HomeMy WebLinkAboutResolution - 2012-R0034 - Notice Of Intention To Issue Certificates - 01_26_2012Resolution No. 2012--R0034
January 26, 2012
Item No. 5.2
A RESOLUTION AUTHORIZING PUBLICATION OF NOTICES
OF INTENTION TO ISSUE GENERAL OBLIGATION BONDS
AND TAX AND WATERWORKS SYSTEM SURPLUS REVENUE
CERTIFICATES OF OBLIGATION
WHEREAS, the City of Lubbock, Texas (the "City"), pursuant to Subchapter C, Chapter
271, Texas Local Government Code, as amended, is authorized to issue its certificates of
obligation (the "Certificates") for the purpose of paying contractual obligations to be incurred for
the purposes set forth in Exhibit A hereto;
WHEREAS, the City Council of the City has found and determined that a notice of
intention to issue certificates of obligation should be published in accordance with the
requirements of applicable law;
WHEREAS, in addition to the Certificates, the City intends to issue general obligation
bonds (the "Bonds") to fund various public improvements and, if determined to be in the best
interests of the City, to refund outstanding obligations of the City to achieve debt service
savings; and
WHEREAS, the City Council has found and determined that a notice of intention to issue
general obligation bonds should be published in accordance with the provisions of the City
Charter;
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY
OF LUBBOCK, TEXAS, THAT:
Section 1. The findings and determinations set forth in the preambles hereto are
hereby incorporated by reference for all purposes.
Section 2. The City Secretary of the City is hereby authorized and directed to issue a
notice of intention to issue the Certificates in substantially the form set forth in Exhibit A hereto
incorporated herein by reference for all purposes. The notice as set forth in Exhibit A shall be
published once a week for two consecutive weeks, the date of the first publication being not less
than the day before the (30th) day prior to the date set forth in the notice for passage of the
ordinance authorizing the Certificates. Such notice shall be published in a newspaper of general
circulation in the area of the City of Lubbock, Texas.
Section 3. The City Secretary of the City is hereby authorized and directed to issue a
notice of intention to sell general obligation bonds in substantially the form set forth in Exhibit B
hereto incorporated herein by reference for all purposes. The notice as set forth in Exhibit B shall
be published once a week for a period of thirty (30) days prior to the date set forth in the notice
for passage of the ordinance authorizing the Bonds. Such notice shall be published in a
newspaper of general circulation in the area of the City of Lubbock, Texas.
Section 5. This resolution shall take effect from and after the date of its passage.
US 1221208v.3
ADOPTED THIS 26th day of January, 2012, by the City Council of the City of Lubbock,
Texas,
CITY OF LUBBOCK, TEXAS
Mayor, City of Lubbock, Texas
ATTEST:
City keretary, City of LubbockT xas
APPROVED AS TO CONTENT:
Chief Financial Officer, City of Lubbock, Texas
APPROVED AS TO FORM:
nsel
-2-
Us 1221208v.3
Resolution No. 2012—R0034
Exhibit A
NOTICE OF INTENTION TO ISSUE CITY OF
LUBBOCK, TEXAS TAX AND WATERWORKS
SYSTEM SURPLUS REVENUE CERTIFICATES OF
OBLIGATION
NOTICE IS HEREBY GIVEN that on March 6, 2012, the City Council of the City of Lubbock,
Texas, at 7:30 am. at a regular meeting of the City Council to be held in the City Council
Chambers at the Municipal Complex, 1625 13th Street, Lubbock, Texas, the regular meeting
place of the City Council, intends to pass one or more ordinances authorizing the issuance of not
to exceed $81,000,000 total principal amount of one or more series of certificates of obligation
for the purpose of paying contractual obligations to be incurred for the following purposes, to
wit: (i) improvements and renovations to City Hall; (ii) construction of a new Land Application
office; (iii) improvements and renovations to the City's Solid Waste Disposal System; (iv)
improvements and renovations to the City's Municipal Drainage Utility System; (v)
improvements, renovations, replacements, relocations and extensions to the City's Waterworks
System including acquisition and construction of new treated water pipelines and acquisition of
rights -of -way, improvements to John T. Mortford Dam and improvements to the City's storm
water facilities and infrastructure; (vi) park and recreation system improvements; (vii) city fuel
system upgrades; (viii) improvements and extensions to City streets including sidewalks, street
lighting, traffic signals/controllers, signage, landscaping, utility improvements, extensions,
relocations and acquisition of land and rights -of -way in connection therewith; (ix) renovations
and improvements to the Lubbock Preston Smith International Airport facilities, including
acquisition and installation of HVAC equipment in the Airport terminal; (x) improvements,
relocations and extensions to the City's Wastewater System.; (collectively, with items (i)-(ix), the
"Project") and (xi) payment of professional services of attorneys, financial advisors, engineers
and other professionals in connection with the Project and the issuance of the Certificates. The
Certificates shall bear interest at a rate not to exceed fifteen percent (15%) per annum and shall
have a maximum maturity date of not later than 21 (twenty-one) years after their date. Said
Certificates shall be payable from the levy of a direct and continuing ad valorem tax, levied
within the limits prescribed by law, against all taxable property within the City sufficient to pay
the interest on this series of Certificates as due and to provide for the payment of the principal
thereof as the same matures, as authorized by Subchapter C, Chapter 271, Texas Local
Government Code, as amended, and from all or a part of the surplus net revenues of the City's
Waterworks System, such pledge of surplus net revenues being limited to $1,000.
THIS NOTICE is given in accordance with law and as directed by the City Council of the
City of Lubbock, Texas on January 26, 2012.
A-1
US 1221208v.3
Resolution No. 2012-R0034
Exhibit B
NOTICE OF INTENTION TO ISSUE CITY OF
LUBBOCK, TEXAS GENERAL OBLIGATION BONDS
On the 6th day of March, 2012, during its regular meeting scheduled to begin at 7:30
a.m., the City Council of the City of Lubbock, Texas, plans to pass one or more ordinances
authorizing the sale of (i) general obligation bonds in the maximum amount not to exceed
S14,000,000 to fund various public improvements and (ii) general obligation bonds in a
maximum amount to be determined by the City Council on such date to refund outstanding
obligations of the City. The meeting will be held in the City Council Chambers at the Municipal
Complex, 1625 13th Street, Lubbock, Texas. A complete description of the bonds being
authorized may be obtained from the Finance Department, City of Lubbock, P.O. Box 2000,
Lubbock, Texas 79457; or from RBC Capital Markets, 2711 N. Haskell Avenue Cityplace, Suite
2500, Dallas, Texas 75204, Financial Advisors to the City.
THIS NOTICE is given in accordance with law and as directed by the City Council of the
City of Lubbock, Texas on January 26, 2012.
Im
US 1221208v.3