HomeMy WebLinkAboutResolution - 4215 - Contract - RTC - University Pines Duplexes Purchase For AHP, HOME - 08_12_1993Resolution No. 4215
August 12, 1993
Item #14
RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the Mayor of the City of Lubbock BE and is hereby authorized and
directed to execute for and on behalf of the City of Lubbock an Agreement and
related documents with the Resolution Trust Corporation (RTC) for the purchase
of the University Pines Duplexes at a cost not to exceed $350,000.00 for use
in the Affordable Housing Program with the further goal of providing afford-
able housing for the elderly utilizing HOME funds as required to modify the
rental units for use by the elderly. Said Agreement is attached hereto and
incorporated in this Resolution as if fully set forth herein and shall be in-
cluded in the minutes of the Council.
Passed by the City Council this
ATTEST:
Betty M. o son, y Secretary
APPROVED AS TO CONTENT:
Sandy Og ree,oiousing & Communi-ty
Developme Coordinator
APPROVED AS TO FORM:
_ -:: `- _< Cam' , � f ,-.
Linda L. Chamales, Assistant City
Attorney
LLC:js/UNIVPINE.RES
DI-A&a da/July 13, 1993
Part A. To be completed by the Public Agency.
1. Please fill in the exact name of your Public Agency.
City ofLubboc:c, Texas
2. Please fill in the name and complete address of the
property for which you are remitting this form. (only
list one property per form).
Universitv Pines DUDlexe
3. Please describe the legislative authority by which you
are designated as a public agency and by which you
have the authority to purchase, own, rent and sell
multifamily property, incur debt to do so and comply
with the low income occupancy commitment in the
jurisdiction where the property is located.
City of Lubbock - Body Po'.Jtic
4. Please describe in the space provided below the exact plans
that you have for the property listed in number 2 above.
Please tell the RTC in your own words whether you plan
to purchase the property and hold it for the long-term or
if you plan to resell the property immediately to a third -
party (sometimes referred to as a simultaneous closing) or
if you plan to purchase the property and hold it for a
year or two and then resell.
The City intends to purchase the property to hold
as affordable housing units and further impose
restrictions of units as housing for the elderly,
dAny required madifiratinn to he done with ugkg €41nds.
Value of units to hP 11ti i i led as t[Qj4R mateking funds.
Units to meet identified need as adopted in Comprehensive Strat,
5. If you described in No. 4 above that you plan to resell the
property immediately and you have already chosen the ultimate
owner, please list the exact name of the ultimate owner and
set forth whether the ultimate owner is a non-profit
organization or a for -profit entity.
Name of Ultimate Owner:
N/A
Is this Ultimate Owner a Non -Profit Organization?
Yes
No
Is this Ultimate Owner a For -Profit Entity?
Yes
Page 2
No
Part B. To be completed by the Public Agency if the Public
Agency set forth in No. ! above that it intends to
keep the property for its own portfolio and own
the property for the long term or to be completed
by the Public Agency if the Public Agency set forth
that it intends to keep the property for one or
two years and then resell. To be completed by the
ultimate owner if the Public Agency set forth in No. 5
above the name of the ultimate owner.
1. Please list below the exact name of the Public Agency or
the ultimate owner, as applicable.
City of Lubbock
2. Please provide in the space provided any demonstrated
commitment and involvement to the community or neighborhood
where the property is located that your organization has made
in the past. If your organization cannot demonstrate any
past commitment to the community or neighborhood, so state.
If your organization has planned future commitments or
involvement, please describe.
City has made numerous rnmmitmPnts—to af-foFdable he
in. the community. University Pines to be a new
3. Please describe in the space provided the track record that
you have in providing housing to low and very low income
households.
City has extensive experience as they currently are
administrating CDBG, HOME and HOPE III programs totaling
4. Please describe in the space provided the track record that
you have in providing services to low and very low income
households?
All programs administered are targeted to low & very
low income households.
Page 3
5. Please set forth in the space provided below the exact
number of units that you are committing to the low income and
the very low income in this property.
Total Units in Property: 16
Total Units Committed to Low Income: 15%
Total Units Committed to Very Low Income:
20%
6. Please describe in the space below any experience that you
have in acquiring, developing, managing, maintaining, or
rehabilitating housing for targeted income groups or special
population groups. If your housing experience has been
provided to the general population, please so state.
The City administers tthe EmerrgencyShleter Grant Program
and currently is working for housing of subpopulations. City
has extensive experience with housing for domestic violence
victims, mentally ill and alchol & substance abuse citizens.
7. Please list the name, location and number of units of any
properties that you currently own, manage, have under contract
for purchase, or are rehabilitating for a third party.
If you currently own, manage, have under contract for
purchase, or are rehabilitating for a third party more than
ten properties, do not list over ten.
Name Location Relationship to Property
The City of Lubbock, through the City of Lubbock Housing
Authority currently owns and operates 600 units of public
housing and operates 400 units of Section B housin
8. Describe in the space below the source of permanent financing
that you are planning to use to purchase this property?
RTC Bridge Loan later converted to permanent financing
Page 4
If you are a public agency that intends to purchase the
property and hold it for your own portfolio and you described
in the space above that you intend to purchase the
property with the RTC bridge loan, please go on to describe
the plans that you have for permanent financing to take out
the RTC bridge loan.
The City is currently contemplating converting the bridge
loan to bond financing if sufficient volume is available
at the time of refinance. In the alternative, RTC long term
financing, may be utilized with reguiped.loan reductions atthe
time of permanent financing coming from general reserves or
from fuhds on hand with the Lubbock Housing Finance Corp.
9. What is the exact source of the funds and the amount of funds
available from the source that you will use for the
downpayment and closing costs associated with this
property?
City of LubbockGeneral Fund / Lubbock Housing Finance Corp.
funds.
10. What do you estimate the downpayment and closing costs will
be for this property?
1% of purchase price ($2,997)-plus normal escrow and elnGi�
11. How many other RTC properties in the Direct Sales Program
have you already remitted a Notice of Serious Interest on?
Lubbock Housing Authority in behalf of City of"Lubbock -5 properti
If you are the buyer that is selected on more than one
property, what is the exact source of the downpayment and
closing costs and the amount of funds available from the
source for the other properties?
Same as above or Lubbock Housing Authority General reserves.
12. What do you estimate the downpayment and closing costs will
be for all of the properties for which you have remitted a
Notice of Serious Interest?
$10,000 or less
13. Describe the management plan that you have for this property
in the space provided below. If you are planning to engage
a third party management company and have already identified
the management company, please list the management company's
name. If you have not already selected the third party
management company, please describe your process for
selecting a third party management company.
Page 5
City intends to contract Hallmark & Associates, Inc.
of Lubbock, Texas to manHge and operate the property, either
directly or via the Lubbock Housing Authority. This firm
is an established property management firm and is experienced
in affordable housing prograris.
14. Please describe in the space provided below the sources of
funds that you will use to rehabilitate the property and the
amount of funds available from the source if the property
needs rehabilitation.
HOME funds will be utilizied if required to modify units for
occupancv.bv elderlv citizens.
Page 6
Part C. To be completed by the Public Agency if the Public
Agency set forth in Part A. 4 that it intends to
resell the property but has not yet selected the
ultimate owner. Part C must be completed by the
Public Agency if they have not yet selected the
ultimate owner, whether they plan to resell
immediately or in one - two years.
1. Please describe in the space provided your process for
selecting the ultimate owner.
`IA
Page 7
Part D. To be completed by the Public Agency if the Public
Agency intends to resell the property, either
immediately or in one - two years, regardless of
whether or not the Public Agency has selected the
ultimate owner.
1. Please describe in the space provided any "value added"
commitments that you have, made or plan to make to
this transaction that will facilitate the preservation
of and the affordability of the property after resale.
Public Agency certification
This is to certify that the information- contained in this
Evaluation Form for Public Agency Notice of Serious Interest in
WXect Sales Program is correct.
f Officia'I of Deblic
T
Date
Page 8
(Affordable Housing Disposition Program)
Pabli.c Agency Direct Sales
for property having the address(es)
UNIVERSITY PINES DUPLEXES
9405, 9406, 9407,9408,9409.9410,
9411, & 9413 Boston Ave., Lubbock,
Lubbock County, Texas
Effective Date: , 199_
available. If applicable, the amount of Third Party Assumable
Financing is n/a Dollars
($ n/a ), subject to Section 11.1 of Part II.
3. " e o t" is one percent (1%) of the Purchase Price,
equal to Two Thousand, Nine Hundred Ninety Eight _ Dollars
($ 2,993.00 ).
4. Loan funds included within the amount of Bridge Loan
Convertible Financing (which funds shall, at Closing, be
deposited into an escrow account pursuant to the terms of the
Escrow Agreement attached hereto as a part of Exhibit "B-1") are
as follows:
(a) "Capital Improvement Amount" (if applicable) is
n/a
Dollars ($ n/a );
(b) "Cash Costs for Permanent Financing" (if
applicable) is five Thousand. Nine Hundred, Ninety Six
Dollars ($ 5,996.00 ); and
(c) "Operatina Exvense Deficient Amount" (if
applicable) is n/a
Dollars ($ n/a ).
5. " roker" is Hallmark h Associates, Inc. - Wesley Hallmark,
Presi ent
6. "Closing Agent" (to be designated by Seller) is
7.
"_Closing Date" (to be designated by Seller) is
199_
8. "Effective Date" is , 199l, which is
the date upon which this Agreement is executed by Seller, as
evidenced by the insertion of such date below Seller's signature.
9. "Inspection Period" begins on
199 and ends at 5:00 p.m. on
199
I
0
10. "Oualified Organization" (as defined in Exhibit "B")
(if applicable) is n/a
RTC AIMP Diva Sala hcV,
Pas Va. 1.I
- 2 -
il. "Title Company" (to be designated by Seller) is
12. The allocation of Closing costs under Section 13.3 is
As sited in Section 13.3
13. The units referenced in Article 27 are as follows:
(a) Total number of rental units located within the
Property: 1s ;
(b) Aggregate number of those units to be available
for occupancy by Lower -Income Families as Qualifying Units,
including by Very Low -Income Families : 2. , I.e., 15
(in calculating the number to be inserted here, (b) must = (a)
multiplied by at least .35);
(c) Number of those units to be available for
occupancy by Very Low -Income Families as Qualifying Units
3 , i.e., 20 % (in calculating the number to be
inserted here, (c) must = (a) multiplied by at least .20).
RTC ARDP Dana Saks P.eg.
PhS Va. 1.1
- 3 -
PURCHASE AND SALE AGREEMENT (continued)
PART II
TABLE OF CONTENTS
Page
PARTI.......................................................1
PARTII......................................................4
ARTICLE
1. Purchase and Sale .............................8
2. Purchase Price................................9
3. Deposit ... ... .. .. ............9
... .. ..... .... ...
4. Payment of Purchase Price; Financing ..........9
5. Due Diligence Materials ......................11
6. Title .......11
... .................. ...... ...
7. Inspection Period; Material Deficiencies;
Interim Action ...... .....................12
8. Confidentiality Agreement .................19
9. Representations and Warranties .... .......19
10. Condition of Property; Disclaimer; Release
of Claims .. ................21
... ...............
11. Conditions Precedent to Closing ..............21
12. Closing; Deliveries at Closing ...............24
13. Costs, Taxes and Adjustments .................27
14. Default ... .... ............31
....... .. ....... .
15. Liability of Seller and Related Persons ......33
16. Condemnation ... .........................33
17. Risk of Loss; Casualty .......................34
18. Brokers . .....................................36
19. Survival .. •..... •................36
20. Assignments of this Agreement................37
21. Notices •........... ...................38
22. Time of the Essence ..........................39
23. Miscellaneous .... .. .. ..39
. . . ...... ...... .. ..
24. Provisions with Respect to the Closing Agent .41
25. Specific Provisions Required by the
Jurisdiction in Which the Property is
Located .... •...........................42
26. Execution and Delivery ...................42
27. Affordable Housing Provisions ................42
28. Liquidated Damages Provision .................43
RTC MMP Direct 9d= hgnm
PdS Va. 1.1
- 4 -
EXHIBITS:
Exhibit
"A" -
Exhibit
"B" -
Exhibit
"B-1" -
Exhibit
"C" -
Exhibit
"D" -
Exhibit
"E" -
Exhibit
"F11 -
Exhibit
"G" -
Exhibit
"H" -
Exhibit
"I" -
Exhibit
"J" -
Exhibit "R"
Exhibit
"L" -
Exhibit
"M" -
Exhibit
"N" -
Exhibit
"N-1" -
Exhibit
"O" -
Exhibit "P"
RTC AMP Durd Saks hg.
P3S Vcr. 1.1
Description of the Real Property
Terms of Bridge Loan Convertible
Financing or Seller Financing, if and
as Applicable
Bridge Loan Financing Documents or
Seller Financing Documents, if and as
Applicable
Due Diligence Materials
Description and Terms of Third Party
Assumable Financing, if Applicable
Confidentiality Agreement
Deed
Bill of Sale
Assignment and Assumption Agreement
Recovery Act Compliance Affidavit
Provisions With Respect to Closing
Agent
Specific Provisions Required by the
Jurisdiction in which the Property is
Located
Statement of Sources and Uses of Funds
Process for Complying with the Land Use
Restriction Agreement
Buyerts Experience
Buyer,'s Property 11anagement Plan
Changes to Expression of Serious
Interest
Land Use Restriction Agreement
- 5 -
INDEX TO LOCATION/DEFINITION OF TERMS
Term Part/Article/Section/Exhibit
(All Article, Section anc
Exhibit references are tc
Part II)
Accounting Period.........................................13.5
Additional Title Evidence.....................................6.1
Adjustment Time.............................................13.4
Affiliate........ .. ......... .............. .9.2(e)
. . ...... .. ... ....
Agency Advances for Capital Improvements ..............Exhibit "B"
Agreement .. ...............................................Part I
Alternate A...................................................7.2
Alternate B...................................................7.2
Alternate C. ...... • ..... ...........................7.2
Assignment and Assumption Agreement..........................12.2(c)
Third Party Assumable
Financing.....................................................4.4
Billof Sale..... ...............................12.2(b)
Bridge Loan Convertible Financing.............................4.2
Broker .....................................................Part I
Business Day .............................................. ..23.3
Buyer.... .. .................................Part I
Buyer's Deficiencies Notice...................................7.2
Buyer's Representatives.......................................7.3(b)
Capital Improvement Amount.... ..........................Part I
Cash Costs for Permanent Financing .........................Part I
Cash Portion of the Purchase Price .........................Part I
Claims ....................................................... .5
Closing .... .............................................. ..12.1
Closing Agent..............................................Part I
Closing Date.. ..........................................Part I
Confidential Files............................................7.1
Contracts.....................................................7.7(b)
Control.......................................................9.2(e)
Deed.. ................................................12.2(a)
Deficiency(ies)........................................... ...7.1
Deposit........ ....................................Part I
Due Diligence Materials.........................................5
Due Diligence Review..........................................7.1
RTC AHDP Duct Sate Agr+m
F" Ver. 1.1
- 6 -
Effective Date.............................................Part I
Environmental Laws...........................................10.2
Escrow Account ............................................ .3.2
Escrow Agent...............................................Part I
Inspection Period..................................Part I and 7.1
Inspection Studies............................................7.1
Intangible Property...........................................1.1(c)
Land Use Restriction Agreement .............. .27
Lease(s)......................................................7.7(a)
Litigation....................................................9.2(c)
Material Deficiencies.........................................7.1
Non -Material Deficiencies.....................................7.1
Notices......................................................21.1
Operating Expense Deficiency Amount ........................Part I
Permits...................................................1.1(c)
Permitted Encumbrances ........................................6.1
Personal Property.............................................1.1(b)
Prohibited Buyer..............................................9.2(e)
Property.....................................................1.2
Pro-Rata Share...............................................13.5
Purchase Price.............................................Part I
Publicly Held.................................................9.2(e)
Qualified Organization.....................................Part I
Real Property ............................................... .1.1(a)
Repair Cost..................................................17.2(a)
Seller.. .. ............................................Part I
Seller Financing......................................4.3
Seller's Deficiencies Notice ..................................7.2
Taking.......................................................16.1
Taxes .. .................................................. ..13.4(d)
Title Company..............................................Part I
Title Evidence................................................6.1
RTC AMP Diced Sales h,,.
?AS Va. 11
- 7 -
ARTICLE 1. Purchase and Sale.
1.1 In consideration of the mutual promises and
undertakings hereinafter set forth to be kept and performed by
the parties, Seller agrees to sell and convey to Buyer and Buyer
agrees to purchase from Seller, under the terms and conditions
set forth in this Agreement, all right, title and interest of
Seller in and to the following:
(a) The real property described in Part I and any
improvements situated on such real property, together with any
and all easements, covenants and other rights appurtenant to such
real property (collectively, "Real Property');
(b) All furniture, furnishings, fixtures, equipment,
supplies and other tangible personal property presently affixed
to and/or located at the Real Property which is owned or
otherwise lawfully possessed by Seller and used in connection
with Seller's management, operation or repair of the Real
Property, or replacements of those items permitted under this
Agreement (collectively, "Personal Property'); and
(c) The following intangibles to the extent they are
transferable by Seller (collectively, "Intangible Property"):
(i) any and all Leases and Contracts in effect on the Closing
Date, (ii) any and all refundable tenant security deposits (and
required interest thereon, if any) in Seller's possession with
respect to the Leases and Contracts as of the Closing Date, (iii)
any and all licenses, permits, authorizations, certificates of
occupancy and other approvals that are in effect as of the
Closing Date and necessary for the current use and operation of
the Property (collectively, "Permits"), (iv) any and all
warranties, telephone exchange numbers, architectural or
engineering plans and specifications, and development rights that
exist as of the Closing Date and relate to the Real Property or
the Personal Property, and (v) any and all rights to the name of
the improvements upon the Real Property.
1.2 The term "Property" means the aggregate of the Real
Property, the Personal Property and the Intangible Property.
1.3 Buyer shall be solely responsible for obtaining, at its
expense, any of the Permits which are not transferable from
Seller to Buyer pursuant to Section.1.1(c)(iii) above.
RTC MMP Dom S.ks ftw=
PkS Vc. 1.1
g
ARTICLE 2. Purchase Price.
The Purchase Price is set forth in Part I.
ARTICLE 3. Deposit.
3.1 Simultaneously with delivery by Buyer of an executed
copy of this Agreement to Seller, Buyer shall tender the Deposit
as set forth in Part I. If the Closing Agent has been designated
by Seller as of the date of such tender, then such tender shall
be made to the Closing Agent to be held in escrow in accordance
with the terms of this Agreement; otherwise, such tender shall be
made to Seller to be forwarded to the Closing Agent once Seller
designates who the Closing Agent shall be. The Closing Agent
shall be selected by Seller in its sole discretion and designated
in Part I. The Deposit shall be tendered by certified check or
cashier's check made payable to Closing Agent or Seller, as
applicable, or by wire transfer of current federal funds received
and credited to the account of Closing Agent or Seller, as
applicable.
3.2 The Deposit shall be promptly deposited by Closing
Agent in a separate, federally insured, interest bearing escrow
account reasonably satisfactory to Seller ("Escrow Account").
The interest accruing thereon shall be part of the Deposit, and
all references in this Agreement to the Deposit shall include the
interest thereon. To allow the interest bearing account to be
opened, Buyer shall state Buyer's federal tax employer
identification number below its signature to this Agreement.
3.3. The Deposit shall be credited against the Cash Portion
of the Purchase Price at Closing or shall be otherwise disbursed
in accordance with the terms and provisions of this Agreement.
ARTICLE 4. Payment of Purchase Price; Financing.
4.1 The Purchase Price shall be paid at Closing as follows:
(a) The Deposit shall be credited against the Cash
Portion of the Purchase Price;
(b) Buyer shall deliver to Closing Agent, for the
account of Seller, the balance of the Cash Portion of the
Purchase Price by certified check or cashier's check made payable
to Closing Agent, or by wire transfer of current federal funds
received and credited to the Escrow Account;
RTC AHDP Dirac Saks Prog s
PdS Ver. 1.1
- 9 -
(c) If Buyer is approved for Bridge Loan Convertible
Financing, then, at Closing, Buyer shall execute and deliver to
the Closing Agent the purchase money loan documents evidencing,
governing or securing the Bridge Loan Convertible Financing, in
accordance with the provisions of Section 4.2;
(d) If Buyer is approved for Seller Financing, then,
at Closing, Buyer shall execute and deliver to Closing Agent the
deferred purchase money loan documents evidencing, governing or
securing the Seller Financing, in accordance with the provisions
of Section 4.3; and
(e) If Buyer is approved for Third Party Assumable
Financing, then, at Closing, Buyer shall execute and deliver to
Closing Agent such documents as are necessary for Buyer to
consummate Buyer's assumption of such financing.
If no dollar amount of either Bridge Loan Convertible Financing
or Seller Financing is set forth in Part I, if no terms and
conditions are set forth on Exhibit "Ell, or if no dollar amount
of Third Party Assumable Financing is set forth in Part I, then
the transaction described in this Agreement shall be "all cash".
See also Section 11.1. Furthermore, if Buyer is approved for
Bridge Loan Convertible Financing, Seller Financing or Third
Party Assumable Financing but fails to execute or deliver the
requisite documents as aforesaid, then the Cash Portion of the
Purchase Price shall be increased to the full Purchase Price such
that the transaction described in this Agreement shall be "all
cash".
4.2. If a dollar amount of Bridge Loan Convertible Financing
is set forth in Part I, then Buyer shall exercise reasonable
efforts to obtain Seller's approval, before the expiration of the
Inspection Period, for such financing. If Buyer is approved for
such financing, then the terms and conditions of such financing
set forth on Exhibit "B" shall apply and the loan documents
pertaining thereto shall be in substantially the form of Exhibit
"B-1"
4.3. If a dollar amount of Seller Financing is set forth in
Part I, then Buyer shall exercise reasonable efforts to obtain
Seller's approval, before the expiration of the Inspection
Period, for such financing. If Buyer is approved for such
financing, then the terms and conditions of such financing set
forth on Exhibit "B" shall apply and the loan documents
.pertaining thereto shall be in substantially the form of "Exhibit
RTC AHDP D nd Salo "mm
P!S Va. 1.1
- 10 -
4.4 If a dollar amount of Third Party Assumable Financing
is set forth in Part I, then Buyer shall exercise reasonable
efforts to obtain the requisite approvals from the lender(s),
before the expiration of the Inspection Period, to assume such
financing on such terms and conditions as such lender(s) may
require.
4.5 If Buyer or a Qualified Organization designated by the
Buyer is disapproved for Bridge Loan Convertible Financing or
Seller Financing, then Seller shall notify Buyer of its intention
to terminate this Agreement and direct the Closing Agent to
return the Deposit to Buyer; however, Buyer, at Buyer's option,
shall nevertheless have the right to proceed to close under the
terms of this Agreement by providing Seller with written notice,
within seven (7) days of the date of Seller's notice of
disapproval, evidencing Buyer's source of funds for the payment
of the Purchase Price.
ARTICLE 5. Due Diligence Materials.
Buyer acknowledges that, prior to Buyer's execution of this
Agreement, Seller delivered to Buyer and Buyer reviewed the
materials and information concerning the Property identified on
Exhibit "C" (collectively, "Due Diligence Materials"). Buyer
acknowledges and understands that the Due Diligence Materials may
have been prepared by parties other than Seller and that Seller
makes no representation or warranty whatsoever, express or
implied, as to the completeness, content or accuracy of the Due
Diligence Materials. Buyer specifically releases Seller from all
Claims (as hereinafter defined) asserted against or incurred by
Buyer by reason of or in any way connected with the information
contained in, or that should have been contained in, the Due
Diligence Materials; however, the foregoing release shall not
apply to any Claims resulting from any intentional misstatements
or willful misconduct on the part of Seller. The word "Claims",
when used in this Agreement, shall mean any and all claims,
demands, causes of action, judgments, losses, damages,
liabilities, costs and expenses, including attorneys' fees
whether suit is instituted or not, whether the same are known or
unknown, liquidated or contingent.
ARTICLE 6. Title.
6.1. If not already provided to Buyer with the Due Diligence
Materials, Seller shall, no later than thirty (30) days after the
Effective Date, obtain and deliver the Title Evidence and a
survey of the Real Property to Buyer. "Title Evidence•' means a
RMAMP Dina Siks Pmet=
PBS Va. 1.1
preliminary title report, title commitment, title abstract or
similar document in use in the jurisdiction in which the Property
is located. Seller may, prior to the end of the Inspection
Period, update or supplement such Title Evidence ("Additional
Title Evidence") and deliver such Additional Title Evidence to
Buyer. Title to the Property is to be conveyed to Buyer at
Closing subject to only Permitted Encumbrances. "Permitted
Encumbrances" means any and all (a) matters disclosed by the Due
Diligence Materials, (b) matters of public record as of the
effective date of the Title Evidence or the effective date of the
Additional Title Evidence, other than such mortgages and deeds of
trust and other monetary liens as Buyer does not assume under
Section 4.1(e), (c) matters that would be revealed by a physical
inspection of the Property as of the effective date of the Title
Evidence, (d) rights -of -way and easements that do not materially
interfere with the existing use of the Property, (e) zoning and
other governmental restrictions, (f) matters common to any plat
of subdivision in which the Property is located, (g) taxes,
assessments and other public charges not due as of the Closing
Date, (h) matters that are Non -Material Deficiencies or that
shall not have been duly objected to by Buyer as Material
Deficiencies pursuant to the provisions of Article 7, (i) Leases
and Contracts not prohibited under Section 7.7, (j) if
applicable, the documents evidencing or securing Bridge Loan
Convertible Financing or Seller Financing under Section 4.1, and
(k) rights of tenants to possession under unrecorded Leases.
Title is to be insurable, by a title insurance company selected
by Seller, at standard rates or less, subject to the Permitted
Encumbrances. Buyer's sole rights and remedies with respect to
any defects in Seller's title to the Property not constituting
Permitted Encumbrances shall be those provided in Article 7.
6.2 Seller makes no representation or warranty whatsoever,
express or implied, as to the completeness, content or accuracy
of the Title Evidence or the Additional Title Evidence.
ARTICLE 7. Inspection Period; Material Deficiencies;
Interim Action.
7.1 From the Effective Date of this Agreement until 5:00
p.m. (local time for the area in which the Real Property is
located) on the sixtieth (60th) day after the Effective Date
("Inspection Period"), Buyer, at its sole cost and expense, shall
have the right to a Due Diligence Review in accordance with the
following terms and conditions. A "Due Diligence Review" means
(a) an inspection of those documents, files and other information
in Seller's possession with respect to the Property that Seller
has not already disclosed to Buyer prior to the Effective Date of
RTC w1IDP Dimes Saks Pcog.
US Ver. 1.1
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this Agreement and which Seller is not prohibited from disclosing
("Confidential Files"), and (b) the conduct of such physical
tests, inspections and other investigations as are reasonably
necessary to determine whether there are any Material
Deficiencies with respect to the Property ("Insipection Studies").
If the aggregate value of all Deficiencies (if any) as determined
hereunder exceeds two percent (2%) of the Purchase Price, then
such Deficiencies shall, together, constitute the "Material
Deficiencies". A "Deficiency" or "Deficiencies" consist of only
the following conditions: (a) any material defect in the soils,
the structure, or the plumbing or electrical or mechanical
systems, of the Property that (i) is neither disclosed in the Due
Diligence Materials nor discoverable in the Buyer's visual
inspections of the Property occurring prior to the Effective
Date, and (ii) has a material adverse effect upon the ability of
Buyer to continue the existing use of the Property; (b) any
failure of the Property to comply with any applicable
governmental regulations (including environmental) in any
material respect, except as disclosed in the Due Diligence
Materials; (c) any material inaccuracy or omission in the Due
Diligence Materials; or (d) any material defect in Seller's title
to the Property that is not one of the Permitted Encumbrances.
The value of each Deficiency (if any) shall be the lesser of the
reasonably anticipated costs to cure that Deficiency or the
diminution in the fair market value of the Property caused by
that Deficiency; if there is any dispute as to the amount of such
cost or diminution, then Seller's reasonable determination
thereof shall apply. "Non -Material Deficiencies" shall be all
conditions of or affecting the Property that are pot included
within Material Deficiencies.
7.2. Buyer shall be obligated to purchase the Property in
accordance with this Agreement notwithstanding the existence of
any Non -Material Deficiencies, without any reduction in the
Purchase Price. However, if within the Inspection Period, Buyer
discovers Material Deficiencies, then Buyer may, on or before the
expiration of the Inspection Period, give notice to Seller citing
each Deficiency included within the Material Deficiencies and
enclosing a copy of any and all reports of the inspector(s) that
disclose such Deficiencies ("Buyer's Deficiencies Notice"). If
Buyer does not give Seller a Buyer's Deficiencies Notice prior to
the expiration of the Inspection Period, then Buyer shall have no
further right to object to Material Deficiencies and shall be
required to accept any and all Material Deficiencies without
postponement of the Closing Date, reduction in the Purchase Price
or claim against Seller on account thereof. Seller shall have
the right, by giving notice to Buyer ("Seller's Deficiencies
otice") within twenty-one (21) days after receiving Buyer's
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Deficiencies Notice, to elect (a) to decline to take any action
with respect to the cited Material Deficiencies ("Alternate All),
(b) to agree to attempt to cure the cited Material Deficiencies
if Seller reasonably determines that they may be curable within
sixty (60) days after the date of Seller's Deficiencies Notice
("Alternate B"), or (c) to reduce the Purchase Price by an
amount, reasonably determined by Seller, equal to, with respect
to each of the cited Deficiencies, the lesser of the reasonably
anticipated costs to cure the Deficiency or the diminution in the
fair market value of the Property caused by the Deficiency
("Alternate C").
(a) If Seller elects Alternate A, then Buyer shall
have the right, exercisable only by giving notice to Seller (with
a copy to Closing Agent) within ten (10) Business Days after
receiving Seller's Deficiencies Notice, to terminate this
Agreement. If Buyer duly exercises that right, then Closing
Agent is hereby instructed to return the Deposit to Buyer in
accordance with Exhibit "J" as Buyer's sole remedy. If Buyer
does not duly exercise that right, then (i) Buyer shall have no
further right to object to the cited Material Deficiencies, (ii)
Closing shall occur as described in this Agreement without
postponement, and (fii) at Closing, Buyer shall accept the
Property subject to the cited Material Deficiencies; without any
reduction in the Purchase Price or claims against Seller on
account thereof.
(b) If Seller elects Alternate B, then Seller shall
promptly attempt to cure the cited Material Deficiencies, using
reasonable efforts; however, Seller shall not be required to
institute any litigation in pursuit of such cure. If Seller
fails to cure those Material Deficiencies within sixty (60) days
after the date of Seller's Deficiencies Notice, then Seller shall
have the right, exercisable only by giving notice to Buyer within
that sixty (60) day period, to extend the time within which to
cure those Material Deficiencies for an additional period of
thirty (30) days. If Seller fails to cure those Material
Deficiencies within the applicable period, then Buyer shall have
the right, exercisable only by giving notice to Seller (with a
copy to Closing Agent) within five (5) days after the applicable
period, to terminate this Agreement. If Buyer duly exercises
that right, then Closing Agent is hereby instructed to return the
Deposit to Buyer in accordance with Exhibit "J" as Buyer's sole
remedy. If Buyer does not duly exercise that right, then (i)
Seller shall have no further obligation to attempt to cure those
Material Deficiencies, and (ii) at Closing, Buyer shall accept
the Property subject to those Material Deficiencies without any
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reduction in the Purchase Price or claims against Seller on
account of those Material Deficiencies.
(c) If Seller elects Alternate C, but Buyer is
precluded by law or by Buyer's charter from assuming the
liability or obligation imposed by a Material Deficiency which is
present in the Property, then Buyer shall, within seven (7) days
after Seller's election of Alternate C, submit proof of its being
so precluded to Seller. If such proof is sufficient, in Seller's
sole but reasonable discretion, Seller shall terminate this
Agreement and deliver written notice to the Closing Agent
directing the Closing Agent to return the Deposit to the Buyer.
(d) If a period described in the foregoing provisions
of this Section 7.2 becomes applicable and the Closing Date would
otherwise occur during such period, then the Closing Date shall
be extended to be a date selected by Seller. Such new Closing
Date shall be within thirty (30) days after the applicable
period(s).
(e) The procedures set forth in this Section 7.2 shall
be Buyer's sole rights and remedies with respect to any defects
or deficiencies in the Property or in Seller's title to the
Property. Buyer shall have no right to take any other action, or
to assert any other claims or cause of action, against Seller
based upon any such defect or deficiency.
7.3. The inspection of Confidential Files shall be
conducted, if at all, only in accordance with the following
procedures:
(a) Subject to Article 8, the Confidential Files shall
be made available to Buyer and Buyer's Representatives, by
appointment, at the Property or at such other location as is
reasonably designated by Seller.
(b) Neither Buyer nor any of Buyer's Representatives
shall make any reproduction of Confidential Files (other than
handwritten summaries or notes) without the prior approval of
Seller in each instance. "Buyer's Representatives$' are any
employees, officers, directors, partners, principals, agents,
independent contractors, consultants, attorneys and accountants
of or retained by Buyer with respect to the Property, reviewing
this Agreement, or providing debt or equity financing.
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7.4. The Inspection Studies shall be conducted only in
accordance with the following procedures:
(a) In each instance, at least two (2) Business Days
prior to the intended date of entry, Buyer shall request of
Seller the right to enter upon the Property. Each such request
shall specify the intended date of and the reason for entry.
Neither Buyer nor any of Buyer's Representatives shall enter the
Property without Seller's prior approval based upon such a
request.
(b) No test or investigation involving physical
disturbance of any portion of the Property shall be conducted
without Seller's prior approval of the specific test or
investigation.
(c) A representative of Seller shall have the right to
be present during the Inspection Studies.
(d) Neither Buyer nor any of Buyer's Representatives
shall interfere with the use, occupancy or enjoyment rights of
any tenants or subtenants of the Property or their applicable
employees, contractors, customers or guests.
(e) Neither Buyer nor any of Buyer's Representatives
shall do anything that may result in a lien or encumbrance
against the Property in connection with the Inspection Studies.
Without limiting the foregoing, however, Buyer agrees to pay
promptly all costs associated with the Inspection Studies and not
to permit any lien or encumbrance to be asserted against the
Property in connection with any Inspection studies.
(f) Seller may require that, before or during any
Inspection Studies, Buyer deliver to Seller a certificate of
insurance evidencing public liability insurance with limits of at
least One Million Dollars ($1,000,000.00) for bodily or personal
injury or death, property damage insurance in the amount of at
least Two Hundred Fifty Thousand Dollars ($250,000.00), and
contractual liability insurance with respect to Buyer's
obligations under Section 7.5. Each such insurance policy shall
be written by a reputable insurance company having a rating of at
least ^A^ by A.M. Best (or a comparable rating by a successor
rating service), and shall otherwise be subject to Seller's prior
approval. Such insurance policies shall name Seller., as well as
other parties in interest designated by Seller, as additional
insureds. If Buyer is self -insured, Buyer shall submit evidence
of the existence and amounts of self-insurance to Seller.
Seller, in its sole discretion, may agree to accept Buyer's self -
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insurance in lieu of the insurance described in this Section
7.4(f).
(g) Buyer shall, at its own expense, promptly fill and
compact any holes, and otherwise restore any damage to the
Property, caused by the conduct of any Inspection Studies. Buyer
and Buyer's Representatives shall immediately thereafter vacate
the Property.
(h) Seller's approval under this Section 7.4 shall be
granted or denied in Seller's reasonable judgment.
7.5. Buyer shall defend, indemnify and hold harmless Seller
from and against any and all Claims asserted against or incurred
by Seller as a result of the conduct of Inspection Studies,
including (a) any violation of, or failure to comply with, the
foregoing terms of this Article by Buyer or Buyer's Repre-
sentatives, or (b) any injury to or death of persons, or damage
to or loss of property, caused by Buyer or Buyer's
Representatives in connection with the conduct of Inspection
Studies.
7.6. Buyer shall promptly deliver to Seller, at no cost or
expense to Seller, copies of any and all environmental
information (including, without limitation, environmental audits
and wetlands reports) Buyer has obtained or hereafter obtains
with respect to the Property. If Buyer shall be in default under
this Agreement beyond any applicable cure period, or if this
Agreement shall be terminated in accordance with its terms, then
Buyer shall promptly deliver to Seller, at no cost or expense to
Seller, copies of any and all Inspection Studies obtained by
Buyer.
7.7. The following shall apply with respect to the period
from the Effective Date until the Closing Date:
(a) Leases. Seller shall not, without the prior
consent of Buyer in each instance (such consent not to be
unreasonably withheld or delayed), (i) amend or (except for
material breach, including non-payment of rent or other sums due)
terminate any lease, tenancy, license or other right of occupancy
or use for any portion of the Property or any assignment or
sublet thereunder (individually, "Lease"; collectively,
"Leases"), (ii) consent to the assignment of any Leases or
subleasing of any of the premises, or (iii) enter into any new
Lease of the Property or any portion thereof, except for new
residential Leases or extensions of existing residential Leases
entered into in the ordinary course of Seller's operation of the
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Property. If Seller desires to take any action described in
clause (i), (ii) or (iii) of the immediately preceding sentence,
then Seller shall so notify Buyer. If Buyer fails to notify
Seller, within five (5) Business Days after Buyer's receipt of
such notice, of any objection Buyer has hereunder to any action
described therein, then Buyer shall be treated as having
consented to such action. If Buyer consents, or is required to
consent, to any action described in Seller's notice, then, at
Closing, Buyer shall reimburse Seller for Buyer's proportionate
share of the costs incurred by Seller in connection with such
action. For the foregoing purposes, that proportionate share
shall be determined, in each instance, by amortizing those costs
on a straight-line basis over the term of the applicable Lease.
Buyer's proportionate share shall be the portion of such costs
attributable, pursuant to such amortization, to the period from
the Closing Date until the end of the term of the applicable
Lease. Such costs shall include costs of fixturing, renovating
or improving the leased premises, any rebate, free rent and other
concessions, and any brokerage and leasing commissions and other
compensation due any party in connection with such Leases.
However, none of the foregoing provisions of this Section 7.7(a)
shall apply to any residential Leases entered into in the
ordinary course of operating the Property.
(b) Contracts. Seller shall not, without the prior
consent of Buyer in each instance (such consent not to be
unreasonably withheld or delayed), enter into any commitment,
contract, option or other agreement of any kind with respect to
the repair or operation of the Property (collectively,
"Contracts"), unless such Contracts have terms that expire prior
to Closing or are terminable without penalty on not more than
sixty (60) days' notice.
(c) Personal Property Substitutions. Seller may
remove any item theretofore included in the Personal Property
provided that Seller substitutes therefor an item of like kind
and comparable fair market value.
(d) Continued Operation. If the Property is being
operated on the date Buyer executes and delivers to Seller this
Agreement, then, subject to the foregoing provisions of this
Section 7.7 and the other provisions of this Agreement, Seller
shall continue to operate the Property, or cause the Property to
be operated, in substantially the same manner, except to the
extent Seller is prevented from doing so by causes beyond
Seller's reasonable control.
RTC AMP Dhmd Saki beg,
IMS Va. 1.1
-ls-
7.8. If the Capital Improvement Amount and/or the Operating
Expense Deficiency Amount requested by Buyer and designated in
Part I should change as a result of adverse information obtained
during the Inspection Period, the Buyer shall submit a revised
budget supporting such changes to Seller. Seller, upon its
review of such revised budget, may increase the amount of the
Capital Improvement Amount and/or the Operating Expense
Deficiency Amount. Any such increase will be determined in
Seller's sole discretion and shall be reduced to writing in the
form of an amendment to this Agreement. Further, any such
increase shall remain subject to the limitation that the sum of
the Operating Expense Deficiency Amount, the Capital Improvement
Amount, the Cash Costs for Permanent Financing Amount and the
Agency Advances for Capital Improvements may not exceed twenty-
five percent (25%) of the Purchase Price and the Cash Costs for
Permanent Financing Amount may not exceed two percent (2%) of the
Purchase Price.
ARTICLE S. Confidentiality Agreement.
The provisions of the form of Confidentiality Agreement
attached hereto as Exhibit "E" are part of this Agreement.
ARTICLE 9. Representations and Warranties.
9.1 Seller's Representations and Warranties. Seller
represents and warrants to Buyer that, as of the Effective Date,
each of the persons executing this Agreement on behalf of Seller
is duly authorized to do so, Seller has full right and authority
to enter into this Agreement and to consummate the transaction
described in this Agreement, and this Agreement constitutes the
valid and legally binding obligation of Seller, and is
enforceable against Seller in accordance with its germs, subject
to applicable law.
9.2 Buyer's Representations and Warranties. Buyer
represents and warrants to Seller that the following are true,
accurate and complete as of the Effective Date:
(a) Organization. Buyer is duly organized, validly
existing and in good standing under the laws of the state, county
or municipality in which it was organized and is qualified to do
business in the jurisdiction in which the Property is located.
(b) Authority. Each of the persons executing this
Agreement on behalf of Buyer is duly authorized to do so. Buyer
has full right and authority to enter into this Agreement and to
consummate the transaction described in this Agreement. This
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P&S Va. 1.1
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Agreement constitutes the valid and legally binding obligation of
Buyer and is enforceable against Buyer in accordance with its
terms. Neither the execution or delivery of this Agreement nor
the performance of Buyer's obligations under this Agreement
violates, or will violate, any contract or agreement to which
Buyer is a party or by which Buyer is otherwise bound.
(c) Litigation. There are no actions, suits, claims
or other proceedings (collectively, "Litigation") pending or, to
the best of Buyer's knowledge, contemplated or threatened against
Buyer that could affect Buyer's ability to perform its
obligations when and as required under the terms of this
Agreement.
(d) Financial Ability. Buyer has sufficient funds
available to it to fund the payment of the Cash Portion of the
Purchase Price (less the Deposit) at Closing.
(e) Disclosures. Neither Buyer nor any Affiliate of
Buyer is a Prohibited Buyer. "Prohibited Buyer" means any person
or entity (i) to whom a transfer or assignment of any interest in
the Property by Seller would not be permitted pursuant to the
Comprehensive Thrift and Bank Fraud Prosecution and Taxpayer
Recovery Act of 1990, Pub. L. No. 101-647, Title XXV, S2500 et
sea., 104 Stat 4859 (1990), and the rules and regulations
promulgated thereunder, or (ii) who or which has any conflict or
the appearance of any conflict with the Resolution Trust
Corporation, the Federal Deposit Insurance Corporation, the
Federal Savings and Loan Insurance Corporation, the Office of
Thrift Supervision or any similar or successor entity.
"Affiliate" means any person or entity who or which Controls or
is Controlled by Buyer, or is Controlled by the same persons or
entities as Buyer. "Control" means (i) being a director or
officer of a Controlled corporation, a general partner of a
Controlled partnership, or a trustee of a Controlled trust, (ii)
owning or controlling, directly or indirectly, any equity or
beneficial interests in a Controlled corporation, partnership or
trust that is not Publicly Held, or (iii) owning or controlling,
directly or indirectly, more than five percent (5%) of the equity
or beneficial interests in a Controlled corporation, partnership
or trust that is Publicly Held. A "Publicly Held" corporation,
partnership or trust is one in which there are more than one
hundred (100) shareholders, partners or beneficiaries.
RTC AMP Dina Saks hug.
PkS Ver. 1.1
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ARTICLE 10. Condition of Property; Disclaimer; Release of
C a s.
10.1. THE PROPERTY IS BEING SOLD ABSOLUTELY "A8 IS",
"WHERE IS", AND "WITS ALL FAULTS" AS OF CLOSING, WITHOUT ANY
REPRESENTATION OR WARRANTY WHATSOEVER AS TO ITS CONDITION,
FITNESS FOR ANY PARTICULAR PURPOSE, MERCHANTABILITY OR ANY OTHER
WARRANTY, EXPRESS OR IMPLIED, EXCEPT AS SPECIFICALLY SET FORTH IN
THIS AGREEMENT. SELLER SPECIFICALLY DISCLAIMS ANY WARRANTY,
GUARANTY OR REPRESENTATION, ORAL OR WRITTEN, PAST OR PRESENT,
EXPRESS OR IMPLIED, CONCERNING THE PROPERTY, EXCEPT AS
SPECIFICALLY SET FORTH IN THIS AGREEMENT. BUYER ACKNOWLEDGES
THAT BUYER IS PURCHASING THE PROPERTY BASED SOLELY ON BUYER'S OWN
INDEPENDENT INVESTIGATIONS AND FINDINGS AND NOT IN RELIANCE ON
ANY INFORMATION PROVIDED BY SELLER OR SELLER'S AGENTS OR
CONTRACTORS. SELLER HAS MADE NO AGREEMENT TO ALTER, REPAIR OR
IMPROVE ANY OF THE PROPERTY. However, nothing contained in this
Section is intended to modify any of the provisions of Section
7.2.
10.2. Without limiting the provisions of Section 10.1,
Buyer releases Seller from any and all Claims arising from or
related to (a) any construction defects, errors or orris: -ions in
the design or construction of the Property, or (b) other
conditions (including environmental conditions) affecting the
Property. The release set forth in this Section specifically
includes any Claims under any Environmental Laws. "Environmental
Laws" includes the Resource Conservation and Recovery Act (42
U.S.C. 6901, et sea.), the Comprehensive Environmental Response,
Compensation and Liability Act of 1980, as amended by the
Superfund Amendments and Reauthorization Act (42 U.S.C. 9601, et
sea.), and the Clean Air Act (42 U.S.C. 4701, et sea.), as any of
the same may be amended from time to time, and any comparable or
successor provisions of federal, state or local law, and any
regulations, orders, rules, procedures, guidelines and the like
promulgated in connection therewith.
ARTICLE 11. Conditions Precedent to Closing.
11.1. Conditions Benefitting Buyer. If a dollar amount
of Bridge Loan Convertible Financing, Seller Financing or Third
Party Assumable Financing is set forth in Part I, then the
obligations of Buyer under Articles 12 and 13 are subject to the
satisfaction, as of the Closing Date, of the following condition,
as applicable: (i) Seller shall have approved Buyer (or, if
applicable, Buyer's designated Qualified Organization) for Bridge
Loan.Convertible Financing or Seller Financing, as applicable, in
the amount set forth in Part I, or (ii) the applicable lender(s)
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shall have approved Buyer (or, if applicable, Buyer's designated
Qualified Organization) for Third Party Assumable Financing in
the amount set forth in Part I less any principal reduction paid
or anticipated to be paid in the ordinary course of debt service
on or before the Closing Date.
(a) If Buyer shall have exercised reasonable
efforts to obtain such approval but Seller or the applicable
lender(s), as the case may be, shall disapprove Buyer for such
financing prior to the expiration of the Inspection Period, then
Seller shall terminate this Agreement and deliver written notice
to the Closing Agent, directing the Closing Agent to return the
Deposit to Buyer; however, Buyer, at Buyer's option, shall
nevertheless have the right to proceed to close under the terms
of this Agreement without Bridge Loan Convertible Financing,
Seller Financing or Third Party Assumable Financing by providing
information to Seller, within seven (7) days of the date of the
Seller's or the applicable lender(s)' written notice of
disapproval of Buyer's financing, evidencing the source of funds
which Buyer will use to pay the Purchase Price;
(b) If Buyer shall have exercised reasonable
efforts to obtain such approval but Seller or the applicable
lender(s) as the case may be shall neither approve nor disapprove
Buyer for such financing by the Closing Date, then Buyer shall
have the right, exercisable only by giving notice to Seller (with
a copy to Closing Agent) on the Closing Date, to terminate this
Agreement. If Buyer duly exercises the foregoing termination
right, then Closing Agent is hereby instructed to return the
Deposit to Buyer in accordance with Exhibit 11J" as Buyer's sole
remedy;
(c) If, in the sole but reasonable determination
of Seller, Buyer shall not have exercised reasonable efforts to
obtain approval of Bridge Loan Convertible Financing, Seller
Financing or Third Party Assumable Financing, as applicable, or
Buyer does not duly exercise the right to terminate provided in
Section 11.1(b) above, then notwithstanding any other provision
of this Article 11, the Seller shall have the right, to be
exercised by giving written notice to Buyer, to terminate this
Agreement and declare the Buyer's deposit to be forfeited as
liquidated damages, not as a penalty, as per the provisions of
Article 28 hereinafter;
(d) In the event that Buyer (or, if applicable,
Buyer's designated Qualified Organization) is disapproved for
Bridge Loan Convertible Financing or Seller Financing as the
rbsult of an unintentional omission in Buyer's (or, if
applicable, the Qualified Organizations) financing connection
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with the financing application, Seller shall provide written
notice thereof to Buyer. Buyer shall have a period of ten (1o)
days from the date of Seller's notice to deliver any omitted
information. Upon Seller's review of such information, Seller,
in Seller's sole discretion, shall have the option to revoke its
disapproval of Buyer's financing (or, if applicable, Buyer's
designated Qualified Organization).
Seller makes no representation or warranty as to whether Seller
shall approve the Buyer (or, if applicable, Buyer's designated
Qualified organization) for Bridge Loan Convertible! Financing or
Seller Financing or as to whether Buyer (or, if applicable,
Buyer's designated Qualified Organization) shall be! permitted to
assume all or part of the Third Party Assumable Financing.
11.2. Conditions Benefittinq Seller. The: obligations
of Seller under Articles 12 and 13 are the subject to the
satisfaction, as of the Closing Date, of each of the following
conditions:
(a) Neither Buyer (nor, if applicable, Buyer's
designated Qualified Organization) nor any of its Affiliates (i)
shall be in receivership or dissolution, (ii) shall have made an
assignment for the benefit of creditors or admitted. in writing
its inability to pay its debts as they mature, or (iii) shall
have been adjudicated a bankrupt or filed a petition in voluntary
bankruptcy or a petition or answer seeking reorganization or an
arrangement with creditors under the Federal bankruptcy law or
any other similar law or statute of the United States or any
jurisdiction and no such petition shall have been filed against
Buyer or any of its general partner(s), if any.
(b) There shall not be pending any Litigation of
the type described in Section 9.2(c) that arises after the
Effective Date.
(c) No event shall have occurred and no event is
pending or threatened, which would adversely affect Buyer's (or,
if applicable, Buyer's designated Qualified Organization's)
status as a public housing agency or organization eligible for
participation in the Affordable Housing Disposition Program.
If any of the conditions set forth in this Section 11.2 is not
satisfied as of the Closing Date, then Seller shall have the
right, exercisable only by giving notice to Buyer (with a copy to
Closing Agent), to terminate this Agreement. If Seller duly
exercises that right, then Closing Agent is.hereby instructed to
return the Deposit to Buyer in accordance with Exhibit "i".
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with the financing application, Seller shall provide written
notice thereof to Buyer. Buyer shall have a period of ten (10)
days from the date of Seller's notice to deliver any omitted
information. Upon Seller's review of such information, Seller,
in Seller's sole discretion, shall have the option to revoke its
disapproval of Buyer's financing (or, if applicable, Buyer's
designated Qualified Organization).
Seller makes no representation or warranty as to whether Seller
shall approve the Buyer (or, if applicable, Buyer's designated
Qualified Organization) for Bridge Loan Convertible Financing or
Seller Financing or as to whether Buyer (or, if applicable,
Buyer's designated Qualified Organization) shall be permitted to
assume all or part of the Third Party Assumable Financing.
11.2. Conditions Benefittina Seller. The obligations
of Seller under Articles 12 and 13 are the subject to the
satisfaction, as of the Closing Date, of each of the following
conditions:
(a) Neither Buyer (nor, if applicable, Buyer's
designated Qualified Organization) nor any of its Affiliates (i)
shall be in receivership or dissolution, (ii) shall have made an
assignment for the benefit of creditors or admitted in writing
its inability to pay its debts as they mature, or (iii) shall
have been adjudicated a bankrupt or filed a petition in voluntary
bankruptcy or a petition or answer seeking reorganization or an
arrangement with creditors under the Federal bankruptcy law or
any other similar law or statute of the United States or any
jurisdiction and no such petition shall have been filed against
Buyer or any of its general partner(s), if any.
(b) There shall not be pending any Litigation of
the type described in Section 9.2(c) that arises after the
Effective Date.
(c) Ho event shall have occurred and no event is
pending or threatened, which would adversely affect Buyer's (or,
if applicable, Buyer's designated Qualified Organizations)
status as a public housing agency or organization eligible for
participation in the Affordable Housing Disposition Program.
If any of the conditions set forth in this Section 11.2 is not
satisfied as of the Closing Date, then Seller shall have the
right, exercisable only by giving notice to Buyer (with a copy to
Closing Agent), to terminate this Agreement. If Seller duly
exercises that right, then Closing Agent is hereby instructed to
return the Deposit to Buyer in accordance with Exhibit "J".
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- 23 -
Buyer shall give Seller prompt and detailed notice of any
circumstance, actual or threatened, that may prevent the
satisfaction of any of the conditions set forth in this Section
21.2.
ARTICLE 12. Closina: Deliveries at Closina.
12.1. The closing of the transaction described in this
Agreement ("Closina1) shall take place at the offices of Closing
Agent (or such other location on which Seller and Buyer may
agree) at 10:00 a.m. (local time at the place of Closing) on the
Closing Date.
12.2. At Closing, Seller shall deliver to Closing Agent
the following (duly and fully executed, attested or witnessed,
and acknowledged or notarized, as appropriate):
(a) A special warranty deed in substantially the
form of Exhibit "F", conveying fee title to the Real Property and
incorporating the Land Use Restriction Agreement ("Deed");
(b) A bill of sale in substantially the form of
Exhibit "G", conveying title to the Personal Property ("Bill of
ale");
(c) An Assignment and Assumption Agreement in
substantially the form of Exhibit "g", in which Seller conveys,
and Buyer assumes, the obligations of Seller under the Intangible
Property and in which Exhibit No. 2 thereof is completed to
describe each item of Intangible Property actually known by
Seller or Buyer ("Assignment and Assumption Agreement");
(d) An affidavit in favor of the Title Company,
Closing Agent and Buyer with respect to (i) compliance with the
Foreign Investment in Real Property Tax Act (Internal Revenue
Code §1445, as amended, and the regulations issued thereunder),
(ii) inducing the Title Company to eliminate any standard or
printed exceptions in Buyer's final policy of title insurance for
unfiled mechanics' liens, and (iii) Seller's authority to sell
and convey the Property in accordance with this Agreement;
(e) A certificate by Seller that the
representations and warranties of Seller contained in Section 9.1
of this Agreement are true and accurate at and as of the Closing
Date; and
RTC ABDP Dimes Saki haft
PAS Ver.1.1
- 24 -
(f) Written notice from Seller or Seller's
managing agent to each tenant of the Property (if any) (i)
stating that the Property has been sold to Buyer and that tenant
security deposits (if any) in Seller's possession have been
transferred to Buyer (and stating any lawful deductions made from
those deposits), and (ii) directing such tenants to regard Buyer
as their landlord and to make rental payments to Buyer and at the
address designated by Buyer.
At Closing, Seller shall tender to Buyer (a) possession of the
Property free and clear of all parties in possession, except
under the Permitted Encumbrances, and (b) all codes for the
security devices (if any) of Seller upon the Property. Seller
shall also make available to Buyer at the Property on the Closing
Date (a) all keys in Seller's possession to the Property and
copies of all books and records in Seller's possession necessary
for the orderly transition of operation of the Property, and (b)
all Leases, Contracts, Permits and other documents in Seller's
possession constituting the Intangible Property.
12.3. At Closing, Buyer shall deliver to Closing Agent
the following (duly and fully executed, attested or witnessed,
and acknowledged or notarized, as appropriate):
(a) Written instructions to Closing Agent to
release the Deposit for disbursement to Seller;
(b) The balance of the Cash Portion of the
Purchase Price and other funds sufficient to pay all Closing and
other costs and all adjustments required to be paid by Buyer
under this Agreement;
(c) A resolution of authority (or comparable
resolution duly passed by the board of directors or other
governing authority of Buyer) and an incumbency certificate to
evidence Buyer's capacity and authority to consummate Closing,
and to identify the person(s) duly authorized and empowered to
execute the Closing Documents on behalf of Buyer, as well as a
certified copy of Buyer's articles of incorporation and bylaws or
comparable organizational document(s), as appropriate, including
all amendments thereto; and, in all instances regardless of
Buyer's organizational structure, all other documents reasonably
requested by Title Company, Closing Agent or Seller;
RTC MMP Dima Sala hag.
PAS Va. 1.1
(d) The Assignment and Assumption Agreement;
- 25 -
(e) If applicable, all documents evidencing,
governing or securing (i) the Bridge Loan Convertible Financing,
seller Financing or Buyer's assumption of the Third Party
Assumable Financing in accordance with Section 4.1, and (ii) the
Capital Improvement Amount, Cash Costs for Permanent Financing
Amount and/or the Operating Expense Deficiency Amount;
(f) A certificate by Buyer that the
representations and warranties of Buyer contained in Articles 9
and 27 are true and accurate at and as of the Closing Date,
except with respect to any Litigation of the type described in
Section 9.2(c) that arises after the Effective Date;
(g) A Recovery Act Compliance Affidavit in the
form of Exhibit "I";
(h) An opinion of counsel for Buyer as to the
following matters: (i) the adoption, ratification and continuing
validity of Buyer's general enabling statute or regulation, (ii)
the adoption, ratification and continuing validity of the statute
or regulation which authorizes the contemplated transaction,
(iii) a certificate from the Secretary of State or other duly
authorized government official as to the incumbency, due
appointment and election of those individuals acting for and on
behalf of Buyer, and (iv) a certificate by Buyer that the
transaction contemplated by this Agreement achieves the purposes
of Buyer as established by its enabling/authorizing legislation
or regulation;
(i) All documents required under Article 27.
12.4. At the Closing, both parties shall duly execute
and deliver all other documents reasonably necessary to
consummate the transaction described in this Agreement, including
a closing statement setting forth the charges, adjustments and
credits to each party.
12.5. At Closing, Closing Agent shall record, among all
of the appropriate public records, all documents to be recorded,
disburse all funds, and deliver all original documents and copies
thereof, in accordance with the local custom then prevailing in
the jurisdiction in which Closing occurs; provided, however, that
disbursement of the funds due Seller shall be made no later than
three (3) business days after the Closing date, unless the
Closing Agent has obtained the prior consent of Seller to a later
disbursement.
RTC MOP Direct Sacs F.",
PRS Va. 1.1
- 26 -
12.6. If there is Bridge Loan Convertible Financing or
Seller Financing and a reduction in the Purchase Price under the
terms of this Agreement, then such reduction shall be applied
pro-rata against the Cash Portion of the Purchase Price and the
amount of Bridge Loan Convertible Financing or Seller Financing.
ARTICLE 13. Costs. Taxes and Adjustments.
13.1. At Closing, Seller shall pay or authorize the
closing Agent to pay from Seller's proceeds of sale (a) the costs
of releasing all liens, judgments and other encumbrances that are
to be released and of recording such releases, (b) one-half of
the fees and costs due Closing Agent for its services, (c) the
costs of obtaining the Title Evidence and the owner's and
lender's title insurance policies, (d) the cost of obtaining a
survey which complies with the requirements of Section 15 of
Exhibit "B", (e) all underwriting fees in connection with Bridge
Loan Convertible Financing or Seller Financing (except for the
underwriting fees in connection with obtaining Seller's prior
approval of a Qualified Organization, in which event Seller shall
pay the underwriting fees only for the first Qualified
Organization designated by Buyer and Buyer shall bear the cost of
underwriting fees for each additional Qualified Organization),
and (f) all other costs to be paid by Seller under the provisions
of this Agreement. Seller shall be responsible for the payment
of its own attorneys' fees. Notwithstanding the above provisions
of this Section 13.1, however, in the event that Buyer is
obtaining its purchase money financing through a third party
lender or if Buyer is obtaining Third Party Assumable Financing,
then, in either such event, Buyer shall pay the costs of (i)
obtaining the Title Evidence and (ii) obtaining a survey of the
Property.
13.2. At Closing, Buyer shall pay (a) one-half of the
fees and costs due Closing Agent for its services, (b) all other
costs to be paid by Buyer under the provisions of this Agreement,
and (c) all other costs connected with Closing except as
otherwise provided in Section 13.1 or 13.3. Buyer shall be
responsible for the payment of its own attorneys' fees.
13.3. The cost of all grantor, grantee, transfer,
recordation, documentary, deed, sales, and similar taxes, stamps
and charges, and all other costs of Closing which have not been
otherwise specifically allocated herein for payment by Seller or
Buyer shall be paid by Seller or Buyer in accordance with the
custom or statutory requirements in effect in the jurisdiction in
which the Property is located as of the Effective Date. Seller
and Buyer shall specify, in Part I, their agreement as to such
RTC A1DP Dceat Skin P.%.
P&S Va. 1.1 -
- 27 -
custom and requirements with regard to the allocation of such
costs between them. If, however, Part I does not address one or
more of such costs (other than income taxes) necessary to
consummate Closing, then such costs shall be paid by Buyer.
13.4. Subject to the following provisions and without
affecting the Purchase Price, all items of income and expense
relating to the Property shall be apportioned between Buyer and
Seller on an accrual basis, as of 12:01 a.m. (local time at the
Property) on the Closing Date (the "Adjustment Tuns11), in the
form of a cash payment by or credit to Buyer at Closing (it being
understood and agreed that none of said items is included within
the Purchase Price):
(a) Seller and Buyer shall attempt to have all
service contracts that affect the Property and for which the
charges are based upon usage (including utilities) billed or read
as of a time as close to the Adjustment Time as is reasonable.
If a precise billing or reading as of the Adjustment Time is not
available at Closing with respect to such a service contract,
then the foregoing adjustment shall be made with respect to that
contract as follows: (i) the charges under that contract shall
be adjusted preliminarily, by payment or credit at Closing, by
pro -rating to the Adjustment Time from the latest billing or
reading then available, and (ii) such charges shall be adjusted
finally by pro -rating to the Adjustment Time from the first
billing or reading with respect to such contract subsequent to
the Closing Date.
(b) Buyer shall not be liable for any salaries,
wages, welfare or pension fund contributions, social security
payments, withholding tax payments, bonuses, vacation pay, or
other monetary benefits that shall have been earned or accrued
prior to the Adjustment Time by any employee of Seller, even if
such employee is retained or hired by Buyer. However, Buyer
shall be liable for the other benefits of such employees retained
or hired by Buyer.
(c) Intentionally Omitted.
(d) Real estate taxes and assessments, personal
property taxes, water or sewer charges not based upon
consumption, and other governmental charges based upon the
Property per se (collectively, "Taxes") shall be adjusted on an
accrual basis regardless of when the same are due and payable.
If the amount of any Taxes for an Accounting Period in which the
Adjustment Time occurs is not available at Closing, then (i) such
Taxes shall be adjusted preliminarily, by payment or credit at
= AMP Dvxt Sala Pram
M Ver. 1.1 -
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Closing, based upon the amount thereof for the then immediately
preceding Accounting Period, and (ii) such Taxes shall be
adjusted finally once the amount thereof becomes available for
the Accounting Period in which the Adjustment Time occurs. All
assessments for public improvements shall be adjusted as
aforesaid with respect to the period of time over which such
assessments are then being paid (e.g. such assessments shall not
be prepaid).
(e) Seller shall be credited at Closing with the
amount of any and all transferable deposits held on behalf of
Seller by utility companies with respect to the Property.
(f) If any Lease calls for the tenant to pay to
Seller percentage rent (i•e., rent based upon the tenant's sales
and/or other receipts), or any building operating expenses,
common area charges, insurance premiums, real estate taxes,
utility charges, or other similar expenses, then (i.) Seller shall
be entitled to its Pro -Rate Share (defined in Section 13.5,
hereinafter) of such amounts payable by the tenant for the
Accounting Period(s) in which Adjustment Time occurs, regardless
of when such amounts are billed to or payable by the tenant, and
(ii) Buyer shall be entitled to the balance of such amounts
payable by the tenant for that Accounting Period(s). The
adjustments under this Section 13.4(f) shall be made by payment
or credit at Closing to the extent that the tenant shall have
theretofore paid such amounts to Seller.
(g) Any and all refundable tenant security
deposits (and required interest thereon, if any) in Seller's
possession with respect to the Leases and Contracts as of the
Closing Date shall be assigned as provided in Exhibit "Ell.
(h) Seller shall be liable for any and all
brokerage or leasing commissions and similar compensation due any
party in connection with the Leases assumed by Buyer at Closing,
except (i) as otherwise provided in section 7.7, (ii) such
commissions and other compensation as may be due in connection
with the exercise, after Closing, of any extension, renewal,
expansion or purchase rights or options contained in those Leases
or entered into in connection with those Leases, and (iii) such
commissions and other compensation as may be due in connection
with any amendments or new Leases entered into after Closing.
Except as otherwise provided in the foregoing provisions of this
Section 13.4, if the amount of any item to be adjusted is not
available at Closing or if an item of income or expense arises or
becomes known after Closing that relates to the period before the
RTC ASP Direct Saks hcp
Pis Va. JA -
- 29 -
Adjustment Time, then the foregoing adjustment shall be made with
respect thereto by payment by Buyer or Seller, as applicable,
promptly after the amount thereof becomes available or ]mown.
13.5. Tenant rents for the month in which Closing occurs
and which have been actually received by Seller prior to the
Adjustment Time shall be apportioned by pro -ratings such rents to
the Adjustment Time. Unpaid rents and other accounts receivable
shall not be purchased by Buyer, but shall be allocated pursuant
to the terms of this Section 13.5. After Closing, Buyer shall
exercise reasonable efforts to collect, from each tenant of the
Property (if any), any and all amounts that tenant owes and are
payable to Seller under the foregoing provisions; however, Buyer
shall not be required to institute any litigation or to incur any
attorneys fees to collect those amounts. If, after Closing,
Buyer receives any payment of a type described in Section 13.4(f)
with respect to any portion of an Accounting Period in which the
Adjustment Time shall have occurred, then Buyer shall pay Seller
(a) Seller's Pro-Rata Share of that payment, less (b) a
proportionate share of Buyer's reasonable attorneys fees and
other costs of collecting that payment. No later than the
twenty-fifth (25th) day of each calendar month, Buyer shall remit
to Seller the Seller's portion of all such payments which were
received by Buyer during the immediately preceding calendar
month. If, after Closing, Buyer receives any other payment from
any tenant of the Property over and above what is then owed to
Buyer by such tenant, then Buyer shall pay Seller (a) so much of
the excess as is equal to the amount then due Seller with respect
to that tenant under the foregoing provisions, less (b) a
proportionate share of Buyer's reasonable attorneys fees and
other costs of collecting that payment (if any). No later than
the twenty-fifth (25th) day of each calendar month, Buyer shall
remit to Seller the Seller's portion of all such payments which
were received by Buyer during the immediately preceding calendar
month. Seller may also take action independently to collect
amounts due Seller from tenants of the Property to the extent
Seller is entitled to such amounts under the foregoing
provisions; at Seller's request and expense, Buyer shall
cooperate with such independent actions of Seller. Seller's
"Pro-Rata Share" is a fraction, the numerator of which is the
number of days from the beginning of the applicable Accounting
Period to the Adjustment Time, and the denominator of which is
the number of days during the applicable Accounting Period. An
"Accounting Period" is the period for or over which the
applicable sales, charge or other amount is measured or assessed.
RTC AHDP D r= Safe hags
Ms Vtz. 1.1
- 30 -
13.6. Buyer shall be
accounts and establishment of
Property in the name of Buyer
cooperate with Buyer in this
ARTICLE 14. Default.
responsible for the transfer of
all utility services to the
as of Closing. Seller shall
regard at Buyer's expense.
14.1. Buyer's Default.
(a) If (i) Buyer fails to perform one or more of
its obligations under Article 12 or 13 that are to be performed
at Closing, or (ii) Buyer fails to qualify for Bridge Loan
convertible Financing or Seller Financing because of any material
misrepresentation by the Buyer on the financing application
submitted by Buyer to Seller, or (iii) Buyer is a prohibited
purchaser under the Comprehensive Thrift and Bank Fraud
Prosecution and Taxpayer Recovery Act of 1990, and the Buyer knew
or should have known that fact prior to the time of Buyer's
execution of this Agreement, then Seller's sole remedy for any
such default shall be to terminate this Agreement by giving
notice of such termination to Buyer (with a copy to Closing
Agent). If Seller does so terminate this Agreement, then Closing
Agent is hereby instructed to pay the Deposit to Seller in
accordance with Exhibit "J" as Seller's sole remedy.
(b) If Buyer fails to perform any of Buyer's
obligations under this Agreement other than those set forth in
Section 14.1(a) above, then Seller shall give notice to Buyer
(with a copy to Closing Agent) specifying the nature of the
default, in which event Buyer shall have thirty (30) days after
receiving such notice, but in no event beyond the Closing Date,
within which to cure the default. If Buyer fails to cure the
default within that period, then Seller shall have the right,
exercisable only by giving notice to Buyer (with a copy to
Closing Agent) within thirty (30) days thereafter, to terminate
this Agreement. If Seller duly exercises that right, then
Closing Agent is hereby instructed to pay the Deposit to Seller
in accordance with Exhibit "J" as Seller's sole remedy. If
Seller has the right to terminate this Agreement under the
foregoing provisions of this Section 14.1(b) and the Closing Date
would otherwise occur during the foregoing thirty (30)-day
termination period, then Seller may extend the closing Date to a
date that is within thirty (30) days after said termination
period.
(c) SELLER AND BUYER AGREE THAT PAYMENT OF THE
DEPOSIT TO SELLER UNDER THIS SECTION 14.1 SHALL BE AS LIQUIDATED
DAMAGES AND NOT AS A PENALTY, IT BEING AGREED THAT A PRECISE
RTC AMP Di.= Silas hog,
pas Va. 1.1 -
- 31 -
MEASURE OF DAMAGES WOULD BE DIFFICULT TO ASCERTAIN. Buyer is
directed to the provisions of Article 28 concerning such payment
of the Deposit.
14.2. Seller's Default. If Buyer tenders to Closing
Agent the Cash Portion of the Purchase Price and the other moneys
and the documents required of Buyer at Closing but Seller fails
to perform one or more of its obligations under Article 12 or 13
that are to be performed at Closing, or if Seller shall otherwise
be in material default of any of Seller's obligations under this
Agreement that are to be performed at or before Closing, then
Buyer shall give notice to Seller (with a copy to Closing Agent)
within five (5) Business Days after Buyer obtains knowledge of
Seller's default specifying the nature of the default. Seller
shall have thirty (30) days after receiving such notice within
which to cure the specified default; provided, however, that, if
at the end of that thirty (30)-day period Seller is diligently
pursuing such cure but the default still has not been cured, then
Seller shall have an additional thirty (30)-day period within
which to cure the default. If Seller fails to cure: the default
within the applicable period, then Buyer shall have! the right,
exercisable only by giving notice to Seller (with a, copy to
Closing Agent) within five (5) Business Days after the applicable
period, to terminate this Agreement. Buyer shall give Seller
such a notice of termination if the uncured default is a failure
by Seller to close. Nevertheless no notice of termination given
by Buyer hereunder shall be of any force or effect if Seller
cures the default before Seller receives that notice. If Buyer
duly gives Seller a notice of termination hereunder and such
notice is effective, then (a) Closing Agent is hereby instructed
to return the Deposit to Buyer in accordance with gghibit "J",
and (b) Buyer may seek actual damages against Seller with respect
to the default. Buyer specifically waives any and all right (a)
to file or record any lis pendens or any other lien or
encumbrance against the Property, or (b) to seek specific
performance or other equitable relief or consequential or
punitive damages. If Buyer does not duly notify Seller of the
default, or if Buyer does not duly give Seller a notice of
termination, then this Agreement shall terminate, without further
act or notice, on that date which is thirty (30) days after the
date that would otherwise be the Closing Date under this
Agreement, and, upon such termination, (a) Closing Agent is
hereby instructed to return the Deposit to Buyer in accordance
with Exhibit "ill as the Buyer's sole remedy for any default by
Seller, and (b) Buyer shall be deemed to have irrevocably waived
and released Seller from any and all claims, demands and causes
of action which it may have had in connection with Seller's
default, including the right to seek actual damages. If Seller
RTC AHDP Dino Saks Program
Pas Va. 1.1 -
- 32 -
timely cures the default, then the Closing Date shall be the
later of a date selected by seller which date shall be within
thirty (30) days after such cure or the date that would otherwise
be the Closing Date under the terms of this Agreement.
14.3. Attendance at Closing. Neither Buyer's nor
Seller's attendance or appearance at Closing shall affect the
foregoing provisions of this Article.
14.4. Attorneys' Fees. Attorneys' fees and costs
incurred by any party seeking to enforce the provisions of this
Agreement (whether incurred in preparation for or in pursuit of
litigation, or both) shall be paid by the losing party.
ARTICLE 15. Liability of Seller and Related Persons.
Notwithstanding any provisions to the contrary contained in
this Agreement, Seller shall have no personal liability with
regard to this Agreement or the transaction described in this
Agreement. If Buyer asserts any Claim arising out of or in
connection with this Agreement or the transaction described in
this Agreement, Buyer's sole recourse shall be to (a) the estate
and interest of Seller in and to the Property, and (b) the
proceeds of the sale of all or any part of said estate and
interest. No other properties or assets of Seller shall be
subject to levy, attachment, execution or other enforcement
procedures for the satisfaction of any judgment (or other
judicial process) or for the satisfaction of any other remedy of
Buyer arising out of or in connection with this Agreement or the
transaction described in this Agreement. Neither the Resolution
Trust Corporation in its corporate or any other capacity nor any
of its or Seller's employees, officers, directors, agents,
contractors or affiliates shall have any liability or obligation
whatsoever in connection with this Agreement.
ARTICLE 16. Condemnation.
16.1. If Seller has or obtains actual knowledge of any
pending or threatened condemnation proceedings or actions, then
Seller shall notify Buyer promptly. If on or prior to the
Closing Date any portion of the Property shall be taken or
condemned pursuant to any governmental or other power of eminent
domain, any written notice of such a taking or condemnation shall
be issued by any governmental authority having the power of
eminent domain, or any proceeding for such a taking or
condemnation shall be instituted by any governmental authority
having the power of eminent domain (collectively, "Takine") and
if Buyer would be substantially prevented from continuing the
WM AMP M-ca Saks Pice,
P&S Vea 1.1 -
- 33 -
existing use of the Property after the Taking, then Buyer shall
have the right, exercisable only by giving notice to Seller (with
a copy to Closing Agent) within fifteen (15) days after receiving
Seller's notice of the Taking, to terminate this Agreement. If
Buyer duly exercises that right, then Closing Agent is hereby
instructed to return the Deposit to Buyer in accordance with
Exhibit -I'd' as Buyer's sole remedy. If Buyer does not duly
exercise that right, then Buyer shall have no further right to
object to the Taking. If Buyer shall not have the right to
terminate this Agreement under the foregoing provisions of this
Section on account of a Taking or if Buyer shall have waived any
objection (or shall have no further right to object) to a Taking
under those provisions, then, at Closing (a) Buyer shall accept
the Property subject to the Taking, (b) the Purchase Price shall
be reduced by the amount of any award theretofore received by
Seller with respect to the Taking, and (c) Seller shall assign to
Buyer all of Seller's rights to any and all awards not
theretofore made or paid with respect to the Taking.
16.2. Notwithstanding the foregoing provisions of this
Article, (a) if there is a Taking and there is Bridge Loan
Convertible Financing or Seller Financing, then Seller shall have
the right, exercisable only by giving notice to Buyer (with a
copy to Closing Agent) within fifteen (15) days after the date of
Seller's notice of the Taking, to terminate this Agreement, and
(b) if the amount of the award that is payable or reasonably
anticipated on account of a Taking exceeds the Purchase Price,
then Seller shall have the right, exercisable only by giving
notice to Buyer (with a copy to Closing Agent) within fifteen
(15) days after Seller is notified of that amount or anticipated
amount, to terminate this Agreement. If Seller duly exercises
that right, then Closing Agent is hereby instructed to return the
Deposit to Buyer in accordance with Exhibit OW1.
16.3. If a period described in the foregoing provisions
of this Article becomes applicable and the Closing Date would
otherwise occur during such period, then the Closing Date shall
be extended to be a date selected by Seller. Such new Closing
Date shall be within thirty (30) days after the applicable
period(s).
ARTICLE 17. Risk of Loss; Casualty.
17.1. Risk of Loss. Subject to the other provisions of
this Article and except for reasonable wear and tear, Seller
shall bear the risk of all loss, destruction and damage to the
Property by any casualty that occurs during the period from the
Effective Date to and including midnight of the Closing Date.
RTC A MF Da ct Saks At,
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- 34 -
17.2. Destruction or Damage Prior to Closing. If at
any time during the period described in section 17.1, all or any
portion of the Property is lost, destroyed or damaged by
casualty, then, subject to the other provisions of this
Agreement, Seller shall promptly give written notice thereof to
Buyer and the rights and obligations of the parties by reason of
such loss, destruction or damage shall be as follows:
(a) If the Repair Cost is twenty-five percent
(25%) of the Purchase Price or less, then (i) at Closing, Buyer
shall accept the Property subject to such loss, destruction or
damage, (ii) the Purchase Price shall be reduced by the amount of
the Repair Cost, and (iii) Seller shall retain the right to all
proceeds of insurance. "Repair Cost' means an estimate of the
actual cost of repair and restoration attributable to such loss,
destruction or damage and obtained by Seller, within forty-five
(45) days after the destruction or damage, from a reputable,
independent contractor selected by Seller and licensed to do
business in the jurisdiction in which the Property is located.
(b) If the Repair Cost exceeds twenty-five
percent (25%) of the Purchase Price and within fifteen (15) days
after the Repair Cost is determined Seller does not agree to
deduct the entire Repair Cost from the Purchase Price, then Buyer
shall have the right, exercisable only by giving notice to seller
(with a copy to Closing Agent) within thirty (30) days after the
Repair Cost is determined, to terminate this Agreement. If Buyer
duly exercises that right, then Closing Agent is hereby
instructed to return the Deposit to Buyer in accordance with
Rahibit "J" as Buyer's sole remedy. If Buyer does not duly
exercise that right, then (i) at Closing, Buyer shall accept the
Property subject to such loss, destruction or damage, (ii) the
Purchase Price shall be reduced by the Repair Cost, and (iii)
Seller shall retain the right to all proceeds of insurance. If
Seller does duly agree to deduct the entire Repair Cost from the
Purchase Price as aforesaid, then the provisions of clauses (i)
through (iii) of Section 17.2(a) shall apply to such destruction
or damage.
(c) Notwithstanding the foregoing provisions of
this section 17.2, (i) if the Repair Cost exceeds twenty-five
percent (25%) of the Purchase Price and there is either Bridge
Loan Convertible Financing or Seller Financing, them Seller shall
have the right, exercisable only by giving notice to Buyer (with
a copy to Closing Agent) within fifteen (15) days after the
Repair Cost is determined, to terminate this Agreement, and (ii)
if the amount of the proceeds that are payable or reasonably
RTC AMP Dv a Saks hapam
Pas Ver. 1.1 -
- 35 -
anticipated on account of any loss, destruction or damage exceeds
the Purchase Price, then Seller shall have the right, exercisable
only by giving notice to Buyer (with a copy to Closing Agent)
within fifteen (15) days after Seller is notified of that amount
or anticipated amount, to terminate this Agreement. If Seller
duly exercises that right, then Closing Agent is hereby
instructed to return the Deposit to Buyer in accordance with
Exhibit "J".
(d) If a period described in the foregoing
provisions of this Section 17.2 becomes applicable and the
Closing Date would otherwise occur during such period, then the
Closing Date shall be extended to be a date selected by Seller.
Such new Closing Date shall be within thirty (30) days after the
applicable period(s).
17.3. Notwithstanding the foregoing provisions of this
Article, Buyer alone shall be responsible for all loss,
destruction and damage to the Property caused by Buyer or Buyer's
Representatives.
ARTICLE 18. Arokers.
Buyer represents and warrants that Buyer has not dealt with
any real estate broker, agent or finder in connection with the
transaction described in this Agreement. If a Broker is
designated in Part I, Seller shall pay, upon completion of
Closing and recordation of the Deed, pursuant to the terms of a
separate agreement between Seller and Broker, the Broker's
commission due in connection with the transaction described in
this Agreement. Buyer shall defend, indemnify and hold harmless
Seller from and against any and all Claims that may be asserted
against or incurred by Seller and arise from or pertain to any
brokerage commissions, fees, costs or other expenses that may be
due to or claimed by any brokers, agents or finders (except the
Broker) with whom Buyer has dealt or is claimed to have dealt.
ARTICLE 19. Survival.
19.1. None of the provisions of this Agreement shall
survive Closing except Section 7.5, Section 9.2(e), Article 10,
Sections 13.4 and 13.5 insofar as they relate to adjustments to
be made after Closing, Article 18, the provisions limiting the
liability of Seller or of persons or entities related to Seller,
the Confidentiality Agreement set forth on Exhibit Off" and the
provisions providing for the indemnification of one party to the
other.
RTC AHDP Diced Sala P,,X,
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19.2. Upon any termination of this Agreement in
accordance with its terms, Seller and Buyer shall each be
relieved from all further obligations and liability under this
Agreement, at law or in equity, except that (a) Section 7.3,
Section 7.5, Section 7.6, Article 18, the provisions limiting the
liability of Seller or of persons or entities related to Seller,
and the Confidentiality Agreement set forth in Exhibit "Ell shall
survive any such termination, (b) Seller and Buyer shall remain
obligated to instruct the Closing Agent to deliver the Deposit in
accordance with the provisions of this Agreement, (c) Buyer shall
remain liable for any injury or damage to persons or to the
Property resulting from Buyer's activities upon the Property
during the Inspection Period and (d) subject to the provisions of
Article 14 and those cited in clause (a) of this sentence, each
party shall remain liable for any breaches on its part that shall
have occurred prior to such termination.
ARTICLE 20. Assic=ents of this Agreement.
20.1. Buyer shall not assign or transfer this Agreement
or any interest in this Agreement to any person or entity except
a Qualified organization. Buyer shall not assign or transfer
this Agreement, or any interest in this Agreement, to a Qualified
Organization without the prior written consent of Seller. Seller
may require, as a condition of such consent, that Seller (a) have
a right to approve the instrument of assignment or transfer prior
to the execution thereof, and/or (b) receive any and all amounts
paid by an assignee or transferee, directly or indirectly, to
Buyer, as consideration for such assignment or transfer. No
permitted assignment or transfer shall relieve Buyer of any of
its liabilities or obligations under this Agreement.
Furthermore, no permitted assignment or transfer shall be valid
unless and until Seller shall have received a true and complete
copy of the instrument of assignment or transfer, together with
the name and address of the assignee or transferee.
Notwithstanding any consent by Seller to any assignment or
transfer of this Agreement, no assignee or transferee shall
assign or transfer this Agreement without Seller's prior written
consent hereunder in each instance.
20.2. To the extent applicable to Buyer's organizational
structure, any assignment or transfer, directly or indirectly, of
the following shall constitute an assignment of this Agreement
and, as such, shall be subject to the provisions of Section 20.1,
unless the transferee was theretofore an Affiliate of Buyer: (a)
if Buyer is a partnership, a total of the majority of the general
partnership interests in Buyer, (b) if Buyer is a Publicly Held
corporation, partnership or trust, ownership or control of a
ITC A1IDP D=d Saks FmV
US Va. 1.1 -
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total of more than five percent (5%) of the equity or beneficial
interests in Buyer to a single person or entity or to Affiliates
of that person or entity, or (c) if Buyer is not a Publicly Held
corporation, partnership or trust, ownership or control of a
total of more than thirty percent (30t) of the equity or
beneficial interests in Buyer.
20.3. Seller may grant or withhold its consent under
this Article in Seller's sole and absolute discretion.
20.4. To the extent applicable to Buyer's organizational
structure and notwithstanding anything else contained in this
Agreement to the contrary, any assignment or transfer, directly
or indirectly, of this Agreement, or of any capital stock,
partnership interest, or beneficial interest in or to Buyer, to a
Prohibited Buyer is expressly prohibited. Furthermore, no
Prohibited Buyer may become a director, officer or trustee of
Buyer.
ARTICLE 21. Notices.
21.1. All notices, waivers, demands, requests and other
communications required or permitted by this Agreement
(collectively, "Notices') shall be in writing and given as
follows by (a) personal delivery, (b) established overnight
commercial courier with delivery charges prepaid or duly charged,
or (c) registered or certified mail, return receipt requested,
first class postage prepaid. All Notices shall be addressed to
the applicable addresses for Seller, Buyer and Closing Agent set
forth below their respective signatures, or to any other address
or addressee as any party entitled to receive Notices under this
Agreement shall designate, from time to time, by Notice given to
the others in the manner provided in this Article.
21.2. Notices so given by personal delivery shall be
presumed to have been received upon tender to the applicable
natural person designated below to receive notices or, in the
absence of such a designation, upon tender to the person signing
this Agreement on behalf of the applicable party. Notices so
given by overnight courier shall be presumed to have been
received the next business day after delivery to such overnight
commercial courier. Notices so given by mail shall be presumed
to have been received on the second (2nd) day after deposit into
the United States Postal System. All copies to the applicable
persons or entity(ies) designated below to receive copies shall
be given in the same manner as the original Notice, and such
giving shall be a prerequisite to the effectiveness of any
Notice.
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ARTICLE 22. Time of the Essence.
TIME IS OF THE ESSENCE WITH RESPECT TO EACH PROVISION OF
THIS AGREEMENT.
ARTICLE 23. Miscellaneous.
23.1. Right to waive Conditions. Either party may waive
any of the provisions of this Agreement made for such party's
benefit, provided that such waiver is in writing and signed by
the waiving party.
23.2. Binding Effect. Subject to the provisions set
forth in Article 20 of this Agreement, all of the provisions of
this Agreement shall be binding upon, and inure to the benefit
of, the applicable parties and their respective heirs, legal
representatives, successors and assigns.
23.3. Business Day. A "Business Dar" is a day which is
not a Saturday, Sunday or legal holiday recognized by the Federal
Government. Furthermore, if any date upon which or by which
action is required under this Agreement is a Saturday, Sunday or
legal holiday recognized by the Federal Government, then the date
for such action shall be extended to the first day that is after
such date and is not a Saturday, Sunday or legal holiday
recognized by the Federal Government. In addition to the
foregoing, if the date designated as the Closing Date is a legal
holiday recognized by the state or other jurisdiction in which
the Closing is to occur or in which the Property is located, then
the Closing Date shall be the first day that is after such date
and is not a Saturday, Sunday or legal holiday recognized by the
Federal Government or such state or jurisdiction.
23.4. Partial Invalidity. If any provision of this
Agreement, or the application thereof to any person or
circumstance, shall be invalid or unenforceable, at any time or
to any extent, then the remainder of this Agreement, or the
application of such provision to persons or circumstances other
than those as to which it is invalid or unenforceable, shall not
be affected thereby. Each provision of this Agreement shall be
valid and enforced to the fullest extent permitted by law.
23.5. Entire Agreement. This Agreement contains the
entire agreement between the parties with respect to the
Property. There are no promises, agreements, conditions,
undertakings, understandings, warranties, covenants or
representations, oral or written, express or implied, between
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them with respect to the Property, this Agreement, or the
transaction described in this Agreement, except as set forth in
this Agreement.
23.6. Modifications. This Agreement may not be modified
orally or in any manner, except by an agreement in writing signed
by Seller and Buyer (or their respective successors in interest)
and, if and to the extent that Closing Agent is to be bound
thereby under Article 24, by the Closing Agent.
23.7. No Recordation. Neither Seller nor Buyer shall be
entitled to record this Agreement or a memorandum or other notice
of this Agreement among the land records or other public records
of the jurisdiction in which the Property is located. This
Section is a specific directive to the officials of such
jurisdiction NOT to record this Agreement or a memorandum or
other notice of this Agreement.
23.8. Further Assurances. In addition to the
obligations required to be performed under this Agreement by
Seller and Buyer, Seller and Buyer shall perform, at Closing or
from time to time thereafter, such other acts, and shall execute,
acknowledge and/or deliver such other instruments, documents and
other materials, as may be reasonably required in order to
consummate the transaction described in this Agreement. However,
Seller need not satisfy or comply with any condition or
requirement that may be imposed by any title insurance company
other than the Title Company.
23.9. Up -Dates. If, after the Effective Date, Seller
receives any actual written notice specifically concerning the
Property from any governmental or judicial authority, then Seller
shall provide Buyer a true and complete copy thereof promptly.
23.10. Headings. The headings used in this Agreement are
for reference and convenience only, and shall not enter into the
interpretation of this Agreement.
23.11. Attorneys' Fees. Whenever in this Agreement
provision is made for the payment of attorneys' fees, such
provision shall mean reasonable attorneys' fees.
23.12. Plurality and Gender. Wherever in this Agreement
the singular number is used, the same shall include the plural,
and the masculine gender shall include the feminineand neuter
genders, and vice versa, as the context shall require.
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23.13. Exhibits. All Exhibits to this Agreement shall be
treated as incorporated herein by reference and made a material
part hereof.
23.14. Definitions. All capitalized terms used in this
Agreement are defined in the respective Part, Article or Section
listed in the Index to Defined Terms.
23.15. Rule of Construction. Buyer and Seller have each
read and fully understand the terms of this Agreement, and each
has had the opportunity to have this Agreement reviewed by its
own counsel. The rule of construction providing that ambiguities
in an agreement shall be construed against the party drafting the
same shall not apply.
23.16. Scone of Releases. In this Agreement, whenever
Buyer releases Seller from any Claims or from further obligation
or liability, such release includes a release of Seller and of
Seller's predecessors in interest, and of the agents, employees,
contractors, officers, directors, and representatives of Seller's
predecessors in interest. In this Agreement, whenever Seller
releases Buyer from any Claims or from further obligation or
liability, such release includes a release of Buyer and of
Buyer's Representatives.
23.17. Governing Law. All questions with respect to the
construction of this Agreement and the rights and liabilities of
the parties under this Agreement shall be determined in
accordance with the laws of the jurisdiction in which the
Property is located, without regard to the application of choice
of law principles, except to the extent that such laws are
superseded by federal law.
ARTICLE 24. Provisions with Respect to the Closing Agent.
Closing Agent is signing this Agreement for the sole
purposes of acknowledging, accepting, and agreeing to perform,
Closing Agent's responsibilities under this Agreement, including
those set forth in Egbibit 1'J'I. Closing Agent shall not demand
any releases or indemnities, or impose any other requirements or
conditions, with respect to such performance except as set forth
in this Agreement. Closing Agent's rights or responsibilities
may be modified only by a written amendment to this Agreement
signed by Closing Agent as well as by Seller and Buyer. Any
amendment to this Agreement that is not signed by Closing Agent
shall be effective as to the parties to such amendment, but shall
not be binding upon Closing Agent.
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ARTICLE 25. Specific Provisions Reggired by the
Jurisdiction in Which the Property is
Located.
Specific provisions (if any) relating solely to the juris-
diction in which the Property is located are attached as Vxhibit
"1C" and made a part of this Agreement.
ARTICLE 26. Execution and Delivery.
Buyer is executing this Agreement first and delivering it to
Seller. If item 4, 6, 7, 8, 9 or 11 of Part I is not completed
at the time of Buyer's execution, then Seller is authorized to
complete such item, and the completions so made by Seller shall
be a part of this Agreement, just as though they had been made
prior to Buyer's execution of this Agreement.
ARTICLE 27. Affordable Housing Provisions.
27.1. Buyer represents and warrants to Seller that the
following are true, accurate and complete as of the Effective
Date and shall remain true, accurate and complete as of the
Closing Date:
(a) Buyer has sufficient financial resources
which, together with Buyer's acquisition loan financing, Buyer
will use to consummate Closing, as evidenced by Rxhibit "L".
(b) The process by which Buyer intends to comply
with the Land Use Restriction Agreement is set forth in Rxhibit
nxn
(c) Exhibit "We is an accurate and complete
description of Buyer's experience in housing ownership or manage-
ment, including Buyer's specific experience with respect to low -
and moderate- income housing.
(d) All of the information supplied by Buyer to
Seller relating to this Agreement is accurate and does not omit
any material fact.
27.2. At Closing, Buyer shall enter into a Land Use
Restriction Agreement in the form of Rxhibit 11P11, with the number
of rental units within the Property, the number of Qualifying
Units for Lower -Income Families, and the number of Qualifying
Units for very Low -Income Families being the respective amounts
described in Part I. The Land Use Restriction Agreement shall be
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recorded, among all of the appropriate public records,
immediately after the Deed.
ARTICLE 28. Licmidated Damages Provision.
SELLER AND BUYER AGREE THAT PAYMENT OF THE DEPOSIT TO SELLER
UNDER SECTION 11.1(C) OR SECTION 14.1 SHALL BE AS LIQUIDATED
DAMAGES AND NOT AS A PENALTY, THAT ACTUAL DAMAGES RESULTING TO
SELLER FROM BUYER'S BREACH OF THIS AGREEMENT WOULD BE DIFFICULT
OR IMPOSSIBLE TO MEASURE BECAUSE OF THE UNCERTAINTIES OF THE REAL
ESTATE MARKET AND FLUCTUATIONS OF PROPERTY VALUES AND DIFFERENCES
WITH RESPECT THERETO, AND THAT THE DEPOSIT IS A REASONABLE
ESTIMATE OF WHAT THOSE DAMAGES WOULD BE. CLOSING AGENT SHALL
DELIVER THE DEPOSIT TO SELLER PROMPTLY UPON RECEIVING WRITTEN
NOTICE FROM SELLER THAT THE APPLICABLE CURE PERIOD (IF ANY) HAS
EXPIRED, THAT THE PROVISIONS OF SECTION 11.1(C) OR SECTION 14.1
APPLY, AND THAT SELLER HAS ELECTED TO RECEIVE THE DEPOSIT
HEREUNDER. BUYER HEREBY RELEASES CLOSING AGENT FROM ALL
LIABILITY TO BUYER FOR COMPLIANCE WITH THE PROVISIONS OF SECTION
11.1 `CT ON 14.1.
Buyer als as to Seller's initials as to
Article 28 Article 28
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(SIGNATURE PAGES FOLLOW]
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IN WITNESS WHEREOF, Buyer has signed and delivered this
Agreement as its own free act and deed.
Witness/Attest:
Title:,Mayor
Date:— q hzh-�
Buyer's Federal Tax Employer
Identification No.: 75-Goo0-590
Address for Notices to Buyer:
Ci tg of TnihharII
CnMannnity QPaalnnmPnt rant_
1625 1 3 r h StrPat� i,uhhnrc� TPYA4 7a457
Attention: I -Is. Sandy Ogletree
with a copy to
RTC AHDP D va Saks Pra�nm
P&S Vc. 1.1 -
Hallmark & Associates, Inc.
o3uz Jilae Ko., if4u1
Lubbock, x 79424
Attention: Wesley Hallmarks
[SIGNATURE PAGES FOLLOW]
- 44 -
IN WITNESS WHEREOF, Seller has signed and delivered this
Agreement as its own free act and deed.
SELLER:
RESOLUTION TRUST CORPORATION,
as for
Attest:
By:
Print Name:
Title:
Date:
Address for Notices to Seller:
Title:
Resolution Trust Corporation
with a copy to
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US Va. 1.1 -
Legal Division
Resolution Trust corporation
[SIGNATURE PAGE FOLLOWS]
- 45 -
IN WITNESS WHEREOF, Closing Agent has signed this Agreement
for the limited purposes set forth in Article 24 of Part II.
Witness/Attest:
CLOSING AGENT:
By:
Print Name:
Title:
Date:
Address for Notices to Closing Agent:
Attention:
RTC AMP Dad Saks Pt stem
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'#.•.r a+
(Description of Real Property)
Lots Four Hundred EightyEight (488) through FourHundred Ninety
Five (495), both inclusive, University Pines, an Addition to the
City of Lubbock, Lubbock County, Texas according to the Map or
Plat thereof, recorded in Volume 1710, Page 150, Deed Records,
Lubbock County, Texas.
==TT 'B•
(Te—s of Bridge Loan Convertible Filmanci.ag, if Applicable)
Exhibit "B"
(RTC Bridge Loan -Convertible Financing)
1. Principal.
The principal shall be the amount of "pridge Loan
convertible Financing" set forth in Part I, subject to Sections
4.1 and 11.1. (Said principal amount is hereinafter referred to
as the "Bridge Loan Initial Balance"). [The principal shall be
divided into two portions, the Purchase Portion and the Escrowed
Portion.] The Bridge Loan Convertible Financing shall be
evidenced by a Promissory Note in form and content acceptable to
Seller (the " ote"). Said loan is sometimes referred to herein
as the "Bridge Loan."
2. Interest Rate.
The interest shall be at that fixed rate which is equal
to the rate established by the Federal National Mortgage
Association for fifteen (15) year multi -family property loans as
of the Effective Date (the "Annual Rate").
3. Term.
The initial term of the Bridge Loan shall be two (2)
years (the "Bridge Term"). At the end of the Bridge Term (the
"Expiration Date"), or at any time prior thereto, if there is no
default under the Bridge Loan, then Buyer shall have the right to
convert the Bridge Loan to a "permanent loan." The date on which
the Bridge Loan is converted to a permanent loan ("Converted
Loan") is hereafter referred to as the "conversion Date." The
Bridge Loan and Converted Loan are hereinafter referred to
individually and collectively as the "Loan." If the Bridge Loan
is converted to a permanent loan, the term of the Converted Loan
shall be extended to and mature on the date fifteen (15) years
after the Conversion Date [except as provided in 6(a)(iv)]. The
date on which this Note is prepaid in full, regardless of whether
such prepayment is voluntary, or involuntary due to acceleration
of this Note as provided below, shall be referred to herein as
the "Full Prepayment Date."
4. Accrual of Interest.
[The Bridge Loan, as outstanding from time to time,
will bear interest at the Annual Rate from, the date of this Note
until the entire outstanding principal balance of the Bridge Loan
has been paid in full.]
RTC AHDP Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1
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OR
[The Purchase Portion, as outstanding from time to
time, will bear interest at the Annual Rate from the date of this
Note until the entire outstanding principal balance of the
Purchase Portion has been paid in full.
The Escrowed Portion shall be advanced on the Closing
Date and immediately deposited into escrow. Buyer, Seller and an
escrow agent chosen by seller shall enter into a Post -Closing
Escrow Agreement in form and content acceptable to seller on the
Closing Date (the "Post -Closing Agreement") which, among other
things, will govern the disbursement of the Escrowed Portion as
further provided in section 14(b) of this Exhibit- B below. The
Escrowed Portion will bear interest at the Annual Rate upon such
amounts of the Escrowed Portion that have been disbursed to Buyer
from time to time out of the escrow account under. the Post -
Closing Escrow Agreement, from the date so disbursed until the
entire outstanding principal balance of the Escrowed Portion has
been paid in full.]
5. Repayment Prior to Expiration Date.
The principal and interest shall be payable as follows:
monthly payments of interest only on the outstanding principal
balance [of the Purchase Portion and Escrowed Portion accrued as
specified above]; and a final installment consisting of the
entire unpaid principal balance, together with accrued and unpaid
interest, plus all Bonus Interest (hereinafter defined), if any,
calculated as of the Expiration Date or Full Prepayment Date,
shall be due and payable in full on the Expiration Date or Full
Prepayment Date, as the case may be, unless the Conversion Date
shall have occurred on or before such date, in which event all
accrued and unpaid interest to such Conversion Date shall be
payable on such Conversion Date.
On the Conversion Date, Bonus Interest (hereinafter
defined), calculated as of the Conversion Date, shall accrue and
be earned hereunder; provided, however, that the payment of such
Bonus Interest accruing on the Conversion Date shall be deferred
and such Bonus Interest shall be added as additional principal to
the then -outstanding principal due under the Bridge Loan.
Additionally, on the Conversion Date the Buyer shall
make an additional principal payment to Seller in the amount
which, when added to the Cash Portion of the Purchase Price paid
by Buyer to Seller for the purchase of the Property under this
Contract equals five percent (5t) of the Bridge Loan Reset
Balance (hereinafter defined). [such principal payment may be
RTC AHDP Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1 - 2
r
reduced by the application of funds in the Escrow Account
(hereinafter defined), if any, remaining in the Escrow Account on
the Conversion Date.]
Effective as of the Expiration Date, Full Prepayment
Date or Conversion Date, Buyer shall receive a credit towards the
outstanding principal balance equal to the cost of capital
improvements to the Property that have been completed as of the
Expiration Date, Full Prepayment Date or Conversion Date and paid
for by Buyer out of funds other than proceeds of the Bridge Loan;
provided that Seller must have pre -approved such capital
improvements in writing, at the time such improvements were made,
and such credit [when aggregated with the original Escrowed
Portion of the Loan] may not exceed twenty-five percent (25%) of
the Purchase Price.
6. Conversion of Loan.
If Buyer elects to convert the Loan, Buyer must
designate a Conversion Date and must provide Seller with at least
sixty (60) days prior written notice stating that Buyer wishes to
convert the Loan in accordance with the conditions provided
herein, and identifying the desired Conversion Date. For such
conversion to occur, Buyer must provide Seller with all of the
following items on or before the Conversion Date, each of which
must be satisfactory to Seller as to form and content:
(a) a title bring -to -date search and title insurance
endorsement bringing forward the effective date of
the lender's title insurance policy on the
Property and reflecting no intervening or
otherwise unacceptable liens, defects or
encumbrances on the Property or new exceptions to
coverage;
(b) an opinion of Buyer's counsel dated as of the
Conversion Date stating that the Note and the
Mortgage remain enforceable in accordance with
their terms;
(c) an inspection certificate from an engineer or
architect acceptable to Seller setting forth the
condition of the Property and certifying the
completion of any repairs or capital improvements
required by Seller;
(d) complete lien waivers from all contractors,
subcontractors and suppliers that have worked on
or supplied materials to the Property during the
period from the date of the Note through the
RTC AHDP Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1 — 3 —
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Conversion Date; and
(e) a certificate of the Buyer in the same form as the
Certificate of Buyer in favor of Seller of even
date herewith, updated to the Conversion Date.
Upon conversion, the principal sum hereunder shall be
adjusted on the Conversion Date to the Bridge Loan Reset Balance
(as hereinafter defined) (including Bonus Interest, if any) and
shall bear interest from and after such Conversion Date at the
Annual Rate and shall be due and payable in the following manner:
(a) Consecutive equal monthly installments of combined
payments of principal and interest in the amount
necessary to amortize the principal sum
outstanding hereunder (including the Bonus
Interest, if any), with interest thereon at the
Annual Rate, based upon a thirty (30) year
amortization schedule as determined by Seller in
Seller's sole discretion, shall be: paid on the
first day of each and every full calendar month
following the Conversion Date.
(b) A final installment consisting of the entire
unpaid principal sum and accrued and unpaid
interest thereon, shall be paid in full on that
date fifteen (15) years from the first payment of
interest after the Conversion Date (the "Maturity
Date").
7. Calculation of Bonus Interest.
In addition to the interest payable hereunder at the
Annual Rate, Borrower shall pay to Seller as interest for the
funds advanced hereunder the amount (if any) needed to increase
the outstanding balance of the Loan to equal the Bridge Loan
Reset Balance. Such added interest shall be referred to herein
as "Bonus Interest." Bonus Interest shall be calculated and
shall be earned and become payable as of the earliest to occur of
the Expiration Date, Full Prepayment Date, date of an event of
default or Conversion Date (except that no Bonus Interest shall
be earned or become payable if such Full Prepayment Date, date of
an event of default or Conversion Date occurs within one (1) year
after the date hereof). Such Bonus Interest shall be due and
paid to Seller on the Full Prepayment Date or upon an event of
default. However, if no event of default or full prepayment
occurs, then Bonus Interest earned on the Expiration Date shall
be due and payable on the Expiration Date; and Bonus Interest
earned on the Conversion Date shall not be paid on the Conversion
Date, but the amount thereof shall be added as additional
RTC AHDP Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1 - 4 -
r
principal to the outstanding principal balance hereunder and
shall bear interest at the Annual Rate from the Conversion Date
until the total amount thereof has been paid in full. As used
herein, the term "Bridge Loan Reset Balance" is defined as the
amount which is the greater of either:
(a) the Purchase Price (as defined in the Contract) of
the Property minus the Cash Portion of the
Purchase Price (as defined in the Contract) plus
fifty percent (50%) of the amount by which the
value of the Property (the "DIV calculated Value")
exceeds the Purchase Price; the DIV Calculated
Value being computed by utilizing the Seller's
affordable multi -family housing derived investment
value methodology (taking into account the
affordable housing restrictive covenants placed on
the title to the Property by the Seller), such
methodology being in accordance with certain
written standards previously distributed with due
diligence materials in connection with Borrower's
purchase of the Property (the "pIV Analysis"); or
(b) the [Bridge Loan Initial Balance] [Purchase
Portion and the amount of the Escrowed Portion
then disbursed pursuant to the Post -Closing Escrow
Agreement as of such date], plus any interest
thereon then due and unpaid, plus any other
advances of funds made by Seller, less any
prepayment of principal.
[Notwithstanding the foregoing, in no event shall the Bridge Loan
Reset Balance exceed the maximum amount that complies with
applicable law limiting the amount of interest or other charges
permitted to be collected from Borrower.]
The DIV Calculated Value shall, for the period from the
date hereof through one (1) year following the dette hereof, be
conclusively determined by the DIV Analysis of the Property
calculated or approved by Seller in connection with the closing
on Borrower's purchase of the Property. Upon the first
anniversary of the date of the Note, the DIV Calculated Value
shall be recalculated by taking the average of the value of the
Property as computed by two independent underwriters, one
selected by the Borrower and one selected by the Seller, using
the DIV Analysis of the Property value as of said anniversary
date and such DIV Calculated Value shall be valid for a period of
one year thereafter. In the event that Bonus Interest is earned
as provided above at a time during which no DIV Calculated Value
is in effect, then Borrower shall provide Seller with at least
sixty (60) days prior written notice of the anticipated event
RTC AHDP Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1 — 5 -
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which will give rise to the Bonus Interest obligation, so that
the parties can each have a current DIV Analysis prepared.
8. Buyer's Options.
On the Expiration Date or at any time prior thereto,
Buyer shall have the right to:
(a) Retain ownership of the Property and convert the
Bridge Loan into a permanent loan as provided
above.
(b) Sell the Property to a third -party which is
ineligible to, or does not wish to assume the Note
as provided below, in which event the Bridge Loan
Reset Balance shall be immediately due and
payable.
(c) Sell the Property to a Qualified Public Agency
(hereinafter defined) or Qualified Non -Profit
Organization (hereinafter defined) (Qualified
Public Agencies or Qualified Non -Profit
Organizations are hereinafter referred to
individually and collectively as "Qualified
organizations") wishing to assume and, on the
Conversion Date, convert the Bridge Loan (at the
Bridge Loan Reset Balance) subject to the
following additional terms:
(i) The Qualified Organization meets Seller's
underwriting standards, evidences its
competence to own and operate affordable
housing units, in Seller's sole discretion
and pays the RTC's underwriting fees.
(ii) With the consent of Seller, which may be
granted or withheld in Seller's sole
discretion, the Buyer may obligate a
Qualified Organization to repay the Buyer for
the Buyer's advances for capital improvements
to the Property paid for by Buyer from
sources other than the Bridge Loan or
Converted Loan and/or advance funds to such
Qualified Organization to finance a portion
of the required curtailment of principal
described above, and require that such
obligation be secured by a lien subordinate
to the lien of the Note.
RTC AHDP Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1 — 6
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(iii) The assuming Qualified organization may
subordinate the Converted Loan as provided in
(e) below.
(d) Retain title to the Property, refinance the Bridge
Loan with third party financing and prepay the
Bridge Loan Reset Balance.
(e) Retain title to the Property, and if subordination
of the Bridge Loan is requested by the Buyer and
approved by the Seller, convert and subordinate
the Note to a new first mortgage loan. Seller
shall approve such subordination only upon
satisfaction of the following terms and
conditions:
(i) The new first mortgage loan ("New Loan") is
from the Federal National Mortgage
Association or the Federal Home Loan Mortgage
Corporation or from another lender if such
loan is insured by the Federal. Housing
Administration (the "New Lender");
(ii) The New Loan is disbursed to Buyer on or
before the Expiration Date;
(iii) The Buyer makes a principal payment to the
Seller reducing the outstanding principal
balance of the Bridge Loan to fifty percent
(50%) or less of the Bridge Loan Reset
Balance calculated as of the Conversion Date;
(iv) On the date of subordination, the Bridge Loan
is converted in full to a permanent loan in
accordance with the provisions set forth
above (except as otherwise provided in this
paragraph), the Maturity Date being the date
on which the New Loan matures;
(v) The mortgage or deed of trust securing such
New Loan is in form and content acceptable to
the Seller in its sole discretion;
(vi) The New Lender executes the Lienholder's
Subordination, Consent and Notice Agreement
without amendment, deletion or change; and
(vii) The aggregate outstanding balance of the Loan
and the New Loan shall not exceed one hundred
fifty percent (150%) of the Bridge Loan Reset
RTC AEDP Direct Salee Program
P&S Exh. B, Bridge, Ver. 1.1 — 7 —
Balance. Notwithstanding the above, if the
New Loan is insured by the Federal Housing
Administration, then the Buyer must make an
additional principal payment to the Seller to
reduce the outstanding principal balance of
the Converted Loan to an amount not greater
than fifteen percent (15%) of the Federal
Housing Administration approved maximum
mortgage value for the Property as defined in
the applicable Federal Housing Administration
rules and regulations.
As used herein, the term "Qualified Public Agency"
shall be defined as any federal, state or local government or
public agency, including but not limited to any public housing
agency or special purpose corporation set up by federal, state or
local government to assist with the provision of affordable
housing, which has the financial and operational capacity (as
determined by the Seller in its sole subjective discretion) to
own, manage, and operate the Property as affordable housing as
evidenced by an acceptable financial operating history.
As used herein, the term "Qualified Non -Profit
organization" shall be defined as a private organization
(including but not limited to a limited equity cooperative) of
which no part of the net earnings inures to the benefit of any
member, shareholder, founder, contributor or individual; is
approved by the Lender as to financial responsibility; and which
has the financial and operational capacity (as determined by the
Seller in its sole subjective discretion) to own, manage and
operate the Property as affordable housing as evidenced by an
acceptable financial operating history. Notwithstanding the
foregoing, Seller may consent to the assumption of the Bridge
Loan by a partnership or other venture comprised of one or more
Qualified Non -Profit Organizations and for -profit entities
("Venture") if such Venture meets the criteria set forth in
Section 8(c)(i) above, and such Venture makes a principal payment
to the Seller reducing the outstanding principal balance of the
Bridge Loan to eighty-five percent (85%) or less of the Bridge
Loan Reset Balance calculated as of the Conversion Date.
9. Prepayment.
Buyer may prepay the Note in full or in part at any
time and from time to time, without premium or penalty, upon
sixty (60) days prior written notice to Seller. All prepayments
shall include payment of all accrued and unpaid interest to the
date of such prepayment on the amount of principal being prepaid;
and additionally, if the Note is prepaid in full, all Bonus
Interest earned, if any. Except as otherwise provided for herein
RTC AHDF Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1 — 8 -
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upon conversion or subordination of the Converted Loan, a partial
prepayment shall not postpone or reduce any regular payments of
principal or interest, but shall be credited first to the payment
of any late charges accrued and due, then to other sums advanced
under the Loan Documents, then to accrued and unpaid interest,
then to unpaid principal due and payable on the Expiration Date
or Maturity Date, and then, if applicable, to any unpaid
installments of principal in the inverse order of maturity.
10. Incentive Credit and Incentive Payment.
As an incentive to encourage resale or refinancing of
the Property, upon the payment of the Note in full due to
complete refinancing of the Bridge or Converted Loan or cash
payoff of the Bridge or Converted Loan, or due to acceleration of
the Bridge or Converted Loan because of resale of the Property by
Buyer, but not upon the assumption and conversion of the loan by
a Qualified Organization, nor upon conversion or partial
prepayment of the Bridge Loan without an assumption by a
Qualified Organization, the Seller shall recognize a credit in
favor of Buyer, to be applied only toward the outstanding amounts
due under the Note at the time of payment, in the amount equal to
five percent (5%) of the amount of the Bridge Loan Reset Balance
as of the date of payment (the "Incentive Credit").
Alternatively, upon the assumption and conversion of the loan by
a Qualified Organization, the Seller shall pay to Buyer a cash
bonus payment in the amount equal to five percent (5%) of the
Bridge Loan Reset Balance as of the date of assumption (the
"Incentive Payment").
11. Security.
The Note shall be secured by a first -lien [mortgage]
[deed of trust], assignment of rents and security agreement
encumbering the Property ("Mortgage"), by financing statements
filed pursuant to the Uniform Commercial Code and also by a
separate Assignment of Rents and Leases.
12. Late Charge and Default Interest.
Loan payments more than ten (10) days late shall be
subject to a late charge of five percent (5%) of such late
payment. If any payment remains past due for thirty (30) days,
such payments shall bear interest at an additional four percent
(4%) over the stated rate.
13. Non -Recourse Provisions.
RTC AHDP Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1 — 9 —
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The Note
arising out of the
misrepresentation,
and environmental
14. Escrows.
shall be non -recourse except for liability
Purchaser's fraud, misapplication of funds,
waste, enforcement costs, real estate taxes,
indemnifications.
(a) Taxes and Insurance Escrow Account.
So as to assure sufficient funds to pay when due
all real estate taxes (or payments in lieu
thereof), special assessments, hazard insurance
premiums, reserves for replacements and similar
charges affecting the Property, Buyer shall pay
Seller additional monies, as follows:
(i) If Seller determines that the monthly
payments in (ii) below will be insufficient
to pay the charges specified when due, then
at Closing Buyer shall pay to Seller a lump
sum in the amount necessary, if any, as
determined by Seller in Seller's sole
discretion, so that such lump sum plus the
monthly payments made as described below will
be sufficient to pay all such charges at
least thirty (30) calendar days before
payments of such charges are due; and
(ii) Commencing with the first payment of interest
due under the Note, and concurrently with
each payment due under the Note thereafter
until the Expiration Date or Maturity Date,
Buyer shall pay to Seller an amount equal to
one twelfth of the annual amount of such
charges calculated so that the total of
monthly payments made shall be sufficient to
pay each such charge at least thirty (30)
calendar days before due.
Escrows for real estate taxes and insurance
premiums will be placed in a Federally insured
account. Seller reserves the right to re-
calculate on an annual basis the amount required
for monthly escrows under the Deed of Trust and
shall advise Buyer, in writing, of any changes.
Buyer agrees to provide Seller with all
information necessary for Seller to perform this
annual recalculation.
RTC AHDP Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1 — 10 —
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[(b) Operating MMense Deficiency, Capital Improvement
and Cash Costs for Permanent Financing Escrows.
(i) If it is projected that the Property's
permitted bona fide expenses (including debt
service) during the Bridge Term will exceed
the total of all monthly rent, additional
rent and all other payments received under
leases of the Property, then on the Closing
Date, the Seiler may advance to the Buyer, by
placing such funds in an interest bearing,
federally insured escrow account ("Escro
Account") an amount of funds approved by
Seller based upon an estimation of the amount
necessary for certain operating expense
deficiencies ("Operating Expense Deficiency
Amount"). Buyer shall be required to submit
to the Seller a budget, approved by the
Seller ("operating Deficiencies Budget$'),
projecting such Operating Expense Deficiency
Amount. Such Operating Expense Deficiency
Amount shall be added to, and included
within, the Bridge Loan Initial Balance on
the Closing Date as part of the Escrowed
Portion of the Bridge Loan. The Post -Closing
Escrow Agreement shall set forth the terms
and conditions of such escrow of funds. As a
condition of drawing funds from the Escrow
Account, Purchaser shall be required to
certify that such draws are within the
Operating Deficiencies Budget.
(ii) Additionally, if the Buyer projects that
capital improvements are necessary to correct
housing code violations (as evidenced by an
inspection report, approved by the Seller,
issued by the applicable agency with
jurisdiction to enforce the housing code)
("Allowed Capital Improvements'), the Seller
may advance to Buyer, by placing such funds
in the Escrow Account, an amount of funds
based upon the estimated cost of such Allowed
Capital Improvements ("Capital Improvements
Amount"). The Buyer shall be required to
submit to the Seller a budget, approved by
the Seller ("Capital Improvements Budget"),
of the estimated costs of such Allowed
Capital Improvements. Such Capital
Improvement Amount shall be added to, and
included within, the Bridge Loan Initial
RTC AHDP Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1 — 11
Balance on the Closing Date as part of the
Escrowed Portion of the Bridge Loan. The
Post -Closing Escrow Agreement shall set forth
the terms and conditions of such escrow of
funds. As a condition of drawing funds from
the Escrow Account, Buyer shall be required
to certify that such draws are within the
Capital Improvements Budget.
(iii) Additionally, if the Buyer projects that it
will not have the cash needed to pay
projected up -front cash costs required for
the Borrower to obtain a permanent loan
refinancing the Property ("Fish Costs for
Permanent Financing"), the Seller may advance
to Buyer, by placing such funds in the Escrow
Account, an amount of funds based upon the
estimated cost of such Cash Costs for
Permanent Financing (the ")refinancing Costs
Amount"). In no event shall the Refinancing
Costs Amount exceed two percent (2%) of the
Purchase Price (as defined in the Contract).
The Buyer shall be required to submit to the
Seller a budget, approved by the Seller
("Cash Costs for Permanent Financing Budget")
of the estimated amount of such Cash Costs
for Permanent Financing. Such Refinancing
Costs Amount shall be added to, and included
within, the Bridge Loan Initial Balance on
the Closing Date as part of the Escrowed
Portion of the Bridge Loan. The Post -Closing
Escrow Agreement shall set forth the terms
and conditions of such escrow of funds.
(iv) All funds remaining undisbursed from the
Escrow Account on the date two years after
the Closing Date, on the date of the Full
Prepayment Date, on the Conversion Date, or
upon a default under the Loan Documents,
shall be disbursed to the Seller and Seller
shall apply all such funds towards the
outstanding principal balance of the Loan.)
OR
[(b) Intentionally Omitted)
15. Environmental Hazards.
Buyer shall maintain the Property during all such times
RTC AHDP Direct salee Program
P&S Exh. B, Bridge, Ver. 1.1 — 12 -
as the loan is outstanding in accordance with all applicable
environmental laws and regulations and any applicable operating
and maintenance programs, and shall comply with all requirements
regarding Hazardous Materials as described in the Deed of Trust.
16. Insurance.
Buyer shall obtain and maintain insurance on the
Property consistent with this Paragraph.
At least five (5) days prior to closing, Buyer shall
provide to Seller written evidence of actual policies of
insurance in form and content acceptable to Seller and a letter
from Buyer's insurance agent outlining coverages and certifying
that such coverage shall be in full force and effect as of the
closing date. Paid receipts for premiums shall be provided at
closing to the closing agent or, in the alternative, funds
sufficient to pay annual premiums as estimated by Buyer and
approved by Seller.
(a) Hazard Insurance Coverage.
(i) The amount of insurance must be 100$ of the
replacement value of the improvements on the
Property;
(ii) Claims must be paid on a replacement cost
basis;
(iii) Coinsurance clauses are not allowed; and
(iv) An Agreed Amount Endorsement must be
obtained.
(b) Deductible.
The maximum deductible should be the lesser of Ten
Thousand Dollars ($10,000.00) or one percent (it)
of the policy face value unless a higher maximum
amount is required by state law.
(c) Steam Boiler.
Coverage is required where a steam boiler or other
pressure vessel is in operation. The insurer's
minimum liability per accident must be at least
equal to the lesser of Two Million Dollars
($2,000,000.00) or the insured value of the
building(s) housing the boiler or machinery.
RTC AHDP Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1 — 13 —
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(d) Rent Loss and Business Interruption.
The amount of coverage shall be:
(i) A minimum of twelve (12) months' coverage for
all multifamily residential properties and
commercial real estate;
(ii) Adjusted annually to reflect current rent
levels; and
(iii) Coverage of one hundred percent (100%) of
gross potential rent.
(e) Liability.
A comprehensive general liability insurance policy
should be provided in a minimum amount of One
Million Dollars ($1,000,000.00) for bodily injury
and property damage for any single occurrence.
Three Million Dollars ($3,000,000.00) is the
minimum required for elevator buildings.
(f) Contractual Liability and Plate Glass Coverage.
Certificates of Contractual Liability and Plate
Glass coverages are required to be delivered to
Seller at Closing.
(g) Earthquake.
Earthquake insurance is required if the Property
is in a Federal seismic zone.
(h) Flood Insurance.
Coverage is required for any property in a Special
Flood Hazard Area or in a 100 year flood plain.
(i) Insurance Carrier.
Each insurance company must have an A. M. Best Co.
policyholder's rating of "A" or better and a
financial size category of "V" or better.
Companies with lesser ratings are acceptable if
they present a reinsurance agreement containing a
direct access clause with a company or companies
that meets) the above rating requirements.
Coverage amounts should not exceed 5 percent (5t)
of carrier surplus and capital unless otherwise
RTC AHDP Direct Salee Program
P&S Exh. B, Bridge, Ver. 1.1 — 14 —
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approved by Seller, otherwise, reinsurance is
required.
All companies must be fully licensed in the state
in which the Property is located.
(j) single carriers.
The same insurance carrier should, if possible,
provide the coverage for each type of policy
required for the Property.
(k) Mortgagee Clause.
The mortgagee clause is to read:
[Resolution Trust Corporation as Receiver for
(Institution)) or [the Subsidiary that sold
the Property], its successors and assigns as
their interests may appear
c/o [RTC's Loan Servicer's Name & Address)
This clause must provide that the carrier notify
the mortgagee in writing at least thirty (30) days
in advance of any policy reduction, non -renewal or
cancellation.
17. Surve .
Seller shall have prepared at Seller's sole cost and
expense, prior to the Closing Date, a current "as -built" survey
of the Property, certified to Seller in its capacity as the
lender of the Bridge Loan and to the Title Company by a
registered or certified land surveyor and showing the perimeter
boundary lines of the Property according to a metes and bounds
description, all improvements located on the Property, and all
easements, utilities, encroachments, and rights of way affecting
the Property. If the legal description of the Property is a
metes and bounds description, the Surveyor shall furnish and
certify such description.
Specifically:
The survey must be certified by a surveyor
licensed in the jurisdiction in which the Property
is located. If the jurisdiction where the
Property is located licenses engineers instead of
surveyors, then the survey may be certified by
such a licensed engineer.
RTC AHDP Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1 — 15 -
The survey must be dated no more than ninety (90)
days prior to the Closing Date.
The survey must be acceptable to the Title Company
for purposes of insuring title.
The survey must meet at least the requirements of
a Class A ALTA/AGSM Land Title Survey, made in
accordance with the Minimum Standard Detail
Requirements for American Land Title Association
and American Congress on Surveying and Mapping
Land Title Surveys, as adopted in 1988, some of
which are listed as Additional Survey Requirements
on Table 3 to such standard requirements (see the
following paragraph).
The survey must show the following:
M The dimensions and total square footage
(land area) of the Property;
(ii) The location of all buildings,
structures and other improvements
(including sidewalks, curbs, parking
areas and fences) on the Property and
the distance from the improvements to
adjoining exterior Property lines;
(iii) The location of all easements,
servitudes, or rights of way (above or
below ground) on the Property, or other
similar exceptions listed in the
commitment for the title insurance
policy for the Property (except that
blanket easements may be noted as such);
(iv) The location and dimensions of any
encroachments by the improvements on the
Property onto any adjacent property,
street, alley or easements located on
the Property, and by improvements on any
adjacent property, street or alley onto
the Property;
(v) The location of minimum recorded
setback, side yard and rear yard lines
for the Property;
(vi) The number of parking spaces on the
Property;
RTC AHDP Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1 — 16
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(vii) The location of utilities serving the
Property, including points of ingress to
and egress from the Property;
(viii) The location of access (such as curb
cuts and driveways) to adjoining streets
and highways, the width of same and the
status of such streets and highways as
public or private;
(ix) The monuments placed (or a reference
monument) at all major corners of the
boundary of the Property;
(x) A legend of all symbols and
abbreviations used on the survey;
(xi) A vicinity map showing the Property
surveyed in reference to nearby
highway(s) or major street
intersection(s);
(xii) observable evidence of cemeteries;
(xiii) Significant observations not otherwise
defined; and
(xiv) A statement listing any easements,
rights of way or other similar
exceptions set forth in the commitment
for title insurance which can not be
precisely located.
The description of the Property shown on the
survey must conform to the legal description shown
in the commitment for a mortgagee's title
insurance policy for the Property. A metes and
bounds description, a lot and block description,
or a description of the Property bounded on all
sides by dedicated streets or alleys is acceptable
as long as it corresponds to the legal description
shown in such title insurance commitment. If the
title insurance commitment refers to a recorded
plat, then such plat with appropriate recording
references must be indicated on the survey.
RTC AHDP Direct Sales Program
PQS Exh. B, Bridge, Ver. 1.1 — 17 —
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If any portion of the Property is located in a
Special Hazard Area, as designated on the
applicable Flood Insurance Rate Map for the
community, the boundaries and a designation of the
zone of any such area within the Property must be
shown on the survey. Flood Insurance requirements
will be applicable in such cases. If the Property
is not in a Special Hazard Area, the survey should
also so note.
A Surveyor's Certificate is required substantially
in the form set out in Exhibit "B-I! and will be
acceptable if it is printed as a legend on the
survey or is attached to and specifically
identifies the survey.
18. Title Commitment and Policy.
Seller shall order a title commitment for a mortgagee's
title insurance policy ("Mortgagee's Title Policy") meeting the
standards set out in this paragraph. In jurisdictions where
title insurance is unavailable or where companies are unable to
issue a Mortgagee's Title Policy meeting the referenced
standards, the Seller will obtain approximately equivalent
coverage. The effective date of the Mortgagee's Title Policy
must be periodically brought forward to [the date of any
disbursement from the Escrow Account and] the Conversion Date.
The expense of providing a Mortgagee's Title Policy for
the benefit of Seller (in its capacity as mortgagee) is borne by
Seller.
Standards:
The maximum single risk assumed by any single
insurer shall be subject to the prior written
approval of Seller. Seller reserves the right to
require reinsurance arrangements or co-insurance
with other acceptable title insurance companies.
Direct Access Agreements shall also be provided.
Each Mortgagee's Title Policy must be written by a
recognized insurer authorized to do business in
the jurisdiction where the Property is located.
The amount of the Mortgagee's Title Policy is to
be equal to at least the Bridge Loan Initial
Balance.
The policy must separately name [the Resolution
RTC AHDP Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1 — 18 —
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Trust corporation as Receiver for (Institution))
or [the Subsidiary that sold the Property), its
successors and assigns as the insured in Schedule
A.
The policy must be written on the current standard
American Land Title Association (ALTA) loan policy
form or a similar form preapproved by Seller. An
endorsement in the form of California Land Title
Association (CLTA) 104 or an equivalent
endorsement providing the same coverage as CLTA
104 is acceptable; CLTA 104.1 is not acceptable.
The 1970 ALTA form of Mortgagee's Title Policy or
the current standard ALTA form of loan title
insurance policy (as adopted October 21, 1987) is
acceptable for all Loans, provided that an
acceptable Environmental Protection Lien
Endorsement is attached. ALTA Form, 8.1 (or the
previously issued ALTA Form 8) is acceptable.
Part (b) of ALTA Form 8.1 (or the previously
issued ALTA Form 8) may take exception only for
specific state statutes that provide for
environmental protection liens that could take
priority over the Mortgage.
Standard exceptions for tenants in possession
under unrecorded leases and mechanics' liens must
be deleted.
The effective date of the Mortgagee's Title Policy
must be as of the date (and time, where available)
of recording of the Mortgage.
Any survey exception to the Mortgagee's Title
Policy, except for those items shown on a current
survey, must be deleted or, if there are any
survey exceptions reflected in the Mortgagee's
Title Policy (e.g., encroachments, projections),
insurance is required, if available, against loss
or damage resulting from the excepted statement of
facts.
The legal description of the Property in the
Mortgagee's Title Policy must conform to that
shown on the survey of the Property.
If the Mortgagee's Title Policy includes any
exception for taxes, assessments or other lienable
items, it must insure that such taxers, assessments
RTC AHDP Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1 — 19 -
or items are not yet due and payable.
All liens, encumbrances, conditions, restrictions
or easements of record must be shown on the
policy, except for any such matter of record (such
as a racially restrictive covenant) that is
legally unenforceable.
A Usury Endorsement, affirmatively insuring that
the lien of the insured mortgage is not invalid or
unenforceable by reason of usury laws of the
applicable State, must be included in the
Mortgagee's Title Policy.
An endorsement affirmatively insuring that the
bonus interest provided for in the Note is secured
by the lien of the insured mortgage and increasing
the amount of the Mortgagee's Title Policy to
include such potential Bonus Interest as
additional principal secured by the mortgage, in
form and content acceptable to Seller, must be
included in the Mortgagee's Title Policy.
A Restrictions, Encroachments, Minerals
Endorsement (ALTA Form 9) or an equivalent
comprehensive endorsement must be included in the
Mortgagee's Title Policy.
If ALTA Form 9 is not available and if there are
Schedule B - Part I exceptions to easements or
rights of way, the Mortgagee's Title Policy must
provide affirmative insurance that there are no
encroachments by any of the improvements onto the
easements or rights of way, or provide insurance
against loss or damage resulting from such
encroachment(s).
If ALTA Form 9 is not available and if there are
Schedule B - Part I exceptions to covenants,
conditions and/or restrictions, the Mortgagee's
Title Policy must insure that said covenants,
conditions and restrictions have not been violated
and any future violation will not result in a
forfeiture or reversion of title.
Seller will determine the acceptability of any
Schedule B, Part I exceptions (that are excluded
from coverage even though an ALTA Form 9
endorsement, or special endorsement(s) as set out
above, have been issued) for (i) encroachments
RTC AHDP Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1 — 20 —
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onto the Property or onto easements or rights of
way excepted in the Mortgagee's Title Policy, or
encroachments by the improvements on the Property
onto adjoining land, (ii) violations of existing
covenants, conditions or restrictions, or (iii)
other adverse circumstances.
Any appurtenant easements (such as access or
utility easements) necessary to the operation of
the Property should be affirmatively insured by
the Mortgagee's Title Policy as part of the
insured description.
If Schedule B, Part I indicates the presence of
any easements that are not specifically located,
the Mortgagee's Title Policy shall provide
affirmative insurance against any loss that
conflicts with the use or diminishes the value of
the improvements resulting from the exercise by
the holder of such easement of its right to use or
maintain that easement.
Any Mortgagee's Title Policies in connection with
a California property also must include an
endorsement designating the location of the
improvements and the land location. CLTA Form 116
or an equivalent form is acceptable for this
purpose.
The Mortgagee's Title Policy must include as an
informational note to Schedule A the recorded plat
number (and recording information), if any, and
the property parcel number(s) or tax identifying
number(s), as applicable, for the Property, if
such numbers are available in the jurisdiction in
which the Property is located.
Financing statements showing Seller as secured
party must be shown on Schedule B, Part II, and
must not be listed as exceptions on Schedule B,
Part I. Any recorded assignment of leases that
provides collateral for the Loan must be shown on
Schedule B, Part II, and must not be listed as an
exception on Schedule B, Part I.
If the 1987 ALTA form policy or a policy
containing similar arbitration provisions is used,
the Title Company must agree that the compulsory
arbitration provisions of the policy do not apply
for any claims by or on behalf of the insured.
RTC AHDP Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1 — 21 —
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Seller will make this arrangement directly with
the Title Company.
19. Fixtures and Personalty.
All furniture, fixtures, and equipment necessary for
the operation of the Property must be secured by Uniform
Commercial Code financing statements naming Seller as the secured
party. The Financing Statements must be recorded in all places
necessary to perfect a valid first security interest, typically
in the land and chattel records where the Property is located and
with the Secretary of State.
20. Buyer's Organizational Documents.
Buyer shall provide Seller with certified copies of,
and Seller or its Closing Agent shall have approved, Buyer's
organizational documents and evidence of authority to enter into
the Loan transaction contemplated, including, but not limited to,
the following, with all amendments:
(a) Articles of Incorporation;
(b) Bylaws;
(c) Certificate of Good Standing and Qualification to
Do Business issued by the state in which Buyer was
organized and by the state where the Property is
located, if different;
(d) Appropriate Authorizing Resolutions;
(e) Incumbency Certificate;
(f) Authorization of Officers to execute and deliver
the Agreement and Loan Documents;
(g) [Limited] Partnership Agreement;
(h) Certificate of [Limited] Partnership;
(i) Partnership Consents;
(j) Any filing with the appropriate state or county
office, as required by the law of the jurisdiction
in which the Property is located documenting the
legal existence of the particular entity or
authorizing any aspect of the Loan transaction.
(NOTE: subsections (k), (1) and (m) apply only to
RTC AHDP Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1 — 22 —
r
Qualified Public Agencies.
(k) Certificate of the Counsel to the Buyer as to the
adoption and or ratification and continuing
validity of (i) the Buyer's general enabling
statute or regulation, and (ii) the statute or
regulation which authorizes the contemplated
transaction.
(1) Certificate of the Secretary of State as to the
Incumbency, Due Appointment and Election of
Buyer's officials.
(m) Certificate of the Determination by the Buyer (by
an official thereof) that the transaction
contemplated is undertaken to achieve the purposes
of the Buyer as established by its
enabling/authorizing legislation or regulation,
and that such transaction has been duly approved
by the Buyer.)
RTC AHDP Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1 — 23 —
r
21. Buyer's Certification.
Buyer will provide Seller at Closing with a
certification in substantially the applicable form included in
Exhibit "B-111.
22. Opinion of Borrower's Counsel.
Buyer shall provide an Opinion of Borrower's Counsel,
in substantially the applicable form included in Exhibit "B-111.
23. Conditions to Seller's Obligations.
Without limiting other provisions of this Agreement,
the obligation of Seller to provide the Seller Financing is
subject to the following conditions:
(a) Compliance by Buyer with each of the terms,
covenants and conditions of this Agreement and all
Exhibits;
(b) Written approval by Seller of all of the
submissions and evidence required by or pursuant
to the Underwriting Process and this Agreement;
(c) None of the following shall have occurred prior to
the Closing Date:
(i) Buyer shall have become insolvent, shall have
made a fraudulent transfer or an assignment
for the benefit of creditors, or shall have
admitted in writing its inability to pay its
debts as they become due;
(ii) Buyer is generally not paying its debts as
such debts become due;
(iii) A receiver, trustee or custodian shall have
been appointed for, or taken possession of,
all or a substantial part of the assets of
Buyer or any of the Property, either in a
proceeding brought by or against Buyer, or in
a proceeding brought against Buyer and such
appointment shall not have been discharged or
such possession shall not have been
terminated within thirty (30) days after the
effective date thereof and prior to the
Closing Date or Buyer shall have consented to
or acquiesced in such appointment or
RTC AHDP Direct Salee Program
P&S Exh. B, Bridge, Ver. 1.1 — 24 -
r
•
possession;
(iv) Buyer shall have filed a petition for relief
under any federal or state insolvency,
bankruptcy or similar law ("Applicable
pankruptgy Law") or an involuntary petition
for relief shall have been filed against
Buyer under any Applicable Bankruptcy Law;
(v) Buyer shall have instituted or voluntarily
become a party to any other judicial
proceeding intended to effect a discharge of
the debts of Buyer, in whole or in part, or
to effect a postponement of the maturity or
the collection thereof, or to effect a
suspension of any of the rights or powers of
any creditor in connection therewith;
(vi) Buyer shall have failed to pay any money
judgment or judgments against it at least ten
(10) days prior to the date on which the
assets of Buyer may be sold to satisfy such
judgment; or
(vii) Buyer shall have failed to have discharged,
within a period of ten (10) days after the
commencement thereof, any attachments,
sequestrations or similar proceedings
asserted against any assets of Buyer.
24. Participation/Loan Sale/Transfer of ServiciM.
Seller may, prior to or after the Closing, sell or
transfer either a participation interest in a portion or the
whole of the indebtedness evidenced by the Note to other parties
or to affiliates of Seller without the consent of Buyer. In
addition, Seller may transfer the rights and responsibilities
relating to the servicing or administration of such indebtedness
to other parties. Within ten (10) days of receipt of written
request by Seller, Buyer shall execute and deliver to Seller or
Seller's designees such estoppel certificates in form, scope and
substance satisfactory to Seller as are necessary to effect any
such sales or transfers. Buyer will provide to parties
designated by Seller such information as reasonably may be
required to form a decision as to the purchase from Seller or
participation with seller in all or part of the indebtedness
evidenced by the Note. It is expressly understood by Buyer that
the obligations set forth in this paragraph shall survive and
continue after Closing until the Maturity Date. Seller may
disclose to such parties any credit or other information
RTC AHDP Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1 — 25 —
concerning Buyer or the indebtedness evidenced by the Note.
Buyer shall make all payments and give all notices due hereunder
or under any of the Loan Documents to Seller until receipt by
Buyer of written notice from Seller to the contrary.
25. Property Management and Physical Needs PlAn.
Buyer shall submit to Seller prior to the closing, but
as soon as possible, a property management and physical needs
plan in form and content satisfactory to Seller demonstrating the
long term economic viability of this transaction.
26. Replacement Reserve Fund.
Throughout the term of the Loan and until the Loan is
satisfied in full, Buyer shall deposit in escrow with Seller, on
the first day of each and every month, the amount of Twenty -One
Dollars ($21.00) for each residential dwelling unit on the
Property. Such monthly deposits shall be placed by Seller in a
non -interest bearing account, and shall be released by Seller in
Seller's sole discretion to pay certain repair and replacement
costs as described in the Replacement Reserve Agreement. Upon
satisfaction in full of all of Buyer's obligations to Seller
under the Loan, any sums remaining in such escrow account shall
be paid to Buyer.
27. Additional Representations and Warranties.
All statements contained in any certificate, financial
statement, legal opinion or other instrument or document
delivered by or on behalf of Buyer pursuant to or in connection
with the financing contemplated by this Agreement shall
constitute additional representations and warranties made under
the Loan Documents.
28. Documents Satisfactory to Seller.
All documents, certificates, insurance policies and
other items required under the provisions of this Exhibit "B" to
be executed or delivered to Seller shall be satisfactory to
Seller in form, scope and substance.
29. No Third Party Beneficiary.
The provisions of this Exhibit "B" are for the sole
benefit of Seller and Buyer and are not for the benefit of any
third party.
RTC AHDP Direct Sales Program
P&S Exh. B, Bridge, Ver. 1.1 — 26 -
30. No Waiver.
In the event that Buyer fails to satisfy any condition
set forth in this Exhibit "S" that is a condition precedent to
Seller closing the Loan and Seller nevertheless closes the Loan
as an accommodation to Buyer, such condition(s) shall not be
deemed waived and Buyer shall have thirty (30) days: from the date
of Closing to satisfy such condition(s). Buyer's failure to
satisfy such condition(s) within said thirty (30) day period
shall constitute a default under the Loan Documents. A post -
closing agreement to such effect in form and content acceptable
to Seller shall be executed by Buyer at Closing.
31. Licenses. Permits and Authorizations.
Buyer shall be responsible for obtaining, at its
expense and prior to Closing, all licenses, permits and
authorizations necessary to operate the Property.
RTC AHDP Direct Salee Program
P&S Exh. B, Bridge, Ver. 1.1 — 27 —
EXHIBIT C
Information Provided by RTC In due diligence package:
1. Operating Summary & Rent Roll as of 11-30-92.
2. Title Commitment
3. Evironmental Site Assessment
4. Copies of appraisals
Information Provided by RTC after delivery of diligence materials:
Updated operating summary & rent Roll as of 5-30-93.
EXHIBIT E
Confidentiality Agreement to be Inserted here
EXHIBIT K
To be provided by seller
EXHIBIT L
Financial Resources
The City of Lubbock will utilize funds from the City's General Fund, The Lubbock Housing Authority
Reserves, or funds on hand with the Lubbock Housing Finance Corporation to complete the transaction.
After receipt of the earnest money, the only additional required funds to close the transaction will be
nominal closing costs.
EXHIBIT M
Land Use Restriction Agreement Compliance
The City of Lubbock as purchaser will designate 2 of the 16 total units (15%) as low Income units and 3
of the total 16 units as very low Income units (20%).
EXHIBIT N
Experience In Owning and Operating Affordable Housing Property.
The City of Lubbock currently owns and operates 600 units of public housing and operates 400 units of
HUD Section 8 housing. The property will be managed by either a third party property management firm
experienced in Affordable Housing or by the Lubbock Housing Authority, a department of the City of
Lubbock.
EXIBIT N-1
Property Management Plan
The City of Lubbock intends to hold these properties long term for use as Affordable Housing. Additionally,
these properties will be targeted as housing for the elderly utilizing HOME grant funds as required for
handicap and other modifications required by the elderly.
Day to day management and operation of the property will be handled by The Lubbock Housing Authority
and a third party fee manager familiar with Affordable Housing and professional property management.
EXHIBIT O
No changes to Information provided In Notice of Serious Interest, previously provided.
CERTIFICATION BT PROPOSED FUtCNASER
This certification is Riven in connection with the proposed purchase of certain assets (the "Assets") by the
urdersigned from the Resolution Trust Corporation ("RTC") In its corporate, receivership, and/or conservatorship
capacities. The undersigned heretry certifies as follows:
(1) No default exists with respect to any Obligation of the undersigned or any of its Affiliated
Business Entities, or any Obligation which was an Obligation of on entity which as an
Affiliated Business Entity of the undersigned on or after January 1, 1993.
(2) The undersigned has no reason to believe that it is purchasing the Assets an behalf of, or for
resale to an entity which would, if it were purchasing the Assets directly, be unable to sake
the certification in 0) above. (This certification not reWirad from underwriters in an
initial offering of securities backed by a pool of assets assembled by RTC.)
For purposes of this certification, Obligation weans one or more continuing legal claims for payment by the RTC,
the Federal Deposit Insurance Corporation ("FDIC,), or the Federal Savings and loan Insurance Corporation
("FSLIC") in any of their capacities, having an aggregate outstanding amount due of $500,000.00 or more. A
Default in an Obligation exists (a) where any payment is 90 or more days past due, or (b) whare a final Judgment
is unsatisfied. An Affiliated Business Entity weans a business organization (e.g., a corporation, partnership,
etc.) that is controlled by the purchaser, controls the purchaser, or is under common control with the
purchaser. Where control of the purchaser rests in an individual, the individual is an Affiliated Business
Entity. For purposes of this definition, control exists if an individual or entity, directly or indirectly,
individually or acting in concert with others, controls the management or policies of the business organization.
In signing this certification, i represent
an behalf of the undersigned entity. 1 /I
Proposed
Dated: 21 Q A 3
nr that I have the authority to execute this certification
certift that ve rtification is true and correct.
Titl
of
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oreacadom Me be refanod to Ow Ofew of Ingoctor oanwal andfor the appropriate low wdor nt ofiidafs for imaedaadon and Iaaat onlorwewrL
end mor be nbjaat to Knot andlr kryriorsrwnt Ila U.S.C. socao,w toot, 1007. and 1014).
CERTIFICATION RT PROPOSED PURCXASfR
TO COIPtT VITR 12 CFR PART 1620
This certification is Riven in connection with the proposed purchase of certain assets (■the assets-)
by the Proposed Purchaser (identified below) from the Resolution Trust Corporation (*RTC") in its corporate,
receivership, and/or conservatorship capacities.
The undersigned has received a copy of, and has read, 12 CFR Part 1620.
The undersigned hereby certifies that none of the restrictions set forth in 1I CFR Part 1620 would apply
to the sale of any of the assets to the Proposed Purchaser.
In signing this certification, the undersigned represents and warrants that he or she has the authority
to execute this certification on �-of--Lhf Proposed Purchaser. The undersigrwd also warrants that this
certification is true and correc lx <^---
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print Name: David�to
sitle: Mayor
Dated: O'1z /Q?
MOTICE: Any purchaser or representative who knowinpty or willfully awakes false or fraudulent statesxucta or
representations will be referred to the Office of Inspector General and/or the apixropriate low enforcement
officials for investigation and legal enforcement, and may be subject to fines ardor Imprisonment Cafe e.g.,
18 U.S.C. Sections 1001, 1007. 1014, 1621).
PART 1620 — RESTRICTIONS ON SALE OF ASSETS BY THE RESOLUTION TRUST
CORPORATION
Sec.
1620.1 Purpose and scope.
1620.2 Definitions.
1620.3 Restrictions on the sale of assets by the RTC in conjunction with a loan or
extension of credit.
1620.4 Restrictions on the sale of assets by the RTC regardless of the method of financing.
1620.5 Independent determination of eligibility for seller financing.
1620.6 Certain asset sales unaffected by this part.
1620.7 Certification required.
Authority: 12 U.S.C. 144la(b)(12) and (f).
§ 1620.1 Purpose and scope.
(a) The Resolution Trust Corporation is prohibited from selling assets that were or are
held by savings associations that have been placed under the conservatorship or receivership of the
Resolution Trust Corporation to certain persons who profited or engaged in wrongdoing at the
expense of those savings associations, or seriously mismanaged those savings associations.
(b) The restrictions of this part generally apply only when there is a connection between
a savings association that now holds or formerly held one or more assets, and the prospective
purchaser whose conduct injured that specific savings association. The restrictions apply even
though the assets are no longer owned by the savings association that the prospective purchaser
injured. Provided, that, unless the RTC determines otherwise, the restrictions shall not apply to
sales of securities backed by pools of assets which may include assets of such savings association.
Except as specified, this part does not establish a general prohibition against the sale of assets of
savings associations under the control of the Resolution Trust Corporation to a prospective
purchaser who may have injured one or more savings associations other than the savings
association(s) whose assets the purchaser seeks to purchase.
§ 1620.2 Definitions
(a) Corporation means the Resolution Trust Corporation in its corporate capacity.
(b) Key official means a management official, managing or general partner, or director
of an entity, or an individual who, acting individually or in concert with one or more entities or
individuals, owns or controls 25 percent or more of the ownership of an entity, or otherwise
controls the entity's management or policies.
(c) Management off icW means an individual within an organization who has substantial
responsibility for the direction and control of the organization's policies and operations.
(d) Person includes an individual, or an entity with a legally independent existence,
including, without limitation, a trustee; the beneficiary of at least a 25 percent share of the
proceeds of a trust; a partnership; a corporation; an association; a society; or other organization
or institution.'
(e) RTC means the Resolution Trust Corporation as corporation, as conservator, or as
receiver, as the context indicates.
§ 1620.3 Restrictions on the sale of assets by the RTC in conjunction with a loan or extension
of credit.
(a) Neither the Corporation, nor a savings association that is under the conservatorship
or receivership of the RTC, may, in selling one or more assets of any savings association that was
or is under the conservatorship or receivership of the RTC, provide a loan, advance, or other
extension of credit, to a person if —
(1) That person, or a key official of that person, has defaulted, or has been a
key official of a partnership or a corporation which defaulted, on one or more obligations to any
savings association; and
(2) The person or its key official has been determined by a court or
administrative tribunal to have engaged in, or is subject to a pending judicial or administrative
action brought by the RTC or a component of the government of the United States or of any state
alleging fraudulent activity in connection with any such obligation.
(b) It shall be a violation of paragraph (a) of this section for a person under such
circumstances to purchase, using a loan, advance, or other extension of credit provided by the
Corporation or such savings association, one or more assets of a subject savings association.
(c) For purposes of paragraph (a) of this section, a person or its key official is
considered to have defaulted on an obligation only if the person or its key official has failed to
comply with the terms of the loan or other obligation to such an extent that the property securing
the obligation is foreclosed upon. Paragraph (a) of this section does not apply to the failure to
satisfy an unsecured obligation.
(d) The restrictions in paragraph (a) of this section do not apply if the sale or transfer
of an asset resolves or settles, or is part of the resolution or settlement of, obligations owed by the
person or its key official(s) to the savings association whose assets are being sold, or to the
Corporation.
§ 1620.4 Restrictions on the sale of assets by the RTC regardless of the method of financing.
(a) Neither the Corporation, nor a savings association that is under its conservatorship
or receivership, may sell one or more assets of a savings association that was or is under the
conservatorship or receivership of the RTC, to any person if the person or any key official of that
person —
(1) Has participated, as an officer or director of the same savings association,
or of an affiliate of that savings association, in a material way in one or more transaction(s) that
resulted in an aggregate loss of more than $50,000 to that savings association, taking into account
any net proceeds from the sale of collateral; or
(2) Has been removed from, or prohibited from participating in the affairs of,
the savings association whose asset(s) is (are) being sold, pursuant to any final enforcement action
by a Federal banking agency (defined at 12 U.S.C. 1813(q)); or
(3) Has demonstrated a pattern or practice of defalcation regarding obligations
to the savings association whose asset(s) is (are) being sold.
(b) The restrictions of paragraphs (a)(1) and (a)(3) of this section shall not apply if the
sale or transfer of an asset resolves or settles, or is part of the resolution or settlement of,
obligations owed by the person or its key official(s) to the savings association whose assets are
being sold, or to the Corporation.
(c) For purposes of paragraph (a) of this section, "affiliate" is defined as any company
that controls, is controlled by, or is under common control with, another company. Control shall
be defined as it is defined in 12 U.S.C. 1841(a)(2) on August 20, 1992.
(d) For purposes of paragraph (a) of this section, a 'loss" is a net loss where a savings
association has written off a receivable, either because it was required to do so by an examiner,
auditor or regulator, or elected to write off the receivable using applicable accounting principles.
(e) For purposes of paragraph (a) of this section, an individual or entity has participated
-in a material way in a transaction that caused a loss to a savings association if the individual or
entity:
(1) Has been found in a final determination by a court or administrative tribunal,
or is alleged in a judicial or administrative action brought by the RTC or by any component of the
government of the United States or of any State —
(i) To have violated any law, regulation, or order issued by a Federal
banking agency, or breached or defaulted on a written agreement with a Federal banking agency,
or breached a written agreement with a savings association; or
(ii) To have engaged in an unsafe or unsound practice in conducting the
affairs of the savings association; or
(iii) To have breached a fiduciary duty owed to that savings association;
or
(2) Is in default on a written agreement (including, but not limited to, a contract
for goods or services, note, deed of trust, mortgage, loan agreement) with a savings association.
(f) For purposes of paragraph (a) of this section, a person or its key official shall have
demonstrated a pattern or practice of defalcation regarding obligations to a savings association if
the person or key official has engaged in any or all of the following:
(1) The person or key official has defaulted on more than one obligation to pay
principal or interest to the savings association, and the savings association or its successor has
continuing legal claims based upon these defaults in an aggregate amount in excess of $50,000;
or
(2) The person or key official has engaged in more than one act that was
intended to cause a loss to the savings association; or
(3) The person or key official, as a borrower, entered into more than one loan
agreement with the savings association, the making of which was an unsafe or unsound action of
the association on the basis of facts that the borrower knew or should have known, and the
borrower defaulted on the loans in the aggregate amount of $50,000 or more.
(g) For purposes of paragraphs (e) and (f) of this section, the term "default' means a
delinquency of 90 or more days as to payment of principal or interest; or the failure to comply
with the terms and conditions of a contract or other written agreement, other than a loan or
advance.
(h) It shall be a violation of this part for any person to purchase an asset that the RTC
or a savings association under its conservatorship or receivership is prohibited from selling to that
person if circumstances exist that would cause any of the restrictions enumerated in paragraph (a)
of this section to apply.
§ 1620.5 Independent determination of eligibility for seller financing.
The ability of an offeror to certify that none of the restrictions set forth in this part is
applicable, does not create any right to obtain a loan or advance by or through the RTC or a
savings association under its conservatorship or receivership, or remove the right of the RTC to
make an independent determination, based upon all relevant facts of the offeror's financial
condition and history, of the offeror's eligibility to receive such loan or advance.
§ 1620.6 Certain asset sales unaffected by this part.
The effectiveness of this part shall not be grounds for rescission or revocation of the sale
of one or more assets, or the withholding of seller financing by the RTC, if a legally enforceable
contract of sale and/or agreement for seller financing was in effect prior to August 20, 1992.
§ 1620.7 Certification required.
The Corporation, or a savings association under its conservatorship or receivership, may
not sell any asset, and no person shall buy any asset from the RTC or a savings association under
its conservatorship or receivership, unless the person shall have certified, under penalty of perjury,
with notice that a false certification may lead to punishment under 18 U.S.C. 1001 and 18 U.S.C.
4621, that none of the above restrictions applies to the sale of that asset. Provided that, the RTC
may in its discretion permit a person to make an offer to purchase one or more assets, and may
accept such offer, despite the inability to so certify, if the person acknowledges the inability to
certify and submits a bona fide offer to cure any existing amounts owed to the RTC or the relevant
association in conjunction with the sale of the asset(s).
NOTITICATION TO PROaPECTIVZ PURCHASE"
REGARDING POTENTIAL tZ18TENCE O! LEAD-DAeED PAINT
The Resolution Trust Corporation ("RTC") is notifying any
prospective purchaser of any residential real property on which a
residential dwelling was built prior to 1978, that such property
may present exposure to lead from lead -based paint or lead dust.
Exposure to lead -based paint chips or lead dust msy place
children under the age of seven (7) years at risk of developinq
lead poisoning. Examples of places where lead -based paint may be
found include walls, ceilings, window sills, and door frames.
Lead poisoning also poses a particular risk to pregnant woman.
Prospective purchasers of residential seal property built prier
to 1978 can conduct,.at their own expense, an inspection for
possible lead -based paint hazards prior to purchase. If
prospective purchasers decide to test.for lead -based paint, an
"Environmental Addendum Relating to Lead -Based Paint in
Residential Property" will be attached to the contract agreement
and prospective purchasers will have ten (10) business days after
the seller's execution of the addendum to perform the testing.
If the inspection shows that lead -based paint exists on the
property, the purchaser shall have fifteen (15) business days
after the date of the; seller's execution of the addendum to
terminate the contract agreement or to renegotiate the price in
accordance with the terms of the addendum.
If a prospective purchaser decides to test for lead -based paint,
the RTC will inform any tenants of the property of the test
results.
Save received and read/Dad read to no a copy of the Notice
ea tled --itotif1catioa to Prospective Purchasers Regarding
Pote is s ce of Lead -based Paint."
� I�z1Q3
ignaturs DaLe