HomeMy WebLinkAboutResolution - 2012-R0208 - Authorize Joint Grant Filing With SPAG - Regional Solid Waste Grant - 05/30/2012Resolution No. 2012-RO208
May 30, 2012
Item No. 5.26
RESOLUTION
A RESOLUTION OF THE CITY OF LUBBOCK, TEXAS, AUTHORIZING
THE FILING OF A GRANT APPLICATION WITH THE SOUTH PLAINS
ASSOCIATION OF GOVERNMENTS FOR A REGIONAL SOLID WASTE GRANTS
PROGRAM GRANT; AUTHORIZING THE CITY MANAGER TO ACT ON BEHALF
OF THE CITY OF LUBBOCK IN ALL MATTERS RELATED TO THE
APPLICATION; AND PLEDGING THAT IF A GRANT IS RECEIVED THE CITY OF
LUBBOCK WILL COMPLETELY COMPLY WITH THE GRANT REQUIREMENTS
OF THE SOUTH PLAINS ASSOCIATION OF GOVERNMENTS; THE TEXAS
iCOMMISSION ON ENVIRONMENTAL QUALITY AND THE STATE OF TEXAS.
WHEREAS, the South Plains Association of Governments is directed by the
Texas Commission on Environmental Quality to administer solid waste grant funds for
implementation of the COG's adopted regional solid waste management plan; and
WHEREAS, the City of Lubbock in the State of Texas is qualified to apply for
grant funds under the Request of Applications; NOW THEREFORE:
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
1. THAT the City Manager of the City of Lubbock is hereby authorized and
directed to request FY2012-2013 grant funding under the South Plains Association of
Governments Request for Applications of the Regional Solid Waste Grants Program and
act on behalf of the City of Lubbock in all matters related to the grant application and any
subsequent grant contract and grant project that may result.
2. THAT if the project is funded, the City of Lubbock will comply with the grant
requirements of the South Plains Association of Governments, the Texas Commission on
Environmental Quality and the State of Texas.
3. THAT the grant funds and any grant -funded equipment or facilities will be used
only for the purposes for which they are intended under the grant.
4. THAT activities will comply with and support the regional and local solid
management plans adopted for the geographical area in which the activities ware
Passed by the City Council on May, 30, 2012
XEN C-ROBERTSON, MAYOR
Unft m Fecsknfle Sir aMm of Public
Officials Act, Ch. 81% Tx Gov't Code
ATTEST:
p
Reber a Garza, City S—ecreta�)
APPROVED AS TO CONTENT:
f
Penny Morin, Iderim Solid Waste
Collections Manager
APPROVED AS TO FORM:
e�;6
Chad Weaver, Assistant City Attorney
vw/RES.SPAG-Grant App
April 30, 2012
Resolution No. 2012-RO208
City of Lubbock, TX
Department of Finance
Grant Information Form
Grant Title: a012-,2413 ft5er hs JDf' Department;
wasfe
Department contact: Pe- n n y Ml 0Y ; h
Phone #: •2 q F i Email: PRtor 1 �� rn a' �•G, j� d,�°�k • US
Granting agency; SPA 6 - Phone #: 76 o, - 8 1791
Catalog of Federal Domestic Assistance (CFDA) #: N A
Grant Contract # assigned by granting agency:
Application deadline: S l iq / ,-Ip 1 'L Did funds originate with federal gov't? [ ] Yes V'No
Grant application package included? Grant application summary provided? [dYes [ ] No
[y'Yes [ ] No
Cash match? [VrYes [ ] No Amount: $ I, $ 0 0 Page # from application: [
Grant amount (not including match): $ 35 `j. � 0 1
# of FT FTE's: # of PT FTE's: Grant period: From: A P p r0 ✓CL I to ,-U.t ti 2-013
Cash match account number: 5 5 [ q1,21 j
JDE revenue code:
How does this grant align with City Council priorities?
yergro cse "wpergfnr t 1waC) newRccnja5
nlren►enc= Dr -op -off start onS, ctmourl .5
How will the grant program's effectiveness be measured? What measures will be used? Re C.� ct
( Tann" for recjOirI�O commndi4fes ) 1,01ons of It" oil t- u-s�d rj;-6-Gene)
Is this a new grant program or an enhancement to an existing program? [ ] New []'Enhancement
Are there any additional requirements that are associated with receiving the grant? [ ees [ ] No.
If yes, what are the additional requirements?
Ahnu.o� re forfify fv SPA& 7-6E4
Will the City pass grant funds to sub -recipients? [ ] Yes N r&o
Is there construction costs associated with the grant? [ ] Yes [dNo
Can indirect costs be funded in the grant? [ ] Yes [vr&o
Does accepting the grant result in the redirection of some operating costs? [ ] Yes IVI No.
If yes, how much?
Approved By:
Ass ant City Man er Date
Chief Financial Officer or City Manager Date
Attachments? [,(Yes [ ] No Number of pages:
4/25/2007, C:IWINDOWSITEMP1XPgrpwise%Gtant Analysis Form.2.17.07.doc
Resolution No. 2012-RO208
South Plains Association of Governments
FY 2012/2013 REGIONAL SOLID WASTE GRANTS PROGRAM
FORM 1. APPLICATION INFORMATION AND SIGNATURE PAGE
Applicant:
City of Lubbock
Funding Amount Proposed:
$ 34,359.60
Address: Phone/Fax:
Solid Waste Services Ph: 775-2481
P.O. Box 2000, Lubbock, TX 79457 Fx: 775-3013
Contact Person: Date Submitted:
Penny Morin 5/ 14/2012
Protect C:
❑ Local Enforcement
❑ Litter and Illegal Dumping Cleanup and Community Collection Events
® Source Reduction and Recycling
❑ Local Solid Waste Management Plans
❑ Citizens' Collection Stations and "Small" Registered Transfer Stations
❑ Household Hazardous Waste (HHW) Management
❑ Technical Studies
❑ Educational and Training Projects
❑ Other projects to include scrap tires (must be reviewed and authorized by the COG prior to
application deadline
ature
By the following signature, the Applicant certifies that it has reviewed the certifications,
assurances, and deliverables included in this application, that all certifications are true and
correct, that assurances have been reviewed and understood, and that all required deliverables
are included with this application.
Signature: �/) Title:
Interim Collection Manager
Typed/Printed Name: Date Signed:
Penny Morin -/ ? /a o / y
PUK USL HY.Youth Yfatns Association of tiovernments
I Date application was received:
Does the application meet all of the required screening criteria: Yes No
I Is the application administratively complete: Yes No
Project Application
Form 1
FORM 2. Authorized Representatives
The Applicant hereby designates the individual(s) named below as the person or persons
authorized to receive direction from the COG, to manage the work being performed, and to act
on behalf of the Applicant for the purposes shown:
Authorized Project Representative. The following person is authorized to receive
direction, manage work performed, sign required reports, and otherwise act on behalf of the
Applicant.
Signature:GL
Typed/Printed Name: Penny Morin
Title: Interim Collection Manager
Date: 5 / q '-LV I -,--
2. Authorized Financial Representative. In addition to the authorized project representative,
the following person is authorized to act on behalf of the Applicant in all financial and fiscal
matters, including signing financial reports and requests for reimbursement.
Signature: C&(� S�
Typed/Printed Name. Cheryl Brock
Title: 10 -Din c,-4o n D �- r4eAL, Ao t
Date:a-
Project Application
Form l
9-
FORM 4. Resolution
A resolution authorizing the application must be approved by the governing body of the
Applicant. Following this page is an example Resolution Form that may be used to prepare the
required resolution. This or a similar resolution must be signed and notarized in addition to the
signature required in Form 1.
To complete your application, please remove this page and replace it with a signed
resolution of your enti 's governing body.
Resolution scheduled on Consent Agenda for May 30, 2012 City Council Meeting for
approval and signatures.
(See attached)
Project Application
Form 4
3
RESOLUTION
A RESOLUTION OF THE CITY OF LUBBOCK, TEXAS, AUTHORIZING
THE FILING OF A GRANT APPLICATION WITH THE SOUTH PLAINS
ASSOCIATION OF GOVERNMENTS FOR A REGIONAL SOLID WASTE GRANTS
PROGRAM GRANT; AUTHORIZING THE CITY MANAGER TO ACT ON BEHALF
OF THE CITY OF LUBBOCK IN ALL MATTERS RELATED TO THE
APPLICATION; AND PLEDGING THAT IF A GRANT IS RECEIVED THE CITY OF
LUBBOCK WILL COMPLETELY COMPLY WITH THE GRANT REQUIREMENTS
OF THE SOUTH PLAINS ASSOCIATION OF GOVERNMENTS; THE TEXAS
COMMISSION ON ENVIRONMENTAL QUALITY AND THE STATE OF TEXAS.
WHEREAS, the South Plains Association of Governments is directed by the
Texas Commission on Environmental Quality to administer solid waste grant funds for
implementation of the COG's adopted regional solid waste management plan; and
WHEREAS, the City of Lubbock in the State of Texas is qualified to apply for
grant funds under the Request of Applications; NOW THEREFORE:
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
1. THAT the City Manager of the City of Lubbock is hereby authorized and
directed to request FY2012-2013 grant funding under the South Plains Association of
Governments Request for Applications of the Regional Solid Waste Grants Program and
act on behalf of the City of Lubbock in all matters related to the grant application and any
subsequent grant contract and grant project that may result.
2. THAT if the project is funded, the City of Lubbock will comply with the grant
requirements of the South Plains Association of Governments, the Texas Commission on
Environmental Quality and the State of Texas.
3. THAT the grant funds and any grant -funded equipment or facilities will be used
only for the purposes for which they are intended under the grant.
4. THAT activities will comply with and support the regional and local solid
waste management plans adopted for the geographical area in which the activities ware
performed.
Passed by the City Council on
TOM MARTIN, MAYOR
iV
i
I, ATTEST:
Rebecca Garza, City Secretary
APPROVED AS TO CONTENT:
Xe-�
Penny Morin, Irderim Solid Waste
Collections Manager
APPROVED AS TO FORM:
Chad Weaver, Assistant City Attorney
I
i
k I
G
I
i
t µ, R1:S SPAG-;rant APP
I� April30. 2012
FOR -NI 5: Explanation Regarding Private Industry Notification
Applicable to Applicants under the following grant categories:
a. Source Reduction and Recycling
b. Citizens' Collection Stations and "Small" Registered Transfer Stations
c. A demonstration project under the Educational and Training Projects category
d. Other to include scrap tire projects (Contact COG if applying tinder Other category.)
Form 5a. List of Private Service Providers Notified
Private Service Providers Contacted
Name and
Telephone
Date
Position
Number
Notified
Back to Nature, Inc.
Wayne
745-1833
5-9-12
Schillings,
Owner
Browning Ferris Industries (Republic Services)
Robert Lara,
746-5110
5-9-12
Manager
Caprock Waste, Lubbock, Texas
Michael
740-0414
5-9-12
Duncan Disposal (Republic Services)
Frances Stone
762-2650
5-9-12
Jarvis Metals Recycling, Inc.
Dennis
744-7091
5-9-12
Zuehlke,
Manager
South Plains Compost, Inc.
Wayne
745-3559
5-9-12
Schillings,
Owner
South Plains Waste Services, Inc.
Garry LaDuke,
806-285-
5-9-12
Owner
2055
Triple C Waste Services, Inc.
Ron Coomer,
892-2316
5-9-12
President
VTech Environmental Services
Polly Vann,
748-1700
5-9-12
Manager
Green Queens
Autumn
789-7329
5-9-12
Lawrence, Co -
Owner
Project Application
Form 5a
0
Form 5b. Summaries of Discussions with Private Industry
(Refer to instructions concerning information to include on this form. Attach any written
comments or input provided)
No concerns raised. No comments or positive comments received from private service
providers contacted.
Project Application
Form Sb
FORM 6: Project Summary
Please provide a complete project summary. Reference the goals, objectives, and/or
recommendations from the regional solid waste management plan that apply to the project, and
how the project will assist in implementing the plan. Refer to the application instructions when
completing these forms. If necessary, attach additional pages for each form.
Form 6a. Project Description (add additional pages as necessary)
This project will assist with meeting the following goals from the SPAG Regional Solid
Waste Plan.
Goal #l: Work to achieve a reduction in waste disposal amounts at area municipal solid
waste (MSW) landfills in future years.
The City of Lubbock will construct and operate two (2) additional Recycling and Citizen
Convenience Drop-off stations to better serve the residents in Southwest and Northwest
Lubbock. Both of these sites will offer recycling and bulky item drop-off. Residents will be
able to conveniently drop-off accepted recycling commodities, such as office paper,
cardboard, pasteboard, newspaper, plastics, tin, aluminum, white good (used appliances),
and include the recycling of used oil, used antifreeze and used oil filters for Do-It-
Yourselfers.
Equipment request is for four (4) 30 cubic yard heavy duty roll -off containers, two (2) 400
gallon used oil containers, two (2) 400 gallon used antifreeze containers, two (2)
containment spill pans, four (4) used oil filter igloo receptacles, and four (4) igloo spill pans.
The two (2) additional used oil filter receptacles and spill pans will be used at the other two
(2) City of Lubbock permanent Recycling and Citizen Convenience Drop-off stations. Two
(2) of the roll -off containers will be modified for cardboard and pasteboard recycling and
the other two (2) roll -off containers will be used for recycling white goods (used
appliances). The dumpsters will be modified for commodity recycling.
The estimated cost for the roll -off containers, plus freight is 1$ 7,620 and the estimated cost
for the used oil, used antifreeze, and used oil filter containers, plus freight is 16 739.60.
Total grant request amount is 34 359.60.
M.
Is this a repeat application? If so, when was this project submitted?
No, this is not a repeat application. The request is for equipment for the two (2) new
permanent Recycling and Citizen Convenience Drop-off stations. Also, there has never
been a request for used oil filter receptacles.
Are you a Clean Texas/Cleaner World member?
No.
Do you agree to document results and provide required reports to SPAG in conjunction with this
project?
Yes.
Project Application
Form 6a
0
Form 61b. Project Cost Evaluation (add additional pages as necessary)
Provide an evaluation of the costs associated with the proposed project. Explain how the total
related costs of the proposed project were adequately considered; compare project costs to
established averages or to normal costs for similar projects. Present the costs in unit terms, such
as cost per ton, cost per customer, or cost per capita, as applicable. Describe any measurable
costs savings, or reasonably justified costs of the project.
Estimated cost of equipment is $35.359.60. This includes a 20% discount on the used oil,
used antifreeze and used oil filter containers.
The cost per capita for this project is $ .16 based on City of Lubbock 219,643 population.
Projecl Application
Form 6h
10
Form fic. Level of Commitment of the Applicant (add additional pages as necessary)
Provide information related to the Applicant's level of commitment to preferred solid waste
management practices. If the proposed project is an ongoing service, demonstrate the ability to
sustain the program beyond the term of the grant. Explain the extent to which the appropriate
governing bodies support the proposed project.
The City of Lubbock is committed to preferred solid waste management practices. The
City operates a Type 1 landfill, five (5) satellite recycling drop-off sites, a residential HHW
drop-off collection site, and will soon operate four (4) permanent Recycling and Citizen
Convenience Drop-off stations. The City also operates a concrete crushing operation for
the re -use of waste concrete in some of its street department activities. In addition, the City
has a permit and equipment for tire processing to handle scrap tires from City of Lubbock
residents. The City provides education presentations, media announcements and
advertising, and outreach events on an on -going basis to educate the public on topics
related to Water and Natural Resource Conservation, and Recycling and Waste
Minimization. The City supports Keep Lubbock Beautiful goals and activities.
List any previously demonstrated commitment to preferred solid waste management practice,
such as: implementing other solid waste management projects, involvement in a local or
subregional solid waste management plan or study, membership in Keep Texas Beautiful, or
participation with the TCEQ's Lake and Waterway Cleanup Program, or other TCEQ
predecessor program, e.g. TCEQ's Clean Texas Program.
The City of Lubbock participated in the development and funding of the SPAG Solid
Waste Management Plan and is an affiliate member of Keep Texas Beautiful and Keep
America Beautiful.
If the proposed project has received previous grant funding under this program, explain to what
extent the proposal involves expansion of current services or operations; present quantifiable
documentation of the success of the project in order to warrant further funding. Demonstrate a
good record of past grant contractual performance.
The City of Lubbock has received grants from SPAG/TCEQ for various programs in the
past, including plastics recycling (baler), commodities recycling (household bins), backyard
composting (compost bins), Household Hazardous Waste (HHW fire rated storage
building), used motor oil, used antifreeze (400 gallon containers), and glass recycling (glass
pulverizer), to name only a few. All programs have remained on -going after grant funding.
SPAG and the TCEQ have given the City of Lubbock good reviews on grant performance.
Projecl Application
Form tic
Form 6d. Scope of Work (See application instructions. Add additional pages as necessary)
Provide a work program with a schedule of deliverables for the proposed project or program.
The work program with the schedule of deliverables will be considered the Scope of Work to be
performed under the contract agreement, if funded. Once the details of the work program have
been negotiated with the Applicant and approved by the COG, the work program will be entered
into the grant contract.
As concisely as possible, for each task of the proposed project, describe the major steps
or activities involved, identify the responsible entities and establish a specific timeframe
to accomplish each task. The scope of work for the project or program must include:
- Detailed purpose and goal of the project (should be consistent with implementing the
goals, objectives, and recommendations from the regional solid waste management
plan, as stated in the project description on Form 6a).
Specific task statements with responsible entity identified
List of deliverables/products/activities under each task
Schedule of deliverables
Time Frame
30 days after contracts are executed
120 days after contracts are executed
Project Application
Foram hd
Task
Spec equipment and begin ITB process:
2 - 400 gallon used oil containers
2 - 400 gallon used antifreeze containers
2 - Containment spill pans
4 - Used oil filter igloo drumcovers
4 - Igloo drumcover spill pans
4 - 30 cubic yard heavy duty roll -off
containers
Take delivery of equipment and operate new
stations
l?
FORM 7. GRANT BUDGET SUMMARY
Please provide the following breakdown of the total amount of grant funding being requested:
Budget Category
Funding Amount
1. Personnel/Salaries
0
2. Fringe Benefits
$
0
3. Travel
$
0
4. Supplies
S
0
5. Equipment
$
31,945.60
6. Construction
$
0
7. Contractual
S
0
$. Other (Freight)
$
2,414.00
9. Total Direct Charges (sum of 1-8)
$
0
10. Indirect Charges'
S
0
11. Total (sum of 9 -10)
$
34,359.60
12. Fringe Benefit Rate: I NIA %
II 13. Indirect Cost Rate: E NIA % 1 11
Identify, in detail, each budget category to which your indirect cost rate applies and explain any
special conditions under which the rate will be applied:
NIA
'In accordance with the UGMS, indirect charges may be authorized if the Applicant has a negotiated indirect cost
rate agreement signed within the past 24 months by a federal cognizant agency or state single audit coordinating
agency. Alternatively, the Applicant may be authorized to recover up to 10% of direct salary and wage costs
(excluding overtime, shift premiums, and fringe benefits) as indirect costs, subject to adequate documentation. If
you have an approved cost allocation plan, please enclose documentation of your approved indirect rate.
Please complete any of the following detailed budget forms that are applicable.
Project Application
Form 7
FORM 7a: Detailed Matching Funds/In-Kind Services
This budget form should be completed if the Applicant is providing any level of matching funds
or in -kind services directly related to the proposed project.
Matching Funds: $15,832.00
In the space below, please explain in detail the application of any matching funds to be
provided by the Applicant, as directly related to the proposed project:
For the two (2) new Recycling and Citizen Convenience Drop-off stations.
Modify top of four (4) 30 cubic yard heavy duty roll -off containers for cardboard recycling:
4 roll off containers x $450 per container to modify = $1,800.00
Purchase recycling dumpsters, modify and vinyl signage:
16 recycling dumpsters x $877 (includes modify & signage) = $14,032.00
In -Kind Services: $,550,000.00 (monetary equivalent)
In the space below, please explain in detail the application of any in -kind services to be
provided by the Applicant, as directly related to the proposed project:
Construction of two (2) new Recycling and Citizen Convenience Drop-off stations:
Concrete Paving = $500,000.00
Fencing = $50,000.00
What is the TOTAL COST of the proposed project,
considering the total grant funding requested, any
matching funds being provided by the Applicant, and
the monetary equivalent of any in -kind services being
provided by the Applicant:
$ 600,191.60
Project Application
Fornn 7a
N
FORM 7b: Detailed Personnel/Salaries Expenses
For each employee to be funded wholly or in part by this rant, complete one of the lines in the
table below. Please refer to the definitions provided in the instructions in completing this sheet.
If funds are awarded, changes to grant -funded positions must be approved in advance by the
COG.
Position Title
Function
F-FE
Status
Monthly
Salary
$
TOTAL
(Must equal Line 1 of the Overall Budget Summary)
$ NIA
Project Application
Form 7h
FORM 7c: Detailed Travel Expenses
This budget form provides a more detailed breakdown of the total expenses for travel indicated
on Line 3 of the Overall Budget Summary.
Please describe the types of routine in -region travel expenses expected and purpose for the
travel.
Routine in -Region Travel
Purpose of Travel
Estimated Cost
$N/A
All out-of-state travel expenses and other non -routine travel, such as out -of -region travel to
special training or events must be pre -approved by the COG. Complete the following
information for all requested non -routine travel, including any out-of-state travel. If those details
are not presently known, the COG will need to approve those travel costs before the travel
occurs.
Non -Routine Travel Expenses
Datc{s}
Purpose & Destination
Person(s)
Estimated
Cost
TOTAL TRAVEL EXPENSES
(itfust equal Line 3 of the Overall Budget SumTarv) $ NIA
Project Application
Form 7c
FORM 7d: Detailed Supply Expenses
This budget form provides a more detailed breakdown of the total expenses for supplies
indicated on Line 4 of the Overall Budget Summary.
Please list the general types of supplies you expect to purchase with grant funding.
General Types of Supplies
Estimated Cost
General office/desk supplies
$
Other supplies (explain belon):
$
TOTAL
(Must equal Line 4 of the Overall Budget Summary)
$ H/A,
Project Application
Form 7J
II
FORM 7e: Detailed Equipment Expenses
All equipment purchases must be pre -approved by the COG. If the specific details of an
equipment purchase are known, show that equipment on the list below. If the specific details of
the equipment costs are not known at this time, list the general details on this form. The specific
details of the equipment will then need to be provided to and approved by the COG before the
costs are incurred.
Equipment ($5,000 or more per unit)
No.of
(Show description, type, model, etc.)
Unit Cost
Units
Total Cost
Profile used oil container equipped with 400
$ 3,916.00
2
$ 7,832.00
gallon steel tank - white
Profile used anti -freeze container equipped
$ 3,923.00
2
$ 7,846.00
with 400 gallon steel tank - yellow
Profile tertiary containment spill pan —white
$ 572.00
2
$ 1,144.00
Igloo drumcover for 55 gallon steel drum set
$ 393.00
4
$ 1,572.00
up for oil -filter collection with rubber flaps &
decals
Igloo drumcover spill pan
$ 167.00
4
$ 668.00
Customer Discount 20%
$ 3,812.40
1
$ - 3,812.40
30 YD Roll -off, Heavy Duty -Rectangular
$ 4,174.00
4
F$1 6,69b.00
TOTAL
$ 31,945.60
(Must equal Line 5 of the Overall Budget Summary)
Project Application
Form 7e
FORM 7f: Detailed Construction Expenses
All construction projects must be pre -approved by the COG. if the specific details of the
construction costs are not known at this time, list the general details on this form. The specific
details of the construction will then need to be provided to and approved by the COG before the
costs are incurred. For any subcontracted activities, the request for approval will need to include
evidence that the contract price is reasonable and necessary (see instructions).
Types of Construction
Subcontracted
Yes/No
Estimated Cost
TOTAL
(Must equal Line 6 of the Overall Budget Summary)
$ N/A
Project Application
Form 7f
(9
FORINI 7g: Detailed Contractual Expenses
All contractual expenses must be pre -approved by the COG. If the specific details of the
contractual costs are not known at this time, list the general details on this fonn. The more
specific details of the contractual costs will then need to be provided to and approved by the
COG before the costs are incurred. The request for approval will need to include evidence that
the contract price is reasonable and necessary (see instructions). In addition, the subcontract
scope of work must be approved by the COG before work begins.
Purpose
Contractor(s)
Contract
Amount
$
TOTAL
(Must equal Line 7 of the Overall Budget Summary)
$ NIA
Projecl Application
Form 7g
FORM 7h: Detailed Other Expenses
This budget form provides a more detailed breakdown of the total other expenses indicated on
Line 8 of the Overall Budget Summary. Please note that the final totals are at the bottom of the
next page.
Basic Other Expenses
Please identify the basic "Other" category expenses you expect to incur appropriate to the project.
Basic Other Expenses
Estimated Cost
Books and reference materials
$
Postage, telephone, FAX, utilities
$
Printing/reproduction
$
Advertising/public notices
$
Registration fees for training (if approved)
$
Repair and maintenance
$
Basic office furnishings
$
Space and equipment rentals
$
Signage
$
Project Application
Form A
Ell
Additional Other Expenses
The specific details of additional Other category expenses, not included on the list of basic Other
expenses, must be pre -approved by the COG. If the specific details of the additional Other
expenses are not known at this time, list the general details on this form, The more specific
details will then need to be provided to and approved by the COG before the costs are incurred.
F_ Additional Other Expenses
Unit Cost
No. of Units
I Total Cost
Computer hardware not listed under the
Equipment category (itemize each expense below
$
$
including description, type, model, etc.):
Computer software (itemize each expense below
including description, type, model, etc.):
$
$
Additional Other expenses (itemize each expense
below including description, type, model, etc.):
$ 2,414.00
1
$ 2,414.00
Freight
TOTAL OTHER EXPENSES $ 2,414.00
(Must equal Line 8 of the Overall Budget Summary)
Project Application
Form 7h
REQUIRED ATTACHMENTS TO THE APPLICATION
1. If indirect costs are included in the project budget, attach the Applicant's latest indirect cost
allocation plan, including documentation of approval of the plan and the indirect cost rate by
the Applicant's Federal Cognizant Agency or State Coordinating Agency.
2. If applicable, attach any written comments submitted by private industry (see instructions for
Form S).
3. If the Applicant is a law enforcement entity, and if compliance with TCLEOSE rules is still
pending, attach a certification from TCLEOSE to indicate that the Applicant is in the process
of achieving compliance with the rules (see Form 3, Certification No. 11).
P-�
FORM 3. Certifications and Assurances
Certifications
In order to receive grant funds under this program, the proposed project must conform to the provisions
set forth in the Request for Applications (RFA). The following certifications are intended to help the
COG to ensure that these provisions are met. By signing this Application, the person acting on behalf of
the Applicant makes the certifications listed below.
1. Authority to Sign Application
The person signing this Application hereby certifies that he/she is the official contact regarding this
Application and has authority from the Applicant to sign the Application and that such authority will
bind the Applicant in subsequent agreements.
2. Application Contains No False Statements
Applicant certifies that this Application has no false statements and that the Applicant understands
that signing this Application with a false statement is a material breach of contract and shall void the
submitted Application and any resulting contracts. The Applicant understands that the COG will not
accept any amendment, revision, addition or alteration to this Application after the final date and time
for submission.
4. Governmental Status
Applicant certifies that it is located in the State of Texas and fits within one of the governmental
classifications listed below, as determined under state law;
a. City
b. County
c. Public school or school district (not including Universities or post secondary educational
institutions)
d. Other general and special law district with the authority and responsibility for water quality
protection or municipal solid waste management, including river authorities
e. Council of Governments
5. Solid Waste Fee Payments
Applicant certifies that it is not delinquent in payment of solid waste disposal fees owed the State of
Texas.
6. Debarment from State Contracts
Applicant certifies that it is not barred from participating in state contracts by the Texas General
Services Commission (GSC), under the provisions of §2155.077, Government Code, and 1 TAC
§ 113.02, GSC Regulations.
7. Conformance to Standards
The Applicant certifies to the best of their knowledge and ability that the proposed project, including
all activities in the proposed Scope of Work and the proposed expenditures, conforms to the eligible
category standards and allowable expense and funding standards as set forth in the Request for
Applications.
8. Consideration of Private Industry
The following certification only applies if the project is under one of the following grant categories;
a. Source Reduction and Recycling
b. Citizens' Collection Stations and "Small" Registered Transfer Stations
c. A demonstration project under the Educational and Training Projects category
d. Other (If the COG receives authorization to fund additional types of projects, that
authorization play include requirements for notification of private industry. When
applicable, those additional project categories should be listed here.)
Applicant certifies that it has notified private service providers in accordance with the requirements
set forth in the Request for Applications and the instructions provided with this application form.
Applicant further certifies to the best of their knowledge and ability (after completing Form 5) that
the proposed project will promote cooperation between public and private entities, is not otherwise
readily available, and will not create a competitive advantage over a private industry that provides
recycling or solid waste services.
9. Consistency with Regional Solid Waste Management Plan
Applicant certifies to the best of their knowledge and ability that the proposed project is consistent
with applicable goals, objectives, and recommendations of the adopted regional solid waste
management plan of the COG.
10. Technical Feasibility
Applicant certifies that is has carefully reviewed its Scope of Work and that to the best of their
knowledge and ability all activities are technically feasible and can be satisfactorily completed within
the grant period as set forth in the Request for Applications.
11. Costs Reasonable and Necessary
Applicant certifies to the best of their knowledge and ability that the proposed project activities in the
Scope of Work and the expenses outline in the Budget are reasonable and necessary to accomplish the
project objectives, and that the proposed expenses are consistent with the costs of comparable goods
and services.
12. Certification by Law Enforcement Programs
If the Applicant is a law enforcement entity regulated by Chapter 415 of the Government Code, the
Applicant certifies that it is in compliance with all rules developed by the Commission on Law
Enforcement Officer Standards and Education (TCLEOSE) pursuant to Chapter 415, Government
Code; or that it is in the process of achieving compliance with such rules. If compliance is pending, a
certification from TCLEOSE must be attached to indicate that the Applicant is in the process of
achieving compliance with the rules.
Assurances
If the application is approved for funding, the grant funds will be awarded through a contract between the
Applicant and the COG. The grant contract will contain a number of standards, requirements, and
processes that must be complied with as a condition of receiving the grant funds. In order to ensure an
understanding by the Applicant of some of the main conditions that will be included in the contract, the
Applicant is asked to review the following assurances. By signing this Application, the person acting on
behalf of the Applicant indicates their understanding of these conditions and provides assurances that
these and other conditions set forth in the grant contract will be adhered to if funding is awarded.
1. Compliance with Standard Pertaining to Real Property and Equipment
Applicant provides assurances that, if funded, the Applicant will comply with the contract provisions
pertaining to title to and management of real property and equipment. The contract will contain
obligations and conditions regarding the use of the equipment and/or facilities (the "property")
acquired under the agreement. Included in the provisions are obligations to provide adequate
maintenance and conduct physical property inventories; restrictions and conditions on the use,
replacement, sale, or transfer of the property; and obligations to continue to adhere to the provisions
that grant funds not be used to create a competitive advantage over private industry, in the use or
transfer of the property.
2. Participation in TCEQ Recycling Surveys and Reporting
Applicant provides assurances that, if funded, the Applicant will respond to annual recycling program
surveys and/or other requests from the COG or the Texas Commission on Environmental Quality for
information on municipal solid waste management activities.
3. Compliance with Progress and Results Reporting Requirements
Applicant provides assurances that, if funded, the Applicant will comply with requirements for:
reporting on the progress of the project tasks and deliverables; documenting the results of the project
and providing those results to the COG on a schedule established by the COG, and additionally, to
continue to document the results of the project activities for the life of the project; and to provide the
COG with a follow-up results report approximately one year after the end of the grant term.
4. Financial Management
Applicant provides assurances that, if funded, the Applicant will comply with contract provisions and
requirements necessary to ensure that expenses are reasonable and necessary, and to adhere to
financial administration and reimbursement procedures and provide financial reports on a schedule
established by the COG.
5. Compliance with Americans with Disabilities Act
Applicant provides assurances that, if funded, the Applicant will comply with all the applicable
requirements of the Americans with Disabilities Act of 1990, 42 U.S.C. §§ 12101-12213
(Pamph.1995).
6. Compliance with the Single Audit Act
Applicant provides assurances that, if funded, the Applicant will comply with the Single Audit
Provisions of the Uniform Grant Management Standards (UGMS), prepared by the Governor's Office
under §§783.001 et. seq, Texas Government Code, and 1 TAC §§5.141 et. seq, Governor's Office
Regulations. Provisions of the Single Audit Circular in Part IV of the UGMS apply to all recipients
of funding under this grant.
7. Compliance with Program and Fiscal Monitoring
Applicant provides assurances that, if funded, the Applicant will comply with program and fiscal
monitoring provisions of the contract, including: providing additional reports or information as may
be requested to adequately track the progress of the project; and allowing site visits to evaluate the
progress of the project and to view any grant -funded equipment or facility.
Resolution No. 2012-RO208
bM�
SPAG
South Plains Association
TCELI of Governments
FY 2012/2013
REGIONAL SOLID WASTE
GRANTS PROGRAM
Implementation Project
Grant Application
Instructions and Forms
prinled on Waste Permits Division
recycled paper TEXAS COMMISSION ON ENVIRONMENTAL QUALITY
South Plains Association of Governments
IN COOPERATION WITH THE
TEXAS COMMISSION ON ENVIRONMENTAL QUALITY
FY 2012/2013
REGIONAL SOLID WASTE GRANTS PROGRAM
IMPLEMENTATION PROJECT
GRANT APPLICATION INSTRUCTIONS AND FORMS
Submit completed application by: Monday, May 14'6 by 5: 00 pm
Mail I original and 19 copies of application to:
Via Regular Mail: Christian Shotts Via Special Delivery: Christian Shotts
SPAG SPAG
1323 58`h St. 1323 58" St.
Lubbock, TX 79412 Lubbock, TX 79412
TABLE OF CONTENTS
INSTRUCTIONS FOR APPLICATION FORMS.................................................................... I
APPLICATIONFORAIS............................................................................................................I I
I. APPLICATION INFORMATION AND SIGNATURE PAGE .............................. FORM I
2. AUTHORIZED REPRESENTATIVES............................................................. FORM 2
3. CERTIFICATIONS AND ASSURANCES......................................................... FORM 3
4. RESOLUTION.............................................................................................. FORM 4
5. EXPLANATION OF PRIVATE INDUSTRY NOTIFICATION ............................ FORM 5
a. List of Private Service Providers Notified ......................................... Form 5a
b. Summaries of Discussions with Private Industry.............................Form 5b
6. PROJECT SUMMARY.................................................................................. FORM 6
a. Project Description.............................................................................. Form 6a
b. Project Cost Evaluation......................................................................Form 6b
c. Level of Commitment of the Applicant .............................................. Form 6c
d. Scope of Work......................................................................................Form 6d
7. GRANT BUDGET SUMMARY....................................................................... FORM 7
a. Detailed Matching Funds/In-Kind Services ...................................... Form 7a
b. Detailed Person net/Sala ries Expenses................................................Form 7b
c. Detailed Travel Expenses.................................................................... Form 7c
d. Detailed Supply Expenses................................................................... Form 7d
e. Detailed Equipment Expenses............................................................. Form 7e
f. Detailed Construction Expenses...........................................................Form 7f
g. Detailed Contractual Expenses........................................................... Form 7g
h. Detailed Other Expenses.....................................................................Form 7h
REQUIRED ATTACHMENTS
FORM 3. Certifications and Assurances
Certifications
In order to receive grant funds under this program, the proposed project must conform to the provisions
set forth in the Request for Applications (RFA). The following certifications are intended to help the
COG to ensure that these provisions are met. By signing this Application, the person acting on behalf of
the Applicant makes the certifications listed below.
1. Authority to Sign Application
The person signing this Application hereby certifies that he/she is the official contact regarding this
Application and has authority from the Applicant to sign the Application and that such authority will
bind the Applicant in subsequent agreements.
2. Application Contains No False Statements
Applicant certifies that this Application has no false statements and that the Applicant understands
that signing this Application with a false statement is a material breach of contract and shall void the
submitted Application and any resulting contracts. The Applicant understands that the COG will not
accept any amendment, revision, addition or alteration to this Application after the final date and time
for submission.
4. Governmental Status
Applicant certifies that it is located in the State of Texas and fits within one of the governmental
classifications listed below, as determined under state law:
a. City
b. County
c. Public school or school district (not including Universities or post secondary educational
institutions) '
d. Other general and special law district with the authority and responsibility for water quality
protection or municipal solid waste management, including river authorities
e. Council of Governments
5. Solid Waste Fee Payments
Applicant certifies that it is not delinquent in payment of solid waste disposal fees owed the State of
Texas.
6. Debarment from State Contracts
Applicant certifies that it is not barred from participating in state contracts by the Texas General
Services Commission (GSC), under the provisions of §2155.077, Government Code, and 1 TAC
§ 1 13.02, GSC Regulations.
7. Conformance to Standards
'The Applicant certifies to the best of their knowledge and ability that the proposed project, including
all activities in the proposed Scope of Work and the proposed expenditures, conforms to the eligible
category standards and allowable expense and funding standards as set forth in the Request for
Applications.
8. Consideration of Private Industry
The following certification only applies if the project is under one of the following grant categories:
a. Source Reduction and Recycling
b. Citizens' Collection Stations and "Small" Registered Transfer Stations
c. A demonstration project under the Educational and Training Projects category
d. Other {If the COG receives authorization to fund additional types of projects, that
authorization may include requirements for notification of private industry. When
applicable, those additional project categories should be listed here.)
Applicant certifies that it has notified private service providers in accordance with the requirements
set forth in the Request for Applications and the instructions provided with this application form.
Applicant further certifies to the best of their knowledge and ability (after completing Form 5) that
the proposed project will promote cooperation between public and private entities, is not otherwise
readily available, and will not create a competitive advantage over a private industry that provides
recycling or solid waste services.
9. Consistency with Regional Solid Waste Management Plan
Applicant certifies to the best of their knowledge and ability that the proposed project is consistent
with applicable goals, objectives, and recommendations of the adopted regional solid waste
management plan of the COG.
10. Technical Feasibility
Applicant certifies that is has carefully reviewed its Scope of Work and that to the best of their
knowledge and ability all activities are technically feasible and can be satisfactorily completed within
the grant period as set forth in the Request for Applications.
11. Costs Reasonable and Necessary
Applicant certifies to the best of their knowledge and ability that the proposed project activities in the
Scope of Work and the expenses outline in the Budget are reasonable and necessary to accomplish the
project objectives, and that the proposed expenses are consistent with the costs of comparable goods
and services.
12. Certification by Law Enforcement Programs
If the Applicant is a law enforcement entity regulated by Chapter 415 of the Government Code, the
Applicant certifies that it is in compliance with all rules developed by the Commission on Law
Enforcement Officer Standards and Education (TCLEOSE) pursuant to Chapter 415, Government
Code; or that it is in the process of achieving compliance with such rules. If compliance is pending, a
certification from TCLEOSE must be attached to indicate that the Applicant is in the process of
achieving compliance with the rules.
Assurances
If the application is approved for funding, the grant funds will be awarded through a contract between the
Applicant and the COG. The grant contract will contain a number of standards, requirements, and
processes that must be complied with as a condition of receiving the grant funds. In order to ensure an
understanding by the Applicant of some of the main conditions that will be included in the contract, the
Applicant is asked to review the following assurances. By signing this Application, the person acting on
behalf of the Applicant indicates their understanding of these conditions and provides assurances that
these and other conditions set forth in the grant contract will be adhered to if funding is awarded.
1. Compliance with Standard Pertaining to Real Property and Equipment
Applicant provides assurances that, if funded, the Applicant will comply with the contract provisions
pertaining to title to and management of real property and equipment. The contract will contain
obligations and conditions regarding the use of the equipment and/or facilities (the "property")
acquired under the agreement. Included in the provisions are obligations to provide adequate
maintenance and conduct physical property inventories; restrictions and conditions on the use,
replacement, sale, or transfer of the property; and obligations to continue to adhere to the provisions
that grant funds not be used to create a competitive advantage over private industry, in the use or
transfer of the property.
2. Participation in TCEQ Recycling Surveys and Reporting
Applicant provides assurances that, if funded, the Applicant will respond to annual recycling program
surveys and/or other requests from the COG or the Texas Commission on Environmental Quality for
information on municipal solid waste management activities.
Compliance with Progress and Results Reporting Requirements
Applicant provides assurances that, if funded, the Applicant will comply with requirements for:
reporting on the progress of the project tasks and deliverables; documenting the results of the project
and providing those results to the COG on a schedule established by the COG, and additionally, to
continue to document the results of the project activities for the life of the project; and to provide the
COG with a follow-up results report approximately one year after the end of the grant term.
4. Financial Management
Applicant provides assurances that, if funded, the Applicant will comply with contract provisions and
requirements necessary to ensure that expenses are reasonable and necessary, and to adhere to
financial administration and reimbursement procedures and provide financial reports on a schedule
established by the COG.
5. Compliance with Americans with Disabilities Act
Applicant provides assurances that, if funded, the Applicant will comply with all the applicable
requirements of the Americans with Disabilities Act of 1990, 42 U.S.C. §§ 12101-12213
(Pamph.1995).
G. Compliance with the Single Audit Act
Applicant provides assurances that, if funded, the Applicant will comply with the Single Audit
Provisions of the Uniform Grant Management Standards (UGMS), prepared by the Governor's Office
under §§783.001 et. seq, Texas Government Code, and 1 TAC §§5.141 et. seq, Governor's Office
Regulations. Provisions of the Single Audit Circular in Part IV of the UGMS apply to all recipients
of finding under this grant.
7. Compliance with Program and Fiscal Monitoring
Applicant provides assurances that, if funded, the Applicant will comply with program and fiscal
monitoring provisions of the contract, including: providing additional reports or information as may
be requested to adequately track the progress of the project; and allowing site visits to evaluate the
progress of the project and to view any grant -funded equipment or facility.
INSTRUCTIONS FOR APPLICATION FORMS
This application is a response to the Request for Applications issued by the Council of
Governments (COG). Submission of this application is an offer to contract with the COG based
on the terms, conditions, and specifications contained in the Request for Applications and
corresponding contract documents. Please review this application carefully, sign it where
signatures are required, fill in the requested information, and attach all required documents.
FORM 1. Application Information and Signature Page
This page contains general information about the Applicant, including name, contact person,
address of Applicant, telephone and fax numbers, date application was submitted to the
COG, amount of grant funding requested and the project category the proposal falls under.
Fill out the information completely.
This form also requires the signature of the Applicant. By signing this document, the
Applicant is certifying that the certifications, assurances, and deliverables included in this
application have been reviewed, that to the best of the Applicant's knowledge and ability all
certifications are true and correct, and that all required deliverables are included in the
application. Please be certain you have reviewed and fully completed any applicable
certifications and deliverables before signing this document. Note, the bottom of the page is
reserved for the COG's use.
FORM Z. Authorized Representatives
This form allows the Applicant to designate the project and financial representatives who
will be authorized to receive direction from the COG, manage the work being performed, and
to act on behalf of the Applicant.
FORM 3. Certifications and Assurances
This section contains certifications and assurances the Applicant must review prior to
submitting the application materials. Certifications are required to assist the COG in
ensuring that the Applicant and the project are eligible for funding. Assurances are
summaries of pertinent contract provisions, and ensure that the Applicant understands that
there are certain obligations associated with accepting the grant funds. If awarded,
Applicants will be asked to enter into a contract with the COG which will contain the entire
provisions required for the grant -funded project.
FORM 4. Resolution
A Resolution must be approved by the governing body of the entity presenting this
Application. The form provided must be specifically signed and notarized in addition to the
signature required in Form 1. This provision is applicable to all Applicants.
FORM 5. Explanation of Private Industry Notification
Form 5a and 5b must be completed for funding under the following grant categories:
a. Source Reduction and Recycling
b. Citizens' Collection Stations and "Small" Registered Transfer Stations
c. A demonstration project under the Educational and Training Projects category
d. Other (If the COG receives authorization to fund additional types of projects, that
authorization may include requirements for notification of private industry. When
applicable, those additional project categories should be listed here.)
According to state law (Section 361.014 (b) TX Health & Safety Code), a project or service
funded under this program must promote cooperation between public and private entities,
and the grant -funded project or service may not be otherwise readily available or create a
competitive advantage over a private industry that provides recycling or solid waste services.
In accordance with grant requirements established by the Texas Commission on
Environmental Quality, an Applicant for funding under one of the above listed project
categories must adhere to the requirements listed below.
1. Contact in person or in writing the known private service providers of similar services
which, at the time of the application development, are providing services within the
geographic service area that the project intends to serve, prior to making the application.
A list of private service providers within the region is available from the COG.
2. Inform the private service providers of the basic details of the proposed project and
consider any input and concerns from the private service providers about the project
when completing the project proposal.
3. Consider, where appropriate, meeting directly with private service providers that may
have a concern about the proposed project to attempt to resolve any concerns before an
application is submitted.
4. Complete applicable information on Forms 5a and 5b to provide documentation that
private service providers were notified of the project prior to submission of the
application.
Form 5a. List of Private Service Providers Notified
List the names and telephone numbers of private service providers notified of the
proposed project. Include the date of notification.
Form 5b. Summaries of Discussions with Private Industry
Provide summaries of any input and concerns raised by the private service providers;
summaries of any meetings or discussions held between the Applicant and the private
service providers; an explanation of any changes made to the proposed project to address
private service provider concerns; and an explanation of any remaining concerns that
were not addressed and why the Applicant determined that the concerns are not valid
under the statutory requirements. Attach to the application any written comments or
concerns provided by a private service provider concerning the project.
FORM 6. Project Summary
The project summary, consisting of Forms 6a-6d below, should be completed to the best of
your ability. Note that the project summary is based on the scoring criteria stated in the
Request for Application. Please refer to the specific questions listed in the scoring criteria
when completing the project summary. Add additional pages as necessary to adequately
describe the project.
Form 6a. Project Description
Provide a detailed description of the proposed project. As concisely as possible, include
information as to why the proposed project is needed; clearly state the goal of the
proposed project, and reference the goals, objectives, and recommendations from the
regional solid waste management plan for which the project is intended to implement;
estimate the number of people who would be served or benefited; define the geographic
area affected; target the specific waste stream of the project. Reference the specific goals,
objectives, and/or recommendations from the regional solid waste management plan that
apply to the project, and how the project will assist in implementing the plan. Identify
the levels of customer incentives, public education, or input, as appropriate to the project.
Describe the project in sufficient detail to demonstrate its overall feasibility or
workability. If the project includes equipment, explain how the specified equipment is
appropriate for the work to be performed. If the proposed grant -funded project will be a
part of an overall program, provide a description of the program. Adequately describe
the expected benefits of the proposed project. If this information is missing, your
application may be returned.
Form 6b. Project Cost Evaluation
Provide an evaluation of the costs associated with the proposed project. Explain how the
total related costs of the proposed project were adequately considered; compare project
costs to established averages or to normal costs for similar projects. Present the costs in
unit terms, such as cost per ton, cost per customer, or cost per capita, as applicable.
Describe any measurable costs savings, or reasonably justified costs of the project.
Form 6c. Level of Commitment of the Applicant
Provide information related to the Applicant's level of commitment to preferred solid
waste management practices. If the proposed project is an ongoing service, demonstrate
the ability to sustain the program beyond the term of the grant. Explain the extent to
which the appropriate governing bodies support the proposed project.
List previously demonstrated commitment to preferred solid waste management practice,
such as implementing other solid waste management projects, involvement in a local or
subregional solid waste management plan or study, membership in the Keep Texas
Beautiful Organization, or participation with the TCEQ's Lake and Waterway Cleanup
Program.
If the proposed project has received previous grant funding under this program, explain to
what extent the proposal involves expansion of current services or operations; present
quantifiable documentation of the success of the project in order to warrant further
funding. Demonstrate a good record of past grant contractual performance.
Form 6d. Scope of Work
Provide a work program with a schedule of deliverables for the proposed project or
program. The work program with the schedule of deliverables will be considered the
Scope of Work to be performed under the contract agreement, if funded. Once the details
of the work program have been negotiated with the Applicant and approved by the COG,
the work program will be entered into the grant contract.
As concisely as possible, for each task of the proposed project, describe the major steps
or activities involved, identify the responsible entities and establish a specific timeframe
to accomplish each task. The scope of work for the project or program must include:
- Detailed purpose and goal of the project (should be consistent with implementing the
goals, objectives, and recommendations from the regional solid waste management
plan, as stated in the project description on Form ba).
- Specific task statements with responsible entity identified
- List of deliverables/products/activities under each task
- Schedule of deliverables
- Suggested format for scope of work:
1. Task:
a. Activity and/or Deliverable
-Schedule of Activity and/or Deliverable
b. Activity and/or Deliverable
-Schedule of Activity and/or Deliverable
c. (ETC.)
2. Task:
a. Activity and/or Deliverable
-Schedule of Activity and/or Deliverable
b. Activity and/or Deliverable
-Schedule of Activity and/or Deliverable
FORM 7. Grant Budget Summary
Provide a breakdown of the total amount of grant funding being requested for the proposed
project using this form. The expenses must be consistent with the category expense
standards provided with the Request for Application. Complete any of the detailed budget
forms which are applicable. Ensure each budget item identified is line itemized to provide
the number requested and per unit costs.
Form 7a. Detailed Matching Funds/In-Kind Expenses
Matching funds or contribution of in -kind services are not required under this grant
program and are therefore, not included in the Grant Budget Summary. However, to
fully evaluate the proposed project, any match of funds or in -kind services should be
disclosed in this application. This budget form should be completed if any level of
matching funds or in -kind services are directly related to the proposed project.
Form 7b. Detailed Personnel/Salaries Expenses
This budget form should be completed if any expenses are entered for personnel/salaries
on Line 1 of your Grant Budget Summary.
Appropriate salaries for employees working directly on the funded project may be
authorized under most of the grant categories. If the project or program proposes
personnel to be funded wholly or in part by this grant, complete this budget form listing
each employee. Any changes to the personnel funded under the grant must be approved
by the COG. If changes to the personnel assigned to the project are necessary, you may
submit a revised Form 7b to the COG with a letter requesting changes. The revised
documents and the COG response will be included in your contract file.
Please refer to the following definitions in completing this form:
• FTE (portion of a full-time employee equivalent dedicated to the described
function; e.g., 100% = 1.0 FTE, 50% = 0.5 FTE)
• Status (full-time or part-time, permanent or temporary)
• Function (describe only those responsibilities directly related to the solid waste
grants program)
Salary (monthly salary)
Form 7c. Detailed Travel Expenses
This budget form should be completed if any expenses are entered for travel on Line 3 of
your Grant Budget Summary. Travel expenses directly related to the conduct of the
funded program may be authorized. Only the employees of the funds recipient assigned
to the project should receive reimbursement for travel expenses.
In accordance with the Uniform Grant Management Standards (UGMS), in those
instances where grantees do not have an established organization -wide written travel
policy approved by the governing board of the local jurisdiction, all employee -related
travel expenses must be claimed at no higher than the same rates allowed by the State of
Texas for its employees. Out-of-state travel for pass -through grant recipients will not
normally be authorized.
On the detailed budget form for grant -funded travel, describe the types of travel expenses
expected, whether the travel is routine in -region travel expense or the travel is not
routine, and the purpose for the travel.
Non -routine travel, including out-of-state travel or travel to special conferences or events
must be approved by the COG in advance of the travel event. If changes to the non -
routine travel expenses detailed in this application are necessary, you may submit a
revised Form 7c to the COG with a letter requesting changes. The revised documents and
the COG response will be included in your contract file.
Form 7d. Detailed Supply Expenses
This budget form should be completed if any expenses are entered for supplies on Line 4
of your Grant Budget Summary.
Supplies are non -construction related goods and materials having a unit acquisition cost
(including freight) of less than $5,000. Such expenditures shall generally relate to the
routine purchase of office supplies or other goods that are consumed by the grant
recipient in a relatively short period of time, in the regular performance of the funded
project. (Expenses for food and beverages are not allowable. Further, any items not
routinely used in conducting normal business over the year should be listed under the
"other" budget category).
"General office/desk supplies" typically include such items as notepads, folders and
three-ring binders, pens and pencils, paper clips and binder clips, staplers and staples,
tape and dispensers, calendars, computer diskettes, and other similar items.
"Other supplies" may include such items as film and film processing, audio and video
tapes, copier and printer toner and paper, etc.
On the detailed budget sheet for grant -funded supplies, list the general types of supplies
you intend to purchase with grant funding.
Form 7e. Detailed Equipment Expenses
This budget form should be completed if any expenses are entered for equipment on Line
5 of your Grant Budget Summary.
Expenses included under the Equipment expense category should be for non -construction
related, tangible, personal property having a unit acquisition cost of $5,000 or more
(including freight and set up costs) with an estimated useful life of over one year. Any
equipment that will be used for other projects or activities, in addition to the funded
project, may only be funded at an amount reflecting the appropriate percentage of time
that the equipment will be directly used for the funded project.
All equipment purchases must be approved in advance of purchase by the COG,
following established procedures. If changes to the equipment expenses detailed in this
application are necessary, or when specific details to the equipment must be added after
the grant is awarded, you may submit a revised Form 7e to the COG with a letter
requesting changes. The revised documents and the COG response will be included in
your contract file.
Please note that your contract will include specific language on title to and management
of real property and equipment. By entering into the grant contract, the Applicant must
agree to continue to use the grant -funded equipment only for the purposes intended under
the grant.
Form 7f. Detailed Construction Expenses
This budget form should be completed if any expenses are entered for construction on
Line 6 of your Grant Budget Summary.
Expenses budgeted under this category should be for costs related to the enhancement or
building of permanent facilities. Appropriate costs that may be included are:
a. The cost ofplanning the project;
b. The cost of materials and labor connected to the construction project;
c. The cost of equipment attached to the permanent structure; and
d. Any subcontracts, including contracts for services, performed as part of the
construction.
On the detailed budget form for grant -funded construction, list the construction expenses
you expect to incur with grant funding, and if the work or part of the work will be
subcontracted.
No construction costs shall be incurred by a pass -through grant recipient unless the
construction details are approved in advance by the COG, following established
procedures. For construction activities to be conducted through a subcontract, the pass -
through grant recipient must also submit evidence that the contract price is reasonable
and necessary. As applicable under state law and regulations for the activity or service
being contracted for, this evidence may take the form of bid tab sheets or other form of
evaluation of competitive price offers or competitive proposals, and/or a cost analysis of
price analysis under the Uniform Grant Management Standards, if changes to the
construction expenses detailed in this application are necessary, you may submit a
revised Form 7f to the COG with a letter requesting changes. The revised documents and
the COG response will be included in your contract file.
Form 7g. Detailed Contractual Expenses
This budget form should be completed if any expenses are entered for contractual
services on Line 7 of your Grant Budget Summary.
Expenses included under this category should be for costs for professional services or
tasks provided by a firm or individual who is not employed by the grant recipient. Note
that the contractual costs for construction -related services should be included under the
Construction category. Applicable laws and regulations concerning bidding and
contracting for services must be followed.
Note that any expenses (including legal fees, staff time, travel, and communications)
related in any way to drafting legislation, lobbying for legislation, or other political
activities are not allowable under this program.
On the detailed budget form for grant -funded contractual expenses, describe the
contractual expenses associated with the proposed project.
No contractual costs may be incurred by a pass -through grant recipient unless the
subcontract is approved in advance by the COG, following established procedures. The
pass -through grant recipient must also submit evidence that the contract price is
reasonable and necessary. As applicable under state law and regulations for the activity
or service being contracted for, this evidence may take the form of bid tab sheets or other
form of evaluation of competitive price offers or competitive proposals, and/or a cost
analysis of price analysis under the Uniform Grant Management Standards. If changes to
the contractual expenses detailed in this application are necessary, you may submit a
revised Form 7g to the COG with a letter requesting changes. The revised documents and
the COG response will be included in your contract file.
Form 7h. Detailed Other Expenses
This budget form should be completed if any expenses are entered under "Other" on Line
8 of your Grant Budget Summary.
Other expenses, not falling under the main expense categories, may be included, if
appropriate for the proposed project. If you will have additional "Other" expenses, not
already listed, please itemize those expenses on the second table. The restrictions set
forth in the grant contract apply. If any of the expenses Iisted are included in the
calculation of indirect charges, do not itemize them on this sheet.
On the detailed budget form for grant -funded other expenses, list the other expenses
associated with the proposed project.
Computer hardware not listed in the equipment budget form (computer equipment with a
unit cost of less than $5,000), computer software, and additional other expenses must be
authorized in advance of purchase by the COG, following established procedures. If
changes to the other expenses detailed in this application are necessary, you may submit a
revised Form 7h to the COG with a letter requesting changes. The revised documents and
the COG response will be included in your contract file.
Print Agenda Item Page 1 of 2
ity of
*Iubbock
TEXAS
Regular City Council Meeting 5.0.
Meeting Date: 05/30/2012
Information
Agenda Item
Resolution - Solid Waste: Consider a resolution authorizing the filing of a grant application with the South Plains
Association of Governments (SPAG) for a regional Solid Waste Grants Program to purchase used oil and antifreeze
containers, used oil filter receptacles, and heavy duty rectangular roll -off containers.
Item Summary
Texas House Bill 3072 mandates that the Texas Commission on Environmental Quality (TCEQ) return to local
governments a portion of the $1.25 per ton State surchage collected on landfill tipping fees. South Plains
Association of Governments (SPAG) is a Council of Governments serving a 15-county region in West Texas and
represents cities and counties in the region. In cooperation with TCEQ, SPAG administers the solid waste grant
funds for this region.
Due to program cuts, the South Plains Association of Governments (SPAG) has $120,000 available for pass -
through implementation projects. The Solid Waste Services department is applying for a $34,359.60 Source
Reduction and Recycling project grant to purchase two (2) 400 gallon used oil containers, two (2) 400 gallon used
antifreeze containers, four (4) containment spill pans, and four (4) 30 cubic yard heavy duty roll -off containers for
the new permanent Recycling and Citizen Convenience drop-off stations and four (4) 55 gallon used oil filter
drumcover receptacles for each of the permanent drop-off stations. The roll -off containers will be used for the
recycling of used white goods (used metal appliances) and cardboard and pasteboard.
In June, the grant application will be presented to the SPAG Board of Directors for final review and approval. The
resolution authorizes the City Manager to act on behalf of the City of Lubbock in all matters related to the grant
application and any subsequent grant contract and grant project that may result.
The estimated cost for the used oil filter receptacles and the used oil and antifreeze containers plus freight
is $16,739.60. Estimated cost for the roll -off containers plus freight is $17,620.00. If the actual cost is less, any
remaining grant funds will be used for recycling -related supplies.
Fiscal Impact
$1,800 cash match for grant from 2011-2012 FY Operating Budget, account number 5519.8211, for modifying roll -
off containers for cardboard and pasteboard recycling.
The FY Operating Budget will be amended if the grant is awarded to the City of Lubbock.
Staff/Board Recommending
Scott Snider, Assistant City Manager, Community Services.
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Page 2 of 2
Solid Waste Services department staff recommends grant application submission.
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