Loading...
HomeMy WebLinkAboutResolution - 2008-R0106 - Agreement - TXDOT - Advanced Funding - 03_27_2008Resolution No. 2008-RO106 March 27, 2008 Item No. 5.3 RESOLUTION BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK: THAT the Mayor of the City of Lubbock BE and is hereby authorized and directed to execute for and on behalf of the City of Lubbock, a Local Transportation Project Advance Funding Agreement, by and between the City of Lubbock and the State of Texas, acting by and through the Texas Department of Transportation, and related documents. Said Agreement is attached hereto and incorporated in this resolution as if fully set forth herein and shall be included in the minutes of the City Council. Passed by the City Council this 27th day of March , 2008. 'd,�---`_ DAVID A. MILLER, MAYOR ATTEST: Rebe ca Garza, City Secretary APPROVED AS TO CONTENT: J re at �,ief Fi ancial Officer APPROVED AS TO FORM: I Amy L ' s, t City Attorney gs/ccdocs/AdvancedFundingAgrmnt.TXDOI'. res 3/ 14/08 CSJ # 0783-02-064 STATE OF TEXAS § COUNTY OF TRAVIS § District # (05) Code Chart 64 # 25650 Project: Loop 289 (NW Passage) Resolution No. 2008-RO1.06 LOCAL TRANSPORTATION PROJECT ADVANCE FUNDING AGREEMENT For Construction of a New Interchange Project THIS AGREEMENT (the Agreement) is made by and between the State of Texas, acting by and through the Texas Department of Transportation hereinafter called the "State", and the City of Lubbock, acting by and through its duly authorized officials, hereinafter called the "Local Government." WITNESSETH WHEREAS, federal law establishes federally funded programs for transportation improvements to implement its public purposes; and WHEREAS, the Texas Transportation Code, Sections 201.103 and 222.052 establish that the State shall design, construct and operate a system of highways in cooperation with local governments; and WHEREAS, federal and state laws require local governments to meet certain contract standards relating to the management and administration of State and federal funds; and WHEREAS, the Texas Transportation Commission passed Minute Order 109460, authorizing the State to undertake and complete a highway improvement generally described as the construction of a new interchange at North Loop 289 and Slide Road, and, WHEREAS, the Governing Body of the Local Government has approved entering into this Agreement by resolution or ordinance dated March 27, 2008 which is attached hereto and made a part hereof as Attachment "A" for construction of a new interchange at the location shown on the Map in Attachment "B° hereinafter referred to as the Project. NOW, THEREFORE, in consideration of the premises and of the mutual covenants and agreements of the parties hereto, to be by them respectively kept and performed as hereinafter set forth, it is agreed as follows: AFA-AFA_LongGen Page 1 of 9 Revised 01 /24/2008 CSJ # 0783-02-064 District # (05) Code Chart 64 # 25650 Project: Loop * (NW Passage) AGREEMENT 1. Period of the Agreement This Agreement becomes effective when signed by the last party whose signing makes the Agreement fully executed. This Agreement shall remain in effect until the Project is completed or unless terminated as provided below. 2. Scope of Work The Construction of a New Interchange at North Loop 289 and Slide Road in Lubbock, Texas, as shown on Attachment "B". 3. Local Project Sources and Uses of Funds a. The total estimated cost of the Project is shown in the Project Budget - Attachment "C" which is attached hereto and made a part hereof. The expected cash contributions from the federal or State government, the Local Governments, or other parties is shown in Attachment "C". The State will pay for only those project costs that have been approved by the Texas Transportation Commission. Any work done prior to federal authorization will not be eligible for reimbursement. It is the Local Government's responsibility to verify that the Federal Letter of Authority has been issued for the work covered by this Agreement. b. This project cost estimate shows how necessary resources for completing the project will be provided by major cost categories. These categories may include but are not limited to: (1) costs of real property; (2) costs of utility work; (3) costs of environmental assessment and remediation; (4) cost of preliminary engineering and design; (5) cost of construction and construction management; and (6) any other local project costs. c. The State will be responsible for securing the Federal and State share of the funding required for the development and construction of the local project. d. Prior to the performance of any engineering review work by the State, the Local Government will pay to the State the amount specified in Attachment C. At a minimum, this amount shall equal the Local Government's funding share for the estimated cost of preliminary engineering for the project. At least sixty (60) days prior to the date set for receipt of the construction bids, the Local Government shall remit its remaining financial share for the State's estimated construction oversight and construction cost. e. Whenever funds are paid by the Local Government to the State under this Agreement, the Local Government shall remit a check or warrant made payable to the "Texas Department of Transportation Trust Fund." The check or warrant shall be deposited by the State in an escrow account to be managed by the State. Funds in the escrow account may only be applied to the State Project. f. Upon completion of the Project, the State will perform an audit of the Project costs. Any funds due by the Local Government, the State, or the Federal government will be promptly paid by the owing party. g. If, after final Project accounting, excess funds remain in the escrow account, those funds shall be refunded to the Local Government.The State will not pay interest on any funds provided by the Local Government. h. If a waiver has been granted, the State will not charge the Local Government for the indirect costs the State incurs on the local project, unless this Agreement is terminated at the request of the Local Government prior to completion of the project. AFA-AFA_LongGen Page 2 of 9 Revised 01/24/2008 CSJ # 0783-02-064 District # (O5) Code Chart 64 # 25650 Project: Loop 289 (NW Passage) i. If the project has been approved for a "fixed price" or an "incremental payment" non- standard funding or payment arrangement under 43 TAC §15.52, the budget in Attachment "C" will clearly state the amount of the fixed price or the incremental payment schedule. j. If the Local government is an Economically Disadvantaged County and if the State has approved adjustments to the standard financing arrangement, this Agreement reflects those adjustments. k. The state auditor may conduct an audit or investigation of any entity receiving funds from the state directly under the contract or indirectly through a subcontract under the contract. Acceptance of funds directly under the contract or indirectly through a subcontract under this contract acts as acceptance of the authority of the state auditor, under the direction of the legislative audit committee, to conduct an audit or investigation in connection with those funds. An entity that is the subject of an audit or investigation must provide the state auditor with access to any information the state auditor considers relevant to the investigation or audit. The State will not execute the contract for the construction of the project until the required funding has been allocated for the State Project as described in Exhibit C by the Local Government in accordance with this Agreement. 4. Termination of this Agreement This Agreement shall remain in effect until the project is completed and accepted by all parties, unless: a. the Agreement is terminated in writing with the mutual consent of the parties, b. the Agreement is terminated by one party because of a breach, in which case any cost incurred because of the breach shall be paid by the breaching party; or c. the Local Government elects not to provide funding after the completion of preliminary engineering, specifications and estimates (PS&E) and the Project does not proceed because of insufficient funds, in which case the Local Government agrees to reimburse the State for its reasonable actual costs incurred during the Project. 5. Amendments Amendments to this Agreement due to changes in the character of the work or terms of the Agreement, or responsibilities of the parties relating to the Project may be enacted through a mutually agreed upon, written amendment. 6. Remedies This Agreement shall not be considered as specifying the exclusive remedy for any agreement default, but all remedies existing at law and in equity may be availed of by either party to this Agreement and shall be cumulative. 7. Utilities — The following paragraph is not applicable to this Advanced Funding Agreement The Local Government shall be responsible for the adjustment, removal, or relocation of utility facilities in accordance with applicable State laws, regulations, rules, policies, and procedures, including any cost to the State of a delay resulting from the Local Government's failure to ensure that utility facilities are adjusted, removed, or relocated before the scheduled beginning of construction. The Local Government will not be reimbursed with federal or state funds for the cost AFA-AFA_LongGen Page 3 of 9 Revised 01 /24/2008 CSJ # 0783-02-064 District # QO Code Chart 64 # 25650 Project: Loop 289 (NW Passage) of required utility work. The Local Government must obtain advance approval for any variance from established procedures. Before a construction contract is let, the Local Government shall provide, at the State's request, a certification stating that the Local Government has completed the adjustment of all utilities that must be adjusted before construction is completed. 8. Environmental Assessment and Mitigation Development of a transportation project must comply with the National Environmental Policy Act and the National Historic Preservation Act of 1966, which require environmental clearance of federal -aid projects. a. The Local Government is responsible for the identification and assessment of any environmental problems associated with the development of a local project governed by this Agreement. b. The Local Government is responsible for the cost of any environmental problem's mitigation and remediation. c. The Local Government is responsible for providing any public meetings or public hearings required for development of the environmental assessment. Public hearings will not be held prior to the approval of project schematic. d. The Local Government is responsible for the preparation of the NEPA documents required for the environmental clearance of this project. e. The Local Government shall provide the State with written certification from appropriate regulatory agency(ies) that identified environmental problems have been remediated. f. A Finding of No Significant Impact (FONSI) was signed for CSJ 0905-06-064, later changed to CSJ 0783-02-064, by the Federal Highway Administration (FHWA) on February 2, 2007 and is included in Attachment D. 9. Compliance with Texas Accessibility Standards and ADA All parties to this Agreement shall ensure that the plans for and the construction of all projects subject to this Agreement are in compliance with the Texas Accessibility Standards (TAS) issued by the Texas Department of Licensing and Regulation, under the Architectural Barriers Act, Article 9102, Texas Civil Statutes. The TAS establishes minimum accessibility requirements to be consistent with minimum accessibility requirements of the Americans with Disabilities Act (P.L. 101-336) (ADA). 10. Architectural and Engineering Services The State has responsibility for the performance of architectural and engineering services. The engineering plans shall be developed in accordance with the applicable State's Standard Specifications for Construction and Maintenance of Highways, Streets and Bridges, and the special specifications and special provisions related thereto. In procuring professional services, the parties to this Agreement must comply with federal requirements cited in 23 CFR Part 172 if the project is federally funded and with Texas Government Code 2254, Subchapter A, in all cases. Professional services contracts for federally funded projects must conform to federal requirements, specifically including the provision for participation by Disadvantaged Business Enterprises (DBEs), ADA, and environmental matters. AFA-AFA_LongGen Page 4 of 9 Revised 01/24/2008 CSJ # 0783-02-064 District # (05) Code Chart 64 # 25650 Project: Loop 289 NNW Passage} 11. Construction Responsibilities a. The State shall advertise for construction bids, issue bid proposals, receive and tabulate the bids and award and administer the contract for construction of the Project. Administration of the contract includes the responsibility for construction engineering and for issuance of any change orders, supplemental agreements, amendments, or additional work orders, which may become necessary subsequent to the award of the construction contract. In order to ensure federal funding eligibility, projects must be authorized by the State prior to advertising for construction. b. The State will use its approved contract letting and award procedures to let and award the construction contract. c. Prior to their execution, the Local Government will be given the opportunity to review contract change orders. d. Upon completion of the Project, the party constructing the project will issue and sign a "Notification of Completion" acknowledging the Project's construction completion. e. For federally funded contracts, the parties to this Agreement will comply with federal construction requirements cited in 23 CFR Part 635 and with requirements cited in 23 CFR Part 633, and shall include the latest version of Form °FHWA-1273" in the contract bidding documents. If force account work will be performed, a finding of cost effectiveness shall be made in compliance with 23 CFR 635, Subpart B. 12. Project Maintenance The Local Government shall be responsible for maintenance of locally owned roads after completion of the work and the State shall be responsible for maintenance of state highway system after completion of the work if the work was on the state highway system, unless otherwise provided for in existing maintenance agreements with the Local Government. 13. Right of Way and Real Property The State is responsible for the provision and acquisition of any needed right of way or real property. 14. Notices All notices to either party by the other required under this Agreement shall be delivered personally or sent by certified or U.S. mail, postage prepaid, addressed to such party at the following addresses: Local Government: The City of Lubbock P.O. Box 2000 Lubbock, TX 79457 Attn: Lee Ann Dumbauld City Manager State: Texas Department of Transportation 135 Slaton Road Lubbock, TX 79404-5201 Attn: Randy C. Hopmann, P.E. Lubbock District Engineer AFA-AFA_LongGen Page 5 of 9 Revised 01/24/2008 CSJ # 0783-02-064 District # SOS Code Chart 64 # 25650 Project; Loop 289 (NW Passage) All notices shall be deemed given on the date so delivered or so deposited in the mail, unless otherwise provided herein. Either party may change the above address by sending written notice of the change to the other party. Either party may request in writing that such notices shall be delivered personally or by certified U.S. mail and such request shall be honored and carried out by the other party. 15. Legal Construction If one or more of the provisions contained in this Agreement shall for any reason be held invalid, illegal or unenforceable in any respect, such invalidity, illegality or unenforceability shall not affect any other provisions and this Agreement shall be construed as if it did not contain the invalid, illegal or unenforceable provision. 16. Responsibilities of the Parties The State and the Local Government agree that neither party is an agent, servant, or employee of the other party and each party agrees it is responsible for its individual acts and deeds as well as the acts and deeds of its contractors, employees, representatives, and agents. 17. Ownership of Documents Upon completion or termination of this Agreement, all documents prepared by the State shall remain the property of the State. All data prepared under this Agreement shall be made available to the State without restriction or limitation on their further use. All documents produced or approved or otherwise created by the Local Government shall be transmitted to the State in the form of photocopy reproduction on a monthly basis as required by the State. The originals shall remain the property of the Local Government. 18. Compliance with Laws The parties shall comply with all Federal, State, and Local laws, statutes, ordinances, rules and regulations, and the orders and decrees of any courts or administrative bodies or tribunals in any manner affecting the performance of this Agreement. When required, the Local Government shall furnish the State with satisfactory proof of this compliance. 19. Sole Agreement This Agreement constitutes the sole and only agreement between the parties and supersedes any prior understandings or written or oral agreements respecting the Agreement's subject matter. 20. Cost Principles In order to be reimbursed with federal funds, the parties shall comply with the Cost Principles established in OMB Circular A-87 that specify that all reimbursed costs are allowable, reasonable and allocable to the Project. 21. Procurement and Property Management Standards The parties shall adhere to the procurement standards established in Title 49 CFR §18.36 and with the property management standard established in Title 49 CFR §18.32. 22. Inspection of Books and Records AFA-AFA_LongGen Page 6 of 9 Revised 01 /24/2008 CSJ 9 0783-02-064 District 4 _ (05) Code Chart 64 4 25650 Project: Loop 289 (NW Passage) The parties to this Agreement shall maintain all books, documents, papers, accounting records and other documentation relating to costs incurred under this Agreement and shall make such materials available to the State, the Local Government, and, if federally funded, the Federal Highway Administration (FHWA), and the U.S. Office of the Inspector General, or their duly authorized representatives for review and inspection at its office during the contract period and for four (4) years from the date of completion of work defined under this contract or until any impending litigation, or claims are resolved. Additionally, the State, the Local Government, and the FHWA and their duly authorized representatives shall have access to all the governmental records that are directly applicable to this Agreement for the purpose of making audits, examinations, excerpts, and transcriptions. 23. Office of Management and Budget (OMB) Audit Requirements The parties shall comply with the requirements of the Single Audit Act of 1984, P.L. 98- 502, ensuring that the single audit report includes the coverage stipulated in OMB Circular A-133. 24. Civil Rights Compliance The Local Government shall comply with the regulations of the Department of Transportation as they relate to nondiscrimination (49 CFR Chapter 21 and 23 CFR §710.405(B)), and Executive Order 11246 titled "Equal Employment Opportunity," as amended by Executive Order 11375 and supplemented in the Department of Labor Regulations (41 CFR Part 60). 25. Disadvantaged Business Enterprise Program Requirements The parties shall comply with the Disadvantaged/Minority Business Enterprise Program requirements established in 49 CFR Part 26. 26. Debarment Certifications The parties are prohibited from making any award at any tier to any party that is debarred or suspended or otherwise excluded from or ineligible for participation in Federal Assistance Programs under Executive Order 12549, "Debarment and Suspension." The parties to this contract shall require any party to a subcontract or purchase order awarded under this contract to certify its eligibility to receive Federal funds and, when requested by the State, to furnish a copy of the certification in accordance with Title 49 CFR Part 29 (Debarment and Suspension). 27. Lobbying Certification In executing this Agreement, the signatories certify to the best of his or her knowledge and belief, that: a. No federal appropriated funds have been paid or will be paid by or on behalf of the parties to any person for influencing or attempting to influence an officer or employee of any federal agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any federal contract, the making of any federal grant, the making of any federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, AFA-AFA_LongGen Page 7 of 9 Revised 01/24/2008 CSJ # 0783-02-064 District # (05) Code Chart 64 # 25650 Project: Loop * (NW Passage) amendment, or modification of any federal contract, grant, loan, or cooperative agreement. b. If any funds other than federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with federal contracts, grants, loans, or cooperative agreements, the signatory for the Local Government shall complete and submit the federal Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions. c. The parties shall require that the language of this certification be included in the award documents for all subawards at all tiers (including subcontracts, subgrants, and contracts under grants, loans, and cooperative agreements) and that all subrecipients shall certify and disclose accordingly. By executing this Agreement, the parties affirm this lobbying certification with respect to the individual projects and affirm this certification of the material representation of facts upon which reliance will be made. Submission of this certification is a prerequisite for making or entering into this transaction imposed by Title 31 U.S.C. §1352. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. 28. Insurance If this agreement authorizes the Local Government or its contractor to perform any work on State right of way, before beginning work the entity performing the work shall provide the State with a fully executed copy of the State's Form 1560 Certificate of Insurance verifying the existence of coverage in the amounts and types specified on the Certificate of Insurance for all persons and entities working on State right of way. This coverage shall be maintained until all work on the State right of way is complete. If coverage is not maintained, all work on State right of way shall cease immediately, and the State may recover damages and all costs of completing the work. 29. Signatory Warranty The signatories to this Agreement warrant that each has the authority to enter into this Agreement on behalf of the party represented. IN TESTIMONY HEREOF, the parties hereto have caused these presents to be executed in duplicate counterparts. THE LOCAL GOVERNMENT CITY OF LUBBOCK AFA-AFA-LongGen Page 8 of 9 Revised 01/24/2008 CSJ # 0783-02-064 District # (05) Code Chart 64 # 25650 Project: Loop 289 (NW Passage) DAVID A. MILLER, MAYOR ATTEST: Rebecc4 Garza, City Secretary APPROVED AS TO CONTENT- Ya,s', Chief/Financial Officer APPROVED AS TO FORM: Amy Sim an Ci ney THE STATE OF TEXAS Executed for the Executive Director and approved for the Texas Transportation Commission for the purpose and effect of activating and/or carrying out the orders, established policies or work programs heretofore approved and authorized by the Texas Transportation Commission. If a'ru C�C2UJL-AA4 __ - nice Mullenix (JOirector of Contract Services Texas Department of Transportation _Aaa�gt.s,-ao Dede AFA-AFA_LongGen Page 9 of 9 Revised 01 /24/2008 CSJ # 0783-02-064 District # LQ5) Code Chart 64 # 25650 Project: Look 289 (NW Passage ATTACHMENT A Resolution or Ordinance Page 1 of 1 Attachment A Resolution No. 2008-R010( March 27, 2008 Item No. 5.3 RESOLUTION I BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK: THAT the Mayor of the City of Lubbock BE and is hereby authorized and directed to execute for and on behalf of the City of Lubbock, a Local Transportation Project Advance Funding Agreement, by and between the City of Lubbock and the State of Texas, acting by and through the Texas Department of Transportation, and related documents. Said Agreement is attached hereto and incorporated in this resolution.as if fully set forth herein and shall be included in the minutes of the City Council. Passed by the City Council this 27th day of March , 2008. DAVID A. MILLER, MAYOR ATTEST: CjQzav--�-'a 9r—,---- Rebe ca Garza, City Secretary (� APPROVED AS TO CONTENT: f, Officer APPROVED AS TO FORM: Amy L ' s, t City Attorney gs/ccdocs/AdvancedFundingAgrmnt.TXDOT. res 3 / 14/08 CSJ # 0783-02-064 District # (05Z Code Chart 64 # 25650 Project: Loop 289 (NW Passau ATTACHMENT B Location Map Showing Project Z5U0 b WU T,M �r �'ta. firp�ren�+t ar��o� i Page 1 of 1 FIGURE 1 PROACT LC CATION MAP T"Q NurtnWsl Pazwge Prepstt E AROO"tJW ASSE5SWK wO*=K WUNW TEX4S Attachment B CS3 # 0783-02-064 District # (05) Code Chart 64 # 25650 Project: Loop 289 as Passage) ATTACHMENT C The Local Govemment will participate paying for a share of the construction of a new interchange at North Loop 289 and Slide Road in Lubbock, Texas. The Local Government's fixed participation of this work is $25,000,000.00, including construction items only. The State has estimated the project to be as follows: Description Total Federal State Local Estimate Cost Participation Participation Participation Cost % Cost % Cost Construction of New $15,000.000 80% $12,000,000 20% $3,000,000 0% $0 Interchange and Reconstruction of Existing Interchange Fixed Local Contribution for Construction $25,000,000 0% $0 0% $0 100% $25,000,000 Subtotal $40,000,000 $12,000,000 $3,000,000 $25,000,000 Direct State Costs @ 6%(including plan review, $2,400,000 80% $1,920,000 20% $480,000 0% $0 inspection and oversight) Indirect State Costs @ 5.3% (no local $2,120,000 80% $1,696,000 20% $424,000 0% $0 participation required except for service projects) TOTAL $44,520,000 $15,616,000 $3,904,000 $25,000,000 Direct State Cost will be based on actual charges. Local Government's Participation (Fixed) _ $26,000.000.00 It is further understood that the State will include only those items for the improvements as requested and required by the Local Govemment. This is an estimate only, final participation amounts will be based on actual charges to the project. Notwithstanding the estimate of costs and participation amounts set forth above, the Local Government shall not be responsible for payment to the State in excess of $25,000,000.00. Page 1 of 1 Attachment C { CSJ # 0783-02-064 District # ESL Code Chart 64 # 25650 Project: Loop 289 (NW Passage) ATTACHMENT D FEDERAL HIGHWAY ADMINISTRAI ]ON FINDING OF NO SIGNWICANT IMPACT FAR Now PamVe; LoW 209, FIVI 2256., Erskine Stma, Slide Road & Loop 7 Em" S(mmWTuxas Tech Pam I mhange -Z /Z 10 7 =;;(�- 4e-0711- FMERAL AGHWAY ADMINISTRATION Page 1 of 1 Attachment D