HomeMy WebLinkAboutResolution - 2004-R0562 - Advance Funding Agreement For Voluntary Utility Relocation Contributions - 11_18_2004Resolution No. 2004-RO562
November 18, 2004
Item No. 29
RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the Mayor of the City of Lubbock BE and is hereby authorized and
directed to execute for and on behalf of the City of Lubbock an Advance Funding
Agreement for Voluntary Utility Relocation Contributions on State Highway
Improvement Projects, along with associated documents, with the State of Texas, acting
through the Texas Department of Transportation, to relocate water utility pipelines
along the Marsha Sharp Freeway from Avenue Q to .019 miles east of Avenue L. Said
Agreement is attached hereto and incorporated in this Resolution as if fully set forth
herein and shall be included in the minutes of the Council.
Passed by the City Council this 18th day of November 2004.
MAR M GAL, MAYOR
ATTEST:
Reb cca Garza, City Secretary
AS TO CONTENT:
, Deputy City Manager
APPROVED AS TO FORM:
c P
Anita E. Burgess, City Attorney
ke/ccdocs/State Highway Improvement.res
November 9, 2004
CSJ: 0053-01-074
Project Name: NH 2O05 (27)
County Lubbock Resolution No. 2004-RO562
Location US 82 November 18, 2004
THE STATE OF TEXAS § Item No. 29
COUNTY OF TRAVIS §
ADVANCE FUNDING AGREEMENT FOR VOLUNTARY UTILITY RELOCATION
CONTRIBUTIONS ON STATE HIGHWAY IMPROVEMENT PROJECTS
THIS AGREEMENT IS MADE BY AND BETWEEN the State of Texas, acting through the Texas
Department of Transportation ("State") and City of Lubbock, hereinafter called the ("Utility"),
WITNESSETH
WHEREAS, Transportation Code, Chapters 201, 221, 227 and 361, authorize the State to lay out,
construct, maintain, and operate a system of streets, roads and highways that comprise the State
Highway System; and,
WHEREAS, Transportation Code, Chapter 203, Subchapter E, Transportation Code §227.015,
Transportation Code, §361.234 authorize the State to regulate the placement of public utility
facilities along a state highway; and,
WHEREAS, Texas Transportation Commission Minute Order Numbers 107737, 108087, 108410,
108812, and 109460, authorizes the State to undertake and complete a highway improvement
generally described as: convert non -freeway to freeway along US 82 from US 84 (Avenue Q) to
0,019 miles east of Avenue L ("Project"); and,
WHEREAS, Utility possesses facilities that are affected by the abovementioned highway
improvement, and Utility and the State agree that it is more economical and/or efficient for such
relocation to be effected by including said contract in the State's highway construction contract;
and,
WHEREAS, the Governing Body of the Local Government has approved entering into this
Agreement by resolution or ordinance dated November 18. 200�which is attached hereto and made
a part hereof as Attachment "A" for relocation of electric utility at the location shown on the Map in
Attachment "B" hereinafter referred to as the Project.
NOW THEREFORE, in consideration of the premises and of the mutual covenants and
agreements of the parties hereto, to be by them kept and performed as hereafter set forth, the
State and Utility do agree as follows:
AGREEMENT
Article 1. Time Period Covered
This agreement becomes effective when signed by the last party whose signing makes the
agreement fully executed, and the State and Utility will consider it to be in full force and effect until
the Project described herein has been completed and accepted by all parties or unless terminated,
as hereinafter provided.
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Article 2. Project Funding and Work Responsibilities
The State will authorize the performance of only those Project items of work which are eligible for
relocation reimbursements or for which Utility has requested and has agreed to pay for as
described in Attachment C - Payment Provision and Work Responsibilities, which is attached to
and made a part of this contract. In addition to identifying those items of work to be paid for by
payments to the State, Attachment C - Payment Provision and Work Responsibilities, also
specifies those Project items of work that are the responsibility of Utility and will be carried out and
completed by Utility, at no cost to the State.
Article 3. Termination
This agreement may be terminated in the following manner:
♦ by mutual written agreement and consent of both parties
♦ by either party upon the failure of the other party to fulfill the obligations set forth herein
♦ by the State if it determines that the performance of the Project or utility work is not in the
best interest of the State.
If the agreement is terminated in accordance with the above provisions, Utility will be responsible
for the payment of Project costs incurred by the State on behalf of Utility up to the time of
termination.
Article 4. Right of Access
If Utility is the owner of any part of the Project site, Utility shall permit the State or its authorized
representative access to the site to perform any activities required to execute the work. Utility will
provide for all necessary right-of-way and utility adjustments needed for performance of the work
on sites not owned or to be acquired by the State.
Article 5. Responsibilities of the Parties and Indemnity
The State and Utility each acknowledges that it is not an agent, servant, or employee of the other
party, nor is it engaged in a joint enterprise, and it is responsible for its own acts and deeds and for
those of its agents or employees during the performance of the work on the Project.
To the extent permitted by law, Utility agrees to indemnify and hold harmless the State, its agents
and employees, from all suits, actions or claims and from all liability and damages for any and all
injuries or damages sustained by any person or property in consequence with the performance of
design, construction, maintenance or operation of the utility facility. Such indemnity includes but is
not limited to any claims or amounts arising or recovered under the "Worker's Compensation Law",
the Texas Tort Claims Act, Chapter 101, Texas Civil Practice and Remedies Code; or any other
applicable laws or regulations, all as time to time may be amended.
Article 6. Sole Agreement
In the event the terms of the agreement are in conflict with the provisions of any other existing
agreements between Utility and the State, the latest agreement shall take precedence over the
other agreements in matters related to the Project.
Article 7. Successors and Assigns
The State and Utility each binds itself, its successors, executors, assigns, and administrators to the
other party to this agreement and to the successors, executors, assigns, and administrators of
such other party in respect to all covenants of this agreement.
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Article 8. Amendments
By mutual written consent of the parties, the scope of work and payment provisions of this
agreement may be amended prior to its expiration.
Article 9. Inspection and Conduct of Work
Unless otherwise specifically stated in Attachment A - Payment Provision and Work
Responsibilities, to this contract, the State will supervise and inspect all work performed hereunder
and provide such engineering inspection and testing services as may be required to ensure that
the Project is accomplished in accordance with the approved plans and specifications. All
correspondence and instructions to the contractor performing the work will be the sole
responsibility of the State. Unless otherwise specifically stated in Attachment A to this contract, all
work will be performed in accordance with the Utility Accommodation Rules as set forth in 43
Texas Administrative Code §21.31 et. seq. adopted by the State and incorporated herein by
reference, or special specifications approved by the State.
Article 10. Maintenance
Upon completion of the Project, Utility will assume responsibility for the maintenance of the
completed utility facility unless otherwise specified in Attachment A to this agreement.
Article 11. Notices
All notices to either party by the other required under this agreement shall be delivered personally
or sent by certified or U.S. mail, postage prepaid or sent by electronic mail, (electronic notice being
permitted to the extent permitted by law but only after a separate written consent of the parties),
addressed to such party at the following addresses:
Local Government:
City of Lubbock
P.O. Box 2000
Lubbock, Texas 79457
Attn: Mayor Marc McDougal
State:
Texas Department of Transportation
135 Slaton Road
Lubbock, Texas 79404-5201
Attn: Randy C. Hopmann, P.E.
All notices shall be deemed given on the date so delivered or so deposited in the mail, unless
otherwise provided herein. Either party may change the above address by sending written notice
of the change to the other party. Either party may request in writing that such notices shall be
delivered personally or by certified U.S. mail and such request shall be honored and carried out by
the other party.
Article 12. Insurance. If this agreement authorizes the Local Government or its contractor to
perform any work on State right of way, before beginning work the entity performing the work shall
provide the State with a fully executed copy of the State's Form 1560 Certificate of Insurance
verifying the existence of coverage in the amounts and types specified on the Certificate of
Insurance for all persons and entities working on State right of way. This coverage shall be
maintained until all work on the State right of way is complete. If coverage is not maintained, all
work on State right of way shall cease immediately, and the State may recover damages and all
costs of completing the work.
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Article 13. Signatory Warranty
The signatories to this agreement warrant that each has the authority to enter into this agreement
on behalf of the party they represent.
IN WITNESS WHEREOF, THE STATE AND THE UTILITY have executed duplicate counterparts
to effectuate this agreement.
THE STATE OF TEXAS
Executed for the Executive Director and approved for the Texas Transportation Commission for the
purpose and effect of activating and/or carrying out the orders, established policies or work
progr s heretofore approved and authorized by the Texas Transportation Commission.
By "AA Date L
v
District r r
FOR LOCAL GOVERNMENT
Name CITY OF LUBBOCK
By Date November 18, 2004
Typed or Printed ame and Title Marc McDougal
f
Mayor
Attest:
By Date
Rebecca Garza, City Secretary
November 18, 2004
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ATTACHMENT A Resolution No. 2004-RO562
Resolution or Ordinance November 18, 2004
Item No. 29
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Project Name: HP 55(1)
ATTACHMENT B
Location Map Showing Project Resolution No. 2004-RO562
November 18, 2004
Item No. 29
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Project Name: HP 55(1)
ATTACHMENT C Resolution No. 2004-RO562
Payment Provision November 18, 2004
and Work Responsibilities Item No. 29
Description of the Work Items
The parties agree that the existing water utility shall be relocated and adjustments shall be made
along US 82 near Avenue O in Lubbock Texas. The water utility facilities shall be owned,
operated, and maintained by Utility from and after completion and final acceptance by the State
and Utility. The estimated total construction cost for the relocated and adjusted facilities is
$245,000.00. The parties agree that it is their intent to complete the relocation improvements
within this estimate of cost.
Actual Cost Agreement
Utility will be responsible for paying all costs associated with the planning, specification, and
estimate (PS&E) development, and construction of the proposed utility work to the extent such is
not reimbursed pursuant to state law. All the costs associated with construction of the water utility
line items for the Project shall be provided as defined under the Standard Utility Agreement, Utility
Joint Use Agreement, and/or the Agreement to Contribute Funds executed between the State and
Utility, which are attached to and made a part of this contract.
Schedule of Payments
Forty - Five (45) days prior to the date set for receipt of the Project construction bids, Utility shall
remit its financial share for the Project's estimated utility construction costs. Utility must advance to
the State one hundred percent (100%) of its share of the estimated Project utility construction
costs. The amount to be advanced for the utility improvements is estimated to be $ 245,000,00.
(See Attachment D - Estimated Utility Costs)
In the event the State determines that additional funding is required by Utility at any time during the
construction administration of the utility improvements, the State will notify Utility in writing. Utility
will make payment to the State within thirty (30) days from receipt of the State's written notification.
Upon completion of the Project and associated utility improvements, the State will perform an audit
of the Project and utility improvement costs. In the event it is determined that the funding provided
by Utility will be insufficient to cover the costs for the utility work outlined under this Agreement, the
State will provide a written notice to Utility. Utility will make payment to the State within thirty (30)
days from the receipt of the State's written notification. In the event the amount paid is more than
the actual cost of Utility's share, as herein established, then the excess amount will be returned to
Utility.
Work Responsibilities (The following list is for illustrative purposes only. The contracting
district/division is responsible for allocating each party's responsibilities within the agreement.)
The Utility shall provide the following services under this contract:
• Responsible for engaging the services of a Texas Registered professional Engineer to prepare
drawings and technical specifications for water line relocations and adjustments along US 82
near Avenue O in Lubbock Texas. Utility will provide the plans and specifications to the State
to include in the current planning specifications and estimate package being prepared by
HNTB, Inc., representatives of TxDOT's Lubbock District Consultant Contract Office.
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• Secure all necessary permitting as may be required for the installation of the water line.
• Arrange and coordinate with the contractor, through the State, materials and equipment testing,
rejection of all work not conforming to minimum requirements of the construction contract
documents, maintenance of the proposed water line during construction, and the relocation of
water line and connection of services to customers.
• Advise the State of work that Utility determines should be corrected or rejected.
• Arrange, observe, and inspect all acceptance testing and notify the State of the results of these
activities.
• Provide inspection services for the construction, notify the State of defects and deficiencies in
the work, and observe actions of the contractor to correct such defects and deficiencies.
• Assume all responsibility for the maintenance of the existing water line during and upon
completion of the construction contract.
• Ensure all TCEQ and all other regulatory rules, regulations and laws are strictly adhered to.
• Prepare and submit both a certificate of substantial completion and a list of observed items
requiring completion or correction for the relocations and adjustments to the Project Engineer
for his concurrence.
• Utility agrees that all construction activities performed by Utility's staff for the relocations and
adjustments will be coordinated through the Project Engineer.
The State shall provide the following services under this contract:
• Combine the water line relocation and adjustment plans with the plans being prepared for the
Project.
• Review and approve the final construction plans prior to any construction -related activities. In
order to ensure federal and/or state funding eligibility, projects must be authorized by the State
prior to advertising for construction.
• Advertise for construction bids, issue bid proposals, receive and tabulate the bids and award
and administer the contract for construction of the Project.
• Negotiate and administer all field changes and change orders required for the Project. All
change orders increasing construction costs for Utility's Project shall be submitted to Utility for
review and approval together with an evaluation. Utility agrees to review and either approve or
disapprove all change orders within five (5) business days after receipt of such order unless
City Council's approval is necessary in which case Utility shall bring the item to City Council as
soon as reasonably possible.
• Provide overall project management to supervise the day-to-day activities of the construction
and monitor the activities of the contractor to promote the timely and efficient completion of the
Project in accordance with the approved Plans and Specifications and construction schedule.
• Conduct field observations and coordinate with Utility's inspectors and the contractor to cure
defects and deficiencies in the construction prior to final acceptance.
• Make timely payment to the contractor for work performed in connection with the Project.
• Ensure access and permit Utility's inspectors and other authorized representatives to inspect
the water line construction at all times.
• Conduct and coordinate final inspection of the Project in the presence of Utility's Engineer and
Inspector, transmit final list of items to be completed or repaired and observe contractor
correction of same.
• Maintain job file.
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Project Name: HP 55('�)
ATTACHMENT D Reso ution No. 2004-RO562
Estimated Utility Costs November 18, 2004
Item No. 29
Based on various calculations, Following are those amounts due and payable for Utility District's costs
associated with this project.
Total Estimated Costs
$ 245.000.00
Less Betterment Amount Due from Utility
$ 0.00
Amount of total utility relocation Costs
$ 245,000.00
Estimated Amount Eligible for Reimbursement
(Calculated eligibility Ratio — 0 %)
$ 0.00
Amount of Utility Adjustment Due from Utility
$ 245,000.00
Estimated amount to be included in Construction Agreement
A. Betterment
B. Utility Adjustment
GRAND TOTAL
Betterment Ratio Calculation
Estimated Betterment Costs
Betterment Calculation:
Total Costs of Betterment (Estimated)
Total Costs of Project (Estimated)
$ 0.00
$ 245, 000.00
$ 245,000.00
$ 0.00
$ 245,000.00
Betterment Percentage for final cost determination; 0.001 of final cost of relocation
Determination of Betterment — Comparison of estimated cost to replace as is verses estimated costs
associated with the betterment.
Item A: N/A
Item B: N/A
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