HomeMy WebLinkAboutResolution - 2005-R0288 - Approve HOME Funding - COL CD Housing New Construction Program - 06_23_2005Resolution No. 2005-RO288
June 23, 2005
Item 69
RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the City Council of the City of Lubbock does hereby approve of the
proposal for the COL CD Housing New Construction Program from the Home
Investment Partnerships (HOME) Program and all related documents. Said proposal is
attached hereto and incorporated in this resolution as if fully set firth herein and shall be
included in the minutes of the City Council. �
Passed by the City Council this 23rd day of AuneZ f , 2005.
AlARC McDOU64L, MAYOR
ATTEST:
P4"tr-�
Rebecca Garza, City Secretary
VED AS TO CONTENT:
Nancy Haney
Community I
AS
ey
ccdocs/res-Housing New Construction Prog-HOME.res
June 17, 2005
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FY 2005-2006 Funding Request
New Construction
FY 2005-2006 Funding Request
Page 2
To submit an application, complete Part A — J, Attachments 1-4 (if applicable) and any other items requested. Do
not bind the application or include any items that are not requested Submit one proposal per project. Submit one
original and one copy of each application (SINGLE SIDE ONLY) to Community Development, 1625 13th Street,
PO Box 2000, Lubbock, Texas 79457 by April 1, 2005 5:00 PM. Please review the "Citizen's Guide" for the
Community Development programs, goals, requirements and timelines. For assistance, please call the Community
Development Department at 775-2301.
A. GENERAL INFORMATION
1. Name of Applicant: CoMgMMily Development Department
❑ Not -For -Profit ❑ For -Profit ❑ CHDO City Dept. ❑ Other
(Please include a copy of your IRS ruling providing tax exempt status under
Section 501(c)(3) of the 1986 IRS Code if you are a non-profit.)
2. Name of Project: New Construction (HOPE Funds for HOME Match)
3. Area or Location of Project: Targeted
4. Contact Person/Title: Phyllis Brown, Field Services Coordinator
Mailing Address/Zip: P. O. Box 2000, Lubbock, TX 79457
Telephone/Fax Number(s): (806) 775-2282 (806) 775-3281 ___ FUNDS FOR
5. Grant Request: ❑ CDBG ❑ ESG HOME MATCH
6. Amount of Funds Requested for Project: $280,000.00
7. Amount of Matching Funds for Project: .
Match Type: ❑ Cash ❑ Sweat Equity ❑ Other Grants ❑ Donations
Identify Source of Match: N/A — Cityepartment
Match Status: []Confirmed ❑ Requested
8. Unduplicated Units Served (agency's definition)
(a) Total CD Funds Requested $240,000.00
(b) Total Unduplicated Units Served 3
(c) Average CD Cost Per Unit (a/b):
$80,000.00
9. Is this project? ❑Year 1 Year 2
d) Total Project $240,000.00
e) Total Unduplicated Units Served 3
f) Average Cost Per Unit (d/e):
$80,000.00
0 Year 3 0 Year 4
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FY 2005-2006 Funding Request New Construction Page 3
B. PROPOSED PROJECT: Project Description: In two sentences concisely describe your project.
This description will be used in future publications should your application be approved. Limit two
sentences
This is a second year program to assist first-time homebuyers in becoming homeowners by
constructing three new homes. These homes will be funded with HOPE 3 closeout funds and
once expended, will be eligible for required HOME Match for the HOME Entitlement
program.
C. CONSOLIDATED PLAN GOAL Check the ONE GOAL that best describes your project.
Check
One
Prioritized Objective Number of Units
from Consolidated This Project Will Serve
&Plan
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H-1 Owners -Rehab Households:
H-2 Owners -Limited Rehab
Households:
X
H-3 Owners -Assistance for
Home Buyers
Households: 3
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Economic Development
CD-1 Rehab of Publicby Privately Owned
Businesses
# of Low -Mod Business Owners:
CD-2 ED-Direct Assistance to For -Profit
# of Jobs Created:
CD-3 Micro -Enterprise Assistance
# of Low -Mod Business Owners:
Infrastructure
CD-4 Street Improvements
# of Low -Mod Households:
CD-5 Sidewalks
# of Low -Mod Households:
Public Service
N/A
CD-6 Handicapped Services for Job Training
# of People Served:
N/A
CD-7 Handicapped Services for Recreation
# of People Served:
N/A
CD-8 Substance Abuse Services for Rehabilitation
# of People Served:
N/A
CD-9 Substance Abuse Services for Shelter
# of People Served:
N/A
CD-10 Substance Abuse Services for Training
# of People Served:
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FY 2005-2006 Funding Request New Construction Page 5
D. PROJECT SUMMARY
1. Summarize your proposed program. Explain how this program fits with your mission. How will it
impact your current operation? How does this program relate to the Consolidated Plan priority?
Does this program serve a targeted area? Who is the target population? Where will the program take
place? How will this program benefit the Low -Mod income community? Are you worldng with
other organizations in a cooperative effort on the program? LEWr 3 pages
This is a second year program using HOPE 3 Revolving Funds for HOME Match for
New Construction to assist first-time homebuyers in becoming homeowners. People
living in substandard houses too dilapidated to rehab are also eligible for the
program. People can select a URA lot or a lot will be acquired. The $240,000.00 will
be used to construct 3 new homes. The homes will be 1,100 to 1,400 square feet
and constructed of Insulated Concrete Forms. The exterior will be all brick with
metal siding on the facia and Insulated glass aluminum windows.
The funds for this program come from the payments made to the department from
the HOPE 3 Program. Since the HOPE Program has been closed out, the payments
received are eligible to be used as HOME Match as long as they are used in a HOME
eligible activity, such as New Construction.
This program fits the departmental mission by creating a positive change for the
citizens of Lubbock by creating quality housing thus enhancing quality of life with
decent, safe and sanitary housing . for households and neighborhoods. Self-
sufficiency is realized by homeowners and economic development is created for
contractors and material suppliers in the City. The program assures continue usage
of utilities and an increase in taxes.
Positive impact of this program is anticipated as the department has been successful
in implementing the. Housing New Construction Program since 2000 and is equipped
to handle the project.
The Consolidated Plan for Fiscal Years 2004-2009 under Housing Needs — shows
Owners -Assistance for Home Buyers as a "High Priority".
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FY 2005-2006 Funding Request New Construction
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The New Construction Program will provide in -fill construction on Urban Renewal
lots or lots acquired in other areas by approved applicants.
The target population will be very low, low and moderate -income households and
senior citizens on a low fixed income in the targeted areas.
The New Construction Program is administered by the Community Development
Department in the City Municipal Building at 1625 13t' Street, Room 105.
Construction activities will take place at the homeowner's property.
The New Construction Program will benefit the very low, low and moderate income
community by assisting low/mod Income families to meet the urgent need of decent,
safe, sanitary, energy efficient and quality affordable housing. The program will also
aid neighborhoods in the prevention and elimination of slum and blight by providing
In -fill construction on vacant lots.
The Community Development staff works with local contractors and subcontractors,
State and Federal offices, local businesses, title companies, non-profit organizations
and other organizations in a cooperative effort to implement the program.
2. List Goals, Objectives and Outcomes. What outcome are you trying to achieve? Please include the
number of people or households that will directly benefit from the program. How will you measure
the outcomes? Please list at least one output and outcome. LEWr 1/2 page
• To expend HOPE funds for a HOME eligible activity to continue to have the required
Match for the HOME Entitlement Program.
• To meet the Community Development's housing objectives and priorities for housing
In the City of Lubbock's Consolidated Plan for Fiscal Years 2004-2009 Owners
Assistance for Homebuyers.
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FY 2005-2006 Funding Request New Construction Page 7
• To expand the supply of decent, safe, sanitary and quality affordable ownership
housing.
• To promote economic development by creating jobs, sales and services with building
contractors, subcontractors and vendors. The New Construction Program assures
the continual usage of utilities and the increase of property tax revenues.
• To provide In -fill housing on vacant lots.
• To create a revolving loan fund of mortgage payback for the future continuation of
the program.
The outcome and accomplishments will be in the achievement of the above goals and
objectives in constructing affordable homes thus benefiting, impacting and empowering
very low, low and moderate income households and neighborhoods.
Approximately 3 houses or 12 individuals will benefit from this program.
Output will be to build 3 new homes. Outcome will be assisting approximately 12
Individuals to live in quality affordable housing.
3. List Activity Measures/Steps required to reach Goals and Objectives. Include a one-year Timeline
from planning to completion for each activity measure. Please highlight significant milestones or
steps of your proposed program. LMM 1/2 page
Activity measures and or steps required to meet the goal include advertisement of
the program through the news media, community centers, non profit organizations,
other local organizations, word of mouth, and attending housing fairs and posting
the program on the CD Website.
Additional measures and steps include holding pre -homeownership classes,
applicant intake and underwriting, title search and title problem solving, approval of
each case, inspections, environmental assessments, work write-ups, bid process,
loan closing, commencement of construction with periodic inspections, requisition
and disposition of funds to the completion of the new home and finals.
Timeline
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FY 2005-2006 Funding Request New Construction
ITEM
DATES
Page 8
Market Program
Pro -Homeownership Classes
Oct. 2005
Nov.2005
Take Applications
Nov. — Dec. 2005
Orientation/drawing for approved
Applicants
Jan. 2006
Pick lots/Pick Plans/Bid Process
Feb. — April, 2006
Close Loans
March — May 2006
Final Request for Payment/Final Report
Sept. 2007
Construction of Homes
April 2006 — Feb. 2007
Final Paperwork/Final Disbursement/
Final Reports
March, 2007
Significant milestones for this program will be providing approximately 3 families or
12 individuals with decent, safe and sanitary housing and quality affordable housing.
4. Evaluation: Explain how you plan to evaluate the program. What criteria will you use to measure if
the program is successful? Please be specific and elaborate on the output and outcome that you listed
above. LLMT 1/2 page
The program will be evaluated on the number of households served, jobs created,
total funds expensed, funds being returned through loans made, objectives and
timeline goals met, visual impact of the In -fill housing and the amount of Interest in
the program beyond funding capabilities.
The criteria used to measure success will be based on the above listed evaluations
and past performance.
To elaborate on output of building 3 new homes with an outcome of assisting
approximately 12 Individuals with quality affordable housing by providing in -fill
housing in neighborhoods, thus increasing the tax base and improving the entire
neighborhood and community.
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E. PROGRAM INCOME
1. Please list applicant's anticipated program income from this project and detail how applicant will
create a return of investment to the grantor particularly if proposed project includes facilities,
housing, or economic development..LEWr 1/2 page
The New Construction loan is paid back on a sliding scale in proportion to family
Income and family size. The payback varies from 10% to 60%. The average payback
is $40,702.00 for each loan. For an estimated three (3) loans at 3% interest for 20
years, the total amount received will be $162,525.60 at an average of $677.19 per
month.
F. PUBLIC SERVICE APPLICANTS ONLY
1. If program is a public service, outline your plan to develop alternative funding to replace Community
Development funds at the end of the three-year cycle. Provide a timeline, with measurable goals and
objectives as a part of your plan. Limit 1 page
N/A — City Department
2. If this is your second or third year of funding, update your accomplishments in meeting the goals and
objectives in your funding plan and timeline. Limit 1 page
N/A — City Department
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FY 2005-2006 Funding Request New Construction Page 10
G. PROJECT BUDGET
1. •lease list applicant's anticipated expenditures, detailing requested funds andapplicant's
funds. Please place C=Cash, S=Sweat Equity, 0--Other Grants, D=Donations beside each amoun'
under "Applicant's Match" to denote the type of match being used.
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Copy SUpplies
Professional -Service -
PROGRAM:
Acquisition
New Construction $240,000.00 $240.000.00
Installation
Training/Tech Asst.
Direct Assistance
Rental of Space
Rental of Equipment
Professional Services
for Clients
Other:
Professional services
TOTALS $240,000.00 $240,000.00
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FY 2005-2006 Funding Request New Construction Page 11
H. APPLICANT INFORMATION
1. Capacity of Organization: Describe your organization, highlight the following areas: history of
organization, mission statement, prior experience, population served, and annual budget. Does your
organization perform annual audits? If not, what procedures do you use to ensure proper financial
management? LEWT 3 pages
The Community Development Department (CD) of the City of Lubbock oversees and
administers the Community Development Block Grant. The mission of the
Department is "to create positive change for the citizens of Lubbock by promoting
self-sufficiency through partnerships in economic development, quality housing and
neighborhood reinvestment". The Field Services staff (Housing Section) of the CD
Department helps meet the charge of providing quality housing and neighborhood
reinvestment by Implementing several housing and Infrastructure programs each
year. This ultimately provides economic development by creating jobs for
contractors and subcontractors, many of which are minority contractors.
The history of the Housing Section dates back to when the Community Development
Block Grant was implemented by the Department of HUD in 1974. CD Housing
programs were administered by the Urban Renewal Agency (URA) until August, 1984,
when the URA was incorporated as a City department under Community
Development: The Housing Section continues to administer many housing programs
each year. The targeted population is low to very low income families and
Individuals in targeted neighborhoods, as well as some city-wide programs. The
annual CDBG and HOME budget averages about $1.8 million in housing programs.
The Housing Section has also administered several other State and Federal housing
programs.
The City of Lubbock's Internal Auditing Department employs an external auditing firm
to perform annual audits on all CD programs.
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FY 2005-2006 Funding Request New Construction Page 12
2. Staffing: Describe your current organizational structure. For those staff positions that will be
involved in the program, list the position, job responsibilities, qualifications, and name of person if
available. If the position is filled by a volunteer, please designate as such.
LD1IT I page
C D ORGANIZATIONAL CHART
(nkqnttqnrea sraTr are invoiveu in ints pruyfam)
STAFF PERSON NAME
YEARS OF
JOB
& TITLE
EXPERIENCE
RESPONSIBILITIES
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Closes rehab., HEEELP & Hope 3 loans. Prepares
We'hab. Loan Specialist
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reports & maintains budgets. Markets programs and
serves as liaison between homeowner, contractor, tide
companies, appraisers, etc.
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Yolanda Pastrano, Admin. Asst.
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Takes applications for Grant programs, handles
preparation for Boards & Commissions.
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FY 2005-2006 Funding Request New Construction Page 13
3. Reporting Capabilities: Describe your organization's system for collecting and reporting data. Are
you providing reports to any other funding entities? LLM1T 112 page
An expenditure and Demographic Report is generated on each housing program
monthly. This information is collected from applications in the individuals case flies
at the time of the contractor's request for payment for grant programs and at loan
settlement for loan programs. The Report is compared monthly to the City's General
Ledger for completion and accuracy. The reports track total budget allotments as
well as individual household allotments and demographic information. Areas
receiving the funds both on city-wide and targeted programs are tracked as well.
Reports are submitted to the Field Services Coordinator and the Program Specialist
for review by the 21st day of each month. The Department provides the CAPER
(Consolidated Annual Performance and Evaluation Report) to HUD yearly, as well as
the Minority Contractor and Davis Bacon Reports. Quarterly operations reports are
also submitted to upper City Management.
I. GOVERNING BODY PROFILE
In order to demonstrate compliance with Title VI of the Civil Rights Act of 1964 (42 U.S.C. 2000(d)) and
regulations pursuant thereto (Title 24 CFR Part 1), which state that no person in the United States shall,
on the ground of race, color or national origin, be excluded from participation in, be denied the benefits
of, or be otherwise subjected to discrimination under any program or activity for which the applicant
receives Federal financial assistance:
1. Describe the method of selection of officers and directors of the board and indicate the time and
place of regular meetings. LEI M 1/2 page
N/A
2. List all board members' names, number of years on board, occupation, and breakdown the gender
and ethnicity of the board members. Please indicate officers. LI NM 1 page
} N/A
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FY 2005-2006 Funding Request New Construction Page 14
J. Conflict Of Interest
Federal law (24CFR570.611) prohibits persons who exercise or who have exercised any functions or responsibilities
with respect to the above grants... or who are in a position to participate in a decision malting process or to gain
inside information with regard to such activities, may obtain a financial interest or benefit from an assisted activity...
either for themselves or those with whom they have family or business ties, during their tenure or for one year
thereafter.
1. Is there any member of the applicant's staff, member of the applicant's Board of Directors, or officer who
currently is or has/have been within one year of the date of this application a City employee, a member of the
Community Development & Services Board, or a member of the City Council?
❑ Yes ❑ No
If yes, please list names: N/A — City Department
2. Will the funds requested by the applicant be used to pay the salaries of any of the applicant's staff or award a
subcontract to any individual who is or has been within one year of the date of this application a City employee,
a member of the Community Development & Services Board, or a member of the City Council?
❑ Yes XNo
If yes, please list names:
3. Is there any member of the applicant's staff, member(s) of the Board of Directors, or officer(s) who are business
partners or immediate family of a City employee, a member of the Community Development & Services Board,
or a member of the City Council?
❑ Yes ❑ No
If yes, please list names: N/A — City Department
If any member of the Community Develoyment Services Board has a conflict, they may not Participate i
iub-committee interview or discussions, nor vote durine the recommendation.
The applicant certifies to the best of his/her knowledge and belief that the data in this application is true and correct
and that the governing body of the applicant has duly authorized the filing of the application and that the applicant
will comply with all the requirements of each grant respectively if the application is approved.
Please include: 1) the minutes of the board meeting at which this item was authorized, and 2) who is authorized to
sign the application and/or contracts.
Name: Phyllis Brown Signature:
Title: Field Services Coordinator Date: Anril 1. 2Z05
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FY 2005-2006 Funding Request New Construction Page 15
ATTACHMENT 4
HOME Investment Partnership Program
Certification of Governmental Assistance
Date: April 1. 2005 Funding Year: April 1, 2005
Applicant: Communi Development Dept. of the City of Lubbock
Project Address: P. O. Box 2000, Lubbock, TX 79457 (1625 13`b Street, Rm.105)
Amount of Home Funds Requested: $240,000.00
Number of Units: Three (3)
Please list any governmental assistance, that is now provided or will be provided in the future on this
project, and attach supporting documentation. Governmental assistance includes any loan, grant
(including Community Development Block Grant), guarantee, insurance, payment, rebate, subsidy,
credit, tax benefit or any other form of direct or indirect assistance from the Federal, State or local
government for use in, or in connection with the project listed above.
Source of Assistance
Amount of Assistance
Eligible. Time Period
HOME Program Funds
$240,000.00
18 month timeline herein will
suffice to meet HOME Match
requirements.
I Phyllis Brown hereby certify that the information contained in this document is
true and accurate.
Field Services Coordinator
April 1, 2005
Date
BEFORE me, the undersigned, a Notary Public in and for the said County and State personally appeared
Phyllis Brown, Field Services Coordinator on this 1st day of April, 2005..
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Notary P,jn:;:, SWG ? Yaym
' Notary Public, State of Texas
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