) by the required due dates and report name described in the Revised Attachment C, Revised Deliverables and Performance Measures (September 2022): 1. In addition to Clinical Management for Behavioral Health Services (CMBHS), Grantees are required to submit data, reports, performance measures, and any other requested information into data systems designated by the System Agency. 2. Grantee will notify the System Agency of any staffing changes within ten (10) business days of a revision using the System Agency process outlined in the Program Guide. 3. Grantee shall submit a Financial Status Report (FSR) for each awarded program. 4. Grantee shall submit a General Ledger for each awarded program to support each Program's FSR. 5. Grantee shall submit monthly invoices in Clinical Management for Behavioral Health Services (CMBHS) for each awarded program. 6. Grantee shall submit annual Contract Closeout documentation for each awarded program. This documentation is required each fiscal year. Final Contract Closeout is due October 15. 7. Grantee shall submit a CMBHS Security Attestation Form twice a fiscal year. 8. Grantee will report the performance measures for the previous month's activities in CMBHS by the 15th of the current month for each awarded program. 9. Grantee's duty to submit documents will survive the termination or expiration of this Contract. X. PERFORMANCE MEASURE DEFINITIONS AND GUIDANCE A. Grantee shall reference Program Guide, "Performance Measure Definitions and Guidance," for the YP, PRC, and CCP performance measure definitions and guidance regarding the data to report. HHSC Solicitation No. HHS0010814 HHSC Contract No. HHS001081400001 Amendment No. 1 Revised Attachment A: Revised General Statement of Work (September 2022) Page 4 of 6 DocuSign Envelope ID: 89F4E5FE-64A4-4C4A B3A1-784688EEA360 REVISED ATTACHMENT A: REVISED GENERAL STATEMENT OF WORK (SEPTEMBER 2022) B. Grantee shall report the performance measures required by each funded program documented in Revised Attachment C, Revised Deliverables and Performance Measures (September 2022). C. System Agency will monitor Grantee's performance of the requirements herein, as well as in Revised Attachment C, Revised Deliverables and Performance Measures (September 2022). XI. SYSTEM AGENCY INFORMATION Name: Marcellus Crayton Email: Marcellus.Crayton02@hhs.texas.gov Address: 909 W. 45th Street, Bldg. 552 MC 2058 city/zip: Austin, TX 78751 XII. RENEWALS No renewal options are available for this Contract. XIII. PROCUREMENT INFORMATION This Contract is awarded from the System Agency's Request for Application, No. HHS0000776, posted on March 11, 2019. Grantee is awarded the following contracts as a result of the RFA: Fiscal Year Program Contract Number FY2020-2021 SA/Prevention HHS001081400001 FY2022-2024 SA/Prevention HHS001081400001 XIV. GRANTEE INFORMATION Grantee TIN: 17560005906 HHSC Solicitation No. HHS0010814 HHSC Contract No. HHS001081400001 Amendment No. 1 Revised Attachment A: Revised General Statement of Work (September 2022) Page 5 of 6 DocuSign Envelope ID: 89F4E5FE-64A4-4C4A-B3A1-784688EEA360 REVISED ATTACHMENT A: REVISED GENERAL STATEMENT OF WORK (SEPTEMBER 2022) Subrecipient Contract Determination: Cost Reimbursement Payment Method: HHSC Solicitation No. HHS0010814 HHSC Contract No. HHS001081400001 Amendment No. I Revised Attachment A: Revised General Statement of Work (September 2022) Page 6 of 6 DocuSign Envelope ID: 89F4E5FE-64A4-4C4A-B3A1-784888EEA380 jml, v xoED ATTACHMENT B: REVISED FISCAL REQUIREMENTS (SEPTEMBER 2022) Grantee shall ensure compliance to the fiscal requirements of the Contract, as follows: A. This Contract is funded from the United States Health & Humans Services (HHS), Substance Abuse and Mental Health Services Administration (SAMSHA), Block Grants for Prevention and Treatment of Substance Abuse (SABG), Assistance Listing Number (ALN) 93.959; B. Compliance with the SABG Code of Federal Regulation (CFR), 45 CFR Part 96, Subpart C, as applicable, is required; C. Compliance with the following Grant requirements, located at System Agency'swebsite, https://hhs.texas. ov/doing-business-hhs/ rg ants, is required. 1. Electronic Code of Federal Regulations (2 CFR 200); 2. Federal Uniform Grant Guidance; 3. Grant Technical Assistance guide; and 4. Texas Grant Management Standards. D. Access the Transactions List report in CMBHS to identify the amount of federal funds allocated to this award for each transaction. E. Grantee is required to contribute five (5%) percent matching of funds. However, the CCP- COV Program is funded by COVID-19 supplemental funding, which does not require a matching of funds. F. Any unexpended balance associated with any other System Agency -funded contract may not be applied to this Contract. G. Compliance to the following Invoicing and Payment requirements: 1. Submit monthly invoices to the System Agency utilizing CMBHS. Monthly invoices required for all Programs awarded funding. All invoices shall be submitted by the deadlines established in Revised Attachment C, Revised Deliverables and Performance Measures (September 2022). 2. Be paid monthly and in accordance with services performed under this Contract. 3. After the closure of each Fiscal Year documented in Section H (below), System Agency shall conduct Contract close-out activities. Grantee shall ensure all invoices for each year (September — August) are submitted in CMBHS by October 15th. Invoices submitted after October 15th may be denied. H. The Contract Fiscal Year allocation information is as follows: 1. System Agency Share total reimbursements will not exceed $1,968,407.00 for the period from September 1, 2021, through August 31, 2024, as follows: i. Fiscal Year 2022, September 1, 2021 through August 31, 2022: $708,791.00; HHSC Solicitation No. HHS0010814 HHSC Contract No. HHS001081400001 Amendment No. 1 Revised Attachment B: Revised Fiscal Requirements (September 2022) Page 1 of 3 DocuSign Envelope ID: 89F4E5FE-64A4-4C4A-B3A1-784888EEA360 ED ATTACHMENT B' a.� . REVISED FISCAL REQUIREMENTS (SEPTEMBER 2022) ii. Fiscal Year 2023: September 1, 2022, through August 31, 2023: $708,791.00; and iii. Fiscal Year 2024: September 1, 2023, through August 31, 2024: $550,825.00. 2. For each Fiscal Year noted immediately above, Grantee's match requirement is as follows: i. Fiscal Year 2022: September 1, 2021, through August 31, 2022: $25,000.00; ii. Fiscal Year 2023: September 1, 2022, through August 31, 2023: $25,000.00; and iii. Fiscal Year 2024: September 1, 2023, through August 31, 2024: $25,000.00 3. The total amount of this Contract, including applicable match will not exceed $2,043,407.00 as documented below: i. Fiscal Year 2022: September 1, 2021, through August 31, 2022: $733,791.00; ii. Fiscal Year 2023: September 1, 2022, through August 31, 2023: $733,791.00; and iii. Fiscal Year 2024: September 1, 2023, through August 31, 2024: $575,825.00. 4. All Grantees awarded funding for a CCP Program are receiving Substance Abuse Block Grant (SABG) Supplemental funding for the COVID-19 activities referenced in Attachment A-2, Community Coalitions Partnership Statement of Work. The CCP- COV Program funding is referenced in Article IV ("Budget') of the Contract Signature Document. I. The Cost Reimbursement Budget information is as follows: 1. The Cost Reimbursement budget documents all approved and allowable expenditures; Grantee shall only utilize the funding detailed in Revised Attachment B-1, Approved Revised Categorical Budget (September 2022), for approved and allowable costs. If Grantee requests to utilize funds for an expense not documented on the approved budget, Grantee shall notify, in writing, the System Agency assigned contract manager and request approval prior to utilizing the funds. System Agency shall provide written notification regarding if the requested expense is approved. 2. If needed, Grantee may further revise Revised Attachment B-1, Approved Revised Categorical Budget (September 2022), which documents the approved budget for each allocated Program. The requirements for each allocated Program are as follows: i. Grantee may transfer funds from the budget categories only, with the exception of the "Equipment" category. Grantee may transfer up to ten (10%) percent of the allocated fiscal year Program amount without System Agency's approval. Budget revisions exceeding the ten (10%) percent requirement require System Agency's written approval. ii. Grantee may request revisions to the approved budget categories that exceed the ten (10%) percent requirement, excluding "Equipment" and "Indirect Cost" categories, by submitting a written request to the assigned contract manager. This change is considered a minor administrative change HHSC Solicitation No. HHS0010814 HHSC Contract No. HHS001081400001 Amendment No. 1 Revised Attachment B: Revised Fiscal Requirements (September 2022) Page 2of3 DocuSign Envelope ID: 89F4E5FE-64A4-4C4A B3A1-784688EEA360 x-MviuED ATTACHMENT B: REVISED FISCAL REQUIREMENTS (SEPTEMBER 2022) and does not require an amendment, in accordance with Section 4.A. ("Minor Administrative Changes") of Attachment F, HHSC Additional Provisions. System Agency will provide written notification of the approval or denial of the request. The budget revisions are not authorized, and funds cannot be utilized until Grantee receives written approval. iii. Grantee may request transferring funds between awarded Programs by submitting a written request to the assigned Contract Manager. This change is considered a minor administrative change and does not require an amendment, in accordance with Section 4.A. ("Minor Administrative Changes") of Attachment F, HHSC Additional Provisions. System Agency will provide written notification of the approval or denial of the request. The budget revisions are not authorized, and funds cannot be utilized until Grantee receives written approval. iv. Grantee may revise the Cost Reimbursement budget `Equipment' and/or `Indirect Cost' categories, however a formal Amendment is required. Grantee shall submit to the assigned contract manager a written request to revise the budget, which includes a justification for the revisions. The assigned Contract Manager shall provide written notification stating if the requested revision is approved. If the revision is approved, the budget revision is not authorized, and funds cannot be utilized until the Amendment is executed and signed by both parties. 3. The budgeted indirect cost amount is provisional and subject to change. The System Agency reserves the right to negotiate Grantee's indirect cost amount, which may require Grantee to provide additional supporting documentation to the assigned contract manager. 4. Grantee shall submit annual categorical budgets for Fiscal Years 2023-2024 on the System Agency -approved template in accordance with the deadlines documented in Revised Attachment C, Revised Deliverables and Performance Measures (September 2022). System Agency will provide written notification of the annual budget approval. 5. The approved fiscal year Categorical Budget for all awarded Program services is referenced in Revised Attachment B-1: Approved Revised Categorical Budget (September 2022). HHSC Solicitation No. HHS0010814 HHSC Contract No. HHS001081400001 Amendment No. 1 Revised Attachment B: Revised Fiscal Requirements (September 2022) Page 3 of 3 DocuSign Envelope ID: 89F4E5FE-64A4-4C4A-B3A1-784688EEA360 ATTACHMENT B-1 APPROVED CATEGORICAL BUDGET PREVENTION MASTER SUMMARY PAGE Organization Name: jCfty of Lubbock Health Department Contract Number: IHHS001081400001 Prevention Program(s) Contracted to Provide:ICCP, CCP-COV, PRC Region: Fiscal Year: Total Contract Value (System Agency+Match)1$733,791.00 Date Submitted to HHSC: Master Budget Roll -Up Budget Categories System Agency Funds Requested Cash Match Non System Agency funds Category Total Personnel $225,765.00 $0.00 $0.00 $225.765.00 Fringe Benefits $97,079.00 $0.00 $0.00 $97,079.00 Travel $57,650.00 $0.00 $0.00 $67,650.00 Equipment $0.00 $0.00 $0.00 $0.00 Supplies $8,325.00 $0.00 $0.00 $8,325.00 Contractual $256,150.00 $0.00 $0.00 $256,160.00 Other $63,822.00 $25,000.00 $0.00 $88,822.00 Total Direct Costs $708,791.00 $25,000.00 $0.00 $733,791.00 Indirect Costs $0.00 $0.00 $0.00 $0.00 Totalul $708,791.001 $25,000.001 $0.00 $733,791.00 Page 1of1 DocuSign Envelope ID: 89F4E5FE-64A4-4C4A-B3A1-784688EEA360 CCP PROGRAM Non -System Agency Funds Budget Categories System Agency Funds Requested Cash Match In -Kind Category Total Personnel $ 103,028.00 $ - $ 1039028.00 Fringe Benefits $ 44,302.00 $ - $ 44,302.00 Travel $ 42,448.00 $ - $ 429448.00 Equipment $ - $ - $ - Supplies $ 7,341.00 $ - $ 7,341.00 Contractual $ 46,800.00 $ - $ 46,800.00 DocuSign Envelope ID: 89F4E5FE-64A4-4C4A-B3A1-784688EEA360 Other $ 6,081.00 $ 12,500.00 $ - $ 180581.00 Total Direct Costs $ 250,000.00 $ 12,500.00 $ - $ 2629500.00 Indirect Costs $ - $ _ $ Totals $ 250,000.00 $ 12,500.00 $ - $ 262,500.00 DocuSign Envelope ID: 89F4E5FE-64A4-4C4A-B3A1-784688EEA360 CCP-COV PROGRAM Non -System Agency Funds Budget Categories System Agency Funds Requested Cash Match In -Kind Category Total Personnel $ - $ - $ Fringe Benefits $ - $ - $ Travel $ - $ - $ Equipment $ - $ - $ Supplies $ - $ $ - Contractual $ 138,550.00 $ - $ 138,550.00 DocuSign Envelope ID: 89F4E5FE-64A44C4A-B3A1-784688EEA360 Other $ 70,241.00 $ - $ 70,241.00 Total Direct Costs $ 208,791.00 $ - $ - $ 208,791.00 Indirect Costs $ - $ $ Totals $ 208,791.00 $ - $ - $ 208,791.00 DocuSign Envelope ID: 89F4E5FE-64A4-4C4A-B3A1-784688EEA360 PRC PROGRAM Non -System Agency Funds Budget Categories System Agency Funds Requested Cash Match In -Kind Category Total Personnel $ 122,737.00 $ - $ 1229737.00 Fringe Benefits $ 52,777.00 $ - $ 529777.00 Travel $ 15,202.00 $ - $ 159202.00 Equipment $ - $ - $ Supplies $ 984.00 $ - $ 984.00 Contractual $ 70,800.00 $ - $ 7%800.00 DocuSign Envelope ID: 89F4E5FE-64A4-4C4A-B3A1-784688EEA360 Other $ (12,500.00) $ 12,500.00 $ - $ - Total Direct Costs $ 250,000.00 $ 12,500.00 $ - $ 2620500.00 Indirect Costs $ - $ - $ Totals $ 2609000.00 $ 12,500.00 $ - $ 2629500.00 DocuSign Envelope ID: 89F4E5FE-64A4-4C4A-B3A1-784888EEA360 Attachment C Deliverables and Performance Measures 1. All ddivaWAm for the Contract me lidod in the below deliverable able; Gram - is requited to submit all ddivaablam for the Attachment A, General Stateroom M Work, Athrhmmt B. Budget, and for all Prevenden Programs (YP's, PRC, CCP) awn" in aeomdsooe wGh the Contract Sigamme DocmnoaL 2. Grantee shall c rwe all requited ddiverablm ere submitted as follows: n The detiverableo submitted m GlobaLSeape shall be —m the deliverable name refanced in oobmm "Report Name". b. Reports we submitted by the due deft in cobmm "Doe Date". Note Deliverables den on the wcekend and/or boW are doe the am basmea day c. Reports are sobmmW by the submission system doeamemod in the column "sobmisrim gstm". d. System Agm.7 may regamt dakverablm to be sobmBted thmoyh an abomme submission systm. 3. Grantee is requital to submit perfinnno a mmmras in CMBHS for all Prevention ptog:mos awarded. Gramm shall ensure compbance to the folbwmg requaaoeatr a. CCP, PRC and YP performance mensmm me submitted in CMBHS by the 15th of the umrem momh. Grease shall report the pmvwus wnwhe wuvd m. b Pafatmosm will be measured m pent on the arLnvenew of the bey performance meanies. c. Guidance mooning such performance monsoon on be found in the Program Gaidq Rafmmmce Manama Definitions and Gmdanom" Requirement Report Name Doe Date Subm;ssiooSysrem Attach A, General Prop Stuffing Report Per fiscal year: September 15 and wtrhin 10 bathtw days of a Preventon A-, Tracking Tool (PATr) Satment of Work A, General CMBHS Security Ammonium Form and Listing of Per final year:.IS° A March 156 GkrbalScape Stm®ent of Work thmimd Users 4 Cmegorieal Bodges, as follows: Attach B, Badgat Ceteogoroel Budget : FY23 badges doe Janc 1, 2022 Glo alSeape FY23 FY24 budget den June 1, 2023 Par final year, quarterly report schedule: Ql rgastiog period, doe December 31st Aftocli Stateai A GaNwal General Ledger (for each funded program) Q2 reorting pperiod, due March 31' GlobaIScape Q3 ropmting period, due June 30th Q4 reporting period, due October 15th Per find yew, quarterly report schedule for Final Stang Report (PSR) report Ql topmost; period, due December 31m Mach A. General Financial Saba Repo- (FSRs) (for each funded CMBHS Staemmt of Work ) Q2 rrporkog period, dun Mamh 3l' Q3 rapmtmg paced, den Jme 30& Q4 rvporong pared, den October 15th Page 1 of 4 DocuSlgn Envelope ID: 89F4E5FE-64A4-4C4A-B3A1-784688EEA360 Attachment C Deliverables and Performance Measures Aftedi A, Gmeal Manwun ( for each find pm8�) Report previous month's activities due on the 15th of the cunmt CMBHS or other sysm designated by Stetem®t of Work System Agency Attach A. Cameral (6u each funded BZVMM Pam) Invoices for the preview; artan tier er 15a of the CMBHS Statement of Work current mouth. Attach A. General Staimtmt of Work knimot docammb (for each funded propem) Final cloma t dommrmb doe October 15th inch fiscal year Gkbd3cape Annotations A4YP SOW Reporting Requirements A-1 YP Due whim 20 ealmdar days after the eorrrmlum cycle has been CMBHS or other system despaemd by Stammmt of Work Cumculrm Outcome Mmnues Reports Sobmd each individual curriculum cycle and the sanctioned artmmes System AgemY Virtual Form: httpsj/fonn. COM/PegnlRapons2 YP Fall Seconder Impkmmtmm Plan. September Ist each aspx7id-Mu5m7mCm0mxagk- year ' 1Ta66jt7g1NpKIFoPWB7Y27hUQTdL MFM3NVE1 W Vo3V UQyS IAyWIpHUVh QRy4u Virtual Four httpsJ/foms.offimoom/Paga/RapovmPs Attach A-1, YP YP Spring Semester Impleosciewbon Plan. Doe January 15th sspx7id-Mnf5m7mCm0mxeglc- Staummt of Work BHP YP Plow each find year ' ITa66jj7mjhNpKtFuFWB7Y27hURUtR W UOaTVYyOWMWUNEJG(YrEMzJW MAu Virtual Form: ttps 9/forma.off oLcm/Pagn/RnpomPa YP Srmcoer Term bnpkmmmtauon Plan. Doo May 15th each aspx7id-Mnt5m7mCmOmxa*- year ' ITa66j)7-ANpKeFuPWB7Y27hUQloyR kFONUZZNVpLSjVPSU9VRjRCM3E9DW C4u Attanhmem A,2, CCP Reporting Requirements Admit A-2, CCP, Aletds Act (CNA) Bobtailed GlobdSeaPe mt Stmmof Work Attech A-2, CCP LoSe Model Submitted GlowSeape Statement of Work Anwb A-2, CCP Stetmmt of Work Five-year Stratew Plan Sabmrtted GbbdSeape Anach A-2, CCP Statement of Work Evaluation Plan Submrmed GbbdScgro Virtual Form: https:t/fm .offimcow/Pagm/Rmpo=Pa A-Z CCP Stafemmtof Work BHP CCP Aoanel Implementation Plan Dan September ]m each fiscd year aspx7d-Mu6m7mCmOmxagk- 1Ta66jj7mjftK1FuPWB7Y27hUNIY5T Q4VkdNTjdURVRP WjQ2M]hSSQAURCA It Per fiscal year, quarterly report schedule as fo0om- Q1 reporting pored, due December 15th Attach A-2, CCP Smtmmt of Wark Quarterly - CCP and CCP-COV Q2 rryaaang pemod, due March 15W GkmbdSeapa Q3 raporhng period, due June 15th Q4 reporung passed, due September 15th Attach A-2, CCP Statmmt of Wank CP-COV Find Project Report Due Aug st 31, 2024 GlobdScape Attmhmmt A3. PRC SOW Reorma Rammmmor Ansch A3, PRC Stalemet of Work Report Each Fiscal Year, dua March 3lrt GW-lScape Virtual Form. ItUp I/fmms.ofocaconiPagn/Rnponto Attach A-3, PRC BHP PRC Amoal buplememanun Plan Dun September Irt each Baal yaw Page.aspx7d-Mnf5m7mCmOtaxalk- Stotema d of Work jr1Ta66j17mjbNpKtFoPWB7Y27hUN1Y 5TIQ4VkdNTjd MVRPWjQ2NMQmh Nods Assessment Each Fiscal Yen, August 31st URC4u GlobalSeape Attxh A3, PRC Statmmt of Work Attach A3, PRC Stnmmt of Work ort Raped Needs Assnsmmt to websmm Each Fiscal Year, August 3lst GlobWScmpa Note. Dmrvaabin into on the weekend and/or holiday um dun dam is the mad bmmns day Page 2of4 CCP 1 CCP 2 CCP 3 CCP 4 CCP 6 CCP 6 Total CCP FTEe: a City of Lubbock Health Department 1 Lubbock, Hockley Number of media awareness activities (not including social Ila) focused on prevention and behavorial health promotion. Number of social media messages focused on prevention behavorial health promotion messaging and the statewide Ila campaign. Number of community-baaed processes focused on tendon and behavorial health promotion. Number of adults attending community -based processes ised on prevention and behavorial health promotion. Number of youth attending commun*based processes lead on prevention and behavorial health promotion. Number of changed policies and social norms related to tendon and behavorial health promotion. Number of youth attending stress reductionRrauma healing ulties. Number of adults attending stress reduction/trauma healing Sept -Nov I Dec -Feb I Mar -May I Jun -Aug I Annual 1 1 1 0 3 36 36 36 36 144 68 68 68 68 272 400 400 400 400 1600 80 80 80 80 320 0 0 0 2 2 1 1 Organization Name: Approved Performance Measures -Note: Due to rounding, the sum of quarterly targets in the formula projections may be slightly higher or lower than the annual targets. HHSC will adjust the quarterly targets to equal the annual targets in the final contract measures. Compliance check measures are TBD as they are calculated based on the number of licensed tobacco retailers in each region: 1) In PRC regions with fewer than 2,400 licensed tobacco retailers, Grantee must visit a minimum of 250/a of active retailers (unduplicated) each quarter. Grantee will visit 100% of the active tobacco retailers throughout the term of the fiscal year. 2) In PRC regions with 2,400 to 4,000 licensed tobacco retailers, Grantee must visit 2,000 of the active tobacco retailers in the region, throughout the term of the fiscal year. Grantee will visit a minimum of 25 % of the active tobacco retailers (unduplicated) each quarter. 3) In PRC reqions with more than 4,000 licensed tobacco retailers, Grantee will visit a minimum of 210 (unduplicated) tobacco retailers per month throuqhout the term of this Contract. • -Texas School Survey measures are TBD as they are calculated based on the number of schools selected to participate in the TSS every fiscal year by the TSS contractor, Public policy Research Institute at Texas A&M University. The TSS contractor has also asked that we stop contacting schools about the survey in the last quarter of the fiscal year. DocuSign Envelope ID: 89F4E5FE-64A4-4C4A-B3A1-784688EEA360 OMB Number. 4040-0007 Expiration Date: 02/28/2025 ASSURANCES - NON -CONSTRUCTION PROGRAMS Public reporting burden for this collection of information is estimated to average 15 minutes per response, including time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Office of Management and Budget, Paperwork Reduction Project (0348-0040), Washington, DC 20503. PLEASE DO NOT RETURN YOUR COMPLETED FORM TO THE OFFICE OF MANAGEMENT AND BUDGET. SEND IT TO THE ADDRESS PROVIDED BY THE SPONSORING AGENCY. NOTE: Certain of these assurances may not be applicable to your project or program. If you have questions, please contact the awarding agency. Further, certain Federal awarding agencies may require applicants to certify to additional assurances. If such is the case, you will be notified. As the duly authorized representative of the applicant, I certify that the applicant: 1. Has the legal authority to apply for Federal assistance and the institutional, managerial and financial capability (including funds sufficient to pay the non -Federal share of project cost) to ensure proper planning, management and completion of the project described in this application. 2. Will give the awarding agency, the Comptroller General of the United States and, if appropriate, the State, through any authorized representative, access to and the right to examine all records, books, papers, or documents related to the award; and will establish a proper accounting system in accordance with generally accepted accounting standards or agency directives. 3. Will establish safeguards to prohibit employees from using their positions for a purpose that constitutes or presents the appearance of personal or organizational conflict of interest, or personal gain. 4. Will initiate and complete the work within the applicable time frame after receipt of approval of the awarding agency. S. Will comply with the Intergovernmental Personnel Act of 1970 (42 U.S.C. §§4728-4763) relating to prescribed standards for merit systems for programs funded under one of the 19 statutes or regulations specified in Appendix A of OPM's Standards for a Merit System of Personnel Administration (5 C.F.R. 900, Subpart F). 6. Will comply with all Federal statutes relating to nondiscrimination. These include but are not limited to: (a) Title VI of the Civil Rights Act of 1964 (P.L. 88-352) which prohibits discrimination on the basis of race, color or national origin; (b) Title IX of the Education Amendments of 1972, as amended (20 U.S.C.§§1681- 1683, and 1685-1686), which prohibits discrimination on the basis of sex; (c) Section 504 of the Rehabilitation Act of 1973, as amended (29 U.S.C. §794), which prohibits discrimination on the basis of handicaps; (d) the Age Discrimination Act of 1975, as amended (42 U. S.C. §§6101-0107), which prohibits discrimination on the basis of age; (e) the Drug Abuse Office and Treatment Act of 1972 (P.L. 92-255), as amended, relating to nondiscrimination on the basis of drug abuse; (f) the Comprehensive Alcohol Abuse and Alcoholism Prevention, Treatment and Rehabilitation Act of 1970 (P.L. 91-616), as amended, relating to nondiscrimination on the basis of alcohol abuse or alcoholism; (g) §§523 and 527 of the Public Health Service Act of 1912 (42 U.S.C. §§290 dd-3 and 290 se- 3), as amended, relating to confidentiality of alcohol and drug abuse patient records; (h) Title VIII of the Civil Rights Act of 1966 (42 U.S.C. §§3601 et seq.), as amended, relating to nondiscrimination in the sale, rental or financing of housing; (i) any other nondiscrimination provisions in the specific statute(s) under which application for Federal assistance is being made; and, 0) the requirements of any other nondiscrimination statute(s) which may apply to the application. Will comply, or has already complied, with the requirements of Titles II and III of the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970 (P.L. 91-646) which provide for fair and equitable treatment of persons displaced or whose property is acquired as a result of Federal or federally -assisted programs. These requirements apply to all interests in real property acquired for project purposes regardless of Federal participation in purchases. 8. Will comply, as applicable, with provisions of the Hatch Act (5 U.S.C. §§1501-1508 and 7324-7328) which limit the political activities of employees whose principal employment activities are funded in whole or in part with Federal funds. Previous Edition Usable Standard Form 424E (Rev. 7-97) Authorized for Local Reproduction Prescribed by OMB CimularA-102 DocuSign Envelope ID: 89F4E5FE-64A44C4A-B3A1-784688EEA360 9. Will comply, as applicable, with the provisions of the Davis- 13. Will assist the awarding agency in assuring compliance Bacon Act (40 U.S.C. §§276a to 276a-7), the Copeland Act with Section 106 of the National Historic Preservation (40 U.S.C. §276c and 18 U.S.C. §874), and the Contract Act of 1966, as amended (16 U.S.C. §470), EO 11593 Work Hours and Safety Standards Act (40 U.S.C. §§327- (identification and protection of historic properties), and 333), regarding labor standards for federally -assisted the Archaeological and Historic Preservation Act of construction subagreements. 1974 (16 U.S.C. §§469a-1 et seq.). 10. Will comply, if applicable, with flood insurance purchase requirements of Section 102(a) of the Flood Disaster Protection Act of 1973 (P.L. 93-234) which requires recipients in a special flood hazard area to participate in the program and to purchase flood insurance if the total cost of insurable construction and acquisition is $10,000 or more. 11. Will comply with environmental standards which may be prescribed pursuant to the following: (a) institution of environmental quality control measures under the National Environmental Policy Act of 1969 (P.L. 91-190) and Executive Order (EO) 11514; (b) notification of violating facilities pursuant to EO 11738; (c) protection of wetlands pursuant to EO 11990; (d) evaluation of flood hazards in floodplains in accordance with EO 11988; (e) assurance of project consistency with the approved State management program developed under the Coastal Zone Management Act of 1972 (16 U.S.C. §§1451 et seq.); (f) conformity of Federal actions to State (Clean Air) Implementation Plans under Section 176(c) of the Clean Air Act of 1955, as amended (42 U.S.C. §§7401 et seq.); (g) protection of underground sources of drinking water under the Safe Drinking Water Act of 1974, as amended (P.L. 93-523); and, (h) protection of endangered species under the Endangered Species Act of 1973, as amended (P.L. 93- 205). 12. Will comply with the Wild and Scenic Rivers Act of 1968 (16 U.S.C. §§1271 et seq.) related to protecting components or potential components of the national wild and scenic rivers system. 14. Will comply with P.L. 93-348 regarding the protection of human subjects involved in research, development, and related activities supported by this award of assistance. 15. Will comply with the Laboratory Animal Welfare Act of 1966 (P.L. 8945", as amended, 7 U.S.C. §§2131 et seq.) pertaining to the care, handling, and treatment of warm blooded animals held for research, teaching, or other activities supported by this award of assistance. 16. Will comply with the Lead -Based Paint Poisoning Prevention Act (42 U.S.C. §§4801 et seq.) which prohibits the use of lead -based paint in construction or rehabilitation of residence structures. 17. Will cause to be performed the required financial and compliance audits in accordance with the Single Audit Act Amendments of 1996 and OMB Circular No. A-133, "Audits of States, Local Governments, and Non -Profit Organizations." 18. Will comply with all applicable requirements of all other Federal laws, executive orders, regulations, and policies governing this program. 19. Will comply with the requirements of Section 106(g) of the Trafficking Victims Protection Act (TVPA) of 2000, as amended (22 U.S.C. 7104) which prohibits grant award recipients or a sub -recipient from (1) Engaging in severe forms of trafficking in persons during the period of time that the award is in effect (2) Procuring a commercial sex act during the period of time that the award is in effect or (3) Using forced labor in the performance of the award or subawards under the award. SIGNATURE OF AUTHORIZED CERTIFYING OFFICIAL TITLE oocuftmd W. (- Mayo r APPLICANT ORGANIZATION DATE SUBMITTED The city of Lubbock August Standard Forth 424E (Rev. 7-07) Back