HomeMy WebLinkAboutResolution - 2373 - Grant Application - HUD - 1985-86 Rental Rehaabilitation Grant Program - 07_10_1986Resolution #2373
July 10, 1986
Agenda Item #20
MH:js
RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
SECTION 1. THAT the Mayor of the City of Lubbock BE and is hereby
authorized and directed to execute and submit for the City of Lubbock a
Federal Rental Rehabilitation Grant Program Application for the fiscal
year 1985-86 and related documents, which application attached herewith,
shall be spread upon the minutes of the Council and as spread upon the
minutes of this Council shall constitute and be a part of this Resolution
as if fully copied herein in detail.
Passed by the City Council this
ATTEST:
Boyd, City Secretary
APPROVED AS TO CONTENT:
Sandy OglAree p CCommunity
Development Administrator
APPROVED AS TO FORM:
Michele Hart, Assistant City
Attorney
loth July
.-- day of _
�S .
B. C . Moil , MAYOR
1986.
•
•. EQERAL ASSISTANCE
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APPL1-
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1. TYPE
OF ❑ NOTICE OF W EM PP T*NAIJ
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b. DATE JI= TOM b. DATE
rear ..e"oi i t A=0WW A.SSK3NED r..r a.arh .tq
1° tT STATIL H
4. LEGAL APPUC+ANWRECONENT �6. EMPLOYER "NTIFICAT10N NUMBER (EIN)
a Appkc,tnM Nan+Ia City o f Lubbock
b.ogw=+ %nLife Community Development Department 6.
G tr n/P.O: Boa P.O. Box 2000 PRO- a NUMBER 111 41 ' 12 1 1 1 81
d.CRY Lubbock •.c.�a* Lubbock
t. ftm Texas ♦ rw Ooa.. 79457 (pr" CF" MVLT tE ❑
R om,,, Sandy Ogletree (806) 762-6411, ext. 2290 b• ME Rental
f TAN&) Rehab i 1 i tat ion Grant
7. TTTLP OF APPLICANT'S PROJECT (UM wton fV of N* b- 10 pVA% a soft-rwy daKnPtian of ra
! TYPE OF APPLC ANT/REOPIENT
i
pro¢aeij
s .-+a..r %". Cum
1985-86 Rental Rehabilitation Grant Program
Sure oppvpr;ew )lice.
9. AREA OF PROJECT IMPACT (Na- ee-- -AncL isaw m)
10. ESTIMATED NUMBER
11. TYPE OF ASSISTANCE
City o-f Lubbock
OF PERSONS BENEFIT*4
a'•"""'
Ewe 5-004w L.,..
173,449
PUN Aped)
12. PROPOSED FUNDING
113. CONGRESSCftAL DISTRtCTS OF;
14. TYPE OF APPLICATION
a. FEDERAL
s 66,000 1 a- APPLICANT
b. PROJECT
b. APPLICANT .00 -.19 t h 19 t h
C. STATE .00116. PROJECT START 16. PROJECT
LOCAL -09 DATE rewr awsl fey DURATION
{ H 86 9 01 12 krc
OTWR' 19. DATE DUE TO raw? wawd dey
Tort is66,000 W FEDERAL AGENCY ► 1° 86 7 to
19. FEDERAL AGENCY TO RECEIVE REOUEST Housing & Urban Development, Ft. W,
a ORGANLZATIONAL UNIT (IF AMIROPA ATE) 1b. ADMINISTRATWE CONTACT (IF M
r.31.._ 73��
22.
To Vw btst of my know**ga and beast.
Toe.
data in Vw prOAPOCAbOn/aaplication
APPLICANT
ar* IRA and aoer*ct, ft dootlrnanl Aas
CERTIFIES
beef. oj�Y auttaaad by Vw �?
TKATe+
body of V* apPkamt and ft applicant
win comply Witty the a%&&*d asuranoea
Jt ttia assatsnca is app-W06
a TYPED NAME AND TITLE
� 7>E^YIr+G
REPRE•
B. C. McMinn, Mayor
SENTATIVE
24. APPLIGA• rwr wowtk dry
RECEIVED '19
_
27. ACTION TAKEN
2b. F
O IL AWARDED
O b. REJECTED
a FEDERAL
D cr RETURNED FOR
AM NDMENT
b. APPUC.ANT
O CL RETURNED FOR
W
E.O. 12372 SUBAMISS►ON
c- STATE
BY APPLICANT TO
d. LOCAL
STATE
O a. DEFERRED
a. OTHER
O L WITHDRAWN
IL
I?. TYPE OF CKOOGE (Fix, Ide � 14)
e oarM F- ww tspgyl
Down
Ir-4psrw . 0090w
D-0.0um. 0090w
E--C4n= ws,
E,,...X*V.
/!M Oyu FTTI
a Ttb. INIb WIRrt%M IN I tryi I rntArr'LA-^ IIyfV!AFL
EXECLMvE ORDER 12372 PROCESS FOR REVIEW ON:
DATE
b. NO. PROGRAM tS NOT COVERED BY E.O. 12372 ❑
OR PROGRAM KAS NOT BEEN SELECTED BY STATE FOR REVIEW ❑
b. SIGNATURE
ii
25. FEDERAL APPLICATION IDENTIFIO TN NUMBER 26.
gr C ),-2* -
racr wewtk h
29. ACTION DATE- 19
_ AO 31. CONTACT FOR ADDITIONAL tNFI
TiON (Name ewd IeLqwk&w &Mined
.00
. AO
.00
.00 .
24, EXtSTP4 FEDERAL GRANT
IDENTtFICATJON NUMBER
REMARKS ADDED , '
30.
roar wwtk d"
STARTING
DATE
19
32.
Ymr ~mrh den
ENDiNG
DATE
19
33. REMARKS ADDED
DY� DNo
NSN 75"1-00"162 424-103 STANDARD FORAM 424 PAGE 1 (Row, 4-8A)
AREVSJItS EDITION I mwrjbe,d by 0.41B Cvrr/er A-102
1. GENERAL INSTRUCTIONS FOR THE BF-424
This is a standard form used by appiicants as a required facesheet for preapplications and applications submhted in accordance
wfth OMB Cjrcular A-102. It will be used by Federal agencies to obtain applicant certification that states which have established a
review and comment procedure in response to Executive Order 12372 and have selected It* program to be 'included in tttieir
pro' s have been given an opportunity to review the applicant's submission.
APPLICANT PROCEDURES FOR SECTION I
Applicant wad complete all Aems in Section I with the exception of Box 3, "State Application identifier." K an Mean is not app� ble. write "NA." If additional space
Ls needed. j aril an asterisk ".-and use Section rV. An explanation follows for each Gem.
Alarm
1. Mark ap€xop late box. Preapplication and application us described in
OMB Circular A.-102 and Pederal agency program instructions. Use of
ilhis ibrm w a Notioe of Intent is at State option. Federal agencies do
t'ot raQL*v Nooses of tenant.
2a. Appioant's own cait; number, M desired.
2b. Oahe Section He prepared (at applicant's option).
3a. Nurnbar atra.igned by State.
3b. Dale assigned by State.
a"h. Legal name of applicant, name of primary oc;&" bonal unfit which will
widertake tlx assistance activity, oornplete address of applicant, and
name and telephone number of fie person who can provide further
information about this request.
S. Employer identih- tion Number (EtN) of applicant as assigned by the
ktlrrnal Revenue Service.
6a, Lice Catalog of Federal Domestic Assistance (CFDA) number assigred
io program under which assistance is requested H more than `one
program (e.g., joint funding), check "multiple -and explain in Section
IV. K urknown, cde Public Law or U.S. Code.
6b. Program t5e from CFDA. Abbreviate K necessary.
7. Use Section IV to provide a wmmary description of the project. f<
appropriate, i.e., K project affects particular sites as, kx axampie,
( Coristruction or real property projects, arac i a map showirig the
project location.
a. " Gty" 16:k is town, township or other municipality.
9. Lie at* Largest unit or units affected. such as State. county. or cdty.
10. Estimated rxxnber of persons diroc ty 4enefning from project.
11. Check the type(&) of assisance requested.
A. Basic Grant --an original request for Federal funds.
B. Supplemental Grant-4 request to increase a basic grant in certain
cities where the eligible applicant cannot supply Nie requn-d
snatching share of the basic Federal program (e.g. grants awarded
by the Appalachian Regional Commission to provide the applicant
_a taa.id'tirig share)
E Oftr. Explain in Section TV.
12. Amount requested or to be contributed during the first funding/budgel
period by each contributor. Value of in- and conr "ons should be
included. K tlx action is a change in dollar amount of an existing grant
!hm
(a rwmion or augmentation under them 14). indicate only the amount of
the change. For decrease&. erciose Vie amount in parenr*sses It bath
basic and supplemental amounts are 0dude0, breakout in Section N.
For rr-Apie program funding, use btals and show program breakouts
in Section N. 12a--amarnt requested from Federal Government.
nt 12b--amouapplicant wilt 'cont bm. 12o-amount from State, K
applicant is not a State. 126--omount from ideal government. K
appi"nt is not a kcal government. 12*-*mwrd from any other
sources, explain in Section N.
13b. The district(s) where most of action work will be accomplished. K city-
wide or State-wide, covering several districts, write "dty-wide" or
••Snit -wide."
14. A. New. A submtital for project not previously funded.
B. Renewal. An extension for an additional funding/budget period for a
pnoje� having no projected completion date, but for which Feder&!
support must be renewed each year.
C. Revision. A modification to project nature or scope which may resuft
in funding charge (increase or decrease).
D. Continuation. An extension for an additional funding/budget period
br a project with a projected completion date.
E. Augmentation. A requtrernent for additional funds for a project
previvisly awarded funds in Nee same funding/budget period.
Project nature and scope unchanged.
15. Approximate date project expected to begin (usually associated v th
estimated date of availability of funding).
16. Estimated number, of monV-4 to oomplek project after Federal funds
are available.
17. Complete only for ravisions (fkrn 14c), or augmentations (item 14e).
18. Date preapplication/application must be submitted to Federal agency
in order m be eligible for funding consider&licit. 4b
i9. Name and address of the Federal agency to whist, Nils request is
addressed kidiGate as eieariy is possible the name of the office to
which the application wilt be dekvered.
20. Existing Federal grant identification number If this is rot a new request
and directly relates to a previous Federal action. Otherwise, write
"NA."
21. Check appropriate box as to whether Section IV of form contains
remarks and/or additional remarks are attached.
APPLICANT PROCEDURES FOR SECTION li
Applcarrtt vtM always complete either item 22a or 22b &nC items 23a and 23b.
22a. Complete if application is subject to Executive Order 12372 (State 22b. Check if application is not subject to E.O. 12372,
review and comment). 23a. Name and title of authorized representative of legal applicant.
FEDERAL AGENCY PROCEDURES FOR SECTION III
Applicant compketes only Sections t and H. Section NI is completed by Federal agencies.
2f" Use so identity award actions.
27. Use Section RI to amplify where appropriate
2B. Amount to be contributed during the first funding/budget period by
each contributor. Value of in -kind Contributions will ;be included. If ft
action is a change in dollar amount of an existing grant (a recision or
augmentation under item 14). indicate only the amount of Change For
e*c,easn`, enclose Vie amount in parentheses. it both basic and
supplemental amounts are irotuded, breakout in Section IV. For muttrple
will contribute. 28c-amount from State, If applicant is not a Stalf
28d--amount from iocat government, if applicant its not a local goverr•
ment 26e--amount from arty other sources, exptam in Section ►V.
29. Date action was taken on this request.
30. Date funds with become availa e.
31. Name and telephone number of agency person who can provide moi
informal*n regarding this assistance.
32. Date &tier which funds wits no forger be available for obligation.
RENTAL REHABILITATION PROGRAM
The City of Lubbock is applying for $66,000 from the Department of Housing
and Urban Development for the Rental Rehabilitation Program. This program
was authorized under Section 17 of the United States Housing Act of 1937
which was enacted into law In Section 301 of the Housing and Urban -Rural
Recovery Act of 1983. The City of Lubbock Is a direct grantee of the program
as based on the funding formula as established by the regulations. The
following Is a description of the program as designed by the City of Lubbock.
i. PROGRAM OVERVIEW
The Rental Rehabilitation Grant Program will be utilized for the
rehabilitation of real property to be used for primarily residential
rental purposes. It is proposed that approximately 13 units will be
assisted by this program.
The objectives of the Rental Rehabilitation Program for the City of
Lubbock are:
- To Increase the stock of standard rental units for
low -to -moderate income tenants;
- to involve private sector lenders to a significant degree In
project financing;
- to limit public subsidy to only the amount necessary to make a
project feasible;
- to avoid any rent controls and to have rehabilitated properties
rent for market rents as defined by the public sector.
The City of Lubbock will provide assistance to rental property owners to
encourage the rehabilitation of property that might otherwise not be
economically feasible to repair.
The Rental Rehabilitation Program will be jointly conducted by the City
of Lubbock's Community Development Department and the Lubbock Housing
Authority. A Memorandum of Agreement which outlines the willingness of
the Lubbock Housing Authority to administer the Section 8 Certificate
Program in conjunction with the Rental Rehabilitation Program Is
attached. (Exhibit A)
11. PROJECT FINANCING
Projects will be financed through a combination of rental rehabilitation
loan funds, private lender funds, and owner's equity. The amount of
City funds provided will be determined after a review of the project
Income/expense statement. The amount of rental rehabilitation subsidy
shall not exceed 50% of the total cost of the rehabilitation and the
amount of rental rehabilitation for any project shall not exceed an
average of $5,000 per unit.
The minimum public subsidy shall not be less than an average of $600 per
unit per project. The loan amount from the private lender will be
determined by the lender using its own underwriting criteria.
The Cityts loan will be structured as a no -interest deferred loan which
is forgiveable at the end of ten years. If the property owner does not
comply with the guidelines of the program, the loan becomes immediately
due and payable. The following conditions must be met to be In full
compliance of the program:
a) The property must be maintained as a residential property,
which is leased or rented to members of the public for
residential purposes.
b) The property must be maintained in a safe and sanitary con-
dition and in compliance with all City of Lubbock Building,
Plumbing, Electrical, and Mechanical Codes.
c) The property may not be converted to condominium ownership or
any form of cooperative ownership.
If each of these conditions is complied with for a period of ten years,
then the public subsidy loan will be forgiven.
A mechanics lien will be filed on each accepted project, and the
conditions of the Rental Rehabilitation Program will be reviewed
annually for compliance.
III. ELIGIBLE REPAIRS
The rental rehabilitation loan may be used for repairs necessary to meet
the; a) basic health, safety, and fire standards contained In the City
of Lubbock's Building, Plumbing, Electrical, and Mechanical Codes, b)
the Section 8 Housing Quality Standards and, c) the cost effective
energy requirements.
A limited amount of non -code but essential repairs, as defined In the
regulations 570.10 (g)(i)(ii), will be allowed in rehabilitating the
structure. The cost of non -code repair will not exceed 10% of the total
cost per unit of a project.
IV. NEIGHBORHOOD SELECTION, NEIGHBORHOOD PRESERVATION AND LOWER INCOME
BENEFIT
The City of Lubbock►s Planning Department recently completed the
Neighborhood Statistics Program for the City. This Information will
assist in the neighborhood selection process. The Neighborhood Statis-
tics Program complied information on the Income, racial, and housing
characteristics of the neighborhoods.
-2-
The target neighborhoods for the program will be within the current
Community Development Target Area. This area is limited to neigh-
borhoods where the median income of the residents is 80% of the City►s
median income or less. Only projects which are located in a low income
neighborhood will be assisted in the Rental Rehabilitation Program.
The City anticipates the impact of this program on neighborhood preser-
vation to be positive. During the preparation of the Cityts Housing
Assistance Plan, the lack of available decent, safe, and sanitary units
in the rental market became acutely apparent. This program will assist
the City in its goal of stabilizing neighborhoods and in increasing the
number of available rental units.
Other factors which will be considered during the neighborhood evalu-
ation are: median income, median rent levels, the historical trend of
the area, current and projected land use, and current housing stock
conditions. With each of these considerations, a rapid increase in the
rent levels in the selected neighborhoods is not anticipated. A market
analysis of targeted neighborhoods will be conducted which assesses the
current rent structure and vacancy rates in preliminarily selected
neighborhoods. The neighborhood rental rates will be compared to
Section 8 Fair Market Rents.
The City is requesting a 70% lower benefit guideline. This guideline
will minimize displacement of existing tenants in projects to be
rehabilitated and will provide a reasonable margin of error during
project or neighborhood selection.
To further insure the Cityts compliance with the lower income benefit
guideline, the City's project selection criteria will favor properties
that are occupied by Section 8 eligible tenants or properties which are
vacant at the time of applicant submission.
The City of Lubbock will require that the project applicant provide
information pertinent to the determination of Section 8 eligibility for
existing tenants. This information will be required upon application to
the Rental Rehabilitation program. This information will be utilized
during the evaluative process and to assist the City in compliance with
the lower income benefit guidelines. This information will also be
utilized in assessing the tenant for inclusion in the Section 8 Certifi-
cate Program and in calculating potential relocation benefits.
Potential tenants for the available or vacant rehabilitated units will
be selected from the City of Lubbock's Section 8 waiting list. By
definition, tenants selected from this list who are eligible for Section
8 assistance will be lower income.
Additionally, the City of Lubbock's project selection criteria will
place a higher priority on properties occupied by very low income
persons. The very low income guideline is 50% of the City►s median
income or below.
-3-
V. LARGE FAMILY AND VERY LOW INCOME EMPHASIS
The Rental Rehabilitation Program is placing a major emphasis on the
rehabilitation of units with two or more bedrooms. These larger units
are to be occupied by large families. The City of Lubbock will en-
courage the rehabilitation of large family units by allocating only 30%
of the Rental Rehabilitation Grant funds for one bedroom units.
The City of Lubbock's project selection criteria will place a higher
priority on properties occupied by very low income persons and those
properties which have three or more bedrooms.
VI. SELECTION OF PROJECTS
Each project will be reviewed according to criteria which includes the
following:
a) The project is consistent with the objectives of the Rental
Rehabilitation Program.
b) The private funds and owner's equity are sufficient to complete
the financing of the project.
c) The location of the project Is consistent with the low and very
low income guidelines and Is In a targeted neighborhood.
d) The condition of the property is substandard, and It can be
rehabilitated to meet local codes with the available financing,
both public and private.
e) The level of displacement Is minimal.
f) The project contains the targeted number of one and two bedroom,
or larger units.
The cash -flow analysis for each project will be completed to determine
the financial feasibility of the project and to minimize the level of
public subsidy required for each project. This is also essential in
evaluating the rent reasonableness after rehabilitation of the unit.
The City of Lubbock's agreement with the selected property owners will
formalize the owner's agreement to comply with the program guidelines.
If the property is not maintained as originally proposed, the City has
the option of calling the lien due in full.
VII. IMPLEMENTATION SCHEDULE FOR RENTAL REHABILITATION PROGRAM
Immediately following the grant agreement for the Rental Rehabilitation
Program, the City anticipates the following schedule for the disperse-
ment of the available funds.
-4-
Quarter % of Fund Committed
1 0%
2 25%
3 50%
4 100%
Vill. OTHER PROGRAM REQUIREMENTS
The City of Lubbock will require all program participants to comply with
all applicable nondiscrimination, affirmative marketing and equal
opportunity requirements as required by the statute. These requirements
will be formalized in the agreement between the property owner and the
City of Lubbock.
IX. CONTACT PERSON
The local contact person is Sandy Ogletree, Community Development
Administrator, City of Lubbock, P. 0. Box 2000, Lubbock, Texas 79457.
The telephone number is (806) 762-6411, extension 2290.
The local contact person for the Lubbock Housing Authority is D.C. Fair,
Executive Director, Lubbock Housing Authority, P.O. Box 2568, Lubbock,
Texas 79408. The telephone number is 762-1191.
-5-
CERTIFICATIONS FOR THE RENTAL REHABILITATION BLOCK GRANT PROGRAM
The City of Lubbock certifies that:
1. The submission of the program description is authorized under State
and local law (as applicable), and the grantee possesses the legal
authority to carry out the rental rehabilitation program described
therein, in accordance with this part;
2. Its rental rehabilitation program was developed after consultation
with the public and its description of program activities referred
to in paragraph (b) (1) of this section has been made available to
the public;
3. If applicable, its lower Income benefit standards should be reduced
to 70 percent, as provided by §511.10 (2) (2): this certification
will be accompanied by an explanation of the reason why the reduced
benefit standard is necessary, as provided In §511.10 (a) (2);
4. A written tenant assistance policy conforming to the requirements of
§511.10 (h) (92) has been adopted;
5. It will conduct and administer its rental rehabilitation program,
and, if applicable, ensure that State recipients conduct and
administer their rental rehabilitation programs, in conformity with
the requirement of §511.10 (m);
6. It will conduct and administer its rental rehabilitation program
and, If applicable, ensure that State recipients conduct and
administer their rental rehabilitation programs in accordance with
the requirements of this part.
762 6411
P. 0. Sox 2000
LUBBOCK, TEXAS 79457
December 13, 1984
Mr. I. L. Sanchez - Davis
Acting Regional Administrator
Department of Housing and Urban Development
Fort Worth Regional Office
221 West Lancaster Avenue
P.O. Box 2905
Fort Worth, Texas 76113
Dear Mr. Sanchez - Davis:
This letter serves as a statement of cooperation between the City
of Lubbock and the Lubbock Housing Authority (LHA) in the Rental
Rehabilitation Block Grant Programs. This statement is submitted
as a part of the City of Lubbock's application to the Rental
Rehabilitation Program as required by Section 511.20 (13) (1) of
the program guidelines.
The City and the Housing Authority have a central goal of
preserving the City's existing housing stock and providing
decent, safe, and sanitary housing for low and moderate income
residents. With this goal in mind, the Lubbock Housing Authority
will cooperate with the City in the implementation of the Rental
Rehabilitation Program. The Lubbock Housing Authority will
assist in the development of the policies and procedures
necessary for the effective and efficient operation of the
program, and the Lubbock Housing Authority will perform the
duties required for the administration of the Section 8
Certificate Program.
If any additional information is needed please contact Sandy
Ogletree, Community Development Coordinator, City of Lubbock,
(806) 762-6411, extension 2290.
Sincerely,
u ian mpson
a an
Lubbock Housing Authority
Board
glanHenr#7ayor
1321
x.c. D. C. Fair, Director - Lubbock Housing Authority
Jim Bertram, Assistant City Manager for Development Services
Sandy Ogletree, Community Development Coordinator