HomeMy WebLinkAboutResolution - 011278B - Agreement - HUD - Public Body Approval Of Section 312 Rehabilitation Loans - 01_12_1978611ZQ9 a
RESOLUTION
RESOLUTION OF THE CITY COUNCIL OF THE CITY OF LUBBOCK AUTHORIZING
EXECUTION OF AN "AGREEMENT FOR PUBLIC BODY APPROVAL OF SECTION 312
REHABILITATION LOANS" AND DESIGNATING OFFICIALS AUTHORIZED TO APPROVE
SUCH LOANS ON BEHALF OF THE PUBLIC BODY
WHEREAS, under Section 312 of the Housing Act of 1964, as amended
(herein referred to as Section 312), the Secretary of Housing and Urban
Development is authorized, under the conditions and to the extent provided
therein, to make loans (Section 312 loans) to owners and tenants of property
in certain areas for the rehabilitation of their property and to delegate
to or use as agent any local public agency or organization to the extent he
determines appropriate and desirable to carry out the objectives of Section
312 in the areas involved; and
WHEREAS, Title VI of the Civil Rights Act of 1964 prohibits discrimination
on the basis of race, color or national origin under any program or activity
receiving Federal financial assistance and Executive order 11063 prohibits
discrimination on the basis of race, color, creed or national origin in
sale, lease or other disposition of residential property (including land
intended for residential use) or in the use or occupancy thereof; and
WHEREAS, The City of Lubbock has responsibility and jurisdiction to
carry out the Community Development Program in which Section 312 loans are
authorized to be made and has delegated the responsibility for rehabilitation
assistance, including the processing and submission of 312 loans, to the
Urban Renewal Agency of the City of Lubbock; and
WHEREAS, it is desirable and will significantly benefit the rehabilitation
objectives of the City -of -Lubbock -administered Community Development Program
for the Urban Renewal Agency of the City of Lubbock to have direct approval
authority with respect to Section 312 loans;
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF
LUBBOCK:
SECTION 1. THAT the Mayor be and is hereby authorized and directed to
execute on behalf of the City of Lubbock an "Agreement for Public Body
Approval of Section 312 Rehabilitation Loans", and to act as the
authorized representative of the City of Lubbock in connection therewith.
SECTION 2. THAT it is cognizant that under an "Agreement for Public
Body Approval of Section 312 Rehabilitation Loans", Section 312 loans
may be approved only in accordance with outstanding policy of the
Department of Housing and Urban Development, as it exists from time to
time, and subject to availability of funds therefor.
SECTION 3. THAT the Real Estate Director and the Assistant Executive
Director for Planning and Operations of the Urban Renewal Agency of
the City of Lubbock be and are hereby authorized to approve, on behalf
of the City of Lubbock and the Urban Renewal Agency of the City of
Lubbock, Section 312 loans under the provisions of said Agreement, and
such officials be and are hereby directed to approve such loans only
in accordance with the policy of the Department of Housing and Urban
Development, and subject to availability of funds as determined by
that Department.
(Page Two
SECTION 4. THAT the United States of America and the Secretary of
Housing and Urban Development be, and they hereby are, assured of full
compliance by the City of Lubbock and the Urban Renewal Agency of the
City of Lubbock with regulations of the Department of Housing and
Urban Development effectuating Title VI of the Civil Rights Act of
1964 and applicable Executive Orders.
Passed by the City Council this 12tfi day of January , 1978
1ATTEST:
r
TREVA PHILLIPS, C7 SECRETARY -TREASURER
APPROVED AS TO FORM:
7G✓
Q�-
�W'E_D'6 SENTER, JR., CITYATTORNEY
ROY BA , MAYOR
AGREEMENT FOR PUBLIC BODY APPROVAL OF
SECTION 312 REHABILITATION LOANS
THIS AGREEMENT, made and entered into on the date hereinbelow specified, by
and between the City of Lubbock (the Public Body), and the Urban Renewal Agency of
the City of Lubbock (the Agency), and the United States of America (the Government),
acting by and through the Secretary of Housing and Urvan Development (the Secretary).
WITNESSETH: In consideration of the mutual covenants, promises, and representa-
tions contained herein, the parties do agree as follows:
SECTION 1. PURPOSE OF AGREEMENT
The Public Body has responsibility and jurisdiction to carry out the Community
Development Program in areas delineated in the applicable Community Development
Block Grant Contract. The Agency, by agreement with the Public Body, has been
delegated the jurisdiction and responsibility for rehabilitation assistance in
such Community Development Areas and has the responsibility for rehabilitation
assistance in the Lubbock NDP area. The processing by the Public Body as delegated
to and performed by the Agency, and submission by the Agency to the Department of
Housing and Urban Development for approval, of rehabilitation loans under Section
312 of the Housing Act of 1964, as amended (Section 312 loans) is presently authorized
with respect to one or more of the areas covered by such programs. The purpose of
this Agreement is to extend to the Public Body, through the Agency, authority to
approve, in accordance with the regulations, policies, and requirements (hereinafter
called regulations) of the Secretary, certain applications for Section 312 loans,
subject to verification by the Secretary of fund availability for an approved loan.
SECTION 2. APPLICABILITY OF APPROVAL AUTHORITY
During the term of this Agreement, the Public Body, through the Agency, shall have
final authority to approve applications for Section 312 loans with respect to
residential and mixed -use property, which will contain one to four dwelling units
after rehabilitation, and which is located In an area with respect to which the
Public Body, through the Agency, has authority to process such loans, as described
in Section 1 hereof. The Public Body, through the Agency, shall exercise such loan
approval authority with respect to property in all such areas which come under it5—
jurisdiction during the term of this Agreement. However, no loan approval under
authority of this Agreement shall be valid until the Secretary has determined that
funds are available therefor and has notified the Public Body, through the Agency,
thereof.
SECTION 3. NOTIFICATION OF FUND AVAILABILITY
Upon receipt of the documentation required by the Secretary's regulations to be
submitted with respect to Section 312 loans approved by the Public Body, through
the Agency, the Secretary shall promptly notify the Public Body, through the Agency,
In writing whether sufficient funds are available for the approved loan.
SECTION 4. COMPLIANCE WiTH GOVERNMENT REGULATIONS
The loan approval authority granted by this Agreement shall be exercised in accordance
with the procedures and requirements established by the applicable regulations of the
Secretary in effect from time to time. In particular, the Public Body, through the
Agency, shall not notify an applicant of loan approval until receipt of notice of
availability of funds for the loan from the Secretary.
SECTION 5. EFFECT OF FAILURE TO COMPLY
a. Grounds for Termination. Failure of the Public Body, through the Agency, to
comply with the procedures and requirements of the Secretary with respect to
loan approval, or with respect to other aspects of the Section 312 loan program,
are grounds for termination of this Agreement at the option of the Secretary.
However, such failure shall not create or justify any claim against the Governmen
on the part of any third person, and shall not constitute grounds for any third
person to contest the validity of any Section 312 loan approved by the Public
Body, through the Agency, under authority of this Agreement and during its term.
b. Defend and Hold Harmless. The Public Body, through the Agency, will warrant,
defend, and hold harmless the Government with respect to all claims and losses
caused by its failure to comply with the.regulations of the Secretary and the
requirements of applicable State and local law in its approval of Section 312
loans under authority of this Agreement, and in the subsequent settlement and
administration of loans so approved. In the event the Secretary's regulations
and the requirements of State and local law are inconsistent, the Public Body,
through the Agency, shall request advice from the Secretary prior to approval of
the Section 312 loan.
SECTION 6. RESTRICTION ON OFFICIALS AUTHORIZED TO APPROVE LOANS
The Public Body, through the Agency, shall not initially, or at any time during the
term of this Agreement, confer its authority to approve Section 312 loans under this
Agreement upon any officer or employee who exercises any duties or responsibilities
in the administration of the Public Body's Section 312 Loan Program, including,
without limitation:
a. Preparation of rehabilitation work writeups or cost estimates, or of construction
contract documents;
- b. Obtaining information with respect to, completing with the borrower, or processinc
a Section 312 loan application or any of the related documents constituting the
loan application file;
C. Selection of or negotiation with contractors to perform the rehabilitation work;
I.
d. Authorization of disbursements from the rehabilitation escrow account, or
signing or countersigning of checks drawn on the rehabilitation escrow account;
e. Inspection of the rehabilitation work to ascertain whether the work is completed
or for the purpose of authorizing any partial payment requested by a contractor;
or
f. Authorization of signing or signing of Form HUD-6245, Certificate of Final
Inspection.
SECTION 7. SUBMISSION OF DOCUMENTATION
I Promptly upon approval of a Section 312 loan by an appropriate official of the Agency,
. the Agency shall assemble and transmit to the Secretary the documentation required to
be submitted with respect to a Section 312 loan approved by a Public Body, in
accordance with such requirements and regulations of the Secretary as shall be in
j effect from time to time. The Agency shall also promptly submit copies as required
of any resolutions affecting the identity of Agency officials authorized to approve
Section 312 loans under the Agreement, any notices of the Public Body's determination
to cancel this Agreement,,and any other required documentation or reports, in
accordance with such requirements and regulations.
SECTION 8. SUPERVISION, ADMINISTRATION, AND INSPECTION
The Public Body, through the Agency, shall at all proper times provide or cause to be
provided competent and adequate architectural, engineering, financial and other
technical supervision and inspection of rehabilitation work financed by Section.312
loans approved under this Agreement. The Public Body, through the Agency, shall keep
full and accurate books and records with respect to Section 312 loans approved under
this Agreement, and with respect to its administration of the Section 312 loan program,
and shall maintain them in accordance with such requirements and regulations of the
Secretary as shall be in effect from time to time. The Agency shall, at any time
during normal business hours, and as often as the Secretary or the Government may deem
necessary, permit the Secretary or any other representative of the Government to
inspect, make excerpts or transcripts of, copy, and audit such books and records. The
Agency will cooperate in any inspection of rehabilitation work financed by Section
312 loans approved under this Agreement, as deemed necessary by the Secretary or the
Government.
SECTION 9. COMPLIANCE WITH CIVIL RIGHTS ACT OF 1964
The Public Body, through the Agency, will perform its activities under this Agreement
in accordance with all requirements imposed by, or pursuant to regulations of the
Secretary effectuating, Title VI of the Civil Rights Act of 1964.
SECTION 10. CANCELLATION OF APPROVED LOANS
The Secretary reserves the right to cancel Section 312 loans approved by the Public
Body, through the Agency, in accordance with the requirements and regulations of the
Secretary in effect from time to time. Upon receipt by the Public Body and by the
Agency of such notice of cancellation, the Public Body, through the Agency, shall
promptly submit to the Secretary any documentation requested by him, and shall promptly
refund the amount of the loan to the Secretary, on account of the Section 312 Loan
Revolving Fund.
SECTION 11. RIGHTS UNDER OTHER CONTRACTS
The rights of the parties under this Agreement shall be in addition to, and not In
derogation of, the rights of the parties under any contract for federal assistance
with respect to any of the Projects or Programs described in Section 1 hereof under
the jurisdiction of the Public Body and the Agency.
SECTION 12. TERM OF AGREEMENT
This Agreement shall be effective from the date hereinbelow specified untilterminated
in accordance with Section 13 hereof.
SECTION 13. TERMINATION OF AGREEMENT
a. Automatic Termination. This Agreement shall automatically terminate on the
official date of closeout of the last project or program (as described In
Section 1 hereof) under the jurisdiction of the Public Body and the Agency, in
the area of which Section 312 loans are authorized.
b. Termination by Parties. This Agreement shall terminate 30 days after written
notice of intent to terminate is sent by one party to the other, except that,
when the Public Body and the Agency give notice of their intent to terminate the
Agreement, the Secretary may require the Public Body and the Agency to continue
under the Agreement for a specified additional period of time, not to exceed 60
days, in order that arrangements may be made to accommodate the workload
resulting from the Public Body's termination. Notice of termination under this
subsection may be given by either party for cause or convenience.
C. Suspension or Termination for Cause. The Secretary may, for cause, by written
notice to the Public Body and to the Agency, require that the Public Body,
through the Agency, discontinue immediately the approval of loans under this
Agreement pending completion of specified corrective action by the Public Body,
through the Agency, or termination of this Agreement.
SECTION 14. EFFECTIVE DATE
This Agreement shall be effective the day of ,
SECTION 15. COUNTERPARTS OF AGREEMENT
This Agreement may be executed in counterparts, each of which shall be
deemed to be an original, and such counterparts shall constitute.one and the same
instrument.
IN WITNESS
WHEREOF, the
Public Body and
the Agency have caused this Agreement
to be duly executed in their
behalf and their
seals to be hereunto affixed and
attested; and,
thereafter,
the Government has
caused the same to be duly executed
in its behalf this
day of
19
CITY OF LUBBOCK
BY:
ROY BASS, MAYOR
ATTEST:
TREVA PHILLIPS,
CITY SECRETARY -TREASURER
URBAN RENEWAL AGENCY OF THE
CITY OF LUBBOCK, TEXAS
BY:
BE TY AN ER ON, CHAIRMAN
BOARD OF COMMISSIONERS .
ATTESTc
H..,O. LDERSON,
SECRETARY —
UNITED STATES OF AMERICA
Secretary of Housing E Urban Developmei
BY:
Title of Officer Authorized to Execu
MEMORANDUM
TO: Treva Phillips, City Secretary DATE: April 7, 1978
FROM: H. 0. Alderson, Director of Urban Renewal
SUBJECT: Agreement for Public Body Approval of Section 312 Rehabilitation
Loans
Attached is an original executed copy of the Agreement for Public Body
Approval of Section 312 Rehabilitation Loans for your files.
H. 0. Alderson
jes
Attachment
v
AGREEMENT FOR PUBLIC BODY APPROVAL OF
SECTION 312 REHABILITATION LOANS
THIS AGREEMENT, made and entered into on the date hereinbelow specified, by
and between the City of Lubbock (the Public Body), and.the Urban Renewal Agency of
the City of Lubbock (the Agency), and the United States of America (the Government),
acting by and through the Secretary of Housing and Urban Development (the Secretary).
WITNESSETH: In consideration of the mutual covenants, promises, and representa-
tions contained herein, the parties do agree as follows:
SECTION 1. PURPOSE OF AGREEMENT
The Public Body has responsibility and jurisdiction to carry out the Community
Development Program in areas delineated in the applicable Community Development
Block Grant Contract. The Agency, by agreement with the Public Body, has been
delegated the jurisdiction and responsibility for rehabilitation assistance in
such Community Development Areas and has the responsibility for rehabilitation
assistance in the Lubbock NDP area. The processing by the Public Body as delegated
to and performed by the Agency, and submission by the Agency to the Department of
Housing and Urban Development for approval, of rehabilitation loans under Section
312-of the Housing Act of 1964, as amended (Section 312 loans) is presently authorized
with respect to one or more of the areas covered by such programs. The purpose of
this Agreement Is to extend to the Public Body, through the Agency, authority to
approve, in accordance with the regulations, policies, and requirements (hereinafter
called regulations) of the Secretary, certain applications for Section 312 loans,
subject to verification by the Secretary of fund availability for an approved loan.
SECTION 2. APPLICABILITY OF APPROVAL AUTHORITY
During the term of this Agreement, the Public Body, through the Agency, shall have
final authority to approve applications for Section 312 loans with respect to
residential and mixed -use property, which will contain one to four dwelling units
after rehabilitation, and which is located in an area with respect to which the
Public Body, through the Agency, has authority to process such loans, as described
In Section 1 hereof. The Public Body, through the Agency, shall exercise such loan
approval authority with respect to property _in all such areas which come under its
jurisdiction during the term of this Agreement. However, no loan approval under
authority of this Agreement shall be valid until the Secretary has determined that
funds are available therefor and has notified the Public Body, through the Agency,
thereof.
SECTION 3. NOTIFICATION OF FUND AVAILABILITY
Upon receipt of the documentation required by the Secretary's regulations to be
submitted with respect to Section 312 loans approved by the Public -Body, through
the Agency, the Secretary shall promptly notify the Public Body, through the Agency,
in writing whether sufficient funds are available for the approved loan.
SECTION 4. COMPLIANCE WITH GOVERNMENT REGULATIONS
The loan approval authority granted by this Agreement shall be exercised in accordance
with the procedures and requirements established by the applicable regulations of the
Secretary in effect from time to time. In particular, the Public Body, through the
Agency, shall not notify an applicant of loan approval until receipt of notice. of
availability of funds for the loan from the Secretary.
SECTION 5. EFFECT OF FAILURE TO COMPLY
a. Grounds for Termination. Failure of the Public Body, through the Agency, to
comply with the procedures and requirements of the Secretary with respect to
loan approval, or with respect to other aspects of the Section 312 loan program,
are grounds for termination of this Agreement at the option of the Secretary.
However, such failure shall not create or Justify any claim against the Government
on the part of any third person, and shall not constitute grounds for any third
person to contest the validity of any Section 312 loan approved by the Public
Body, through the Agency, under authority of this Agreement and during its term.
b. Defend and Hold Harmless. The Public Body, through the Agency, will warrant,
defend, and hold harmless the Government with respect to all claims and losses
caused by its failure to comply with the regulations of the Secretary and the
requirements of applicable State and local law in its approval of Section 312
loans under authority of this Agreement, and in the subsequent settlement and
administration of loans so approved. In the event the Secretary's regulations
and the^requirements of State and local law are inconsistent, the Public Body,
through the Agency, shall request advice from the Secretary prior to approval of
the Section 312 loan.
SECTION 6. RESTRICTION ON OFFICIALS AUTHORIZED TO APPROVE LOANS
The Public Body, through the Agency, shall not initially, or at any time during the
term of this Agreement, confer its authority to approve Section 312 loans under this
Agreement upon any officer or employee who exercises any duties or responsibilities
in the administration of the Public Body's Section 312 Loan Program, including,
without limitation:
a. Preparation of rehabilitation work writeups or cost estimates, or of construction
contract documents;
b. Obtaining information with respect to, completing with the borrower, or processinc
a Section 312 loan application or any of the related documents,constituting the
loan application file;
C. Selection, of or negotiation with contractors to perform the rehabilitation work;
d. Authorization of disbursements from the rehabilitation escrow account, or
signing or countersigning of checks drawn on the rehabilitation escrow account;
e. Inspection of the rehabilitation work to ascertain whether the work is completed
or for the purpose of authorizing any partial payment requested by a contractor;
or
f. Authorization of signing or signing of Form HUD-6245, Certificate of Final
Inspection.
SECTION 7. SUBMISSION OF DOCUMENTATION
Promptly upon approval of a Section 312 loan by an appropriate official of the Agency,
the Agency shall assemble and transmit to the Secretary the documentation required to
be submitted with respect to a Section 312 loan approved by a Public Body, in
accordance with such requirements and regulations of the Secretary as shall be in
effect from time to time. The Agency shall also promptly submit copies as required
of any resolutions affecting the identity of Agency officials authorized to approve
Section 312 loans under the Agreement, any notices of the Public Body's determination
to cancel this Agreement, and any other required documentation or reports, in
accordance with such requirements and regulations.
SECTION 8. SUPERVISION, ADMINISTRATION, AND INSPECTION
The Public Body, through the Agency, shall at all proper times provide or cause to be
provided competent and adequate architectural, engineering, financial and other
technical supervision and inspection of rehabilitation work financed by Section 312
loans approved under this Agreement. The Public Body, through the Agency, shall keep
full and accurate books and records with respect to Section 312 loans approved under
this Agreement, and with respect to its administration of the Section 312 loan program
and shall maintain them in accordance with such requirements and regulations of the
Secretary as shall be in effect from time to time. The Agency shall, at any time
during normal business hours, and as often as the Secretary or the Government may deem
necessary, permit the Secretary or any other representative of the Government, to
inspect; make excerpts or transcripts of, copy, and audit such books and records. The
Agency will cooperate in any inspection of rehabilitation work financed by Section
312 loans approved under this Agreement, as deemed necessary by the Secretary or the
Government.
SECTION 9. COMPLIANCE WITH CIVIL RIGHTS ACT OF 1964
The Public Body, through the Agency, will perform its activities under this Agreement
in accordance with all requirements imposed by, or pursuant to regulations of the
Secretary effectuating, Title VI of the Civil Rights Act of 1964.
SECTION 10. CANCELLATION OF APPROVED LOANS
The Secretary reserves the right to cancel Section 312 loans approved.by the Public
Body, through the Agency, in accordance with the requirements and regulations of the
Secretary in effect from time to time. Upon receipt by the Public Body and by the
Agency of such notice of cancellation, the Public Body, through the Agency, shall
promptly submit to the Secretary any documentation requested by him, and shall prompt]
refund the amount of the loan to the Secretary, on account of the Section 312 Loan
Revolving Fund.
SECTION 11. RIGHTS UNDER OTHER CONTRACTS
The rights of the parties under this Agreement shall be in addition to, and not in
derogation of, the rights of the parties under any contract for Federal assistance
with respect to any of the Projects or Programs described in Section 1 hereof under
the jurisdiction of the Public Body and the Agency.
SECTION 12. TERM OF AGREEMENT
This Agreement shall be effective from the date hereinbelow specified until terminated
in accordance with Section 13 hereof.
SECTION 13. TERMINATION OF AGREEMENT
a. Automatic Termination. This Agreement shall automatically terminate on the
official date of closeout of the last project or program (as described In
Section 1 hereof) under the jurisdiction of the Public Body and the Agency, in
the area of which Section 312 loans are authorized.
b. Termination by Parties. This Agreement shall terminate 30 days after written
notice of intent to terminate is sent by one party to the other, except that,
when the Public Body and the Agency give notice of their intent to terminate the
Agreement, the Secretary may require the Public Body and the Agency to continue
under the Agreement for a specified additional period of time, not to exceed 60
days, in order that arrangements may be made to accommodate the workload
resulting from the Public Body's termination. Notice of termination under this
subsection may be given by either party for cause or convenience.
C. Suspension or Termination for Cause. The Secretary may, for cause, by written
notice to the Public Body and to the Agency, require that the Public Body,
through the Agency, discontinue immediately the approval of loans under this
Agreement pending completion of specified corrective action by the Public Body,
through the Agency, or termination of this Agreement.
SECTION 14. EFFECTIVE DATE
This Agreement shall be effective the loth day of April 1978
SECTION 15. COUNTERPARTS OF AGREEMENT
This Agreement may be executed in 4 counterparts, each of which shall be
deemed to be an original, and such counterparts shall constitute one and the same
instrument.
t�
IN VITNESS WHEREOF, the Public Body and the Agency have caused this Agreement
to be duly executed in their behalf and their seals to be hereunto affixed and
attested; and, thereafter, the Government has caused the same to be duly executed
in its behalf this 28th day of March , 19 78
A TTE�ST:
'o A49&ei�
EVA PHILLIPS, ClT SECRETARY -TREASURER
ATTEST:
AA�
.'0. ALDERSON, SECRETA
CITY OF LUBBOCK
BY:�G
ROY BASS, MAYOR
Bp�as to form:
Fred 0. scnWr, r,., .: 4 At�,.e3Y
URBAN RENEWAL AGENCY OF THE
CITY OF LUBBOCK, TEXAS
BETTY A ERSON, HAIRMAN
BOARD OF COMMISSIONERS
UNITED STATES OF AMERICA
Secretary of Housing & Urban Developm
BY:
Robert C. ry, Jr.
Assistant Becretary for Commrnity Planning s
Developmeffitle of Officer Authorized to Exec