HomeMy WebLinkAboutResolution - 3258 - Goundation Grant - Meadows Foundation - Library Automation Project - 12_07_1989Resolution # 3258
December 7, 1989
Item #17
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BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the City of Lubbock Library Director BE and is hereby authorized
and directed to make application upon behalf of the City of Lubbock for a
Foundation Grant from the Meadows Foundation, Dallas, Texas, for the Library
Automation Project and such other applications for grants upon similar terms
from private foundations, corporate foundations or other sources as may be
deemed beneficial for the City of Lubbock library.
Passed by the City Council this 7th day of December , 1989.
B. C. McMINN, MAYOR
AZ.
Ran tte Boyd, City Sec etary
A AS TO CONTENT:
Rita Harmon, Assistant City Manager
APPROVED AS TOJ/^(,/,F\ORM-
i�' A.3 ,
Dbifald G. Vandiver, First Assistant
City Attorney
1
- CITY OF LUBBOCK
Grant Proposal Evaluation'
I. State, as clearly as possible, the goals and objectives of the proposed
project.
AUTOMATE.FOR ACCESS is a project to "computerize" libraryfiles & processes, with
the primary goal of .increasing'& improving patron access to books and information.
Also, the Library improves its asset control and accountability for public assets.
A. Is this the fulfillment of an identifiable community goal? if so,
list source.
_ Yes. LUBBOCK-2005, Health, Education & Human Services,' Goal.5.3: '.-Encourage
the utilization of new technologies in the extension of library
programming."'
B. is this the fulfillment of an identifiable community need? if so,
please provide quantifiable data studies, etc.)..
16
Yes. "Due to the archaic circulation equipment, it is almost impossible
to determine if a book missing from the shelf is borrowed or lost.
An automated circulation contrdl system is essential in order to
deliver the library products that Lubbock consumers use most:
*borrowing books and reference services." MARKETING STRATEGY STUDY,
LUBBOCK CITY -COUNTY LIBRARY, Prepared for the City of Lubbock by
Resource. Analysts,. Inc., March.26., 1986.
Lihrar,v Focus Group S rrveys�: 1989,.conducted ,in. each.. quatrant. o£.-the
C. y,.-by-consultant".Louise.„ umanins; ,revealed 'automation and computers
to be an'ess ntial in rPP��ien ii service "expectations and improved
ibra services anion tFie public.
2. State indicators71y which the staff and City Council might be able
to evaluate the program in order to determine that it has reached the
stated goals and objectives noted in No. 1.
Examples of some of the indicators,., but not all:
1. Increased libraryltuse, as found in aggregate circulation count.
2. Increased fines revenue, because of systems -ability to easily track
deliquent borrower and prevent further book checkout until fine is paid.
3. Increased positive patron relations, for example when patron can renew a
book by phone or view library files from home microcomputer.
3. Will this project benefit the community as a whole? If not, please
provide a detailed profile of the group.receiving the benefit of the
program.
Yes. Pin -map studies conducted ih-;:pte1988demonstrated that library use occurs
from all quadrants.* While not every person in the community is a "library user",
everyone benefits from community resources that make the community.a better place,
a more educated place. Too,.a public"library with up-to-date service plays a
vital role in the economic development of the 'community. Finally, automation
of library use, especially the "remote access" feature, has'great potential for
increasing the user base, .as the library "without walls' reaches into schools,
offices, and homes.
4. Are other agencies (other than the City of Lubbock) available to handle
this project? Are other agencies already handling similar programs?
No. There is only one public library -.system established -to serve all the
. _ community,from age 2 to 92.
$. Is the activity provided by this grant required by state or federal
law or as a condition of other ongoing state or federal programs?
No.
6. Does the grant require any local match? If so, is the match in the
form of cash ot an in -kind contribution?
The grant does not specifically call for a particular local match.;:however, the
Meadows. Foundatioii.wants`to see.o :demonslratf=: of "local support" for .any f;1.VLA
community project that it decides to fund. Project officials indicate:.that 50% loca.
funding is an indication of community backing, although -that percentage -is not an
"official" figure in.each.case.
F 7. Is the grant for capital or operating programs?
\` s? This is a capital program.
c�
A. If capital, will, it result in ongoing City operational costs? If
so, explain in detail.
Yes. In the consultant's analysis.of`vendor responses from the Request for
Information'(RFI), March, 1988, approximately $80,OOO per year in operational
costs are anticipated. Over 50%of this increase is the cost of ongoing
vendor support.in the form of agreements for maintenance of hardware and
software.
B. If operating,`is it a one time'grant which will result in any ongoing
City expenses if the program is to be continued in the future?
8. Other comments...-. .,,..:....../ r.
CITY OF LUBBOCK
,r-
L-^FQ"UIIurcta ANO REVENUE
PROJECTION
'
E�endi tures
1989-90
19 90-91
—
19 91-91
19 92-93
1993-94
Personnel
20,000
20,000
20,000
Supplies
6,000
6,000,
6,000
Maintenance
43,512
43,512
43,512
Other Charges
14,233
14,233
14,233
Capital
485,885
TOTAL
$485,885
$83,745
$83,745.
$83,745
Sources of Funds
19.$4 90
19 90-91
19 91-92 ..
1 92-93
9
1993-94
Federal , ..
, , 119,000
State
Local
75,000
.110;000
,them
182,000
TOTAL
$194,000*
$292,000
Onhand
19._.._ ' :19 19
Anticipated Revenues
From Project
.19 - • 19_
CITY OF LUBBOCK
MEMO
TO:
Larry J. Cunningham, City Manager
FROM:
Rita P. Harmon, Assistant City Manager
DATE:
November 30, 1989
SUBJECT:
Agenda Comments for Dec. 7, 1989 Council Meeting
ITEM
Consider a Resolution, authorizing the Library Director to
make application for a Foundation Grant from the Meadows
Foundation, Dallas, Texas, and other grants as necessary,
for the Library Automation Project.
The resolution authorizes the.Library to apply for funds
in the amount.of.$182,250, from the Meadows Foundation,
Dallas, Texas.. The.Li:brary.is also authorized to pursue.
additional foundation grant.funds, whether private or
corporate -in nature. The Libraries Board., through its'
Automation Steering"Committee initiated -a local fund- _
raising campaign on September 1, 1989, to raise $60,000.'
Together, these funds would match the $243,250 now on
hand or pledged.
If funds are granted by the -Meadows Foundation, a contract
will be brought -to Council. Significant conditions of the
Meadows contract would be: (1) funds cannot go to another
purpose; (2). funds cannot -be used for lobby/legislative
purposes; (8) funds -tan only'benef t Texas citizens within
the State border;. (4):.peri'odic...reporting is .required;
(5) contract must be signed by the governing body.
The specific purpose of funds on -hand, or yet to be -.raised,
is to acquire an integrated library automation system to
improve library operations & to serve -the public in ways not
possible with present manual systems.
The Library Automation Project began.in August,.1988.with
Council seed money totalling $118,750. An*.added $75,000
was approved in the_FY 90 Capital.Projects-Budget. Council
support generated the Friends -.of the`Library's $50,000.pledge
as well as the Board campaign recently initiated.. Local
requests to organizations, foundations, and benefactors are
in progress.
Council support by this_Res.olut.ion i.s sought to further
demonstrate.local community backing of the. Project to the
Meadows Foundation and other foundations.
Larry J. Cunningham, City Manager
November 30, 1989
page 2
Rita P. Harmon,
Assistant City Manager.
Public Safety & Services
1
Lubbock City -County Library
Proposal to the Meadows Foundation
Wilson Historic Block
2922 Swiss Avenue
Dallas, Texas 75204
I. NARRATIVE HISTORY/ORGANIZATIONAL PURPOSE
The Lubbock City -County Library, whose cultural roots reach back to the
beginning of the 20th Century, was founded in 1966 with the merger of the City
and County libraries. In the early 1980s, following City and County discus-
sions of funding of various governmental functions, an agreement was reached
which put the municipal libraries into a funding relationship with the County,
but gave autonomy of operation of each to the individual municipalities. The
Library for Lubbock, Texas, so formed is a branch of the City of Lubbock, a
Home -Rule Municipal Corporation, duly incorporated under Article 11, Section
5, TEXAS CONSTITUTION. By annual contract, the Library provides its services
to the City and the County, a combined service population of 231,655 people,.
with formula funding specified in the agreement between City and County. The
MISSION STATEMENT of the Library's purpose is appended to this proposal.
Under the provisions of the Texas Library Systems Act (V.A.C.S. 5446a) the Li-
brary serves as a "Major Resource Center" and provides cooperative library
services to the citizens of the 29 County West Texas Library System. In addi-
tion, the Library functions as headquarters for the Interlibrary Loan Referral,
Center. In these capacities, the Lubbock MRC is one of the ten regional sys-
tems in the State Library System.
A "chronology" of historical events surrounding the Lubbock City -County Li-
brary is appended to this proposal.
II. DEVELOPMENT OF THE AUTOMATION PROJECT
In the mid-1970s and for a few years thereafter, the Lubbock City -County`
Library was in the forefront of the Texas metropolitan libraries, responding r
quickly to the provision of state funds to convert library files to machine-
readable format. By 1982, the Lubbock files were 95% converted and entered
into the OCLC Bibliographic Network, which made the Library a fully
contributing member to the State Library System purpose of facilitating
resource sharing through "interlibrary loan" of materials. While other
libraries relied on the state funds exclusively, delaying their conversion of
total files, the Lubbock library budgeted local funds so as to convert current
acquisitions simultaneously with the "retrospective" conversion provided for
by state funds.
Thus, in 1989, the Library has approximately 5% of its records left to convert
to machine-readable form. Because its records are in the OCLC database as a
result of methodical care over the years, the library's final conversion has
promise of being a "clean" conversion, subsequent to inventory and weeding
projects in progress to remove obsolete and missing files.
In August 1988, the Board recommended to the City Council that the library au-
tomation objective should be considered as the #1 priority facing the service
development of the Library.. The Council approved the recommendation with the
designation of $118,750 in unused Revenue Sharing funds as "seed money" for
the automation project. The Board pledged to work for added funding from
private sources._
Specific rationales for the automation priority facing the Library are found
in the Section IV. DESCRIPTION OF PROPOSAL, and other documentation provided
in the Appendices.
III. STATUS OF THE PROJECT
In September 1988, based on this initial commitment at the local level, the
Texas State Library's Automation Consultant responded favorably to the Li-
brary's request to begin the technical, or "design", side of the development
of an integrated library automation system, parallel with the continued quest
for total system acquisition funding. The Consultant, Frank Bridge, of the
nationally -recognized firm of R. Walton Associates, maintained the stipulation
that his services would be guaranteed through the development of the request
for proposal (RFP) document, or specifications, used for securing vendor pro-
posals. If funding then became problematical, Bridge would terminate his work
until the funding became available. This procedure is understandable, -since
the relationship of consultants and vendors is one of trust. Consultant cred-
ibility is necessary to automation vendors, for whom even responding to an RFP
involves considerable investment of time, energy, and money.
Between September 1988 and the present, the following objectives have been
accomplished:
(1) Client profile and growth projections were completed by the Library's Au-
tomation Task Force, from which the consultant drafted a request for in-
formation (RFI) document, and in March 1989, vendor responses resulted
in an accurate "budget" for the project, produced by the consultant.
(2) Consultant visits, conducted periodically, have resulted in draft speci-
fications for several "modules" of the entire system: Circulation con-
trol, Public Access Catalog. Work is in progress on the module for Ac-
quisitions. Members of the Automation Task Force, chaired by the Li-
brary Assistant Director, include library administrative staff and staff
from the City of Lubbock's Information Services (Data Processing) De-''`'''.'''`"
partment.
(3) Additional private and governmental funding has been secured, with a goal
of reaching 50% of system acquisition cost, so as to seek matching funds
from foundation sources. In December 1988, the Friends of the Library
pledged $50,000 by creation of a three-year certificate of deposit in a
local banking institution. In April 1989, the City Management in-
structed the Library Director to "budget" $75,000 in the Capital Pro-
jects fund, to be added, if approved, to the funds already set aside.
City Council approved this budget item in July 1989.
3
In September 1989, the Libraries Board, through its Automation Steering
Committee, initiated further local fund-raising efforts simultaneous
with a press conference to publicly announce the Friends' pledge. Let-
ters and the "Automate for Access" brochure were mailed to targeted in-
dividuals to begin this process.
In August 1989, the Library mailed a funding request to the Junior
League of Lubbock, the results of which will not be known until early
1990.
The local campaign will continue through 1989 and on into the new year.
IV. DESCRIPTION OF PROPOSAL
As other Texas metropolitan libraries look back at years of automated access
for their patrons, the Lubbock City -County Library continues to use an asset
control system that is only partly "automated", frustrates both library users
and librarians, and actually defeats good use. Citizens who have learned to
accept speed, accuracy, and reliability in other walks of life cannot find the
same quality in their public library information access. Nevertheless, they
expect quality service, based on the use of the new technologies; and they
have told the library in community market surveys that they want automation.
This proposal is for matching funds to allow the purchase of a library automa-
tion system, specifically an integrated, on-line, real-time system supporting
the following functions*:
Circulation Control Resource Sharing
Public Access Catalog Bibliographic Utility Interface
Acquisitions Management Gateway to External On-line
Serials Control Services
Cataloging Report Generation
Electronic Mail Remote "Dial -Up" Access
As a "turn -key" system, the Library's purchase would bring all these services
from one responsible vendor who sells the hardware and software for the sys-
tem.
Simply stated, the project is the "computerization" of library files to im-
prove information access. By providing asset control, patron -help, and col-
lection -management "tools" in an automated environment, the Library and Patron
gain: Increased productivity, accuracy, and timeliness in doing routine
tasks. But best of all, improved "access", through new and expanded services
not possible or not "cost effective" in manual systems. And, when library use
increases dynamically after automation, tax dollars in library. service
"stretch" further.
PATRON CONVENIENCE is increased. For example, a patron can renew a book by
telephone or at any library location.
*For definition, explanation of these terms, a Glossary is provided in the Ap-
pendices.
4
IMPROVED SERVICE results. For example, the electronic catalog will tell you
immediately if a book is on shelf or checked out.
REMOTE ACCESS is no longer a "dream". In this concept of the "library without
walls" if you have a microcomputer, at home, in the office, or at the school,
you can still search library resources, without getting into the car .... even
when the doors of the library are closed!
In 1965,Consultant Gretchen Schenk's report to the Lubbock Library urged the
community: "Choose Ye Excellence While any community can pick and choose
its library services, roles, and objectives, very few if any metropolitan li-
brary communities can remain un-automated and still call themselves "excel-
lent". . The price tag is too high for too meager results. Automation in
libraries is really "fundamental" as a basis for the creation of excellent li-
brary service. As indicated by the Chairman of the Lubbock Libraries Board to
the news media, August 31, 1989: =
Lubbock is the largest city in the state without an automated
library and its.time we provided our citizens with the service
they deserve.*
The costs associated with the project, for which matching funds are sought in
the amount of $182,250 from the Meadows Foundation, relate to the system pur-
chase, as briefly detailed below:
Central Computer Hardware $209,700
Workstation Computer Hardware 73,275
Communications Computer Equip. 37,61O
Software Licenses 100,250
Installation & Training 35,850
Site Preparation 29,200
Total
$485,885
Of the total cost shown, $193,750 are on hand, and the $50,000 Friends of the
Library pledge will mature 12-1-91. The local fund campaign in progress has.a
target of raising an additional $60,000.
Thus, the system purchase budget, by source of income, is:
City of Lubbock $193,750 (on hand)
Friends of the Library 50,000 (pledged)
Local Sources 60,000
Foundation Request 182,250
Total $485,885
*For definition, explanation of these terms, a Glossary is provided in the Ap-
pendices.
_ 5
V. PAYMENT SCHEDULING
Cash flow projections, based upon an approximate 240 day implementation sched-
ule from signing of contract to "full -load" response testing, will require a
payout of the $182,250 between.May 1991 and September 1991. Based on per-
centages supplied by the consultant, the following is requested:
5/91 $62,075
7/91 $97,177
9/91 $22,998
City and local fund-raising monies would be expended prior to May 1991, with
the exception of the Friends' pledge, which does not mature until December
1991.
VI. GOVERNANCE
As a department of the City of Lubbock, the Library is administered by the
City Management directly responsible to the elected City Council. The Lubbock
Libraries Board, an advisory body appointed by the City Council, serves to
providecitizen direction and input to the library service. A roster of the
Board and a copy of its By -Laws is attached. -
VII. BUDGET
The City Fiscal Year is from October 1 through September 30. Attached are
copies of the Departmental Budgets for FY 89_(the year ended September 30,
1989) and the current year FY 90 which began October 1, 1989.
VIII. AUDIT
The official audit for the City of Lubbock for FY 88 is attached. Audit work
for FY 89 is currently in progress.