HomeMy WebLinkAboutResolution - 5478 - Contract - SPCAA - LICEA Program - 05_08_1997RESOLUTION NO.5478
Item 122
May 8, 1997
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the Mayor of the City of Lubbock BE and is hereby authorized and
directed to execute for and on behalf of the City of Lubbock a contract and all related
documents with the South Plains Community Action Association for Low Income
Comprehensive Energy Assistance Program in the anticipated amount of Forty Thousand
and No/100 dollars ($40,000.00) for the period of May 8, 1997 through September 1,
1997. Said Contract is attached hereto, and incorporated in this Resolution as if fully set
forth herein and shall be included in the minutes of the City Council.
Passed by the City Council this 8th day of Hay , 1997.
ATTEST:
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Ka Darnell, City Secretary
APPROVED AS TO CONTENT:
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Doug Goo , Managing Director
Health & CMmunity Services
APPROVED AS TO FORM:
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William de Haas, Assistant City Attorney
RESOLUTION NO.5478
Item #22
May 8, 1997
SOUTH PLAINS COMMUNITY ACTION ASSOCIATION
CONTRACT FOR THE
LOW INCOME COMPREHENSIVE ENERGY ASSISTANCE PROGRAM
SECTION 1. PARTIES TO THE CONTRACT
This agreement is made between the South Plains Community Action Association, referred to.herein
as SPCAA, and the City of Lubbock, referred herein as Contractor.
SECTION 2. CONTRACT PERIOD
The period of this contract, unless earlier terminated, is May 8, 1997 through September 1, 1997,
hereinafter the Contract Period.
SECTION 3. CONTRACTOR PERFORMANCE
Contractor shall, on an equitable basis throughout Lubbock County and the City of Lubbock,
develop and implement a Low Income Comprehensive Energy Assistance Program (CEAP).
Contractor shall implement CEAP in accordance with the provisions of Part A of the Energy
Conservation in Existing Buildings Act of 1976, as amended in (42 U.S.C. 6861 et seq), the U.S.
Department of Energy (DOE) regulations codified in 10 C.F.R. Parts 440 and 600, any applicable
Office of Management and Budget (OMB) Circulars, and the terms of this Contract. Contractor's
service area consists of Lubbock County, Texas.
SECTION 4 SPCAA FINANCIAL OBLIGATIONS
A. In consideration of Contractor's satisfactory performance of this contract, SPCAA shall
reimburse Contractor for the actual allowable costs incurred by Contractor.
B. SPCAA's obligations under this contract are contingent upon the actual receipt by SPCAA of
adequate state and federal funds. If sufficient funds are not available, SPCAA shall notify
Contractor in writing within a reasonable time after such fact is determined. SPCAA shall terminate
this Contract and will not be liable for the failure to make any payment to Contractor under this
contract.
C. SPCAA is not liable for any costs incurred by Contractor which:
(1) are incurred to service a dwelling unit that is not an eligible dwelling unit as defined in
10 C.F.R. Sec. 440.22;
(2) are incurred to service a dwelling unit that is designated for acquisition or clearance by
Page 1 of 8 CEAP Agreement between SPCAA and City of Lubbock
a federal, state, or local program within twelve months from the date the servicing of the dwelling
unit is scheduled to be completed;
(3) are incurred to service a dwelling unit previously serviced with CEAP funds; or
(4) are made in violation of any provision of this contract or any provision of federal or state
law or regulation, including, but is not limited to, those enumerated in this contract.
D. Contractor shall refund, within fifteen (15) days of SPCAA's request, any sum of money paid
to Contractor which SPCAA determines has resulted in an overpayment or has not been spent in
accordance with the terms of this contract.
SECTION 5. METHOD OF PAYMENT
A. SPCAA shall reimburse Contractor for all completed work approved by the SPCAA contact
person.
B. SPCAA shall forward payments to the City Secretary's Office payable to the City of Lubbock
Community Development / Housing Department for reimbursement to the proper account for which
CEAP funds were leveraged.
C. Contractor shall have until September 1, 1997, to complete all work and have funds expended.
D. All funds paid to Contractor under this Contract are paid in trust for the exclusive benefit of the
eligible recipients of the CEAP and for the payment of allowable expenditures identified in Section
9 of this contract.
SECTION 6. COST PRINCIPLES
Except as specifically modified by law or the terms of this contract, in performing this contract,
Contractor shall comply with the cost principles set forth in OMB Circular No. A-122 (non -profits)
or OMB No. A-87 (units of local government).
SECTION 7. UNIFORM ADMINISTRATIVE REQUIREMENTS
Except as specifically modified by law or the terms of this contract, in performing this contract,
Contractor shall comply with the uniform administrative requirements set forth in OMB Circular A-
110 (non -profits) or the Common Rule, 10 C.F.R. Sec. 600.400 et seq. (units of local government).
SECTION 8. TERMINATION AND SUSPENSION
A. SPCAA may terminate this contract, in whole or in part, at any time SPCAA determines there
is cause for termination. Cause for termination includes but is not limited to Contractor's failure to
Page 2 of 8 CEAP Agreement between SPCAA and City of Lubbock
comply with any terms of this contract. SPCAA shall notify Contractor in writing at least thirty days
before the date of termination.
B. Nothing in this Section shall be construed to limit SPCAA's authority to withhold payment and
immediately suspend Contractor's performance of this contract if SPCAA identifies instances of
fraud, abuse, waste, fiscal mismanagement, or other serious deficiencies in Contractor's
performance. Suspension shall be a temporary measure pending either corrective action by
Contractor or a decision by SPCAA to terminate the contract.
SECTION 9. ALLOWABLE EXPENDITURES
A. Allowable costs incurred by Contractor in the performance of this contract shall be determined
in accordance with the provisions of Section 5 of this contract and the regulations set forth in 10
C.F.R. 440.18, subject to the limitations and exceptions set forth in this Section of the Contract.
B. SPCAA agrees to reimburse Contractor up to $1000.00 per eligible dwelling unit for CEAP
activities
C. Contractor shall perform tasks and services on eligible dwelling units using only materials which
meet or exceed the standards proscribed by DOE in 10 C.F.R. Part 440, Appendix A.
D. Contractor shall to the maximum extent practicable shall secure the services of volunteers,
training participants, and public service employment workers assisted pursuant to the Job Training
Partnership Act, to perform the CEAP activities under the direction of qualified supervisors.
SECTION 10. RECORD KEEPING REQUIREMENTS
A. Contractor shall comply with the record keeping requirements set forth in 10 C.F.R. Sec. 440.24
and with such additional record keeping requirements as specified by SPCAA.
B. All CEAP records maintained by Contractor, except records made confidential by law, shall be
available for inspection by the public during Contractor's normal business hours to the extent
required by the Texas Open Records Act, TEX GOV'T CODE ANN. Chapter 551.
SECTION 11. REPORTING REQUIREMENTS
Contractor shall submit reports, data, and information on the performance of this Contract as may
be required by DOE pursuant to 10 C.F.R. Sec. 440.25
SECTION 12. CHANGES AND AMENDMENTS
Any changes in the terms of this Contract that is required by a change in state or federal law or
regulation is automatically incorporated herein effective on the date designated by such law or
Page 3 of 8 CEAP Agreement between SPCAA and City of Lubbock
regulation. Except as otherwise specifically provided herein any other change in the terms of this
Contract shall be by amendment hereto in writing and executed by both parties to this contract.
SECTION 13. SPCAA ISSUANCES
SPCAA may issue directives which serve to interpret or clarify the terms of this contract. However,
Issuances shall not alter the terms of this Contract so as to relieve SPCAA of any obligation of
reimbursement of an allowable cost incurred by the Contractor prior to receipt of the issuance.
SECTION 14. INDEPENDENT CONTRACTOR
It is agreed that Contractor is an independent Contractor. To the extent allowed by law, Contractor
agrees to hold SPCAA harmless and indemnify it against any disallowed costs or other claims
asserted by any person in connection with the services to be performed under this contract.
SECTION 15. PROCUREMENT STANDARDS AND SUBCONTRACTS
A. Contractor shall develop and implement procurement procedures which conform with the
uniform administrative requirements referenced in Section 7.
B. Contractor shall ensure that its subcontractors comply with all applicable terms of this Contract.
Also, Contractor shall inspect all subcontractor's work and shall be responsible for ensuring that it
is completed in a good and workman -like manner.
SECTION 16. AUDIT
A. Contractor shall arrange for the performance of an annual financial and compliance audit of the
funds received under this Contract. Contractor shall take any reasonable action required by SPCAA
to facilitate the performance of audit(s) conducted pursuant to this Section.
B. Audits performed under this Section are subject to review by SPCAA or its authorized
representatives.
C. Contractor shall take immediate corrective action after issuance of the audit report if instances
of material noncompliance with laws, regulations or this contract are discovered. Contractor shall
to the extent allowed by law hold SPCAA harmless and indemnify it for any costs disallowed
pursuant to the audit(s) of funds received under this contract.
SECTION 17. PROPERTY MANAGEMENT
A. Contractor shall develop and implement a property management system that conforms with the
uniform administrative requirements referenced in Section 7.
Page 4 of 8 CEAP Agreement between SPCAA and City of Lubbock
B. Contractor shall establish adequate safeguards to prevent loss, damage, or theft of property
acquired hereunder.
SECTION 18. INSURANCE REQUIREMENTS
Contractor shall maintain adequate personal injury and property damage liability insurance to protect
against the hazards arising out of or in connection with the performance of this contract.
SECTION 19. LITIGATION AND CLAIMS
Contractor shall give SPCAA immediate written notice of any claim or action filed with a court or
administrative agency against Contractor arising out of the performance of this contract or any
subcontract.
SECTION 20. TECHNICAL ASSISTANCE AND MONITORING
SPCAA or its designee may conduct periodic on -site monitoring and evaluation of the efficiency,
economy, and effectiveness of Contractor's performance of this contract. SPCAA will advise
Contractor in writing of any deficiencies noted during such monitoring. Contractor may be required
to return to dwelling units to correct identified problems. SPCAA may conduct follow-up visits to
review and assess the efforts Contractor has made to correct previously noted deficiencies. SPCAA
may withhold funds if Contractor fails to correct any deficiency within a reasonable period of time.
SECTION 21. LEGAL AUTHORITY
A. Contractor represents that it possesses the practical ability and the legal authority to enter into
this contract and to perform the services Contractor has obligated itself to perform under this
Contract.
B. The person signing this contract on behalf of Contractor hereby warrants that she has been
authorized by Contractor to execute this contract and to bind Contractor to all the terms herein set
forth.
C. SPCAA shall have the right to suspend or terminate this contract if there is a dispute as to the
legal authority of either Contractor or the person signing this contract to enter into this Contract or
to render performances hereunder.
SECTION 22. PREVENTION OF FRAUD AND ABUSE
A. Contractor shall maintain and utilize internal control systems and procedures sufficient to
prevent, detect, and correct incidents of waste, fraud, and abuse in CEAP and to provide for the
proper and effective management of all program and fiscal activities funded by this contract.
Contractor's internal control systems and all transactions and other significant events must be clearly
Page 5 of 8 CEAP Agreement between SPCAA and City of Lubbock
documented and the documentation made readily available to SPCAA.
B. Contractor shall fully cooperate with SPCAA's efforts to detect, investigate, and prevent waste,
fraud, and abuse. Contractor shall immediately notify SPCAA of any identified instances of waste,
fraud, or abuse.
C. Contractor may not discriminate against any employee or other person who reports a violation
of the terms of this contract or of any law or regulation to SPCAA or to y appropriate law
enforcement authority, if the report is made in good faith.
SECTION 23. CONFLICT OF INTEREST
A. Contractor represents that neither it nor any member of its governing body presently has any
interest or shall acquire any interest in, directly or indirectly, which would conflict with the
performance of this contract and that no person having such interest shall be employed by
Contractor.
B Contractor shall establish safeguards to prohibit its employees from using their positions for a
purpose that is or gives the appearance of being motivated by a desire for private gain for themselves
or others, particularly those with whom they have family, business or other ties.
C. Contractor agrees that it will comply with TEX. GOV'T CODE ANN. Chapter 573 by ensuring
that no officer, employee, or member of the governing body of Contractor shall vote for or confirm
the employment of any person related within the second degree by affinity or third degree by
consanguinity to any member of the governing body or to any officer or employee authorized to
employ or supervise such person. This prohibition shall not prohibit the continued employment of
a person who has been continuously employed for a period of two years prior to the election or
appointment of the officer, employee, or governing body member related to such person in the
prohibited degree.
SECTION 24. POLITICAL ACTIVITY AND LOBBYING
A. No funds provided under this contract may be used to attempt to influence in any manner a
member of Congress to favor or oppose any legislation or appropriation by Congress, nor to lobby
state or local elected officials.
B. No federal appropriated funds may be paid, by or on behalf of Contractor, to any person for
influencing or attempting to influence an officer or employee of any agency, a member of Congress,
an officer or employee of Congress, or an employee of a member of Congress in connection with
the awarding of any federal loan, the entering into any cooperative agreement, and the extension,
continuation, renewal, amendment, or modification of any federal contract, grant, loan, or
cooperative agreement.
Page 6 of 8 CEAP Agreement between SPCAA and City of Lubbock
C. If any funds other than federally appropriated funds have been paid or will be paid to any person
for influencing or attempting to influence an officer or employee of any agency, a Member of
Congress, an officer or employee of Congress, or an employee of a Member of Congress in
connection with this federal contract, grant, loan, or cooperative agreement, Contractor shall
complete and submit a Certification Regarding Lobbying form in accordance with its instructions.
SECTION 25. NON-DISCRIMINATION AND EQUAL OPPORTUNITY
No person shall on the ground of race, color, religion, sex, national origin, age, handicap, political
affiliation or belief be excluded from participation in, be denied the benefits of, be subjected to
discrimination under, or be denied employment in the administration of or in connection with any
program or activity funded in whole or in part with funds made available under this contract.
SECTION 26. SPECIAL COMPLIANCE PROVISIONS
Contractor shall comply with the requirements of all applicable laws and regulations, including those
specified in 10 C.F.R. Sec. 600.436 (i).
SECTION 27. MAINTENANCE OF EFFORT
Funds provided to Contractor under this contract may not be substituted for funds or resources from
any other source nor in any way serve to reduce the funds or resources which would have been
available to or provided through contractor had this contract never been executed.
SECTION 28. DEBARRED AND SUSPENDED PARTIES
Contractor must not make any award to any party which is debarred or suspended or is otherwise
excluded from or ineligible for participation in Federal assistance programs under Executive Order
12549, "Debarment and Suspension."
SECTION 29. NO WAIVER
No right or remedy given to SPCAA by this contract shall preclude the existence of any other right
or remedy, nor shall any action taken in the exercise of any right or remedy be deemed a waiver of
any other right or remedy. The failure of SPCAA to exercise any right or remedy on any occasion
shall not constitute a waiver of SPCAA's right to exercise that or any other right or remedy at a later
time.
SECTION 30. PRIOR ORAL AND WRITTEN AGREEMENTS
All prior oral or written agreements between the parties hereto relating to the subject matter of this
contract have been reduced to writing and are contained herein.
Page 7 of 8 CEAP Agreement between SPCAA and City of Lubbock
SECTION 31. SEVERABILITY
If any portion of this contract is held to be invalid by a court of competent jurisdiction, the remainder
of it shall remain valid and binding.
SIGNED this s_ day of May 1997.
CITY OF LUBBOCK
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ATTEST:
Ka arnel
City cretary
SOUTH PLAINS COMMUNITY
ACTION ASSOCIATION
BY:
SPCAA Ex utiv irect
Contract is not effective unless signed by the Executive Director of SPCAA or his authorized
designee.
APPROVED AS TO CONTENT:
APPROVED AS TO FORM:
Doug Go , Managing Director William de Haas
Health & Nmmunity Services Assistant City Attorney
Page 8 of 8 CEAP Agreement between SPCAA and City of Lubbock