HomeMy WebLinkAboutResolution - 4327 - Agreement - LHA - Lexington & Normandy Apartments Rehabilitation, HOME Funds - 11_18_1993Resolution No. 4327
November 18, 1993
Item #16
RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the Mayor of the City of Lubbock BE and is hereby authorized and
directed to execute for and on behalf of the City of Lubbock an Agreement with
the Lubbock Housing Authority to provide up to $500,000.00 from the Department
of Housing and Urban Development HOME Funds for the rehabilitation of the
Lexington and Normandy Apartments. Said Agreement is attached hereto and
incorporated in this Resolution as if fully set forth herein and shall be
included in the minutes of the Council.
Passed by the City Council th
ATTEST:
Betty R. Jo ns6h, City Secretary
APPROVED AS TO CONTENT:
Do 0o m Interim Director
Housing an ommunity Development
APPROVED AS TO FORM:
Linda Chamales, Assistant ity ttorney
LC:dp\AGENDA-D3\LHA.Re3
November 10, 1993
Resolution No. 4327
November 18, 1993
Item #16
COMMUNITY DEVELOPMENT FUNDING AGREEMENT
BETWEEN
THE CITY OF LUBBOCK AND THE LUBBOCK HOUSING AUTHORITY
THE STATE OF TEXAS §
COUNTY OF LUBBOCK §
This Agreement entered into this 18th day of November , 1993, by and between the
CITY OF LUBBOCK (herein called "City") and LUBBOCK HOUSING AUTHORITY, a public
agency (herein called "Grantee").
WHEREAS, the City is obligated to do and perform certain services in its undertaking of the
HOME Investment Partnerships program; and
WHEREAS, the Grantee is a public housing agency offering public housing to lower and
moderate income working individuals and families who are in need of such services by operating a
public housing agency; and
WHEREAS, the services provided by the Grantee benefit citizens of the City of Lubbock and
constitute a valuable public service; and
WHEREAS, the City Council of the City of Lubbock has declared the maintenance and
operation of a public housing agency by the Grantee to be a public purpose; and
WHEREAS, the Grantee and the services it provides have been found to meet the criteria
for funding under provision 24 CFR Part 92 of the HOME Investment Partnerships for the
rehabilitation of rental property; and
WHEREAS, the accomplishment of the above public purpose is the predominate purpose of
this transaction; continuing supervision by the City together with statutory and contractual
requirements provide sufficient assurance that the public purpose will be accomplished; the City
Council has found that the Grantee has the special expertise, knowledge and experience necessary
for the operation of a public housing agency and that the City will receive adequate consideration
in the form of substantial public benefit; and
WHEREAS, the City desires to contract with the Grantee to make available assistance for
the rehabilitation;
NOW, THEREFORE, it is agreed between the parties hereto that:
I. SCOPE OF SERVICE
A. City Responsibilities:
City agrees to provide Grantee assistance form Department of Housing and
Urban Development funds in an amount not to exceed $500,000.00 in
return for Grantee performing the activities set forth in this Agreement as
consideration for said funds.
2. City's financial assistance will be limited to the following:
a. Assistance made available through this Agreement shall be used by
the Grantee solely for the purposes of rehabilitating the Lexington
and Normandy Apartments located at 4406 and 4407 20th Street.
b. The assistance shall provide funding for the costs to meet the
applicable rehabilitation standards of the City of Lubbock and for
correcting substandard conditions (minimally the housing quality
standards at 882.109 of CFR 24, Part 92 and the Housing Standards
of the City of Lubbock), to make essential improvements including
energy related repairs or improvements, improvements necessary to
permit the use by persons with disabilities, and the abatement of
lead base paint hazards, as required by subsection 92.355 of CFR
24, Part 92.
C. The assistance shall provide funding for improvements to the project
site that are in keeping with improvements of surrounding sites,
standard projects, and costs, if any, to make utility connections.
B. Grantee's Responsibilities
1. Grantee agrees to use the funds made available through this Agreement
solely for the purpose of the rehabilitation of the Lexington and Normandy
Apartments as set out in a scope of services entitled "Estimated Cost For
Renovation of Lexington & Normandy Apartments, 4406 & 4407 20th
Street" attached hereto as Exhibit A.
2. Grantee agrees to submit all documents relating to its ownership or right to
occupy the above described structure for approval by the City within ten
(10) days after the date of execution of this Agreement;
3. Grantee agrees that none of the services covered by this Agreement will be
subcontracted without the prior written consent of the City.
4. Upon completion of this project if the entire funded amount is not used,
Grantee agrees to refund any unused portion to the City within thirty (30)
days.
Grantee agrees to return to the City any program income received or
accounts receivable which are attributable to the use of these HOME
Investment partnerships Program Funds.
II. TIME OF PERFORMANCE
This Agreement shall commence November 19, 1993 and shall terminate May 19, 1994.
III. PAYMENT
City will pay up to $500,000 to Grantee based upon the following schedule:
a. One third of $500,000 may be paid to the Grantee as project start-up funding.
LHA Funding Agreement - Page 2
IV.
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VI.
b. A second one-third payment may be paid to the Grantee based upon the inspection
by the City of fifty percent (50%) of the completed work.
C. A final one-third payment may be paid to the Grantee upon completion of the
project and a satisfactory Final Inspection by the City.
NOTICES
Communication and details concerning this Agreement shall be directed to the following
contract representatives:
Doug Goodman, Acting Director
Housing & Community Dev.
P. O. Box 2000
Lubbock, TX 79457
SPECIAL CONDITIONS
Oscar Sharpe, Executive Director
Lubbock Housing Authority
P. O. Box 2568
Lubbock, TX 79408
Grantee agrees to comply with the requirements of the Cranston Gonzales Affordable
Housing Act of 1992, 24 CFR, Part 92 and all other Federal regulations and policies issued
pursuant to these regulations such as but not limited to, subsection 92.353 which provides
for relocation payments and other relocation assistance for permanently and temporarily
relocated individuals, families, businesses, non profit organizations and farm operations.
GENERAL CONDITIONS
A. General Compliance
Grantee agrees to comply with all applicable Federal, State and local laws and
regulations governing the funds provided under this Agreement which were made
available under the City's HOME Investment Partnerships Program.
B. Independent Contractor
Nothing contained in this Agreement is intended to, or shall be construed in any
manner, as creating or establishing the relationship of employer/employee between
the parties. Grantee shall at all times remain an independent contractor with
respect to the services to be performed under this Agreement. City shall be exempt
from payment of all Unemployment Compensation, FICA, retirement, life and/or
medical insurance and Worker's Compensation Insurance as the Grantee is an
independent contractor.
C. Hold Harmless
Grantee shall hold harmless, defend and indemnify City from any and all claims,
actions, suits, charges and judgments whatsoever that arise out of Grantee's
performance or nonperformance of the services or subject matter called for in this
Agreement.
LHA Funding Agreement - Page 3
D. Workers Compensation
Grantee shall provide Worker's Compensation Insurance coverage for all employees
involved in the performance of this Agreement.
E. Insurance and Bonding
Grantee shall carry sufficient insurance coverage to protect contract assets from loss
due to theft, fraud and/or undue physical damage, and as a minimum shall purchase
a blanket fidelity bond covering all employees in an amount equal to cash advances
from City.
City Recognition
Grantee shall insure recognition of the role of City's HOME Investment Partnerships
Program in providing funding through this Agreement. All activities, facilities and
items utilized pursuant to this Agreement shall be prominently labeled as to funding
source. In addition, Grantee will include a reference to the support provided herein
in all publications made possible with funds made available under this Agreement.
G. Amendments
City or Grantee may amend this Agreement at any time provided that such
amendments make specific reference to this Agreement, and are executed in
writing, signed by a duly authorized representative of both organizations and
approved by the City Council if required by law. Such amendments shall not
invalidate this Agreement, nor relieve or release City or Grantee from its obligations
under this Agreement.
City may, in its discretion, amend this Agreement to conform with Federal, State, or
local governmental guidelines, policies and available funding amounts, or for other
reasons. If such amendments result in a change in the funding, the scope of
services, or the activities to be undertaken as part of this Agreement, such
modifications will be incorporated only by written amendment signed by both City
and Grantee.
H. Suspension or Termination
Either party may terminate this Agreement at any time by giving written notice to
the other party of such termination and specifying the effective date thereof at least
thirty (30) days before the effective date of such termination. Partial terminations of
the Scope of Service in Paragraph 1.B.1 above may only be undertaken with the
prior approval of City. In the event of any termination for convenience, all finished
or unfinished documents, data, studies, surveys, maps, models, photographs,
reports, or other materials prepared by Grantee under this Agreement shall at the
option of City become the property of City, and Grantee shall be entitled to receive
just and equitable compensation for any satisfactory work completed on such
documents or materials prior to the termination.
City may also suspend or terminate this Agreement, in whole or in part, if Grantee
materially fails to comply with any term of this Agreement, or with any of the rules,
regulations, or provisions referred to herein; and the City may declare the Grantee
LHA Funding Agreement - Page 4
ineligible for any further participation in City contracts, in addition to other
remedies as provided by law. In the event there is probable cause to believe
Grantee is in noncompliance with any applicable rules or regulations, City may
withhold up to fifteen percent (15%) of said contract funds until such time as
Grantee is found to be in compliance by City or is otherwise adjudicated to be in
compliance.
VII. ADMINISTRATIVE REQUIREMENTS
A. Financial Management
1. Accounting Standards
Grantee agrees to comply with Attachment F of OMB Circular A-110 and
agrees to adhere to the accounting principles and procedures required
therein, utilize adequate internal controls, and maintain necessary source
documentation for all costs incurred.
2. Cost Principles
Grantee shall administer its program in conformance with OMB Circulars A-
122, "Cost Principles for Non Profit Organizations," or A-21, "Cost
Principles for Educational Institutions," as applicable, for all costs incurred
whether charged on a direct or indirect basis.
B. Documentation and Record -Keeping
1. Records to be Maintained
Grantee shall maintain all records required by the federal regulations
specified in 24 CFR Part 570.506, and that are pertinent to the activities to
be funded under this Agreement.
2. Retention
Grantee shall retain all records pertinent to expenditures incurred under his
Agreement for a period of three (3) years after the termination of all
activities funded under this Agreement, or after the resolution of all Federal
audit findings, whichever occurs later.
3. Client Data
Grantee shall maintain client data demonstrating client eligibility for
services provided. Such data shall include, but not be limited to, client
name, address, income level or other basis for determining eligibility, and
description of service provided. Such information shall be made available
to City monitors or their designees for review upon request.
4. Audits and Inspections
All Grantee records with respect to any matters covered by this Agreement
shall be made available to City, their designees or the Federal Government,
LHA Funding Agreement - Page 5
at any time during normal business hours, as often as City deems necessary,
to audit, examine, and make excerpts or transcripts of all relevant data. Any
deficiencies noted in audit reports must be fully cleared by Grantee within
thirty (30) days after receipt by the Grantee. Failure to comply with the
above audit requirements will constitute a violation of this Agreement and
may result in the withholding of future payments.
VIII. PERSONNEL AND PARTICIPANT CONDITIONS
A. Civil Rights
Compliance
Grantee agrees to comply and to require all subcontractors to comply with
Title VI of the Civil Rights Act of 1964 as amended, Title VIII of the Civil
Rights Act of 1968 as amended, Section 109 of Title I of the Housing and
Community Development Act of 1974, Section 504 of the Rehabilitation Act
of 1973, the Americans with Disabilities Act of 1990, the Age
Discrimination Act of 1975, Executive Order 11063, and with Executive
Order 11246 as amended by Executive Orders 11375 and 12086.
2. Land Covenants
This Agreement is subject to the requirements of Title VI of the Civil Rights
Act of 1964 and 24 CFR 670, Part I. In regard to the sale, lease, or other
transfer of land acquired, cleared or improved with assistance provided
under his Agreement, Grantee shall cause or require a covenant running
with the land to be inserted in the deed or lease for such transfer,
prohibiting discrimination in the sale, lease, or rental, or in the use or
occupancy of such land, or in any improvements erected or to be erected
thereon, providing that the City and the United States are beneficiaries of
and entitled to enforce such covenants. Grantee also agrees to take such
measures as are necessary to enforce such covenant and will not itself so
discriminate.
B. Employment Restrictions
1. Labor Standards
Grantee agrees to comply and require all subcontractors to comply with the
requirements of the Secretary of Labor in accordance with the Davis -Bacon
Act as amended in the provisions of Contract Work Hours, the Safety
Standards act, the Copeland "Anti -Kickback" Act and all other applicable
Federal, State and local laws pertaining to labor standards insofar as those
acts apply to the performance of this Agreement. Grantee will maintain
documentation which demonstrates compliance with hour and wage
requirements of this part; this documentation shall be made available to the
City for review upon request.
Grantee agrees that all contractors engaged under contracts in excess of
$2,000.00 for construction, renovation or repair of any building or work
LHA Funding Agreement - Page 6
financed in whole or in part which assistance provided under this
Agreement shall comply with federal requirement adopted by the City
pertaining to such contracts and with the applicable requirements of the
regulations of the Department of Labor, under 29 CFR, Parts 3, 1, 5 and 7
governing the payment of wages and ratios of apprentices and trainees to
journeymen; provided, that if wage rates higher than those required under
the regulations are imposed by State or local law, nothing hereunder is
intended to relieve Grantee of its obligation, if any to require payment of
the higher wage. Grantee shall cause or require to be insured in full, in all
such contracts subject to such regulation, provisions meeting the
requirements of this paragraph for contracts in excess of $10,000.00.
2. "Section 3" Clause
Grantee agrees to comply with the provisions of Section 3 and to include
the following clause in all subcontract executed under this Agreement:
"The Work to be performed under this Contract is a project assisted
under a program providing direct federal financial assistance from
HUD and is subject to the requirements of Section 3 of the Housing
and Urban Development Act of 1968, as amended. Section 3
requires that to the greatest extent feasible opportunities for training
and employment be given to lower income residents of the project
area and contracts for work in connection with the project be
awarded to business concerns which are located in or owned in
substantial part by persons residing in the areas of the project."
C. Conduct
Prohibited Activity
Grantee is prohibited from using funds provided herein or personnel
employed in the administration of the program for political activities;
sectarian, or religious activities; lobbying, political patronage, and nepotism
activities.
2. Conflict of Interest
Grantee and City agree to abide by the provisions of 24 CFR Part 92
subsection 92.356 with respect to conflicts of interest, and Grantee
covenants that it presently has no financial interest, direct or indirect, which
would conflict in any manner or degree with the performance of the services
required under this Contract and that no person having such an interest will
be employed as or by any subcontractor carrying out any part of this
Agreement.
LHA Funding Agreement- Page 7
IN WITNESS WHEREOF, the Parties have executed this Agreement as of the date first
ATTEST:
�� 10, C�
Betty M. J hnson
City Secretary
APPROVED AS TO CONTENT:
l
Doug Goo , Interim Director
Housing & mmunity Development
APPROVED AS TO FORM:
Linda Chamales, Assistant
City Attorney
LUBBOCK HOUSING AUTHORITY
OSCAR SHARPE, EXECUTIVE DIRECTOR
LHA Funding Agreement - Page 8