HomeMy WebLinkAboutResolution - 2003-R0177 - Contract Agreement_Grant With Txdot For Capital Assistance - 05_08_2003Resolution No. 2003-RO177
May 8, 2003
Item No. 35
RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK
THAT the Mayor of the City of Lubbock BE and is hereby authorized and
directed to execute Contract No. 51305F3016 with the Texas Department of
Transportation (TxDot) for capital assistance (Demand Response Service). Said
Grant is attached hereto and incorporated in this Resolution as if fully set forth
herein and shall be included in the minutes of the City Council.
Passed by the City Council this 8th day of May 2001
MAYOR
ATTEST:
Rebecca Garza, City Secretary
APPR AS TO LATENT:
Craig Farmer,
Managing Director for Planning and
Transportation
APPROVED AS TO FORM:
William de Haas
Competition and Contracts Manager/ Attorney
5310 Federal - Government or Non -Profit Entity
Misc. Contract No.:51305F3016
10SUBRECIPIENT: CITY OF LUBBOCK/ CITIBUS
FTA GRANT NO. TX-16-0040
STATE/LOCAL PUBLIC TRANSPORTATION (SECTION 5310) GRANT AGREEMENT
STATE PROJECT NO.:ED 0303(05) 40
MISC. CONTRACT NO. 51305F3016
CONTRACT DETAIL NO.: 0160 - 30 - 503
THE STATE OF TEXAS §
THE COUNTY OF TRAVIS §
STATE/LOCAL PUBLIC TRANSPORTATION
GRANT AGREEMENT
Resolution No. 2003-RO177
May 8, 2003
Item No. 35
THIS GRANT AGREEMENT is made by and between the State of Texas, acting through the Texas Department of
Transportation, hereinafter called the "State," and CITY OF LUBBOCK/ CITIBUS, hereinafter called the "Subrecipient."
WITNESSETH
WHEREAS, 49 U.S.C. Section 5310, authorizes the U.S. Secretary of Transportation to make grants to state
governments to help them provide mass transportation service planned, designed, and carried out to meet the special
needs of elderly individuals and individuals with disabilities; and,
WHEREAS, Transportation Code, Chapter 455, authorizes the State to assist the Subrecipient in procuring aid for the
purpose of establishing and maintaining public and mass transportation projects and to administer funds appropriated for
public transportation under Transportation Code,Chapter 456; and,
WHEREAS, the Governor of the State of Texas has designated the Texas Department of Transportation (State) to receive
federal funds under the Section 5310 grant program; and
WHEREAS,the Texas Transportation Commission passed Minute Order No. 109165, authorizing the issuance of
contracts in accordance with this program for public transportation; and,
WHEREAS, the Subrecipient submitted an application under Section 5310 for federal financial assistance to be used to
provide transportation services to elderly individuals and individuals with disabilities; and,
WHEREAS, the U.S. Secretary of Transportation approved the State's request;
NOW, THEREFORE, in consideration of the premises and of the mutual covenants hereinafter set forth, the State and the
Subrecipient hereto agree as follows.
AGREEMENT
ARTICLE 1. GRANT PERIOD
This grant agreement becomes effective when fully executed by both parties or on April 15, 2003, whichever is later. This
grant agreement shall terminate on April 30, 2004, unless terminated or otherwise modified as hereinafter provided.
ARTICLE 2. PROJECT DESCRIPTION
The Subrecipient shall commence, carry out and complete the public transportation project described in Attachment A,
Approved Project Description, with all practicable dispatch, in a sound, economical and efficient manner. The
Subrecipient shall carryout the public transportation project described in Attachment A, Approved Project Description in
accordance with the provisions of the Project. Description, this grant agreement, federal and state law, and federal and
state regulations.
If applicable, the Subrecipient shall begin competitive procurement procedures no later than thirty (30) days after the
effective date of this grant agreement for the purchase of the approved line item(s) referenced in Attachment B, Approved
Project Budget. No later than sixty (60) days after the issuance of public notification, the Subrecipient shall publicly open
all bids. The Subrecipient shall issue a purchase order no later than thirty (30) days after the opening of an acceptable
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bid. The Subrecipient shall notify the department in writing when it is necessary to exceed these deadlines.
ARTICLE 3. COMPENSATION
A. The maximum amount payable under this grant agreement without modification is $ $43,085.00 and toll credits in
the amount of 10,771 provided that expenditures are made in accordance with the amounts and for the purposes
authorized in Attachment A, Approved Project Description and Attachment B, Approved Project Budget.
B. The State's reimbursement to the Subrecipient is contingent upon the availability of appropriated funds. The State
shall have no liability for any claims submitted by the Subrecipient or its subcontractors, vendors, manufacturers or
suppliers if sufficient federal or state funds are not available to pay the Subrecipient's claims.
C. To be eligible for reimbursement under this grant agreement, a cost must be incurred within the grant agreement
period specified in Article 1, Grant Period, and be authorized in Attachment A, Approved Project Description and
Attachment B, Approved Project Budget.
D. The Subrecipient must submit requests for reimbursement to the State no more frequently than monthly and no
later than forty-five (45) days after the date of the invoices submitted for reimbursement. The Subrecipient will use
invoice statements acceptable to the State. Additional documentation to support any cost incurred during the billing
period may be required at the discretion of the State. As a minimum, each billing must be accompanied by a
summary by budget line item which indicates the total amount authorized for each line item, previous expenditures,
current period expenditures and the balance remaining in the line item.
E. The original and one copy of the invoice is to be submitted to the following address:
Randy C. Hopmann, P.E., District Engineer
Texas Department of Transportation
P.O. Box 771
Lubbock, Texas 79408-0771
F. The State will make payment within thirty (30) days of the receipt of properly prepared requests for reimbursement.
G. The Subrecipient will submit a final billing within forty-five (45) days of the completion or termination of the grant
agreement in accordance with Article 1, Grant Period.
H. The Subrecipient shall pay all subcontractors for work performed within ten (10) days after the Subrecipient receives
payment for the work performed by the subcontractor. Also, any retained monies on a subcontractor's work shall be
paid to the subcontractor within ten (10) days after the Subrecipient receives any retainage payment. The State
shall not be responsible for the debts of the Subrecipient.
The above requirements are also applicable to all sub -tier subcontractors and the above provisions shall be made a part of all
subcontracts.
Failure to comply with any of the above requirements may cause withholding of payments to the Subrecipient and
will be grounds for termination of this grant agreement by the State.
ARTICLE 4. AMENDMENTS
A. Except as noted below, changes in the scope, objectives, cost or duration of the project authorized herein shall be
enacted by written amendment approved by the parties hereto before additional work may be performed or
additional costs incurred. Any amendment so approved must be executed by both parties within the grant period
specified in Article 1, Grant Period.
B. The Subrecipient is authorized to re -budget without a formal amendment when the proposed revision involves an
increase in one category and a corresponding decrease in another, provided however, that any such revision meets
all of the following criteria:
1. Does not result in the need for additional funds; and,
2. Does not exceed the current total approved budget; and,
3. Does not involve a transfer of funds from an authorized capital equipment purchase to another category; and,
4. Does not involve a transfer of funds from training to another expense category; and,
5. Does not involve a transfer of funds from construction to a non -construction category; and,
6. Does not involve a transfer of funds from a direct to indirect cost category.
C. If a proposed revision meets all of the criteria listed above, the Subrecipient must notify the State in writing before
the revision is made, describing the revision, explaining the need, and certifying that it complies with the above
criteria.
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ARTICLE 5. SUBCONTRACTS
The Subrecipient shall not enter into any subcontract with individuals or organizations for the purchase of equipment
and/or to provide professional services without prior authorization and consent to the subcontract by the State. All
Subcontracts shall contain all required provisions required by state or federal law. Subrecipients shall furnish the
department notice of the intent to award a purchase order or contract to any individuals or organizations not a part of the
Subrecipient's organization when the amount of the purchase meets or exceeds the threshold level in the Government
Code or Local Government Code (or $15,000 for those entities not covered by the Government Code or Local
Government Code) requiring formal competitive procurement. Purchases shall not be split out to stay below the threshold
amount. No subcontract will relieve the Subrecipient of its responsibility under this grant agreement.
For a Recipient that is a for -profit organization, the provisions of the Federal Acquisition Regulation, 48 C.F.R. Chapter I,
Subpart 31.2, "Contracts with Commercial Organizations" apply.
ARTICLE 6. AUDIT REQUIREMENTS
Subrecipient audit procedures shall meet or exceed the audit requirements outlined in applicable Federal Office of
Management and Budget (OMB) publications as follows:
OMB Circular A-21, Cost Principles for Educational Institutions
OMB Circular A-87, Cost Principles for State and Local Governments
OMB Circular A-122, Cost Principles for Nonprofit Organizations
OMB Circular A-133, Audits of States, Local Governments and Non -Profit Organizations
ARTICLE 7. PROCUREMENT STANDARDS
Subrecipient procurement standards shall meet or exceed the requirements of 49 C.F.R. §18.36, and 49 CFR Part 19
including standards for competitive procurements; methods of procurement; contracting with small and minority firms,
women's business enterprise and labor surplus area firms; contract cost and price; awarding agency review; insurance
and bonding.
The Subrecipient's procurement system must include but not be limited to the following procurement standards.
A. Procurement procedures which reflect applicable state and local laws and regulations, provided that the
procurements conform to applicable federal law and the standards identified in this section.
B. A contract administration system which ensures that contractors perform in accordance with the terms, conditions,
and specifications of their contracts or purchase orders.
C. A written code of standards of conduct governing the performance of employees engaged in the award and
administration of contracts. No employee, officer, or agency of the Subrecipient shall participate in selection or in
the award or administration of a contract supported by state or federal funds if a conflict of interest, real or apparent,
would be involved.
D. A process for review of proposed procurements to avoid purchase of unnecessary or duplicative items.
E. Use of state and local intergovernmental agreements for procurement or use of common goods and services to
foster greater economy and efficiency.
F. Use of value engineering clauses in contracts for construction projects.
G. Awards made only to responsible contractors possessing the ability to perform successfully under the terms and
conditions of a proposed procurement, giving consideration to such matters as contractor integrity, compliance with
public policy, record of past performance, and financial and technical resources.
H. Records sufficient to detail the significant history of procurement, including rationale for the method of procurement,
selection of contract type, contractor selection or rejection, and the basis for the contract price.
I. Limited use of time -and -materials contracts.
J. Use of good administrative practices and sound business judgment to settle contractual and administrative issues
arising out of procurements.
K. Protest procedures to handle and resolve disputes relating to procurements and prompt disclosure to the State of
information regarding the protest.
L. Procurement transactions conducted in a manner that provides full and open competition.
M. These standards will only apply to the project described in Attachment A, Approved Project Description.
Upon procurement of items under this grant agreement, the Subrecipient shall submit to the State a list of all bidders and
subcontractors that quoted on the procured items. The Subrecipient shall submit the list with their requests for
reimbursements and must include names, addresses, telephone numbers, and type(s) of work quoted.
ARTICLE 8. PROPERTY MANAGEMENT
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The State must concur in the award of all purchase orders for neri=0xpedable personal property as defined in 49 C.F.R.
Section 18.31.
ARTICLE 9. EQUIPMENT MANAGEMENT
A. Management standards include, but are not limited to:
1. Subrecipient shall record the State's security interest as a lien on the certificate of title of the vehicle at the
time of purchase in accordance with Transportation Code, Chapter 501.
2. Maintain equipment records that include a description of the equipment; a serial number or other identification
number; the source of equipment; who holds title; the acquisition date and cost of the equipment; percentage
of federal and state participation in the cost of the equipment; the location, use and condition of the
equipment; maintenance history for each vehicle; and ultimate disposition data including the date of disposal
and sale price.
3. Conduct a physical inventory of the equipment at least once every two (2) years and reconcile the inventory
with equipment records described in the preceding paragraph.
4. Develop a control system to ensure adequate safeguards to prevent loss, damage, or theft of the equipment.
Any loss, damage, or theft shall be investigated.
5. Develop and follow procedures to keep the equipment maintained and in good condition. At a minimum, the
Subrecipient shall follow the vehicle maintenance schedule recommended by the manufacturer, showing the
date the maintenance was performed. Maintenance records shall be provided to the State upon request.
6. Request disposition instructions from the State, and if authorized to sell the equipment, use proper sales
procedures to insure the highest possible return.
B. The Subrecipient will comply with Title 43, Texas Administrative Code §31.53, to protect the public investment in
real property and equipment purchased in whole or in part with state or federal funds.
C. In the event that project equipment is not used in the proper manner or is withdrawn from public transportation
services, the Subrecipient shall immediately notify the State. The State reserves the right to direct the sale or
transfer of property acquired under this grant agreement upon determination by the State that said property has not
been fully or properly used.
D. All vehicles purchased under this grant agreement shall comply with the Motor Vehicle Safety Standards
established by the US Department of Transportation.
E. Irrespective of coverage by insurance, unless otherwise approved in writing by the State, in the event of loss or
damage to project property, whether by casualty or fire, the fair market value will be the value of the property
immediately before the casualty or fire.
F. The Subrecipient shall notify the State immediately of theft, wreck, vandalism or other destruction of project -related
facilities or equipment.
ARTICLE 10. COORDINATION
According to Title 43 of the Texas Administrative Code §31.49,the Subrecipient will at all times coordinate the provision of
public transportation services with other transportation operators, both public and private, in the area. The Subrecipient
will furnish the State copies of any agreement resulting from such coordination. Agreements that authorize the payment of
project funds to another entity are subject to the approval requirements described in Article 5, Subcontracts.
ARTICLE 11. LABOR PROTECTION PROVISIONS
If applicable, the Subrecipient shall comply with the labor protection provisions as listed below.
The Subrecipient agrees that the following terms and conditions shall apply for the protection of employees in
the mass passenger transportation industry in the area of the project:
A. The project shall be carried out in such a manner and upon such terms and conditions as will not adversely affect employees in
the mass passenger transportation industry within the service area of the project.
B. All rights, privileges, and benefits (including pension rights and benefits) of employees (including employees already retired)
shall be preserved and continued.
C. The Subrecipient shall be financially responsible for any deprivation of employment or other worsening of employment
position as a result of the project.
D. In the event an employee is terminated or laid off as a result of the project, he or she shall be granted priority of employment or
reemployment to fill any vacant position for which he or she is, or by training or retraining can become, qualified. In the event
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training is required by such employment or reeriploymk, the gubrecipient shall provide or provide for such training or
retraining at no cost to the employee.
E. Any employee who is laid off or otherwise deprived of employment or placed in a worse position with respect to compensation,
hours, working conditions, fringe benefits, or rights and privileges pertaining thereto at any time during his or her employment
as a result of the project, including any program of efficiencies or economies directly or indirectly related thereto, shall be
entitled to receive any applicable rights, privileges and benefits as specified in the employee protective arrangement certified by
the Secretary of Labor under Section 405(b) of the Rail Passenger Service Act of 1970 on April 16, 1971. An employee shall
not be regarded as deprived of employment or placed in a worse position with respect to compensation, etc., in case of his or
her resignation, death, retirement, dismissal for cause, or failure to work due to disability or discipline. The phrase "as a result
of the project" as used herein shall.include events occurring in anticipation of, during, and subsequent to the project.
F. In the event any provision of these conditions is held to the invalid or otherwise unenforceable, the Subrecipient, the employees
and/or their representatives may invoke the jurisdiction of the Secretary of Labor to determine substitute fair and equitable
employee protective arrangements which shall be incorporated in these conditions.
G. The Subrecipient agrees that any controversy respecting the project's effects upon employees, the interpretation or application
of these conditions and the disposition of any claim arising hereunder may be submitted by any party to the dispute including
the employees or their representative for determination by the Secretary of Labor, whose decision shall be final.
H. The Subrecipient shall maintain and keep on file all relevant books and records in sufficient detail as to provide the basic
information necessary to the making of the decisions called for in the preceding paragraph.
I. The Subrecipient will post, in a prominent and accessible place, a notice stating that the Subrecipient is a recipient of Federal
assistance under the Federal Transit Act and has agreed to comply with the provisions of 49 U.S.C., Section 5333(b).
The notice shall also specify the terms and conditions set forth herein for the protection of employees.
ARTICLE 12. MONITORING
A. The State will monitor the progress of the project authorized in this agreement using appropriate and necessary
inspections, including but not limited to periodic reports, physical inspection of project facilities, telephone
conversations, letters, and conferences.
B. The State shall monitor and conduct fiscal and/or program audits of the Subrecipient and its contractors to verify the
extent of services provided under the terms of the grant agreement. Representatives of the State or Federal
government shall have access to project facilities and records at all reasonable times.
ARTICLE 13. REPORTS
A. The Subrecipient shall submit written or electronic reports at intervals and in a format prescribed by the State.
1. Quarterly Operating Report - No later than fifteen (15) working days after the end of the quarter, for which the
report is made, the Subrecipient shall submit an activity report to the State. Ata minimum, the quarterly
operating report will include the number of vehicles in operation; total one-way passenger trips; total miles
traveled; total expenses, including administrative and operating expenses; revenue, including fares and
donations, operating cost per vehicle mile; operating cost per passenger trip; and number of passengers per
mile traveled. The State may require more frequent operating reports for reasons of its own, or if the
Subrecipient does not provide the reports in a timely manner or if the reports indicate unfavorable trends.
2. Status of Procurements - If the grant includes the purchase of vehicles or other capital equipment, the
Subrecipient shall submit a quarterly report consisting of a brief narrative including but not limited to
procurement milestones, including date of purchase order, vendor name and location, and estimated delivery
date.
3. Status of Construction - If the grant includes construction, the Subrecipient shall submit quarterly narrative
reports which include but are not limited to the progress of construction.
B. Regardless of the type of assistance included in the grant, the Subrecipient shall promptly advise the State in writing
if at any time the progress of the project will be negatively or positively impacted, including:
1. Problems, delays or adverse conditions that will materially affect the Subrecipient's ability to attain program
objectives, prevent the meeting of time schedules and goals, or preclude the attainment of project work units by
established time periods. This disclosure shall be accompanied by a statement of the action taken, or
contemplated, by the Subrecipient and any State assistance needed to resolve the situation.
2. Favorable developments or events that will enable the Subrecipient to meet time schedules and goals sooner
than anticipated or produce more work units than originally projected.
C. Every two (2) years, or more frequently when instructed by the State, the Subrecipient shall conduct a physical
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inventory of grant -supported property as set forth in Article 9, Equipment Management, and furnish the State a copy
of the inventory.
D. The Subrecipient shall develop performance goals and management objectives in accordance with Title 43, Texas
Administrative Code §31.36.
E. The Subrecipient shall maintain written maintenance records for each grant -supported vehicle, and shall make such
records available to the State upon request. As a minimum, the Subrecipient shall comply with the manufacturer's
recommended maintenance schedule.
ARTICLE 14. DISPUTES AND REMEDIES
A. The Subrecipient shall be responsible for the settlement of all contractual and administrative issues arising out of
procurements entered in support of the grant.
B. Any dispute concerning the work hereunder, additional costs, or any other non -procurement issue shall be
submitted for resolution by informal mediation, in accordance with the requirements of the Governmental Dispute
Resolution Act, Chapter 2009, Government Code, unless the subject matter applies under Title 43, Texas
Administrative Code §9.2.
C. This agreement shall not be considered as specifying the exclusive remedy for any default, but all remedies existing
at law and in equity may be availed of by either party and shall be cumulative.
ARTICLE 15. TERMINATION
A. The State may terminate this grant agreement at any time before the date of completion whenever it is determined
that the Subrecipient has failed to comply with the conditions of the grant agreement. The State shall give written
notice to the Subrecipient at least thirty (30) days prior to the effective date of termination and specify the effective
date of termination, the reason for the termination, and other termination instructions_ Additionally, if the State
notifies the Subrecipient of a major deficiency and the Subrecipient does not respond in the manner required by the
State, the State will immediately terminate the contract, direct the disposition of equipment purchased with grant
funds, or both. If both parties to this grant agreement agree that the continuation of the grant would not produce
beneficial results commensurate with the further expenditure of funds, the parties shall agree upon the termination
conditions, including the effective date. In the event that both parties agree that resumption of the grant is
warranted, a new grant agreement must be developed and executed by both parties.
B. Either the State or the Subrecipient may terminate this agreement by giving notice in writing one to the other for
reasons of its own and not subject to the approval of the other party. In the event of termination for convenience,
neither the State nor the Subrecipient shall be subject to additional liability except as otherwise provided in this
agreement.
C. Upon termination of this grant agreement, whether for cause or at the convenience of the parties hereto, title to all
property and equipment remains with the Subrecipient subject to the obligations and conditions set forth in this
grant agreement and 49 C.F.R. 18.31 and 18.32, unless the state or federal funding agency issue disposition
instructions to the contrary.
D. In the event of termination, the State may compensate the Subrecipient for those eligible expenses incurred during
the grant periods that are directly attributable to the completed portion of the grant covered by this grant agreement,
provided that the grant has been completed in accordance with the terms of the grant agreement. The Subrecipient
shall not incur new obligations for the terminated portion after the effective date of termination.
E. Except with respect to defaults of subcontractors, the Subrecipient shall not be in default by reason of any failure in
performance of this grant agreement in accordance with its terms (including any failure by the Subrecipient to
progress in the performance of the work) if such failure arises out of causes beyond the control and without the
default or negligence of the Subrecipient. Such causes may include but are not limited to acts of God or of the
public enemy, acts of the Government in either its sovereign or contractual capacity, fires, floods, epidemics,
quarantine restrictions, strikes, freight embargoes, and unusually severe weather. In every case, however, the
failure to perform must be beyond the control and without the fault or negligence of the Subrecipient.
ARTICLE 16. DISADVANTAGED BUSINESS ENTERPRISE (DBE) PROGRAM REQUIREMENTS
REQUIREMENTS FOR PUBLIC TRANSPORTATION CONTRACTS
It is the policy of the United States Department of Transportation (USDOT) and the Texas Department of Transportation
(TxDOT) that Disadvantaged Business Enterprises (DBE) as defined in 49 C.F.R. Part 26 shall have the opportunity to
participate in the performance of contracts financed in whole or in part with Federal funds. Consequently, the DBE and
the TxDOT's DBE Program requirements of 49 C.F.R. Part 26 apply to this contract as follows:
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A. The Subrecipient and any subcontractor will strive to meet the annual DBE goal of 8.4% by offering DBEs, as
defined in 49 C.F.R. Part 26, Subpart A, the opportunity to compete fairly for contracts and subcontracts. DBE
participation shall be reported monthly.
B. The Subrecipient and any subcontractor shall not discriminate on the basis of race, color, national origin or sex in the award
and performance of contracts.
C. These requirements shall be physically included in any subcontract.
D. Failure to carry out the requirements set forth above shall constitute a material breach of this contract and may,
after the notification of the State, result in termination of the contract by the TxDOT or other such remedy as the
TxDOT deems appropriate.
ARTICLE 17. CONTROL OF SUBSTANCE ABUSE
A. The Subrecipient will certify compliance with 49 C.F.R. Parts 40, 653 and 654 on or before September 1st of each
year, using the certification form furnished by the State.
B. Section 5307 Subrecipient's will submit a copy of the Management Information System (MIS) reports by March 15th
of each year using forms furnished by the State.
C. Section 5311 Subrecipient's will submit required Management Information System (MIS) reports on or before
February 15th of each year using forms furnished by the State.
ARTICLE 18. PROHIBITED ACTIVITIES
A. Neither the Subrecipient nor any subcontractor shall use federal or state assistance funds for publicity or
propaganda purposes designed to support or defeat legislation pending before Congress or the Texas Legislature.
B. No member of or delegate to the Congress of the United States shall share in this grant agreement or benefit from
it, except in the same manner as the general public.
C. No member, officer or employee of the Subrecipient during his tenure or one (1) year thereafter shall have any
interest, direct or indirect, in this grant agreement or the proceeds thereof.
D. Texas Transportation Commission policy mandates that employees of the Texas Department of Transportation
(TxDOT) shall not accept any benefits, gifts or favors from any person doing business or who reasonably speaking
may do business with the State under this grant agreement. The only exceptions allowed are ordinary business
lunches and items that have received the advanced written approval of TxDOT's Executive Director.
E. Any persons doing business with or who may reasonably speaking do business with the State under this grant
agreement may not make any offer of benefits, gifts or favors to TxDOT employees, except as mentioned here
above. Failure on the part of the Subrecipient to adhere to this policy may result in the termination of this grant
agreement.
F. The Subrecipient will comply with Texas Government Code, Chapter 573, by insuring that no officer, employee or
member of the Subrecipient's governing board or of the Subrecipient's contractors or subcontractors shall vote or
confirm the employment of any person related within the second degree by affinity or third degree by consanguinity
to any member of the governing body or to any other officer or employee authorized to employ or supervise such
person.
This prohibition shall not prohibit the employment of a person who shall have been continuously employed for a
period of two (2) years prior to the election or appointment of the officer, employee, governing body member related
to such person in the prohibited degree.
ARTICLE 19. OPEN MEETINGS
If applicable, the Subrecipient will comply with Texas Government Code, Chapter 551, which requires all regular, special
or called meetings of governmental bodies to be open to the public, except as otherwise provided by law or specifically
permitted in the Texas Constitution.
ARTICLE 20. INDEMNIFICATION
A. To the extent permitted by law, the Subrecipient shall indemnify and save harmless the State from all claims and
liability due to activities of its agents, employees or volunteers performed under this agreement and which result
from an error, omission or negligent act of the Subrecipient or of any person employed by the Subrecipient.
B. To the extent permitted by law, the Subrecipient shall also save harmless the State from any and all expenses,
including attorney fees, which might be incurred by the State in litigation or otherwise resisting said claim or
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liabilities which might be imposed on the State as a result of activities by the Subrecipient, its agents, employees or
volunteers.
C. The Subrecipient acknowledges that it is not an agent, servant or employee of the State and that it is responsible for
its own acts and deeds and for those of its agents, employees or volunteers during the performance of the grant
agreement.
ARTICLE 21. COMPLIANCE WITH LAWS
The Subrecipient shall comply with all federal, state and local laws, statutes, ordinances, rules and regulations, and the
orders and decrees of any courts or administrative bodies or tribunals in any matter affecting the performance of this
grant, including without limitation workers' compensation laws, minimum and maximum salary and wage statutes and
regulations, nondiscrimination laws and regulations, and licensing laws, and licensing laws, regulations, and the Texas
Uniform Grant Management Standards. When required, the Subrecipient shall furnish the State with satisfactory proof of
compliance therewith.
ARTICLE 22. NONCOLLUSION
The Subrecipient warrants that it has not employed or retained any company or person, other than a bona fide employee
working for the firm, to solicit or secure this grant, and that it has not paid or agreed to pay any company or person, other
than a bona fide employee, any fee, commission, percentage, brokerage fee, gift or any other consideration contingent
upon or resulting from the award or making of this grant. If the Subrecipient breaches or violates this warranty, the State
shall have the right to annul this agreement without liability or, in its discretion, to deduct from the grant price or
consideration, or otherwise recover, the full amount of such fee, commission, brokerage fee, gift, or contingent fee.
ARTICLE 23. CIVIL RIGHTS
(1) Nondiscrimination - In accordance with Title VI of the Civil Rights Act, as amended, 42 U.S.C. § 2000d, section 303 of
the Age Discrimination Act of 1975, as amended, 42 U.S.C. § 6102, section 202 of the Americans with Disabilities Act of
1990, 42 U.S.C. § 12132, and Federal transit law at 49 U.S.C. § 5332, the Subrecipient agrees that it will not discriminate
against any employee or applicant for employment because of race, color, creed, national origin, sex, age, or disability. In
addition, the Subrecipient agrees to comply with applicable Federal implementing regulations and other implementing
requirements FTA may issue.
(2) Equal Employment Opportunity - The following equal employment opportunity requirements apply to the underlying
contract:
(a) Race, Color, Creed, National Origin, Sex - In accordance with Title VII of the Civil Rights Act, as amended, 42 U.S.C. §
2000e, and Federal transit laws at 49 U.S.C. § 5332, the Subrecipient agrees to comply with all applicable equal
employment opportunity requirements of U.S. Department of Labor (U.S. DOL) regulations, "Office of Federal Contract
Compliance Programs, Equal Employment Opportunity, Department of Labor," 41 C.F.R. Parts 60 et seq ., (which
implement Executive Order No. 11246, "Equal Employment Opportunity," as amended by Executive Order No. 11375,
"Amending Executive Order 11246 Relating to Equal Employment Opportunity," 42 U.S.C. § 2000e note), and with any
applicable Federal statutes, executive orders, regulations, and Federal policies that may in the future affect construction
activities undertaken in the course of the Project. The Subrecipient agrees to take affirmative action to ensure that
applicants are employed, and that employees are treated during employment, without regard to their race, color, creed,
national origin, sex, or age. Such action shall include, but not be limited to, the following: employment, upgrading,
demotion or transfer, recruitment or recruitment advertising, layoff or termination; rates of pay or other forms of
compensation; and selection for training, including apprenticeship. In addition, the Subrecipient agrees to comply with any
implementing requirements FTA may issue.
(b) Age - In accordance with section 4 of the Age Discrimination in Employment Act of 1967, as amended, 29 U.S.C. § §
623 and Federal transit law at 49 U.S.C. § 5332, the Subrecipient agrees to refrain from discrimination against present
and prospective employees for reason of age. In addition, the Subrecipient agrees to comply with any implementing
requirements FTA may issue.
(c) Disabilities - In accordance with section 102 of the Americans with Disabilities Act, as amended, 42 U.S.C. § 12112,
the Subrecipient agrees that it will comply with the requirements of U.S. Equal Employment Opportunity Commission,
"Regulations to Implement the Equal Employment Provisions of the Americans with Disabilities Act," 29 C.F.R. Part 1630,
pertaining to employment of persons with disabilities. In addition, the Subrecipient agrees to comply with any
implementing requirements FTA may issue.
CITY OF LUBBOCK/ CITIBUS STATE PROJECT NO.: ED
0303(05) 40
FGNP - 5310SLPT Page 8 of 12 Rev. 4/3/03
5310 Federal - Government or Non -Profit Entity
Misc. Contract No.:51305F3016
(3) The Subrecipient also agrees to include these requirements in each subcontract financed in whole or in part with
Federal assistance provided by FTA, modified only if necessary to identify the affected parties.
ARTICLE 24. DEBT TO THE STATE (NOT APPLICABLE)
ARTICLE 25. PROGRAM INCOME
A. Except for income from royalties and proceeds from the sale of real property or equipment, the Subrecipient
shall retain program income and apply such income to allowable capital or operating expenses. If federally
funded, Program Income from royalties and proceeds from sale of real property or equipment shall be
handled as specified in Attachment D — Federal Provisions.
B. The Subrecipient shall comply with standards governing the receipt and application of program income as set forth
in 49 C.F.R. §18.25, Program Income. Program income means gross income received by the Subrecipient directly
generated by a grant supported activity, or earned only as a result of this grant agreement during the time period
specified in Article 1, Grant Period.
C. Program income includes income from fees for services performed, from the use or rental of real or personal
property acquired with grant funds, from the sale of commodities or items fabricated under a grant agreement, and
from payments of principal and interest on loans made with grant funds. Except as otherwise provided in federal
regulations, program income does not include grant funds, rebates, credits discounts, refunds, and the interest
earned on any of these receipts.
ARTICLE 26. SUCCESSORS AND ASSIGNS
The Subrecipient binds themselves, their successors, assigns, executors and administrators in respect to all covenants of
this agreement. The Subrecipient shall not sign, sublet or transfer their interest in this agreement without the written
consent of the State.
ARTICLE 27. LEGAL CONSTRUCTION
In case any one or more of the provisions contained in this agreement shall for any reason be held to be invalid, illegal or
unenforceable in any respect, such invalidity, illegality or unenforceability shall not affect any other provision thereof and
this agreement shall be construed as if such invalid, illegal or unenforceable provision had never been contained herein.
ARTICLE 28. PRIOR AGREEMENTS
This agreement constitutes the sole and only agreement of the parties hereto and supersedes any prior understandings or
written or oral agreements between the parties respecting the public transportation grant specifically authorized and
funded under this agreement.
ARTICLE 29. SPECIAL PROVISIONS FOR CONSTRUCTION AND REPAIR CONTRACTS
A. Signs - The Subrecipient shall cause to be erected at the site of construction, and maintained during construction,
signs satisfactory to the State and the U. S Department of Transportation identifying the project and indicating that
the Government is participating in the development of the project.
B. Hazardous Materials - The Subrecipient will conduct an inspection of the building for hazardous materials; asbestos
and lead -based paint. Removal and disposal will be in accordance with local, state and federal regulations, prior to
the initiation of construction.
ARTICLE 30. CHILD SUPPORT STATEMENT (NOT APPLICABLE)
ARTICLE 31. SIGNATORY WARRANTY
The undersigned signatory for the Subrecipient hereby represents and warrants that he or she is an officer of the
organization for which he or she has executed this agreement and that he or she has full and complete authority to enter
into this agreement on behalf of the organization.
ARTICLE 32. INCORPORATION OF PROVISIONS.
Attachments A through E are attached hereto and incorporated into this contract as if fully set forth herein.
IN TESTIMONY WHEREOF, the parties hereto have caused these presents to be executed in duplicate counterparts.
CITY OF LUBBOCK/ CITIBUS STATE PROJECT NO.: ED
0303(05) 40
FGNP - 5310SLPT Page 9 of 12 Rev. 4/3/03
5310 Federal - Government or Non -Profit Entity
Misc. Contract No.:51305F3016
Executed for the Executive Director and approved foe the
Texas Transportation Commission for the purpose and
effect of activating and/or carrying out the orders,
established policies or work programs heretofore approved
and aut r ed by he Texas Transportation Commission.
By:
Distri E gineer, u bock District
Randy . Hopmann, P.E.
Typed, Printed or Stamped Name
Title: District Engineer
Date: �5 1
-T
SUBRECIPIENT:
By:
CITIBUS
Authorized Officer
Marc McDougal,..,
Typed, Printed or Stamped Name
Title: Mayor
Date: May 8, 2003
CITY OF LUBBOCK/ CITIBUS
0303(05) 40
FGNP - 5310SLPT
Page 10of12
STATE PROJECT NO.: ED
Rev. 4/3/03
APPROVED
RECIPIENT
ATTEST:
Rebe ca Garza
City Secretary
Date: May 8, 2003
APPROVED AS TO FORM:
William de Haas
Contract Manager
A75�5.
AS
Cr51-9 vrmef
Managing Director for Planning and
Transportation
5310 Federal - Government or Non -Profit Entity
Misc. Contract No.:51305F3016
Attachments to Grant Agreement
Attached and Incorporated into the Grant Agreement by Reference
Attachment
Title
A
Approved Project Description
B
Approved Project Budget
c
Disclosure of Lobbying Activities
D
Federal Provisions
E
Nondiscrimination
CITY OF LUBBOCK/ CITIBUS Page 1 of 1 STATE PROJECT
5310 Federal - Government or Non -Profit Entity Misc. Contract No.:51305F3016
ATTACHMENT A
APPROVED PROJECT DESCRIPTION
The application for State and Federal assistance, as submitted to the State, is hereby incorporated into this agreement as
the project description, unless described below.
CITY OF LUBBOCK/ CITIBUS Page 1 of 1 STATE PROJECT
5310 Federal - Government or Non -Profit Entity Misc. Contract No.:51305F3016
ATTACHMENT B
APPROVED PROJECT BUDGET
Subrecipient: CITY OF LUBBOCK/ CITIBUS Elderly and Persons with Disabilities Program
State Project No.: ED 0303( 05) 40 (49 U.S.C. §5310)
Misc. Contract No.: 51305F3016 CFDA 20.513
Effective Date: April 15, 2003
Project Completion Date: April 30, 2004
Category Description ALI Code Fuel Type No. Unit Cost Total Federal Local Match Toll Credits
Units
Capital Preventive 11.7A.00 1 $43,085 $43,085 $43,085 $0 10,771
Maintenance
Project Totals $43,085$43,085E010,771
CITY OF LUBBOCK/ CITIBUS Page 1 of 1 STATE PROJECT NO.:ED
5310 Federal - Government or Non -Profit Entity Misc. Contract No.:51305F3016
ATTACHMENT C
DISCLOSURE OF LOBBYING ACTIVITIES
Complete this form to disclose lobbyinq activities pursuant to 31 U.S.C. 1352
1.
Type of Federal Action: _B
2.
Status of Federal Action: _B_
3. ReportType:
a.
contract
a.
bid/offer/application
a. initial filing
b.
grant
b.
initial award
b. material change
c.
cooperative agreement
C.
post award
For Material Change Only:
d.
loan
year _ quarter
date of last report
e.
loan guarantee
£
loan insurance
4.
Name and Address of Reporting Entity:
4. If Reporting Entity in No. 4 is Subawardee, Enter Name and
Name: CITY OF LUBBOCK/ CITIBUS
Address of Prime:
Address:
N/A
Prime Subawardee X
Tier, if known:
6.
Federal Department/Agency:
7. Federal Program Name/Description
CFDA Number, if applicable:
8.
Federal Action Number, If known:
9. Award Amount, if known:
10.a. Name and Address of Lobbying Entity:
10.b. Individual Performing Services (including address if
(if individual, last name, first name, MI):
different from No. l0A) (last name, first name, MI):
N/A
N/A
attach Continuation Sheets SF-LLL-A, if
necessary)
11. Amount of Payment (check all that apply):
12. Form of Payment (check all that apply):
a. cash
$ N/A — actual
b. in -kind; specify: nature
planned
value
13. Type of Payment (check all that apply):
a. retainer c. commission e. deferred
b. one-time fee d. contingent fee f. other; specify
14. Brief Description of Services Performed or to be Performed and Date(s) of Service, including officer(s), employee(s),
or Member(s) contacted, for Payment indicated in Item 11: Urban Public Transportation
15. Continuation Sheets SF-LLL-A attached: Yes No X
16. Information requested through this form is authorized by
Authorized Representative:
title 31 U.S.C. section 1352. This disclosure of lobbying
activities is a material representation of fact upon which
_
reliance was placed by the tier above when this transaction
was made or entered into. This disclosure is required
Title: Contract Manager
pursuant to 31 U.S.C. 1352. This information will be reported
to the Congress semi-annual and will be available for public
Signature -- /
inspection. Any person who fails to file the required
disclosure shall be subject to a civil penalty of not less than
Telephone: 8 0 6 — 7 7 5 — 3 219
$10,000 and not more than $100,000 for each such. failure.
Date:
CITY OF LUBBOCK/ CITIBUS Page 1 of 1 STATE PROJECT NO.:
Federal — Government or Non -Profit Entity
Contract No
ATTACHMENT D
FEDERAL PROVISIONS
TABLE OF CONTENTS
Section 1. Project Implementation.
A. General Requirements.
B. U.S. DOT Administrative Requirements.
C. Application of Federal, State, and Local Laws and Regulations.
D. Significant Participation by a Third Party Contractor.
E. Subrecipient's Responsibility to Extend Federal Requirementsto Other Entities.
F. No Federal Government Obligations to Third Parties.
G. Changes in Project Performance (i.e., Disputes, Breaches, Defaults or Litigation).
H. Incorporation of Federal Transit Administration (FTA) Terms
I. State and Local Law Disclaimer
J. Federal Changes
Section 2. Ethics.
A. Debarment and Suspension.
B. Lobbying Restrictions.
C. False or Fraudulent Statements or Claims.
Section 3. Accounting Records.
A. Project Accounts.
B. Documentation of Project Costs and Program Income.
Section 4. Reporting, Record Retention, and Access.
A. Record Retention.
B. Access to Records of Recipients and Subrecipients.
C. Project Close-out.
Section 5. Costs Reimbursed.
Section 6. Civil Rights.
A. Nondiscrimination.
B. Equal Employment Opportunity.
C. Requirements.
Section 7. Bus Requirements.
A. Charter Bus
B. School Bus
Section 8. Procurement.
A. Federal Standards.
B. Buy America.
C_ Exclusionary or Discriminatory Specifications.
D. Bus Seat Specifications.
E. Clean Air and Clean Water.
F. Preference for Recycled Products.
G. Architectural, Engineering, Design, or Related Services.
H. Award to Other than the Lowest Bidder.
I. Rolling Stock.
J. Bonding.
K. National Intelligent Transportation Systems Architecture and Standards.
L. Fly America.
M. Cargo Preference Requirements.
Section 9. Leases.
A. Capital Leases.
B. Leases Involving Certificates of Participation.
C. Cross -Border Leases.
Federal — Government or Non -Profit Entity
Contract No
Section 10. Patent Rights.
A. General.
B. Federal Rights.
Section 11. Rights in Data and Copyrights.
A. Definition.
B. State and Federal Restrictions.
C. Federal Rights in Data and Copyrights.
D. Special Rights in Data for Research, Development, Demonstration, and Special Studies
(Planning) Projects.
E. Hold Harmless.
F. Restrictions on Access to Patent Rights.
G. Statutory Requirements to Release Data.
Section 12. Use of Real Property, Equipment, and Supplies.
A. Use of Project Property.
B. General Federal Requirements.
C. 5310 Program.
D. Maintenance.
E. Records.
F. Encumbrance of Project Property.
G. Transfer of Project Property.
H. Disposition of Project Property.
I. Misused or Damaged Project Property.
J. Obligations After Project Close-out.
Section 13. Insurance.
A. Minimum Requirements.
B. Flood Hazards.
Section 14. Relocation.
A. Relocation Protections.
B. Nondiscrimination in Housing.
Section 15. Real Property.
A. Land Acquisition.
B. Covenant Assuring Nondiscrimination.
C. Recording Title of Real Property.
D. FTA Approval of Changes in Real Property Ownership.
Section 16. Construction.
A. Drafting, Review, and Approval of Construction Plans and Specifications.
B. Supervision of Construction.
C. Construction Reports.
D. Project Management for Major Capital Projects.
E. Seismic Safety.
Section 17. Employee Protections.
A. Construction Activities.
B. Activities Not Involving Construction.
C. State and Local Government Employees.
D. Transit Employee Protective Arrangements.
Section 18. Environmental Requirements.
A. Use of Public Lands.
B. Coastal Zone Management.
C. Environmental Justice.
Section 19. Energy Conservation.
Federal — Government or Non -Profit Entity
Contract No
Section 20. State Management and Monitoring System
Section 21. Right of Privacy.
Section 22. Not Applicable.
Section 23. Metric System.
Section 24. Substance Abuse.
A. Drug Abuse.
B. Alcohol Abuse.
Section 25. State Safety Oversight of Rail Fixed Guideway Public Systems.
Section 26. Seat Belt Use.
Section 27. Special Requirements for Urbanized Area Formula Projects.
A. Fares and Services.
B. Audit Requirements.
C. Half -Fare Requirements.
D. Procurement of an Associated Capital Maintenance Product.
E. Transit Security.
F. Restrictions on the Use of Formula Assistance for Operations.
G. Reporting Requirements.
H. Criminal Sanctions.
Section 28. Not Applicable.
Section 29. Special Requirements for Job Access and Reverse Commute Grant Projects.
A. General Requirements.
B. Restrictions on the Use of Grant Funds.
Section 30. Special Requirements for Over -the -Road Bus Accessibility Projects.
A. General Requirements.
B. Special Requirements.
C. FTA Notice.
Section 31. Disputes, Breaches, Defaults, or Other Litigation.
A. Notification.
B. Federal Interest in Recovery.
C. Enforcement.
D. State and FTA Concurrence.
E. Termination for Convenience.
Federal — Government or Non -Profit Entity Contract No
FEDERAL GENERAL TERMS AND CONDITIONS
FOR PUBLIC TRANSPORTATION PROJECTS
This document contains standard terms and conditions governing the administration of a public transportation project
supported with Federal assistance through the Texas Department of Transportation ("State").
The State and the Subrecipient/Subgrantee ("Subrecipient") understand and agree that not every provision of this
document will apply to every Subrecipient or every project depending upon the nature of the Project and the section of the
statute authorizing the financial assistance.
Thus, in consideration of the mutual covenants, promises, and representations herein, the State and the Subrecipient
agree as follows:
Section 1. Project Implementation
A. General requirements.
1. Effective Date. The effective date of this agreement is the date of final execution by both parties. The
Subrecipient agrees to begin the Project in a timely manner.
2. Subrecipient's Capacity, The Subrecipient agrees to maintain or acquire sufficient legal, financial,
technical, and managerial capacity to plan, manage, and complete the Project, and provide for the use of
Project facilities and equipment, to comply with the terms of the agreement, and all applicable Federal
laws, executive orders, regulations, directives, and published policies governing this Project.
3. Completion Dates. The Subrecipient agrees to complete the Project in a timely manner.
B. U.S. DOT Administrative Requirements. The Subrecipient acknowledges that Federal administrative requirements
differ based on the type of entity receiving Federal assistance:
1. A Subrecipient that is a State, a local government, or an Indian tribal government agrees to comply with
U.S. DOT regulations, "Uniform Administrative Requirements for Grants and Cooperative Agreements to
State and Local Governments," 49 C.F.R. Part 18.
2. A Subrecipient that is an institution of higher education or a nonprofit organization agrees to comply with
U.S. DOT regulations, "Uniform Administrative Requirements for Grants and Agreements with Institutions
of Higher Education, Hospitals, and Other Non -Profit Organizations," 49 C.F.R. Part 19.
C. Application of Federal, State, and Local Laws and Regulations. The Subrecipient acknowledges that Federal
laws, regulations, policies, and related administrative practices applicable to the Project may be modified from
time to time. The Subrecipient agrees that the most recent of such Federal requirements will govern the
administration of the Project at any particular time, unless FTA issues a written determination otherwise.
D. The Subrecipient agrees to include notice in each agreement with any third party contractor participating in the
Project that State or Federal requirements may change and the changed requirements will apply to the Project as
required, unless the State or Federal Government determines otherwise.
E. Significant Participation by a Third Party Contractor. Although the Subrecipient may enter into a third party
contract in which the third party contractor agrees to provide property or services in support of the Project, or even
carry out Project activities normally performed by the Subrecipient, the Subrecipient continues to remain
responsible to the Federal Transportation Administration (FTA) for compliance with Federal requirements.
F. Subrecipient's Responsibility to Extend Federal Requirements to Other Entities.
1. Entities Affected. The Subrecipient agrees to take appropriate measures necessary to ensure any third
party contractors comply with applicable Federal requirements.
2. Documents Affected. The Subrecipient agrees to require its third party contractors to include adequate
provisions to ensure compliance with applicable Federal requirements in each lower tier subcontract and
subagreement financed in whole or in part with financial assistance.
G. No State or Federal Government Obligations to Third Parties. The Subrecipient agrees that, absent the State or
Federal Government's express written consent, the State or Federal Government shall not be subject to any
obligations or liabilities to any Subrecipient or any third party contractor, or any other person.
H. Changes in Project Performance (i.e., Disputes, Breaches, Defaults or Litigation). The Subrecipient agrees to
notify the State immediately of any change in conditions (such as its legal, financial, or technical capacity), or any
other event that may significantly affect the Subrecipient's ability to perform the Project.
I. Incorporation of Federal Transit Administration (FTA) Terms. The preceding provisions include, in part, certain
Standard Terms and Conditions required by DOT, whether or not expressly set forth in the preceding contract
provisions. All contractual provisions required by DOT, as set forth in FTA Circular 4220.1 D, dated April 15, 1996
and as amended August 4, 1998, are hereby incorporated by reference. Anything to the contrary herein
notwithstanding, all FTA mandated terms shall be deemed to control in the event of a conflict with other provisions
contained in this Agreement. The Subrecipient shall not perform any act, fail to perform any act, or refuse to
comply with any requests which would cause anyone to be in violation of the FTA terms and conditions.
Federal — Government or Non -Profit Entity
Contract No
J. State and Local Law Disclaimer. The wording in the suggested clauses in the FTA Best Practices Procurement
Manual is not governed by Federal law, but is signiticaritly affected by State law. The language of the suggested
clauses may need to be modified depending on state law, and that before the suggested clauses are used in the
subrecipient's procurement documents, the subrecipient's should consult with its local attorney.
K. Federal Changes. Subrecipient shall at all times comply with all applicable FTA regulations, policies, procedure
and directives, as they may be amended or promulgated from time to time during the term of any contract related
to this solicitation. Subrecipient's failure to so comply may constitute a material breach of the underlying contract.
Section 2. Ethics
A. Debarment and Suspension. The Subrecipient agrees to comply, and assures the compliance of any third party
contractor, with Executive Order Numbers 12549 and 12689, "Debarment and Suspension," 31 U.S.C. §6101
note, and U.S. DOT regulations, "Government wide Debarment and Suspension (Nonprocurement)," within 49
C. F. R. Part 29.
B. Lobbying Restrictions. The Subrecipient agrees to:
1. Refrain from using Federal assistance funds to support lobbying,
2. Comply, and assure the compliance of each third party contractor at any tier with U.S. DOT regulations,
"New Restrictions on Lobbying," 49 C.F.R. Part 20, modified as necessary by 31 U.S.C. §1352.
3. Comply with Federal statutory provisions to the extent applicable prohibiting the use of Federal assistance
funds for activities designed to influence Congress or a State legislature on legislation or appropriations,
except through proper, official channels.
4. Sign the Lobbying Certification attached.
C. False or Fraudulent Statements or Claims. The Subrecipient acknowledges and agrees that:
1. The Program Fraud Civil Remedies Act of 1986, as amended, 31 U.S.C. §§3801 et seq. and U.S. DOT
regulations, "Program Fraud Civil Remedies," 49 C.F.R. Part 31, apply to its activities in connection with
the Project. Accordingly, by executing the agreement, the Subrecipient certifies or affirms the truthfulness
and accuracy of each statement it has made, it makes, or it may make in connection with the Project
covered by the agreement. In addition to other penalties that may apply, the Subrecipient also
acknowledges that if it makes a false, fictitious, or fraudulent claim, statement, submission, or certification
to the State or Federal Government, the Federal Government reserves the right to impose the penalties
of the Program Fraud Civil Remedies Act of 1986, as amended, to the extent the Federal Government
deems appropriate.
2. If the Subrecipient makes a false, fictitious, or fraudulent claim, statement, submission, or certification to
the State in connection with an urbanized area formula project financed with Federal assistance
authorized for 49 U.S.C. §5307, the Government reserves the right to impose the penalties of 18 U.S.C.
§1001 and 49 U.S.C. §5307(n)(1), to the extent the Federal Government deems appropriate.
Section 3. Accounting Records
A. Project Accounts. The Subrecipient agrees to establish and maintain for the Project either a separate set of
accounts, or separate accounts within the framework of an established accounting system, that can be identified
with the Project. The Subrecipient agrees that all checks, payrolls, invoices, contracts, vouchers, orders, or other
accounting documents related in whole or in part to the Project shall be clearly identified, readily accessible and
available to FTA upon its request, and, to the extent feasible, kept separate from documents not related to the
Project.
B. Documentation of Project Costs and Program Income. The Subrecipient agrees to support all costs charged to
the Project, including any approved services contributed by the Subrecipient or others, with properly executed
payrolls, time records, invoices, contracts, or vouchers describing in detail the nature and propriety of the
charges. The Subrecipient also agrees to maintain accurate records of all program income derived from
implementing the Project, except certain income determined by FTA to be exempt from the general Federal
program income requirements.
Section 4. Reporting, Record Retention, and Access
A. Record Retention. The Subrecipient agrees to maintain intact and readily accessible all data, documents, reports,
records, contracts, and supporting materials relating to the Project as the State or the Federal Government may
require during the course of the Project and for four years thereafter.
B. Access to Records. Upon request, the Subrecipient agrees to permit and require its Subrecipients to permit the
U.S. Secretary of Transportation, the Comptroller General of the United States, and the State, or their authorized
representatives, to inspect all Project work, materials, payrolls, and other data, and to audit the books, records,
and accounts pertaining to the Project.
C. Project Close-out. Project close-out does not alter the reporting and record retention requirements of this
Agreement.
Federal — Government or Non -Profit Entity
Contract No
Section 5. Costs Reimbursed
The Subrecipient understands and agrees that Project costs eligible for participation must comply with all the following
requirements:
1. Conform with the Attachment A, Approved Project Description, the Attachment B, Approved Project
Budget, and all other terms of the agreement;
2. Are necessary in order to accomplish the Project;
3. Are reasonable for the goods or services purchased;
4. Are actual net costs to the Subrecipient (i.e., the price paid minus any refunds, rebates, or other items of
value received by the Subrecipient that have the effect of reducing the cost actually incurred, excluding
program income);
5. Are incurred within the agreement time period;
6. Are satisfactorily documented;
7. Are treated consistently in accordance with accounting principles and procedures approved by the State;
8. Are eligible under State and Federal law, regulation, rule, or guidelines for participation; and
9. Unless permitted otherwise by Federal statute or regulation, comply with the: (1) U.S. Office of
Management and Budget (OMB) CircularA-87, Revised, "Cost Principles for State and Local
Governments" if the Subrecipient is a local government or an Indian tribal government; (2) OMB Circular
A-21, Revised, "Cost Principles for Educational Institutions" if the Subrecipient is an institution of higher
education; (3) OMB Circular A-122, Revised, "Cost Principles for Non -Profit Organizations" if the
Subrecipient is a private nonprofit organization; or (4) Federal Acquisition Regulation, 48 C.F.R. Chapter
I, Subpart 31.2, "Contracts with Commercial Organizations" if the Subrecipient is a for -profit organization.
Additionally, the Subrecipient shall comply with the requirements of the Single Audit Act of 1984, P.L.
98-502, ensuring that the single audit report includes the coverage stipulated in OMB Circular A-133.
Section 6. Civil Rights.
The Subrecipient agrees to comply with all applicable civil rights statutes and implementing regulations including, but not
limited to, the following:
(A) Nondiscrimination - In accordance with Title VI of the Civil Rights Act, as amended, 42 U.S.C. § 2000d, section 303 of
the Age Discrimination Act of 1975, as amended, 42 U.S.C. § 6102, section 202 of the Americans with Disabilities Act of
1990, 42 U.S.C. § 12132, and Federal transit law at 49 U.S.C.§ 5332, the Subreceipient agrees that it will not discriminate
against any employee or applicant for employment because of race, color, creed, national origin, sex, age, or disability. In
addition, the Subreceipient agrees to comply with applicable Federal implementing regulations and other implementing
requirements FTA may issue.
(B) Equal Employment Opportunity - The following equal employment opportunity requirements apply to the underlying
contract:
(1) Race, Color, Creed, National Origin, Sex - In accordance with Title VII of the Civil Rights Act, as amended, 42
U.S.C. § 2000e, and Federal transit laws at 49 U.S.C. § 5332, the Subreceipient agrees to comply with all
applicable equal employment opportunity requirements of U.S. Department of Labor (U.S. DOL) regulations,
"Office of Federal Contract Compliance Programs, Equal Employment Opportunity, Department of Labor," 41
C.F.R. Parts 60 et seq ., (which implement Executive Order No. 11246, "Equal Employment Opportunity," as
amended by Executive Order No. 11375, "Amending Executive Order 11246 Relating to Equal Employment
Opportunity," 42 U.S.C. § 2000e note), and with any applicable Federal statutes, executive orders, regulations,
and Federal policies that may in the future affect construction activities undertaken in the course of the Project.
The Subreceipient agrees to take affirmative action to ensure that applicants are employed, and that employees
are treated during employment, without regard to their race, color, creed, national origin, sex, or age. Such action
shall include, but not be limited to, the following: employment, upgrading, demotion or transfer, recruitment or
recruitment advertising, layoff or termination; rates of pay or other forms of compensation; and selection for
training, including apprenticeship. In addition, the Subreceipient agrees to comply with any implementing
requirements FTA may issue.
(2) Age - In accordance with section 4 of the Age Discrimination in Employment Act of 1967, as amended, 29
U.S.C. § § 623 and Federal transit law at 49 U.S.C. § 5332, the Subreceipient agrees to refrain from
discrimination against present and prospective employees for reason of age. In addition, the Subreceipient agrees
to comply with any implementing requirements FTA may issue.
(3) Disabilities - In accordance with section 102 of the Americans with Disabilities Act, as amended, 42 U.S.C. §
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12112, the Subreceipient agrees that it will comply with the requirements of U.S. Equal Employment Opportunity
Commission, "Regulations to Implement the Equal Employment Provisions of the Americans with Disabilities Act,"
29 C.F.R. Part 1630, pertaining to employment of persons with disabilities. In addition, the Subreceipient agrees
to comply with any implementing requirements FTA may issue.
(C) Requirements. The Subreceipient also agrees to include these requirements in each subcontract financed in whole or
in part with Federal assistance provided by FTA, modified only if necessary to identify the affected parties.
Section 7. Bus Requirements
The Subrecipient agrees to comply with the following:
A. Charter Service Operations. The Subrecipient agrees to comply with 49 U.S.C. 5323(d) and 49 CFR Part 604,
which provides that recipients and subrecipients of FTA assistance are prohibited from providing charter service
using federally funded equipment or facilities if there is at least one private charter operator willing and able to
provide the service, except under one of the exceptions at 49 CFR 604.9. Any charter service provided under one
of the exceptions must be "incidental," i.e., it must not interfere with or detract from the provision of mass
transportation.
B. School Bus Operations. Pursuant to 69 U.S.C. 5323(f) and 49 CFR Part 605, recipients and subrecipients of FTA
assistance may not engage in school bus operations exclusively for the transportation of students and school
personnel in competition with private school bus operators unless qualified under specified exemptions. When
operating exclusive school bus service under an allowable exemption, recipients and subrecipients may not use
federally funded equipment, vehicles, or facilities.
Section 8. Procurement
To the extent applicable, the Subrecipient agrees to comply with the following third parry procurement requirements:
A. Federal Standards. The Subrecipient agrees to comply with FTA Circular 4220.1 D, "Third Parry Contracting
Requirements," including any revision or replacement thereof, and applicable Federal regulations or
requirements, including FTA third party contracting regulations when promulgated. The FTA Best Practices
Procurement Manual provides additional procurement guidance. Nevertheless, be aware that the FTA Best
Practices Procurement Manual is focused on procurement processes and may omit certain Federal requirements
applicable to the work to be performed.
B. Buy America. The Subrecipient agrees to comply with 49 U.S.C. § 53230) and 49 CFR Part 661, which provide
that Federal funds may not be obligated unless steel, iron, and manufactured products used in FTA-funded
projects are produced in the United States, unless a waiver has been granted by FTA or the product is subject to
a general waiver. General waivers are listed in 49 CFR § 661.7, and include final assembly in the United States
for 15 passenger vans and 15 passenger wagons produced by Chrysler Corporation, microcomputer equipment,
software, and small purchases (currently less than $100,000) made with capital, operating, or planning funds.
Separate requirements for rolling stock are set out at § 53230)(2)(C) and 49 CFR § 661.11. Rolling stock not
subject to a general waiver must be manufactured in the United States and have a 60 percent domestic content.
A bidder or offeror must submit to the FTA recipient the appropriate Buy America certification with all bids on
FTA-funded contracts, except those subject to a general waiver. Bids or offers that are not accompanied by a
completed Buy America certification must be rejected as nonresponsive. This requirement does not apply to lower
tier subcontractors.
C. Exclusionary or Discriminatory Specifications. Apart from inconsistent requirements imposed by Federal statute or
regulations, the Subrecipient agrees to comply with the requirements of 49 U.S.C. §5323(h)(2) by refraining from
using any Federal assistance awarded by FTA to support procurements using exclusionary or discriminatory
specifications.
D. Bus Seat Specifications. The Subrecipient may use specifications conforming with the requirements of 49 U.S.C.
§5323(e) to acquire bus seats.
E. Clean Air and Clean Water. The Subrecipient agrees to include in third party contracts exceeding $100,000
adequate provisions to ensure that Project participants report the use of facilities placed or likely to be placed on
EPA's "List of Violating Facilities," refrain from using violating facilities, report violations to FTA and the Regional
EPA Office, and comply with the inspection and other applicable requirements of:
1. Section 114 of the Clean Air Act, as amended, 42 U.S.C. §7414, and other applicable provisions of the
Clean Air Act, as amended, 42 U.S.C. §§7401 et seq.; and
2. Section 308 of the Federal Water Pollution Control Act, as amended, 33 U.S.C. §1318, and other
provisions of the Federal Water Pollution Control Act, as amended, 33 U.S.C. §§1251 et seq.
F. Preference for Recycled Products. To the extent applicable, the Subrecipient agrees to comply with U.S.
Environmental Protection Agency (U.S. EPA) "Comprehensive Procurement Guidelines for Products Containing
Recovered Materials," 40 C.F.R. Part 247, implementing section 6002 of the Resource Conservation and
Recovery Act, as amended, 42 U.S.C. §6962, and otherwise provide a competitive preference for products and
services that conserve natural resources and protect the environment and are energy efficient.
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G. Architectural, Engineering, Design, or Related Services. When procuring architectural, engineering, or related
services, the Subrecipient agrees to comply with the provisions of 49 U.S.C. §5325(b), either by negotiating for
those services in the same manner as a contract for architectural and engineering services is negotiated under
Title IX of the Federal Property and Administrative Services Act of 1949, as amended, 40 U.S.C. §§541 et seq., or
by using an equivalent qualifications -based requirement of the State. When, awarding contracts for architectural,
engineering, or related services, the Subrecipient agrees to accept undisputed audits conducted by other
governmental agencies, in accordance with 23 U.S.C. §112(b)(2) (C) through (F). To the extent the Subrecipient
qualifies for an exception in accordance with 49 U.S.C. §5325(b), however, this subsection does not apply.
H. Award to Other than the Lowest Bidder. In accordance with 49 U.S.C. §5325(c), a Subrecipient may award a third
party contract to a party other than the lowest bidder, when such an award furthers objectives consistent with the
purposes of 49 U.S.C. Chapter 53 and any implementing regulations, directives, circulars, manuals, or other
guidance FTA may issue and is consistent with state law.
I. Rolling Stock. In acquiring rolling stock, the Subrecipient agrees as follows:
1. Method of Acquisition. The Subrecipient may award a third party contract for rolling stock based on initial
capital costs, performance, standardization, life cycle costs, and other factors, or based on a competitive
procurement process, in accordance with 49 U.S.C. §5326(c).
2. Multi -year Options. In accordance with 49 U.S.C. §5326(b)(1), a Subrecipient may procure rolling stock
using financial assistance appropriated for 49 U.S.C. Chapter 53 using a contract with an option, not to
exceed 5 years after the date of the original contract, to purchase additional rolling stock or replacement.
3. Pre -Award and Post -Delivery Requirements. The Subrecipient agrees to comply with the requirements of
49 U.S.C. §5323(m) and FTA regulations, "Pre -Award and Post -Delivery Audits of Rolling Stock
Purchases," 49 C.F.R. Part 663, and any revision thereto.
4. Bus Testing. To the extent applicable, the Subrecipient agrees to comply with the requirements of 49
U.S.C. §5323(c) and FTA regulations, "Bus Testing," 49 C.F.R. Part 665, and any revision thereto.
J. Bonding. To the extent applicable, the recipient agrees to comply with the following bonding requirements.
1. Construction Activities. The Subrecipient agrees to provide bid guarantee, contract performance, and
payment bonding to the extent deemed adequate by FTA and applicable Federal regulations, and comply
with any other bonding requirements FTA may issue.
2. Other Activities. The Subrecipient agrees to comply with any other bonding requirements.or restrictions
FTA may impose.
K. National Intelligent Transportation Systems Architecture and Standards. The Subrecipient agrees to conform, to
the extent applicable, to the National Intelligent Transportation Standards architecture in compliance with section
5206(e) of TEA-21, 23 U.S.C. §502 note, and with FHWA/FTA's "Transportation Equity Act for the 21st Century;
the Interim Guidance on Conformity with the National Intelligent Transportation Systems (ITS) Architecture and
Standards," 63 Fed. Reg 70443 et seq., December 21, 1998, and other subsequent Federal directives that may
be issued.
L. Fly America Requirements. The Subrecipient agrees to comply with 49 U.S.C. § 40118 (the "Fly America" Act) in
accordance with the General Services Administration's regulations at 41 CFR Part 301-10, which provide that
recipients and subrecipients of Federal funds and their contractors are required to use U.S. Flag air carriers for
U.S Government -financed international air travel and transportation of their personal effects or property, to the
extent such service is available, unless travel by foreign air carrier is a matter of necessity, as defined by the Fly
America Act. The Subrecipient shall submit, if a foreign air carrier was used, an appropriate certification or
memorandum adequately explaining why service by a U.S. flag air carrier was not available or why it was
necessary to use a foreign air carrier and shall, in any event, provide a certificate of compliance with the Fly
America requirements. The Subrecipient agrees to include the requirements of this section in all subcontracts that
may involve international air transportation.
M. Cargo Preference. Use of United States -Flag Vessels - The Subrecipient agrees: a. to use privately owned United
States -Flag commercial vessels to ship at least 50 percent of the gross tonnage (computed separately for dry bulk
carriers, dry cargo liners, and tankers) involved, whenever shipping any equipment, material, or commodities
pursuant to the underlying contract to the extent such vessels are available at fair and reasonable rates for United
States -Flag commercial vessels; b. to furnish within 20 working days following the date of loading for shipments
originating within the United States or within 30 working days following the date of leading for shipments
originating outside the United States, a legible copy of a rated, "on -board" commercial ocean bill -of -lading in
English for each shipment of cargo described in the preceding paragraph to the Division of National Cargo, Office
of Market Development, Maritime Administration, Washington, DC 20590 and to the FTA recipient (through the
Subrecipient in the case of a subcontractor's bill -of -lading.) c. to include these requirements in all subcontracts
issued pursuant to this contract when the subcontract may involve the transport of equipment, material, or
commodities by ocean vessel.
Section 9. Leases
A. Capital Leases. To the extent applicable, the Subrecipient agrees to comply with FTA regulations, "Capital
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Leases," 49 C.F.R. Part 639, and any revision thereto.
B. Leases Involving Certificates of Participation. The Subrecipient agrees to obtain FTA concurrence before entering
into a leasing arrangement involving the issuance of certificates of participation in connection with the acquisition
of any capital asset.
C. Cross -Border Leases. To the extent applicable, the Subrecipient agrees to comply with FTA Circular 7020.1,
"Cross -Border Leasing Guidelines," April 26, 1990, in connection with the acquisition of capital assets involving a
cross -border lease.
Section 10. Patent Rights
A. General. If any invention, improvement, or discovery of the Subrecipient or any of its third party contractors is
conceived or first actually reduced to practice in the course of or under the Project, and that invention,
improvement, or discovery is patentable under the laws of the United States of America or any foreign country,
the Subrecipient agrees to notify FTA immediately and provide a detailed report.
B. Federal Rights. The Subrecipient agrees that its rights and responsibilities, and those of each third party
contractor at any tier pertaining to that invention, improvement, or discovery will be determined in accordance with
applicable State and Federal laws, regulations, including any waiver thereof. Absent a determination in writing to
the contrary by the State and Federal Government, the Subrecipient agrees to transmit to the State and FTA
those rights due the State and Federal Government in any invention, improvement, or discovery resulting from
that third party contract as specified in U.S. Department of Commerce regulations, "Rights to Inventions Made by
Nonprofit Organizations and Small Business Firms Under Government Grants, Contracts and Cooperative
Agreements," 37 C.F.R. Part 401 (implementing the Presidential Memorandum [Statement] on Government
Patent Policy to the Heads of Executive Departments and Agencies, dated February 18, 1983, 19 Weekly Comp.
Pres. Doc_ 252-253, Feb. 28, 1983), irrespective of the status of the Recipient, any Subrecipient, or any third party
contractor at any tier (i.e., a large business, small business, State government or State instrumentality, local
government, nonprofit organization, institution of higher education, individual, etc.).
Section 11. Rights in Data and Copyrights
A. Definition. The term "subject data" used in this section means recorded information, whether or not copyrighted,
that is delivered or specified to be delivered under the agreement. Examples include, but are not limited to:
computer software, standards, specifications, engineering drawings and associated lists, process sheets,
manuals, technical reports, catalog item identifications, and related information. The term "subject data" used in
this section does not include financial reports, cost analyses, or similar information used for Project
administration.
B. State and Federal Restrictions. Except for its own internal use, the Subrecipient may not publish or reproduce
subject data in whole or in part, or in any manner or form, nor may the Subrecipient authorize others to do so,
without the written consent of the State and Federal Government, until such time as the State and Federal
Government may have either released or approved the release of such data to the public unless the Subrecipient
is an institution of higher learning.
C. Federal Rights in Data and Copyrights. The Subrecipient agrees to provide to the State and Federal Government
a royalty -free, non-exclusive and irrevocable license to reproduce, publish, or otherwise use, and to authorize
others to use, for State and Federal Government purposes the "subject data." As used in the previous sentence,
"for State and Federal Government purposes," means use only for the direct purposes of the State and Federal
Government. Without the copyright owner's consent, the State and Federal Government may not extend to other
parties the State or Federal Government's license to:
1. Any subject data developed under the agreement or under a third party contract financed by the
agreement, whether or not a copyright has been obtained; and
2. Any rights of copyright to which a Subrecipient or a third party contractor purchases ownership with
Federal assistance.
D. Special Rights in Data for Research, Development, Demonstration, and Special Studies (Planning) Projects.
FTA's and the State's purpose in providing financial assistance for a special studies (planning), research,
development, or demonstration Project, is to increase transportation knowledge, rather than limit the benefits of
the Project to participants in the Project. Therefore, unless FTA and the State determine otherwise, the
Subrecipient of financial assistance to support a research, development, demonstration, or a special studies
(planning) Project agrees that, in addition to the rights in data and copyrights of this agreement, FTA and the
State may make available to any FTA recipient, Subrecipient, third party contractor, or third party subcontractor,
either FTA's or the State's license in the copyright to the subject data or a copy of the subject data. If the Project
is not completed for any reason whatsoever, all data developed under that Project shall become subject data and
shall be delivered as the FTA and the State may direct. This Subsection does not apply to adaptations of
automatic data processing equipment or programs for the Subrecipient's use whose costs are financed with
Federal funds for capital Projects-
E. Hold Harmless. Except as prohibited or otherwise limited by law, the Subrecipient agrees to indemnify, save, and
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hold harmless the State and the Federal Government and its officers, agents, and employees acting within the
scope of their official duties against any liability, including costs and expenses, resulting from any willful or
intentional violation by the Subrecipient of proprietary rights, copyrights, or right of privacy, arising out of the
publication, translation, reproduction, delivery, use, or disposition of any data furnished under the Project.
F. Restrictions on Access to Patent Rights. Nothing in this section shall imply a license to the State and the Federal
Government under any patent or be construed to affect the scope of any license or other right otherwise granted
to the Federal Government under any patent.
G. Statutory Requirements to Release Data. The Subrecipient understands and agrees that data and information
submitted may be required to be made available for dissemination under the Texas Public Information
(Government Code, Chapter 552) or Freedom of Information Act, or other Federal statute(s) in accordance with
implementation instructions contained in 49 C.F.R. §19.36, revised March, 2000, to the extent applicable, and any
subsequent applicable State or Federal requirements that may be promulgated.
Section 12. Use of Real Property, Equipment, and Supplies
Unless otherwise approved by FTA, the Subrecipient agrees to comply with the following requirements with respect to real
property, equipment, and supplies:
A. Use of Property. The Subrecipient agrees to use Project real property, equipment, and supplies for appropriate
Project purposes (which may include joint development purposes that generate program income, both during and
after the award period used to support transit activities) for the duration of the useful life of that property, as
required by FTA. Should the Subrecipient unreasonably delay or fail to use Project property during the useful life
of that property, the Subrecipient agrees that it may be required to return the entire amount of the Federal
assistance expended on that property. The Subrecipient further agrees to notify FTA immediately when any
Project property is withdrawn from Project use or when Project property is used in a manner substantially different
from the representations made in the Application or the Project Description for the Grant Agreement.
B. General Federal Requirements. A Subrecipient that is a State, a local government, or an Indian tribal government
agrees to comply with property management standards of 49 C.F.R. §§18.31 through 18.34, including any
amendments thereto, and other applicable guidelines or regulations the Federal Government may issue. A
Subrecipient that is an institution of higher education, or a private nonprofit organization, agrees to comply with 49
C.F.R. §§19.30 through 19.37, including any amendments thereto, and other applicable guidelines or regulations
the Federal Government may issue. Any exception to the requirements of 49 C.F.R. §§18.31 through 18.34, and
to 49 C.F.R. §§19.30 through 19.37, requires the express approval of the State and Federal Government. A
Subrecipient that is a for -profit organization agrees to comply with property management standards satisfactory to
FTA. Nevertheless, FTA has established specific reimbursement requirements for premature dispositions of
certain Project equipment (i.e., when Project equipment is withdrawn from appropriate use before the expiration of
the equipment's useful life established by FTA).
C. 5310 Program. The Subrecipient, where practical, shall make available the vehicle purchased under this program
to provide transportation to other elderly persons and persons with disabilities beyond the Subrecipient's own
clients when not being used for grant -related purposes. According to FTA C 9070.1 E, the Recipient/Subrecipient
shall also provide transportation to the general public on an incidental basis if such service does not interfere with
transportation services for the general elderly and disabled public.
D. Maintenance. The Subrecipient agrees to maintain Project real property and equipment in good operating order,
in compliance with any guidelines, directives, or regulations the State or FTA may issue.
E. Records. The Subrecipient agrees to keep satisfactory records regarding the use of Project real property,
equipment, and supplies, and submit to the FTA upon request such information as may be required to assure
compliance.
F. Encumbrance of Project Property. The Subrecipient agrees to maintain satisfactory continuing control of Project
real property or equipment. Thus, absent written authorization by FTA permitting otherwise:
1. Written Transactions. The Subrecipient agrees to refrain from executing any transfer of title, lease, lien,
pledge, mortgage, encumbrance, third party contract, grant anticipation note, alienation, or any other
obligation that in any way would affect the Federal or State interest in any Project real property or
equipment.
2. Oral Transactions. The Subrecipient agrees to refrain from obligating itself in any manner to any third
party with respect to Project real property or equipment.
3. Other Actions. The Subrecipient agrees to refrain from taking any action that would either adversely affect
the Federal or State interest or impair the Recipient's continuing control of the use of Project real property
or equipment.
G. Transfer of Project Property. The Subrecipient understands and agrees as follows:
1. Subrecipient Request, The Subrecipient may transfer assets financed with Federal assistance authorized
for 49 U.S.C. chapter 53 to a public body to be used for any public purpose with no further obligation to
the Federal Government, provided the transfer is approved by the State and Federal Transit Administrator
and conforms with the requirements of 49 U.S.C. §§5334(g)(1) and (2).
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2. Direction. The Subrecipient agrees that the State may direct the disposition of, and even require the
Subrecipient to transfer title to, any real property, equipment, or supplies financed with Federal
assistance.
3. Leasing Project Property to Another Party. If the Subrecipient leases any Project asset to another party,
the Subrecipient agrees to retain ownership of the leased asset, and assure that the lessee will use the
Project asset appropriately, either through a "Lease and Supervisory Agreement" between the
Subrecipient and lessee, or another similar document_ Upon request, the Subrecipient agrees to provide a
copy of any relevant documents.
H. Disposition of Project Property. With prior FTA and State approval, the Subrecipient may sell, transfer, or lease
Project property and use the proceeds to reduce the gross project cost of other eligible capital transit projects to
the extent permitted by 49 U.S.C. §5334(g)(4). Nevertheless, the Subrecipient agrees that the State may
establish the useful life for Project property, and that the Subrecipient will use Project property continuously and
appropriately throughout that useful life.
1. Project Property Whose Useful Life Has Expired. When the useful life of Project Property has expired, the
Subrecipient agrees to comply with FTA's and the State's disposition requirements.
2. Project Property Prematurely Withdrawn from Use. For property withdrawn from appropriate use before
its useful life has expired, the Subrecipient agrees as follows:
a) Notification Requirement. The Subrecipient agrees to notify the State immediately when any Project
real property, equipment, or supplies are prematurely withdrawn from appropriate use, whether by
planned withdrawal, misuse, or casualty loss.
b) Calculating the Fair Market Value of Prematurely Withdrawn Project Property. The Subrecipient
agrees that the Federal Government retains a Federal interest in the fair market value of Project
property prematurely withdrawn from mass transportation use. The amount of the Federal interest in
the property shall be determined on the basis of the ratio of the Federal assistance awarded by the
Federal Government for the property to the actual cost of the Property. The Subrecipient agrees that
the fair market value of property prematurely withdrawn from use will be calculated as follows:
1) Equipment and Supplies. Unless otherwise determined in writing by the State, fair market value
shall be calculated by straight-line depreciation of the equipment or supplies, based on the useful
life of the equipment or supplies established or approved by the State.
The fair market value of equipment and supplies shall be the value immediately before the
occurrence prompting the withdrawal of that property from use. In the case of equipment or
supplies lost or damaged by fire, casualty, or natural disaster, the fair market value shall be
calculated on the basis of the condition of that property immediately before the fire, casualty, or
natural disaster, irrespective of the extent of insurance coverage. As authorized by 49 C.F.R.
§18.32(b), the State may use its own disposition procedures, provided that those procedures
comply with the State's laws.
2) Real Property. The Subrecipient agrees that the fair market value of real property shall be
determined either by competent appraisal based on an appropriate date approved by the Federal
Government, as provided by 49 C.F.R. Part 24, or by straight line depreciation, whichever is
greater.
3) Exceptional Circumstances. The State reserves the right to require the use of another method of
determining the fair market value of property. In unusual circumstances, the Subrecipient may
request that another reasonable valuation method be used including, but not limited to,
accelerated depreciation, comparable sales, or established market values. In determining
whether to approve such a request, the State may consider any action taken, omission made, or
unfortunate occurrence suffered by the Subrecipient with respect to the preservation or
conservation of Project property withdrawn from appropriate use.
c) Obligations. Unless otherwise approved in writing by the State, the Subrecipient is required to remit to
the State the Federal interest in the fair market value of Project real property, equipment, or supplies
prematurely withdrawn from appropriate use. In the case of fire, casualty, or natural disaster, the
Subrecipient may fulfill its responsibilities with respect to the Federal interest remaining in the
damaged equipment or supplies by either:
1) Investing an amount equal to the remaining Federal interest in like -kind equipment or supplies
that are eligible for assistance within the scope of the Project that provided financial assistance
for the damaged equipment or supplies; or
2) Returning an amount equal to the remaining Federal interest in the damaged property.
I. Misused or Damaged Project Property. If any damage to Project real property, equipment, or supplies results from
abuse or misuse of that property occurring with the Subrecipient's knowledge and consent, the Subrecipient
agrees to restore that real property or equipment to its original condition or refund the value of the Federal interest
in the damaged property, as the State may require.
J. Obligations After Project Close-out. A Subrecipient that is a State, local, or Indian tribal government agrees that
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Project close-out will not alter its property management obligations and applicable State and Federal rules and
regulations and other FTA requirements or directives.
Section 13. Insurance
In addition to any other insurance requirements that may apply in connection with the Project, the Subecipient agrees as
follows:
A. Minimum Requirements. At a minimum, the Subrecipient agrees to comply with the insurance requirements
normally imposed by the laws, regulations, and ordinances imposed by its State and local governments. For
construction and/or repair contracts, the Subrecipient shall comply with insurance requirements as established in
49 C.F.R. Part 18.
B. Flood Hazards. To the extent applicable, the Subrecipient agrees to comply with the flood insurance purchase
requirements of section 102(a) of the Flood Disaster Protection Act of 1973, 42 U.S.C. §4012a(a), with respect to
any Project activity involving construction or acquisition having an insurable cost of $10,000 or more.
Section 14. Relocation
When relocation of individuals or businesses is required, the Subrecipient agrees to comply with the following
requirements:
A. Relocation Protections. The Subrecipient agrees to comply with the Uniform Relocation Assistance and Real
Property Acquisition Policies Act of 1970, as amended, 42 U.S.C. §§4601 et seq.; and U.S. DOT regulations,
"Uniform Relocation and Real Property Acquisition for Federal and Federally Assisted Programs," 49 C.F.R. Part
24, which provide for fair and equitable treatment of persons displaced or whose property is acquired as a result
of Federal and federally assisted programs. These requirements apply to all interests in real property acquired for
Project purposes regardless of Federal participation in purchases.
B. Nondiscrimination in Housing. The Subrecipient agrees to comply with Title Vill of the Civil Rights Act of 1968, 42
U.S.C. §§3601 et seq. and Executive Order No. 12892, "Leadership and Coordination of Fair Housing in Federal
Programs: Affirmatively Furthering Fair Housing," 42 U.S.C. §3608 note, when carrying out its responsibilities to
provide housing used to meet Federal relocation requirements.
Section 15. Real Property
For Projects involving real property, the Subrecipient agrees as follows:
A. Land Acquisition. The Subrecipient agrees to comply with the Uniform Relocation Assistance and Real Property
Acquisition Policies Act of 1970, as amended, 42 U.S.C. §§4601 et seq.; and U.S. DOT regulations, "Uniform
Relocation and Real Property Acquisition for Federal and Federally Assisted Programs," 49 C.F.R. Part 24. These
requirements apply to all interests in real property acquired for Project purposes regardless of Federal
participation in purchases.
B. Covenant Assuring Nondiscrimination. The Subrecipient agrees to include a covenant in the title of the real
property to assure nondiscrimination during the useful life of the Project.
C. Recording Title to Real Property. To the extent required by the State and FTA, the Subrecipient agrees to record
the State and Federal interest in the title of real property.
D. Approval of Changes in Real Property Ownership. The Subrecipient agrees that it will not dispose of, modify the
use of, or change the terms of the real property title, or other interest in the site and facilities without permission
and instructions from the State.
Section 16. Construction
For activities involving construction, the Subrecipient agrees as follows:
A. Drafting, Review, and Approval of Construction Plans and Specifications. To the extent required by the State, the
Subrecipient agrees to comply with State requests pertaining to the drafting, review, and approval of construction
plans and specifications.
B. Supervision of Construction. The Subrecipient agrees to provide and maintain competent and adequate
engineering supervision at the construction site to ensure that the complete work conforms to the approved plans
and specifications.
C. Construction Reports. The Subrecipient agrees to provide progress reports and such other information as may be
required by the State.
D. Project Management for Major Capital Projects. The Subrecipient agrees to comply with FTA regulations, "Project
Management Oversight," 49 C.F.R. Part 633, and any revision thereto, applicable to a Major Capital Project.
E. Seismic Safety. The Subrecipient agrees to comply with the U.S. DOT regulations at 49 C.F.R. Part 41, Executive
Order No. 12699, "Seismic Safety of Federal and Federally -Assisted or Regulated New Building Construction," 42
U.S.C. §7704 note, pursuant to the Earthquake Hazards Reduction Act of 1977, as amended, 42 U.S. C. §§7701
et seq., pertaining to seismic safety in DOT assisted construction projects (specifically, 49 C.F.R. §41.117), and
with any implementing guidelines FTA may issue.
Section 17. Employee Protections
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A. Construction Activities. The Subrecipient agrees to comply, and assures the compliance of each contractor to any
tier, with the following employee protection requirements for construction employees:
1. Davis -Bacon Act, as amended, 40 U.S.C. §§276a - 276a(7), FTA's enabling legislation requiring
compliance with the Davis -Bacon Act, at 49 U.S.C. §5333(a), and U.S. DOL regulations, "Labor
Standards Provisions Applicable to Contracts Governing Federally Financed and Assisted Construction
(also Labor Standards Provisions Applicable to Nonconstruction Contracts Subject to the Contract Work
Hours and Safety Standards Act)," 29 C.F.R. Part 5;
2. Contract Work Hours and Safety Standards Act, as amended, particularly with the requirements of
section 102 of the Act, 40 U.S.C. §§327 - 332; and U.S. DOL regulations, "Labor Standards Provisions
Applicable to Contracts Governing Federally Financed and Assisted Construction (also Labor Standards
Provisions Applicable to Nonconstruction Contracts Subject to the Contract Work Hours and Safety
Standards Act)," 29 C.F.R. Part 5; and with section 107 of the Act, 40 U.S.C. §333, and U.S. DOL
regulations, "Safety and Health Regulations for Construction," 29 C.F.R. Part 1926; and
3. Copeland "Anti -Kickback" Act, as amended, 18 U.S.C. §874 and 40 U.S.C. §276c, and U.S. DOL
regulations, "Contractors and Subcontractors on Public Building or Public Work Financed in Whole or in
part by Loans or Grants from the United States," 29 C.F.R. Part 3.
B. Activities Not Involving Construction. The Subrecipient agrees to comply, and assures the compliance of
contractors at any tier, with any applicable employee protection requirements for nonconstruction employees of
section 102 of the Contract Work Hours and Safety Standards Act, as amended, 40 U.S.C. §§327 - 332, and U.S.
DOL regulations, "Labor Standards Provisions Applicable to Contracts Governing Federally Financed and Assisted
Construction (also Labor Standards Provisions Applicable to Nonconstruction Contracts Subject to the Contract
Work Hours and Safety Standards Act)," 29 C.F.R. Part 5.
C. State and Local Government Employees. The Subrecipient agrees that the minimum wage and overtime
provisions of the Fair Labor Standards Act, as amended, 29 U.S.C. §§206 and 207, apply to employees
performing Project work involving commerce, and apply to any State or local government employees that are
public transit authority employees. Thus, the Subrecipient, agrees to comply with the Fair Labor Standards Act's
minimum wage and overtime requirements for employees performing Project work.
D. Transit Employee Protective Arrangements. If transit employee protective arrangements required by U.S. DOL
apply to transit operations performed in connection with the Project, the Subrecipient agrees to comply with the
applicable requirements for its Project as follows:
1. Standard Transit Employee Protective Arrangements. To the extent that the Project involves transit
operations, the Subrecipient agrees to implement the Project in compliance with terms and conditions the
U.S. Secretary of Labor has determined to be fair and equitable to protect the interests of any employees
affected by the Project and that meet the requirements of 49 U.S.C. §5333(b), and of the U.S. DOL
guidelines, "Section 5333(b), Federal Transit Law," 29 C.F.R. Part 215 and any amendments thereto.
These terms and conditions are identified in U.S. DOL's certification of transit employee protective
arrangements to FTA. The Subrecipient agrees to implement the Project in compliance with the
conditions stated in that U.S. DOL certification. That U.S. DOL certification and any documents cited
therein are incorporated by reference. The requirements of this paragraph do not apply to Projects for the
elderly and persons with disabilities that are authorized by 49 U.S.C. §5310(a)(2) or to Projects for
nonurbanized areas that are authorized by 49 U.S.C. §5311; separate requirements for those Projects
are contained in Subsections 17.D(2) and 17.D(3) of this Agreement.
2. Transit Employee Protective Arrangements for Projects for Elderly and Persons with Disabilities
Authorized by 49 U.S.C. §5310(a)(2). To the extent that the U.S. Secretary of Transportation has
determined or determines in the future that employee protective arrangements required by 49 U.S.C.
§5333(b) are necessary or appropriate for a public body Subrecipient under the Project, the Subrecipient
agrees to carry out the Project in compliance with the terms and conditions determined by the Secretary
of Labor necessary to meet the requirements of 49 U.S.C. §5333(b), and the U.S. DOL guidelines,
"Section 5333(b), Federal Transit Law," at 29 C.F.R. Part 215, and any amendments thereto. These
terms and conditions are identified in U.S. DOL's certification of transit employee protective arrangements
to FTA. The Subrecipient agrees to implement the Project in compliance with the conditions stated in that
U.S. DOL certification. That U.S. DOL certification and any documents cited therein are incorporated by
reference and made part of this Agreement.
3. Transit Employee Protective Arrangements for Projects in Nonurbanized Areas Authorized by 49 U.S.C.
§5311. The Subrecipient agrees to comply with the terms and conditions of the Special Warranty for the
Nonurbanized Area Program agreed to by the Secretaries of Transportation and Labor, dated May 31,
1979, U.S. DOL implementing procedures, and any revisions thereto.
Section 18. Environmental Requirements
The Subrecipient recognizes that many Federal and State laws imposing environmental and resource conservation
Federal — Government or Non -Profit Entity Contract No
requirements may apply to the Project. Some, but not all, of the major Federal laws that may affect the Project include:
the National Environmental Policy Act of 1969, as amended, 42 U.S.C. §§4321 et seq.; the Clean Air Act, as amended, 42
U.S.C. §§7401 et seq. and scattered sections of 29 U.S.C.; the Federal Water Pollution Control Act, as amended, 33
U.S.C. §§1251 et seq.; the Resource Conservation and Recovery Act, as amended, 42 U.S.C. §§6901 et seq.; and the
Comprehensive Environmental Response, Compensation, and Liability Act, as amended, 42 U.S.C. §§9601 et seq. The
Subrecipient also recognizes that U.S. EPA, FHWA and other Federal agencies have issued, and in the future are
expected to issue, regulations, guidelines, standards, orders, directives, or other requirements that may affect the Project.
Thus, the Subrecipient agrees to comply, and assures the compliance of each Subrecipient and each contractor, with any
such Federal requirements as the Federal Government may now or in the future promulgate. Listed below are
requirements of particular concern to FTA and the Recipient. The Subrecipient agrees that those laws and regulations do
not constitute the Recipient's entire obligation to meet all Federal environmental and resource conservation requirements.
A. Use of Public Lands. The Subrecipient agrees that no publicly owned land from a park, recreation area, or wildlife
or waterfowl refuge of national, State, or local significance as determined by the Federal, State, or local officials
having jurisdiction thereof, or any land from a historic site of national, State, or local significance may be used for
the Project unless FTA makes the specific findings required by 49 U.S.C. §303.
B. Coastal Zone Management. The Subrecipient agrees to assure Project consistency with the approved State
management program developed under the Coastal Zone Management Act of 1972, as amended, 16 U.S.C.
§§1451 et seq.
C. Environmental Justice. The Subrecipient agrees to comply with the policies of Executive Order No. 12898,
"Federal Actions to Address Environmental Justice in Minority Populations and Low -Income Populations," 42
U.S.C. §4321 note.
Section 19. Energy Conservation
The Subrecipient agrees to comply with the mandatory energy efficiency standards and policies within the applicable
State energy conservation plans issued in compliance with the Energy Policy and Conservation Act, 42 U.S.C. §§6321 et
seq.
Section 20. State Management and Monitoring Systems
The Subrecipient agrees to comply with applicable requirements of joint FHWA/FTA regulations, "Management and
Monitoring Systems," 23 C.F.R. Parts 500 and 49 C.F.R. Part 614, to the extent applicable.
Section 21. Privacy Act
Contracts Involving Federal Privacy Act Requirements. The following requirements apply to the Subrecipient and its
employees that administer any system of records on behalf of the Federal Government under any contract:
(1) The Subrecipient agrees to comply with, and assures the compliance of its employees with, the information restrictions
and other applicable requirements of the Privacy Act of 1974, 5 U.S.C. § 552a. Among other things, the Subrecipient
agrees to obtain the express consent of the Federal Government before the Subrecipient or its employees operate a
system of records on behalf of the Federal Government. The Subrecipient understands that the requirements of the
Privacy Act, including the civil and criminal penalties for violation of that Act, apply to those individuals involved, and that
failure to comply with the terms of the Privacy Act may result in termination of the underlying contract.
(2) The Subrecipient also agrees to include these requirements in each subcontract to administer any system of records
on behalf of the Federal Government financed in whole or in part with Federal assistance provided by FTA.
Section 22. Not Applicable
Section 23. Metric System
As required by U.S. DOT or FTA, the Subrecipient agrees to use the metric system of measurement in its Project
activities, pursuant to the Metric Conversion Act, as amended by the Omnibus Trade and Competitiveness Act, 15 U.S.C.
§§205a et seq_; Executive Order No. 12770, "Metric Usage in Federal Government Programs," 15 U.S.C. §205a note; and
other U.S. DOT or FTA regulations, guidelines, and policies. To the extent practicable and feasible, the Subrecipient
agrees to accept products and services with dimensions expressed in the metric system of measurement.
Section 24. Substance Abuse
A. Drug Abuse. The Subrecipient agrees:
1. The Subrecipient agrees to comply with U.S. DOT regulations, "Drug -Free Workplace Requirements
(Grants)," 49 C.F.R. Part 29, Subpart F, as modified by 41 U.S.C. §§702 et seq.
2. To the extent applicable, the Subrecipient agrees to comply with FTA regulations, "Prevention of
Prohibited Drug Use in Transit Operations," 49 C.F.R. Part 655, including subsequent FTA regulations
when promulgated, and any guidance on the drug abuse provisions of 49 U.S.C. §5331 that FTA or U.S.
DOT may issue.
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B. Alcohol Abuse. To the extent applicable, the Subrecipient agrees to comply with FTA regulations, "Prevention of
Alcohol Misuse in Transit Operations," 49 C.F.R. Part 665, including subsequent FTA regulations when
promulgated, and any guidance on the alcohol abuse provisions of 49 U.S.C. §5331 that FTA or U.S. DOT may
issue.
Section 25. State Safety Oversight of Rail Fixed Guideway Public Systems
To the extent applicable, the Subrecipient agrees to comply with 49 U.S.C. §5330, and FTA regulations, "Rail Fixed
Guideway Systems; State Safety Oversight," 49 C.F.R. Part 659, and any guidance that FTA or U.S. DOT may issue to
implement 49 U.S.C. §5330.
Section 26. Seat Belt Use
Pursuant to Executive Order No. 13043, April 16, 1997, 23 U.S.C. §402, the Subrecipient is encouraged to adopt
on-the-job seat belt use policies and programs for its employees when operating company -owned, rented, or
personally -operated vehicles and include this provision in third party contracts, entered into under this Project.
Section 27. Special Requirements for Urbanized Area Formula Projects
The following requirements apply to all Projects financed with Federal assistance authorized for 49 U.S.C. §5307:
A. Fares and Services. Before raising fares or instituting a major reduction of service, the Subrecipient agrees to use
its established administrative process to solicit and consider public comment.
B. Audit Requirements. The Subrecipient agrees that the State or Federal Government may conduct or require the
Subrecipient to engage an independent entity to conduct annual or more frequent reviews and audits required by
49 U.S.C. §5307(i) and applicable regulations or guidelines that the Federal Government may issue.
C. Half -Fare Requirements. The Subrecipient agrees that the fares or rates charged the elderly and persons with
disabilities during nonpeak hours for transportation using or involving Project facilities and equipment will not
exceed one-half of the rates that generally apply to other persons at peak hours, whether the operation of such
facilities and equipment is by the Subrecipient or another entity under lease or otherwise. The Subrecipient
agrees to give the rate required herein to any person presenting a Medicare card duly issued to that individual
pursuant to Title II or Title XVIII of the Social Security Act, 42 U.S.C. §§401 et seq., and 42 U.S.C. §§1395 et.
seq.
D. Procurement of an Associated Capital Maintenance Product. In accordance with the terms of 49 U.S.C. §5326(d),
the Subrecipient may, without prior Federal approval, procure an eligible associated capital maintenance product
by contract directly with the original supplier or manufacturer of the item to be replaced, provided that the
Recipient: (1) first certifies in writing that such manufacturer or supplier is the only source of that item and the
price of that item is no higher than the price paid for that item by like customers, and (2) complies with applicable
Buy America statutory and regulatory requirements.
E. Transit Security. Each fiscal year, the Subrecipient agrees to spend at least one (1) percent of its funds
authorized by 49 U.S.C. §5307 for transit security Projects, unless the Subrecipient has certified to FTA that such
expenditures are not necessary.
F. Restrictions on the Use of Formula Assistance for Operations. A Subrecipient permitted to use Federal assistance
authorized for 49 U.S.C. §5307 to support operations agrees as follows:
1. To comply with the restrictions of 49 U.S.C. §§5307(b)(1) and 5307(f) in using urbanized area formula
funds for operating assistance, unless permitted otherwise by FTA.
2. Financial assistance authorized by 49 U.S.C. §5307 may be applied to the Net Project Cost of the
Subrecipient's operating expenses incurred during the Project time period set forth in the Approved
Project Budget and, with FTA approval, may be extended to a later date to the extent permitted by law,
provided that the applicable operating assistance limitation is not exceeded.
G. Reporting Requirements. For each fiscal year, the Subrecipient agrees to conform, and assures that any transit
operator to which the Subrecipient provides funds authorized by 49 U.S.C. §5307 will conform, to the reporting
system and the uniform system of accounts and records required by 49 U.S.C. §5335(a) for FTA's national transit
database and FTA regulations, "Uniform System of Accounts and Records and Reporting System," 49 C.F.R. Part
630, which includes various reports required for FTA's national transit database.
H. Criminal Sanctions. The criminal sanctions of 49 U.S.C. §1001 apply to any submission or certificate provided for
the Urbanized Area Formula Program authorized by 49 U.S.C. §5307.
Section 28. Not Applicable
Section 29. Special Requirements for Job Access and Reverse Commute Grant Projects
The Subrecipient agrees to comply with following requirements in administering Projects financed with Federal assistance
authorized for section 3037 of TEA-21, 49 U.S.C. §5309 note:
A. General Requirements. The Subrecipient agrees to comply with any applicable Federal requirements or guidance
that may be issued to implement the Job Access and Reverse Commute Grant Program, authorized by section
Federal — Government or Non -Profit Entity
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3037 of TEA 21, 49 U.S.C. §5309 note.
B. Restrictions on the Use of Grant Funds. The Subrecipient agrees that it will not use any grant funds awarded for
Section 3037 Projects to support the costs of planning or coordination activities, in compliance with section
3037(e) of TEA-21, 49 U.S.C. §5309 note.
Section 30. Special Requirements for Over -the -Road Bus Accessibility Projects
The Subrecipient agrees to comply with following requirements in administering Projects financed with Federal assistance
authorized for section 3038 of TEA-21, 49 U.S.C. §5310 note:
A. General Requirements. The Subrecipient agrees to comply with any applicable Federal requirements or guidance
that may be issued to implement the Over -the -Road Bus Accessibility Program authorized by section 3038 of
TEA-21, 49 U.S.C. §5310.
B. Special Requirements. The Subrecipient agrees to comply with U.S. DOT regulations, "Transportation Services
for Individuals with Disabilities (ADA)," 49 C.F.R. Part 37, Subpart H, "Over -the -Road Buses," and joint U.S.
Architectural and Transportation Barriers Compliance Board/U.S. DOT regulations, "Americans With Disabilities
(ADA) Accessibility Specifications for Transportation Vehicles," 36 C.F.R. Part 1192 and 49 C.F.R. Part 38.
C. FTA Notice. The provisions of FTA Notice, "Over -the -Road Bus Accessibility Program Grants," 65 Fed. Reg.
2772-2786 (January 18, 2000), and any subsequent revision thereto, supersede conflicting provisions of this
Agreement.
Section 31. Disputes, Breaches, Defaults, or Other Litigation
The Subrecipient agrees that the State and FTA has a vested interest in the settlement of any dispute, breach, default, or
litigation involving the Project. Accordingly:
A. Notification. The Subrecipient agrees to notify the State of any current or prospective major dispute, breach,
default, or litigation that may affect the State or Federal Government's interests in the Project or the administration
or enforcement of laws or regulations. If the Subrecipient seeks to name the State or the Federal Government as
a party to litigation for any reason, in any forum, the Subrecipient agrees to inform the State before doing so.
B. Federal Interest in Recovery. The Federal Government retains the right to a proportionate share, based on the
percentage of the Federal share awarded for the Project, of proceeds derived from any third party recovery,
except that the Subrecipient may return any liquidated damages recovered to its Project Account in lieu of
returning the Federal share to the Federal Government.
C. Enforcement. The Subrecipient agrees to pursue all legal rights within any third party contract.
D. State and FTA Concurrence. The State and FTA reserve the right to concur in any compromise or settlement of
any claim involving the Project and the Subrecipient.
E. Termination for Convenience.
1. General Provision. The Recipient may terminate this contract, in whole or in part, at any time by written
notice to the Subrecipient when it is in the Government's best interest. The Subrecipient shall be paid its
costs, including contract close-out costs, and profit on work performed up to the time of termination. The
Subrecipient shall promptly submit its termination claim to Recipient to be paid the Subrecipient. If the
Subrecipient has any property in its possession belonging to the Recipient, the Subrecipient will account
for the same, and dispose of it in the manner the Recipient directs.
2. Professional or Transit Service Contracts. The Recipient, by written notice, may terminate this contract, in
whole or in part, when it is in the Government's interest. If this contract is terminated, the Recipient shall
be liable only for payment under the payment provisions of this contract for services rendered before the
effective date of termination.