Loading...
HomeMy WebLinkAboutResolution - 4207 - Grant Application - Robert Wood Johnson Foundation - Increasing Immunizations - 07_22_1993Resolution No. 4207 July 22, 1993 Item # 18 RESOLUTION BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK: THAT the Mayor of the City of Lubbock BE and is hereby authorized and directed to execute for and on behalf of the City of Lubbock a grant application and associated documents for the "All Kids Count" program of the Robert Wood Johnson Foundation, attached herewith, which shall be spread upon the minutes of the Council and as spread upon the minutes of this Council shall constitute and be a part of this Resolution as if fully copied herein in detail. Passed by the City Council this 22nd ATTEST: Betty son, City -cretary APPROVED AS TO CONTENT: Uoug-Gooman,, Public Adminisfr-Vnr APPROVED AS TO FORM: 0 ive irs Assistant City Attorney DGV:de/AGENDA-D1/JHNSNFND.res July 13, 1993 day of July , 1993. DVLANGSTON,-MAYOR Randy Neugebauer, Mayor Pro-Tem THE KOBERTWMD JOHNSON FOUNDATION Request for Project Support and Conditions of Grant Route i and College Road East P.O. Box 2316 Princeton, NJ 08543-2316 (609) 452-8701 Title of Project: The Texas Panhandle and South Plains All Kids Count Program Purpose of Project: To implement a plan which will link the communities of this 38,000 square mile region to a computerized immunization network in an effort to lower the incidence of vaccine -preventable disease and to raise the immunization rate of preschoolers Applicant Institution (name, address, and telephone number): Check to be Made Payable to: City of Lubbock Health Department City of Lubbock P.O. Box 2548 Lubbock, Texas 79408 Institutional Financial Officer (full name, title, address, telephone number, and fax number): Amount of Support Requested (total project period): $506,975 Period for Which Support is Requested (total project period): From 11101 / 9 3 Through 10131 / 9 7 Month Day Year Month Day Year 'Project Director (full name, title, address, telephone number, and fax number): Richard Kolas Project Director (806) 767-2942 (806) 762-5506 Fax P.O. Box 2548 Lubbock, Texas 79408 (NOTE: Signature required on page 4) Robert Massengale Assistant City Manager/Financial Services City of Lubbock 1625 13th Street Lubbock, TX (806) 767-2015 Applicant Institutional Approval (fun name, tale, and address of official authorized to sign for institution): David R. Langston, Mayor City of Lubbock 1625 13th St. Lubbock, Texas (806) 767-2009 (NOTE: Signature required on page Applicant's tax-exempt status: Before the Foundation can take final action on your proposal, we need evidence that your institution is currently either a tax-exempt entity as described in Section 501(c)(3) of the Internal Revenue Code and not a private foundation as described in Section 509(a), or an organization described in Section 170(c)(1) or Section 511(a)(2)(B). These requirements will be satisfied by your providing the following: If your institution is a tax-exempt organization as described in Section 501(c)(3) of the Intemal Revenue Code and not a private foundation as described in Section 509(a), (1) a copy of the letter your institution received from the Internal Revenue Service stating that your institution is exempt from taxation as described in Section 501(c)(3); (ii) a copy of the letter your institution received from the Internal Revenue Service stating that your institution is not a private foundation as described in Section 509(a); and (iii) a copy of Form 4653 or Form 1023 and other data, if any, your institution has filed with or received from the Internal Revenue Service concerning your tax status. If your institution is an organization described in Section 170(c)(1) or Section 511(a)(2)(B), (i) a copy of the correspondence, if any, from the Internal Revenue Service stating that fact; or (ii) a copy of the legislation establishing your organization. These documents must be accompanied by a letter signed by a responsible officer of your institution certifying that the copies so provided are true and correct copies of the originals on file with your institution and that they remain in full force and effect. If your institution is not recognized as a tax-exempt entity, briefly describe its organization. Any questions you may have about your tax-exempt status should be directed to the Office of the Vice President, General Counsel and Secretary (609-243-5908). 'The project director is the individual directly responsible for developing the proposed activity, as implementation, and day -today direct supervision of the project should funds be made available. RWJF (05/93) -2— CONDITIONS OF GRANT Following are the conditions applying to grants made by The Robert Wood Johnson Foundation. You should read these conditions carefully prior to signing this form. Your signature on this form constitutes your acceptance in full of all conditions contained herein. To induce the Foundation to make the grant requested hereby, the grantee accepts and agrees to comply with the following conditions in the event that such grant is awarded. 1. PURPOSE AND ADMINISTRATION. The grant shall be used exclusively for the purposes specified in the grantee's proposal, dated , the Request for Project Support Form on page 1 hereof, and related documents, all as approved by the Foundation. In the event that the funds are not used for these purposes within the time specified in the grantee's proposal or within any approved extension of said time period, the funds shall be returned to the Foundation. The grantee will directly administer the project or program being supported by the grant and agrees that no grant funds shall be disbursed to any organization or entity, whether or not formed by the grantee, other than as specifically set forth in the grant proposal referred to above. Except as may otherwise be provided in Section 12 hereof, all copyright interests in materials produced as a result of this grant are owned by the grantee. The grantee hereby grants to the Foundation a royalty -free, nonexclusive, perpetual, and irrevocable license to reproduce, publish, copy, after, or otherwise use and to authorize others to use any such materials for Foundation purposes. 2. USE OF GRANT -FUNDS. A. No part of the grant shall be used to carry on propaganda or otherwise attempt to influence legislation [within the meaning of Section 4945(d)(1) of the Internal Revenue Code]. B. No part of the grant shall be used to attempt to influence the outcome of any specific public election or to carry on, directly or indirectly, any voter registration drive [within the meaning of Section 4945(d)(2) of the Internal Revenue Code]. C. The grantee shall not use any part of the grant funds to provide a grant to an individual for travel, study, or similar purpose except under procedures which have been approved in advance by the Secretary of the Treasury or his delegate under Section 4945(g) of the Internal Revenue Code and without prior written approval of The Robert Wood Johnson Foundation. Payments of salaries, other compensation, or expense reimbursement to employees of the grantee within the scope of their employment do not constitute "grants" for these purposes and are not subject to these restrictions. D. No part of the grant shall be used for a grant to another organization without prior written approval of The Robert Wood Johnson Foundation. E. No part of the grant shall be used for other than religious, charitable, scientific , literary, or educational' purposes or the prevention of cruelty to children or animals [within the meaning of Section 170(c)(2)(B) of the Internal Revenue Code]. 3. BUDGET. Expenditures of the grant funds must adhere to the specific line items in the grantee's approved grant budget. Transfers among line items (increases and decreases) are restricted to one thousand dollars ($1,000) or ten percent (10%) of the approved line item amount, whichever is greater. If a transfer in excess of this restricted level becomes necessary, the grantee shall promptly request authorization from the Foundation by letter, giving full details. Such transfers may not be made without prior written approval by the Foundation. 4. ACCOUNTING AND AUDIT. A systematic accounting record shall be kept by the grantee of the receipt and disbursement of funds and expenditures incurred under the terms of the grant, and the substantiating documents such as bills, invoices, cancelled checks, receipts, etc., shall be retained in the grantee's files for a period of not less than four (4) years after expiration of the grant period. The grantee agrees to promptly furnish the Foundation with copies of such documents upon the Foundation's request. The grantee agrees to make its books and records available to the Foundation at reasonable times. The Foundation, at its expense, may audit or have audited the books and records of the grantee insofar as they relate to the disposition of the funds granted by the Foundation, and the grantee shall provide all necessary assistance in connection therewith. 5. REPORTS. Narrative and financial reports shall be furnished by the grantee to the Foundation for each budget period of the grant and upon expiration or termination of the grant. Such reports shall be fumished to the Foundation within a reasonable period of time after the close of the period for which such reports are made. The narrative report shall include a report on the progress made by the grantee towards achieving the grant purposes and any problems or obstacles encountered in the effort to achieve the grant purposes. -3- The financial report should show actual expenditures reported as of the date of the report against the approved line item budget. The Foundation may, at its expense, monitor and conduct an evaluation of operations under the grant, which may include visits by representatives of the Foundation to observe the grantee's program procedures and operations and to discuss the program with the grantee's personnel. 6. FOUNDATION USE OF DATA AND PUBLIC USE DATA TAPES. The grantee hereby grants to the Foundation a nonexclusive, irrevocable, perpetual, royalty -free license to use and to license others to use any and all data collected in connection with the grant in any and all forms in which said data are fixed, as set forth in Section 1 hereof. If the box below is checked, the grantee shall, at no additional cost to the Foundation, cause public use data tape(s) to be constructed (with appropriate adjustments to assure individual privacy) in accordance with the specifications of the Inter -University Consortium for Political and Social Research, University of Michigan, including the full tape documentation outlined in the Consortium's current data preparation manual. Unless the Foundation shall otherwise specify, such public use data tape(s) shall include all data files used to conduct the analysis under the grant. One computer -readable copy of such public use data tape(s) and the tape documentation shall be transmitted to the Consortium upon closure of the grant. ❑ Public use data tape(s) and full documentation required. 7. PUBLIC REPORTING. The Foundation will report this grant, if made, in its next Annual Report. The Foundation does not usually issue press releases on individual grants; however, should it elect to do so, it would be discussed with the grantee in advance of dissemination. The grantee may issue its own press announcement, but shall seek approval of the announcement from the Foundation before distribution. In addition, the grantee will be asked to review and approve a Program Summary briefly describing the grantee's activity which will be used by the Foundation to respond to inquiries and for other public information purposes. The grantee shall send to the Foundation copies of all papers, manuscripts, and other information materials which it produces that are related to the project supported by the Foundation. In all public statements concerning the Foundation - press releases, annual reports, or other announcements - grantees are specifically requested to refer to the Foundation by its full name: The Robert Wood Johnson Foundation. 8. GRANTEE TAX STATUS. The grantee represents that it is currently either a tax-exempt entity as described in Section 501(c)(3) of the Internal Revenue Code and not a private foundation as described in Section 509(a), or an organization described in Section 170(c)(1) or Section 511(a)(2)(B). The grantee shall immediately give written notice to the Foundation if the grantee ceases to be exempt from federal income taxation under Section 501(c)(3) or its status as not a private foundation under Section 509(a) is materially changed, or its status as a Section 170(c)(1) or Section 511(a)(2)(8) organization is materially changed. The grantee agrees to apply the proceeds of the grant solely to exempt purposes specified in Section 170(c)(2)(13) of the Internal Revenue Code. It is expressly agreed that any change in the grantee's tax status or any use by the grantee of the grant proceeds for any purpose other than those specified in Section 170(c)(2)(13) of the Internal Revenue Code will terminate the obligation of the Foundation to make further payments under the grant. 9. CERTIFICATION REQUIRED WHEN GRANT MAY BE USED FOR RESEARCH INVOLVING HUMAN SUBJECTS. If the grant is to be used in whole or in part for research involving human subjects, the grantee hereby certifies that an institutional review board, which applies the ethical standards and the criteria for approval of grants set forth in Department of Health and Human Services policy for the protection of human research subjects (45 CFR part 46, as amended from time to time), has determined that the human subjects involved in this grant will not experience risk over and above that involved in the normal process of care and are likely to benefit from the proposed research program. 10. GRANT REVERSION AND TERMINATION. If the grant is intended to support a specific project or to provide support for a specific period of time, any portion of the grant unexpended at the completion of the project or at the end of the time period and any authorized extension thereof shall be returned to the Foundation within fifteen (15) days. The Foundation, at its sole option, may terminate the grant at any time if (i) the grantee ceases to be exempt from federal income taxation under Section 501(c)(3) of the Internal Revenue Code; (ii) the grantee's status as not a private foundation under Section 509(a) or its status as a Section 170(c)(1) or Section 511(a)(2)(B) organization is materially aftered; or (iii) in the Foundation's judgment, the grantee becomes unable to carry out the purposes of the grant, ceases to be an appropriate means of accomplishing the purposes of the grant, or fails to comply with any of the conditions hereof. If the grant is terminated prior to the scheduled completion date, the grantee shall, upon request by the Foundation, provide to the Foundation a full accounting of the receipt and disbursement of funds and -4- expenditures incurred under the grant as of the effective date of termination. The grantee shall repay within thirty (30) days after written request by the Foundation all grant funds unexpended as of the effective date of termination and all grant funds expensed for purposes or items allocable to the period of time subsequent to the effective date of termination. 11. LIMITATION; CHANGES. It is expressly understood that the Foundation by making this grant has no obligation to provide other or additional support to the grantee for purposes of this project or any other purposes. Any changes, additions, or deletions to the conditions of the grant must be made in writing only and must be jointly approved by the Foundation and the grantee. 12. SPECIAL CONDITIONS. The grantee accepts and agrees to comply with the following Special Conditions (if no Special Conditions are imposed, so state): The foregoing conditions are hereby accepted and agreed to as of the date indicated. Date: July 22, 1993 Grantee Institution: Date: 0'711_ 51-15 3 By (Signatur�of thorize�Offici�al)�� Randy Neugebauer for DAVID R. LANGSTON Mayor Pro-Tenle: Mayor By: (Signature of Project Director) THE ROBEKTWCOD JOHNSON FOUNDATION Request for Project Support and Conditions of Grant Route f and College Road East P.O. Box 2316 Princeton, NJ 08543-23 t 6 (609) 452-8701 Title of Project: The Texas Panhandle and South Plains All Kids Count Program Purpose of Project: To implement a plan which will link the communities of this 38,000 square mile region to a computerized immunization network in an effort to lower the incidence of vaccine -preventable disease and to raise the immunization rate of preschoo Applicant Institution (name, address, and telephone number): Check to be Made Payable to: City of Lubbock Health Department City of Lubbock P.O. Box 2548 Lubbock, Texas 79408 Institutional Financial Officer (null name, title, address, telephone number, and fax number): Amount of Support Requested potal project period): $506,975 Period for Which Support is Requested (totai proieot period): From 11/01/93 - Ttwough to/311g7 Month Dar Year Month Day Year 'Project Director MA Tama, till., address. telephone number, and fax number): Richard Kolas Project Director (806) 767-2942 (806) 762-55.06 Fax P.O. Box 2548 Lubbock, Texas 79408 (NOTE: Signature required on page 4) Robert Massengale Assistant City Manager/Financial Services City of Lubbock 1625 13th Street Lubbock, TX (806) 767-2015 Applicant Institutional Approval (bur name. oaa, and address of official authorized to sign for IrmUtWon): David R. Langston, Mayor City of Lubbock - 1625 13th- St., : Lubbock, Texas (8D6) 767-2009 (NOTE: Signatuwe required on page 4) Applicant's tax-exempt status: Before the Foundation can take final action on your proposal, we need evidence that your institution is currently either a tax-exempt entity as destaned in Section 501(c)(3) of the Internal Revenue Code and not a private foundation as described in Section 509(a), or an organization described in Section 170(c)(1) or Section 511(a)(2)(B). These requirements will be satisfied by your providing the following: If your institution is a tax-exempt organization as described in Season 501(c)(3) of the Internal Revenue Code and not a private foundation as described in Section 509(a), (ij a copy of the letter your institution received from the Iritemal Revenue Service stating that your insfrlution is exempt from taxation as described in Section 501(c)(3); (in a copy of the letter your institution received from the Intemal Revenue Service stating that your institution is not a private foundation as described in Section 509(a); and (iiij a copy of Form 4653 or Form 1023 and other data, if any, your institution has filed with or received from the Intemal'Revenue Service concerning your tax status. If your institution is an organization described in Section 170(c)(1) or Section 511(a)(2)(B), (Q a copy of the correspondence, if any, from the Internal Revenue Service stating that fact; or (ii) a copy of the legislation establishing your organization. These documents must be accompanied by a letter signed by a responsible officer of your institution certifying that the copies so provided are true and correct copies of the originals on file with your Institution and that they remain In full force and effect. If your institution is not recognized as a tax-exempt entity, briefly describe its organization. Any questions you may have about your tax-exempt status should be directed to the Office of the Vice President, General Counsel and Secretary (609-243-5908). *The project' director Is the 4dlvldual directly reepormble for developing the proposed activity. As lmplemerdatlom and day -loch y direct aupervislon of the project aruorrld funds be made avaltable. RWJF (05MM -2— CONDITIONS OF GRANT Following are the conditions applying to grants made by The Robert Wood Johnson Foundation. You should read. these conditions carefully prior to signing tttis form. Your signature on this form constitutes your acceptance in full of all conditions contained herein. To Induce the Foundation to make the grant requested hereby, the grantee accepts and agrees to compty with the following conditions In the event that such grant Is awarded. 1. PURPOSE AND ADMINISTRATION. The grant shall be used exclusively for the purposes specified In the grantee's proposal, dated , the Request for Project Support Form on page 1 hereof, and related documents, all as approved by the Foundation. In the event that the funds are not used for these purposes within the time specked in the grantee's proposal or within any approved extension of said time period, the funds shag be returned to the Foundation. The grantee will directly administer the project or program being supported by the grant and agrees that no grant funds shall be disbursed to any organization or entity, whether or not formed by the grantee, other than as specifically set forth in the grant proposal referred to above. Except as may otherwise be provided in Section 12 hereof, all copyright interests in materials produced as a result of this grant are owned by the grantee. The grantee hereby grants to the Foundation a royalty -free, nonexclusive, perpetual, and Irrevocable license to reproduce, publish, copy, alter, or otherwise use and -to authorize others to use any such materials for Fpundation purposes. 2 USE OF GRANT -FUNDS. A. No part of the grant shag be used to carry on propaganda or otherwise attempt to influence legislation [within the meaning of Section 4945(d)(1) of the internal Revenue Coft B. No part of the grant shaft be used to attempt to influence the outcome of any specific public election or to cant' on, directly or indirectly, any voter registration drive [within the meaning of Section 4945(dX2) of the Internal Revenue Code]. C. The grantee shah not use any part of the grant funds to provide a grant to an individual for travel, study. or similar purpose Except under procedures which have been approved in advance by the Secretary of the Treasury or his delegate under Section 4945(g) of the Infernal Revenue Code and without prior written approval of The Robert Wood Johnson Foundation. Payments of salaries, other compensation, or expense reimbursement to employees of the grantee within the scope of their employment do not constitute 'grants' for these -purposes and are not subject to these restrictions. D. No part of the grant shall be used for a grant to another organization without prior written approval of The Robert Wood Johnson Foundation. E. No part of the grant shall be used for other than religious, charitable, scientific , literary, or educational* purposes or the prevention of cruelty to children or animals [within the meaning of Section 170(c)(2)(B) of the Internal Revenue Code]. 3. BUDGET. Expenditures of the grant funds must adhere to the specific line items in the grantee's approved grant budget. Transfers among tine items (increases and decreases) are restricted to one thousand dollars ($1,000) or ten percent (10%) of the approved fine hem amount, whichever is greater. If a transfer in excess of this restricted level becomes necessary, the grantee shall promptly request authorization from the Foundation by letter, giving fug details. Such transfers may not be made without prior written approval by the Foundation.. 4. ACCOUNTING AND AUDIT. A systematic accounting record shall be kept by the grantee of the receipt and disbursement of funds and expenditures incurred under the terms of the grant, and the substantiating documents such as bills, invoices, cancelled checks, receipts, etc., shall be retained in the grantee's files for a period of not less than four (4) years after expiration of the grant period. The grantee agrees to promptly furnish the Foundation with copies of such documents upon the Foundation's request. The grantee agrees to make Its books and records available to the Foundation at reasonable times. The Foundation, at Is expense, may audit or have audited the books and records of the grantee insofar as they relate to the disposition of the funds granted by the Foundation, and the grantee shag provide all necessary assistance in connection therewith. S. REPORTS. Narrative and fnancW reports shall be furnished by the grantee to thb Foundation for each budget period of the grant and upon expiration or termination of the grant. Such reports shag be furnished to the Foundation within a reasonable period of time after the close of the period for which such reports are made. The narrative report shall Include a report on the progress made by the grantee towards achieving the grant purposes and any problems or obstacles encountered in the effort to achieve the grant purposes. The financial report should show actual expenditures reported as of the date of the report against the approved line Item budget. The Foundation may, at its expense, monitor and conduct an evaluation of operations under the grant, which may Include visits by representatives of fhe Foundation to observe the grantee's program procedures and operations and to discuss the program with the graMee's personnel. 6. FOUNDATION USE OF DATA AND PUBLIC USE DATA TAPES. The grantee hereby grants to the Foundation a nonexclusive, Irrevocable, perpetual, royalty -free license to use and to license others to use any and all data collected in connection with the grant in any and all forms in which said data are fixed, as set forth in Section 1 hereof. If the box below is checked, the grantee shall, at no additional cost to the Foundation, cause public use data tape(s) to be constructed (with appropriate adjustments to assure Individual privacy) In accordance with the specifications of the inter -University Consortium for Political and Social Research, University of Michigan, including the full tape documentation outlined In the Consortium's current data preparation manual. Unless the Foundation shall otherwise specify, such public use data tape(s) shall Include all data files used to conduct the analysis under the grant. One computer -readable copy of such public use data tape(s) and the tape documentation shall be transmitted to the Consortium upon closure of the grant. - Public use data tape(s) and full documentation required. 7. PUBLIC REPORTING. The Foundation will report this grant, if made, in its next Annual Report. The Foundation does not usually issue. press releases on Individual grants; however, should it elect to do so, II would be discussed with the grantee in advance of dissemination. The grantee may issue its own press announcement, but shall seek approval of the announcement from the Foundation before distribution. In addition, the grantee will be asked to review and approve a Program Summary briefly describing the grantee's activity which will be used by the Foundation to respond to inquiries and for other public information purposes. The grantee shall send to the Foundation copies of all papers, manuscripts, and other information materials which it produces that are related to the project supported by the Foundation. In all public statements conceming the Foundation - press releases, annual reports, or other -announcements - grantees are specifically requested to refer to .the Foundation by its full name: The Robert Wood Johnson Foundation. & - GRANTEE TAX STATUS. The grantee represents that it is currently either a tax-exempt entity as described in Section 501(c)(3) of the Intemal Revenue Code and not a- private foundation as described in Section 509(a), or an organization described in Section 170(c)(t) or Section 511(a)(2)(B). The grantee.shall immediately give written notice to the Foundation if the grantee ceases to be exempt from federal income taxation under Section 501(c)(3) or its status as not a private foundation under Section 509(a) is materially changed, or its status as a Section 170(c)(1) or Section 511(a)(2)(B) organization is materially chariged. The grantee agrees to apply the proceeds of the grant solely to exempt purposes specified in Section 170(c)(2)(B) of the Intemal Revenue Code. - h is expressly agreed that any change in the grantee's tax status or any use by the grantee of the grant proceeds for any purpose other than those specked in Section 170(c)(2)(B) of the Intemal Revenue Code will terminate the obligation.of the Foundation to make further payments under the grant. 9. CERTIFICATION REQUIRED WHEN GRANT MAY BE'USED FOR RESEARCH INVOLVING HUMAN -SUBJECTS. If the grant is to be used in whole or in part for research irnroWg human subjects, the grantee hereby certifies that an institutional review board, which applies the ethical standards and the crderta for approval of grants set forth in Department of Heatth and Human Services pofiq for the protection of human research subjects (45 CFR part 46, as amended from time to time), has determined that the human subjects involved in this grant will not experience risk over and above that involved in the normal process of care and are likely to benefit from the proposed research program. 10. GRANT REVERSION AND TERMINATION. If the grant is intended to support a specific project or to provide support for a specific period of time, any portion of the grant unexpended at the completion of the project or at the end of the time period and any authorized extension thereof shall be retumed to the Foundation within fifteen (15) days. The Foundation, at Its sole option, may terminate the grant at any time ii h) the grantee ceases to be exempt from federal income taxation under Section 501(c)(3) of the Intemal Revenue Code; (ii) the grantee's status as not a private foundation under Section 509(a) or its status as a Section 170(c)(1) or Section 511(a)(2)(B) organization is materially altered; or (III) in the Foundation's Judgment, the grantee becomes unable to carry out the purposes of the grant, ceases to be an appropriate means of accomplishing the purposes of the grant, or fails to comply with any of the conditions hereof. If the grant is terminated prior to the scheduled completion date, the grantee shall, upon request by the Foundation, provide to the Foundation a full accounting of the receipt and disbursement of funds and -4- expenditures incurred under the grant as of the effective date of termination. The grantee shall repay within thirty (30) days after written request by the Foundation all grant funds unexpended as of the effective date of termination and all grant funds expensed for purposes or Items allocable to the period of time subsequent to the effective date of termination. 11. LIMITATION; CHANGES. It Is expressly understood that the Foundation by making this grant has no obligation to provide other or additional support to the grantee for purposes of this project or any other purposes. Any changes, additions, or deletions to the conditions of the grant must be made in writing only and must be jointly approved by the Foundation and the grantee. 12. SPECIAL CONDITIONS. The grantee accepts and agrees to comply with the following Special Conditions Of no Special Conditions are Imposed, so state): The foregoing conditions are hereby accepted and agreed to as of the date indicated. Date: July 22, 1993 Grantee Institution: By: 11 ��� (Signature o uthorized OffimQ Randy Neugebauer for DAVID R. LANGSTON Mayor Pro-TemTitle: Mayor 111 )Date: 9 3 By: _ t (Signature of Project Director) THE TEXAS PANHANDLE AND SOUTH PLAINS ALL KIDS COUNT PROGRAM SUBMITTED TO: THE ROBERT WOOD JOHNSON FOUNDATION NATIONAL PROGRAM OFFICE THE TASK FORCE FOR CHILD SURVIVAL AND DEVELOPMENT ONE COPENHILL ATLANTA, GEORGIA 30307 SUBMITTED BY: CITY OF LUBBOCK HEALTH DEPARTMENT P.O. BOX 2548 LUBBOCK, TEXAS 79408 ADMINISTRATOR: R. DOUG GOODMAN (806) 767-2900 PROJECT DIRECTOR: RICHARD KOLAS (806) 767-2942 DATE OF PROPOSAL: JULY 30, 1993 REQUESTED FUNDING: $506,975 IQM SIGNATURE: Randy Neu auer, yor ro- DAVID R. LANGSTON, Mayor THE TEXAS PANHANDLE AND SOUTH PLAINS ALL KIDS COUNT PROGRAM SUBMITTED TO: THE ROBERT WOOD JOHNSON FOUNDATION NATIONAL PROGRAM OFFICE THE TASK FORCE FOR CHILD SURVIVAL AND DEVELOPMENT ONE COPENHILL ATLANTA, GEORGIA 30307 SUBMITTED BY: CITY OF LUBBOCK HEALTH DEPARTMENT P.O. BOX 2548 LUBBOCK, TEXAS 79408 ADMINISTRATOR: R. DOUG GOODMAN (806) 767-2900 PROJECT DIRECTOR: RICHARD KOLAS (806) 767-2942 DATE OF PROPOSAL: JULY 30, 1993 REQUESTED FUNDING: $506,975 SIGNATURE: Randy Neugebauer, Mayor DAVID . LANGSTON Pro-Tem for Resolution No. 4207 July 22, 1993 Item # 18 THE TEXAS PANHANDLE AND SOUTH PLAINS ALL KIDS COUNT PROGRAM TABLE OF CONTENTS Acknowledgement.........................................Pg. i Executive Summary.......................................Pg. 1 Project Narrative.......................................Pg. 2 - 29 Goals and Objectives....................................Pg. 25 Work Activity Plan Timeline.............................Pg. 26 - 27 Work Activity Plan......................................Pg. 28 - 29 Budget and Budget Justification .........................Budget 1 - 31 Immunization Survey Results .............................Al Questionnaires..........................................A2 - A4 Letters of Support......................................B1 - B8 Certification of Public Status ..........................C1 - C9 We gratefully acknowledge the assistance and expertise of all the following task force members: laronda Albert Jacinto Alderete Janie Ammons, School Nurse Daphne Ashburn Karen Baer, RN Nolan Saggett Linda Kay Baker Renee Ball Judy Barrett Lupo Benavides Linda Benge Amparo Berena Claudia Blackburn, Administrator Mary Blanch Jim Bone, CEO Louise Boothe Amber Boswell Barbara Bouton, RN Jim D. Brown, County Judge Lisa Buck Mary Jane Burrus Danny Buyers Diana Cabezulo Kathy Caldwell Patsy Camunes Roberta Cantrell Sally Carmen Bob Carson Billie Caviel Angie Cervantes Joan Chapman Barbara Cheyne, School Nurse James Childers, M.S. Chuck Clark David D. Clark Gardner CoUint Dorothy Conlon Vickey Cooper Phil Cotham, Principal Ronald Crown Maria Cruz Rose Marie Davis, RN Lynda Day Jerry DeSha, Program Manager Dean Decker, County Judge Linda Dodson, RN Barbara Dorman, RN Esther Dorman,RN Donna Dunigan Ruth Elliott, RN Kay Ewing, RN Paulette Foster, School Nurse Debra Frankhouser Barbara Freid Brenda Frttch Denice Gabor, School Nurse Janie Gerow Chris Gikas, Mayor Diane Gillit, Associate Director of Health Services Nathan Goldstein III, MD Doug Goodman, Health Director Arlene Guccione, Director of Preventive Medicine Deborah Guinn, RN RoH Habersang, MD E. Oren Hamilton, Superintendent Patty Hamm Frays Hammons, RN Kaia Hawley Herbert Hawley, County Commissioner Kahtleen Hennessey, Ph.D Stephen Henry Patty Hensley Ray Hightower Bobble Hid Madle Holland, RN Jeanne Howard Geneva Hunter, Administrator Nila Hunter, School Nurse Ken Jackson, PAC Diane Johnson, RN Vicki Johnson, RN., M.S.N. Rise Jones Billie Jordan, RN Millie Kantner Michael J. Keller, Administrator Grace Killough, RN Carol King, Director Francis Kirby Kelvin Knsuf Joan Knox, School Nurse Retta Knox, School Nurse Carol Lantz, RN LuLu Lehman Adele Lopez Edna Lumas Dana Madison Sharon Mallory, RN Wallace Marsh, M.D. Mary Martinez, School Nurse Dens Matthews Erueda Mays Joan McClellan, RN Mary Ann Mehta, RN Frances Miller, School Nurse Luella Miller Roma Miller, RN Lavada Mills, School Nurse James Keith Morgan, M.D. Nina Morris, County Commissioner Alice Morton Marcia Muir Judy Mullins, LVN Marie Mullins Elaine Muntle Galissa Murry Pat Murry Ken Oiler Maria Ortega, School Nurse Cara Phelan Margie Pinkerton, RN Alma Ptttenger Dale Pittman Tracy Pool Janet Porterfield Charlene Poteat Suzanne Presson John Ouimby, Coordinator of Special Services Floria Ramirez Jill Rasberry Ruby Biggins, LVN Lori Riveria Marjorie Robinson Shirley Roggow June Rudd Mary Salsa, School Nurse Antonio Santiago, M.D. Audrey Sanzoters Yvonne Schue Bob Shaffer Gwyn Shannon, RN Martta A. Sheehan, M.D. Polly Simpson, County Judge Peggy Skinner, Ph.D Rebecca Smallwood, RN Frances T. Smith, Administrator Glands Smith Pam Smith Sandra Stabeno, School Nurse Nancy Stone Debbie Sullivan, School Nurse Deborah Summers Windy Swarb Karen Tate Tins Thomas Bid Thomas Liz Tipps, RN Jane Tustin, RN, MSN., CSN. Gloria Valdez, RN., BSN Kaye Vidalia, School Nurse Mary Von Winkle Juanita Veasage Sharon Wadley, RN Diane Wallace Lois Walton David Weil, Assistant V.P. Judy Whelsenant Doug Whipkey D.L. Wilson, Program Manager Karen Workman Virginia Yarbrough Staff: Audre Bed Corbin Pemberton Vicente Ramirez Danish Wilson 1 THE TEXAS PANHANDLE AND SOUTH PLAINS ALL KIDS COUNT PROGRAM EXECUTIVE SUMMARY Lead Agency: City of Lubbock Health Department P.O. Box 2548 Lubbock, Texas 79408 (806) 767-2900 Administrator: R. Doug Goodman Project Director: Richard Kolas Area to be Served: Region 2 of the Texas Department of Health (the Panhandle and South Plains of Texas) AMOUNTS ARE COMULATIVE FOR ALL FOUR YEARS Amount Requested from the Robert Wood Johnson Foundation ...... $506,975 In -kind Provided by City of Lubbock (10% of 2 city employees' salary and fringe): .................................. 34,575 Texas Department of Health and other foundations: ........................ 649,518 TotalIn -Kind Support .................................................................. 684,093 Total Amount Needed for Project: ........................................... $ 1,068 Subcontractor: Texas Department of Health, Region 2 Canyon, Texas An estimated 30,000 children in the Texas Panhandle and South Plains are not up-to-date on their immunizations. Should a disease such as measles, Haemophilus influenza type b, or any of the other seven vaccine -preventable disease gain a foothold in this region, the disease could spread rapidly through the infant and toddler population. Thus, the Texas Panhandle and South Plains All Klds Count Program will electronically link over 100 public and private healthcare providers who administer vaccines in this 41 county area. This computer system will monitor the immunization status of children ages two and under in an effort to lower the rate of vaccine -preventable disease and increase the immunization rate. A combination high-tech low -tech plan was developed to accommodate the needs of all providers and other users of the system. Healthcare providers will be provided with computer hardware and/or software with the capacity to electronically transfer data to and from a central database. The immunization software and the network is generic and user friendly to meet the needs of all 219 communities in the region. Another method of transferring data will entail exchanging diskettes via courier, mail or other means. The provider will have the option of which method to use. This method will also be in place as a back-up. The central database will be located at the Texas Department of Health, Region 2 office in Lubbock. Interested public and not -for -profit providers will be linked to the system during the first two years. Private providers will be connected the third and fourth years. 11. OVERVIEW OF THE STUDY Pgrgose Over 58,200 children age 4 and under live in a 38,000 square mile area (Table 1) which is relatively underserved by physicians, nurses and other health care professionals. Due to the lack of health care services in many areas and the low immunization rates in the region, the Texas Panhandle and South Plains All Kids Count staff, the Texas Department of Health, and the 14 task forces conducted four studies to determine: 1. Regional immunization rates 2. The availability of healthcare services 3. Accessibility to healthcare services 4. The technical aspects of a database network. The fundamental reason for conducting these studies was to determine the state of health care services available to children and gauge the necessity and feasibility of a computerized system to monitor children's immunizations. The immunization survey verified statistically what was believed to be an unusually low rate. Using this rate as a basis for future studies, we will be able to gauge more accurately the success of the combined immunization promotion efforts. An assessment of needs and a provider survey were conducted in order to determine the existing gaps in children's health care services. The expansiveness of this rural area, is a contributing factor to this regions low immunization rate. A comprehensive study to develop a computerized database network to monitor and track childhood immunizations concluded that a technically feasible, cost effective system could be developed and implemented within a reasonably short time frame. This network would link participating private and public healthcare providers who provide immunizations within this region. Task Force The 176 members on the 14 task forces, representing 153 agencies and organizations, were instrumental in the planning process. The task forces were formed to give input relative to the needs and to service availability in communities throughout the region. These members also assisted in the distribution and collection of needs assessment and provider 2 TABLE 1 SERVICE AREA AND POPULATION REGION 2 Pop. Pop. COUNTY Population < age 5 COUNTY Population < age 5 Armstrong 2,021 124 Bailey 7,064 564 Briscoe 1,971 129 Carson 6,576 466 Castro 9,070 863 Childress 5,953 340 Cochran 4,377 367 Collingsworth 3,573 235 Crosby 7,304 586 Dallam 5,461 458 Deaf Smith 19,153 1,831 Dickens 2,571 139 Donley 3,696 182 Floyd 8,497 742 Garza 5,143 404 Gray 23,967 1,612 Hale 34,671 3,139 Hall 3,905 226 Hansford 5,848 450 Hartley 3,634 234 Hemphill 3,720 277 Hockley 24,199 2,067 Hutchinson 25,689 1,843 King 354 24 Lamb 15,072 1,121 Lipscomb 3,143 218 Lubbock 222,636 16,938 Lynn 6,758 556 Moore 17,865 1,689 Motley 1,532 84 Ochiltree 9,128 757 Oldham 2,278 136 Parmer 9,863 897 Potter 97,874 8,742 Randall 89,673 6,566 Roberts 1,025 70 Sherman 2,858 215 Swisher 8,133 676 Terry 13,218 1,136 Wheeler 5,879 350 Yoakum 8,786 758 Source; U.S. Bureau of Census,1990. questionnaires. They served to increase awareness in their respective communities and to gain the interest and support of the public and private health care providers. Though the majority of the task force members were health care professionals, many were representatives of municipal and county governments, state agencies and educational institutions. Without their interest, information, advice and leg work, our objectives could not have been achieved. Immunization Survey The Texas Department of Health, Region 2, Communicable Disease Division, conducted a retrospective immunization survey in public schools throughout the Texas Panhandle and South Plains (Appendix A-1). Reviewing the immunization documents of kindergartners, investigators were able to determine the rate of immunizations for each age appropriate series. The fourth series is recommended by TDH at 15 months, while some private physicians administer this series at 18 months. So, the investigators focused on those children age 19 months and found the rate to be as low as 4% in some areas and as high as 54% in another area. The average rate for two year olds is 38%. Nevertheless, all rates were low. The purpose of this study, though retrospective in nature, is to give us an idea of the overall rate of immunizations in the region and to prepare a proper course of action (Table 2). Needs Assessment The purpose of the needs assessment was to gauge the actual or perceived services available throughout the region, and more importantly, on a county by county basis. This information was also used to target the population needing immunizations. The actual services available were determined from questioning the respondents as to where children received immunizations and medical care. The respondents perception of available services is equally important. If people are unaware of services, then as far as they are concerned, those services do not exist. The needs assessment questionnaire was given to parents of young children at a variety of public and private institutions (Appendix A-2 and A-3). Daycare facilities, public schools, churches, clinics and homeless shelters were among those targeted in all 41 counties. The return rate for these instruments was in excess of 3 TABLE 2 IMMUNIZATION RATES FOR SELECTED COUNTIES Pop. % delinquent # children % delinquent # children COUNTY < age 5 at 19 months at risk at 24 months at risk Bailey 564 64.0% 361 44.0% 248 Castro 863 80.0% 690 72.0% 621 Crosby 586 80.0% 469 64.0% 375 Deaf Smith 1,831 88.0% 1,611 72.0% 1,318 Floyd 742 84.0% 623 76.0% 564 Gray 1,612 76.0% 1,225 64.0% 1,032 Hale 3,139 88.0% 2,762 82.0% 2,574 Hansford 450 80.0% 360 64.0% 288 Hockley 2,067 76.0% 1,571 32.0% 661 Hutchinson 1,843 74.0% 1,364 62.0% 1,143 Lipscomb 218 96.0% 209 80.0% 174 Lubbock 16,938 68.0% 11,518 55.2% 9,350 Moore 1,689 88.0% 1,486 72.0% 1,216 Ochiftree 757 80.0% 606 60.0% 454 Parmer 897 78.6% 705 57.1 % 512 Potter/Randall 15,308 70.3% 10,762 59.4% 9,093 Swisher 676 96.0% 649 76.0% 514 Terry 1,136 45.5% 517 45.5% 517 Sources: U.S. Bureau of Census, 1990. TDH Region 2 Immunization Survey, 1993. 68%. One important aspect derived from this study is that 66% of all respondents go to a public health clinic for immunizations. Providers Survey Questionnaires were distributed to over one thousand health care providers, both public and private, within Region 2 to determine who provided health care services for children, whether immunizations were administered and where these providers were located. This survey was also interested in the amounts charged to patients for vaccinations and the types of payment accepted for services. Also evaluated was the interest of providers in administering immunizations if vaccine supplies were made available at no charge. The providers were also asked if they would be interested in being linked to a network to track and monitor children's shot records (Appendix A-4). The Network The planning process was multi -phasic, concentrating on the following factors: 1. Networking 2. Assessing Needs 3. Assessing available services 4. Education The technical aspect of the network planning and design was contracted to Kathleen Hennessey, Ph.D., Director of the Institute for Studies of Organizational Automation, Texas Tech University. Dr. Hennessey and her team, after a six-month study of the constraints, alternative and technical possibilities involved, designed a system which will accomplish five major tasks: 1. Provide health care workers with information about children under age 2 who are to be immunized. 2. Acquire and disseminate information about each injection given. 3. Index immunization records. 4. Provide current information to designated health care professionals with adequate safeguards to ensure protection of privacy and confidentiality. 4 5. Accommodate varied environments. In addition, the system has to be able to link to information systems being developed in other areas of Texas, state-wide facilities, and national initiatives --none of which have been finalized. Of particular importance are: 1. ICES, a database program purchased by the Texas Department of Health which includes an immunization record management facility. 2. The Center for Disease Control's draft proposal for immunization record interchange protocol issued in January 1993. 3. Current manual recording of immunizations by means of the Texas immunization record card. The design team determined that an inexpensive information system could be developed and implemented quickly. The system could be fairly easily integrated with and/or transitioned to other systems by following the CDC protocols. ADVISORY COMMITTEE Two advisory committees were formed to provide the best representation possible for this region. One committee represented 21 counties in the Panhandle, the other, 20 counties in the South Plains. These committees are composed of representatives from the seven task forces in each area. These individuals, representing the public and private sectors, health care and government, are experienced in the areas of planning and budgeting. These committees brought together all of the challenges, problems, suggestions and ideas from their respective areas. They then analyzed and synthesized into solutions all of the information at their disposal. III. DESCRIPTION OF SERVICE AREA The South Plains and Panhandle region of Texas covers a land area of approximately 38,000 square miles, which is 5,000 square miles more than that contained in the combined states of New Hampshire, Vermont, Massachusetts, Rhode Island, and Connecticut. This vast region is predominantly grassland prairies and rangelands. The major industries of this region are ranching, farming, oil and natural gas exploration. This area of Texas is one of the largest cotton producers in the United States. 5 The Panhandle and South Plains region is an area of small communities which rely on each other for survival. There is a large amount of travel from one community to the next. People shop in one town, meet in another, attend church in another, recreate in another, visit friends and family in still other towns. Most people in this region are quite used to driving 100 miles for a Saturday visit or shopping trip. During the fall football seasons, fans follow their high school teams all over the region to attend the games. Migrant farmworkers are a traditional part of life in the farming and ranching communities. Many people follow the crops, spending a few weeks in one location then moving on to another. This accepted mobility of the people in the region effects both the immunization rates of local areas as well as the spread of vaccine -preventable disease. The population of this large region is three quarters of a million people, only 4% of the entire population of Texas (Table 3). There are only two cities in the region which have populations close to 200,000, Lubbock and Amarillo. The majority of the region is composed of small towns and rural communities which are located 20 to 50 miles from one another. The average poverty rate of the region is high, 26%. Ten of the twenty poorest counties in Texas are located in this 41 county region. Twenty-two percent of the region is Hispanic, while 5% is African American, and 71 % is Anglo. In Lubbock, as in the remainder of the region, the fastest growing segment of the population is the Hispanic population. According to the Comprehensive Housing Affordability Strategy (CHAS) recently submitted by the City of Lubbock, the annual population growth for the City of Lubbock is .5%. The annual population growth for the Hispanic population in Lubbock is 3.5%, while that for the African American community is 1.2%. This large, poor, rural area is relatively underserved by physicians, nurses, and other health professionals. Four of the forty-one counties have no patient care physicians located within the county. Thirteen counties have no Texas Department of Health licensed hospital, while 13 additional counties have only one hospital with 50 or less licensed beds. Four counties have had one or more hospitals closed in the last decade. The majority of the hospitals in the region are small (less than 50 beds) and have a low occupancy rate (average 41 %). The major hospitals in Lubbock and Amarillo have been instrumental in keeping several small hospitals open by "adopting" the hospitals, helping both financially and with 6 TABLE 3 REGION STATISTICS TOTAL POPULATION, REGION 2 TOTAL POPULATION, < AGE 5, REGION 2 TOTAL SQUARE MILES, REGION 2 TOTAL POPULATION OF TEXAS PERCENTAGE OF POPULATION OF TEXAS IN REGION 2 734,138 58,211 38,000 16,986,510 4% TOTAL NUMBER OF VACCINE -PREVENTABLE DISEASE IN REGION 2 IN 1992 119 PERCENTAGE OF PRESCHOOL CHILDREN NOT FULLY IMMUNIZED AT AGE 2 61% TOTAL NUMBER OF CHILDREN AT RISK AT AGE 2 30,654 TOTAL NUMBER OF CHILDREN AT RISK AT AGE 19 MONTHS 37,488 staffing. It is the cooperation among the medical entities in the Panhandle and South Plains which assures the best possible medical coverage for the most people. With large areas of Region 2 designated as physician manpower shortage areas (Table 4) much of the work involved with preventive medicine, including the administration of vaccines, falls on the shoulders of the Texas Department of Health Region 2 clinics. These clinics and their satellite clinics, primarily staffed by the nurses acting under standing orders, are located in 28 of the 41 counties (Table 5). A large number of these clinics are only open a few days each week or each month; this creates a barrier to service for the rural patient with inadequate transportation. Case of Vaccine -Preventable Disease The incidence of vaccine -preventable diseases in this region has been high during the past several years, especially in proportion to our population. In 1989, 11 % of all the measles cases in Texas were reported in our region (335 out of 3313), which consists of only 4% of the population of Texas. The region has experienced an outbreak of vaccine - preventable diseases in 1992 with 109 mumps cases, 2 measles, 7 pertussis and 1 Haemophilus influenza type b. Lubbock experienced 16 of the 109 cases of mumps. When compared to the population the rate of infection for mumps is 7.1 per 100,000. The State rate is 2.2. Three of the seven cases of pertussis were reported in Lubbock, the rate of infection here is 1.3, compared to the state rate of 0.9 per 100,000. As of April 1993 there have been 5 confirmed cases of mumps. IV. SURVEY RESULTS Immunizations The Texas Department of Health recently completed a retrospective survey of immunization rates within Public Health Region 2. The study focused on the immunization records of kindergarten students from 35 schools. The investigators noted the age at which each series of vaccine was to have been administered. According to the findings, this region's immunization rate, for infants to 19 months old, is 25%, the lowest in Texas. Some areas within this region are as low as 4%, while the highest rate is 54%. Lubbock's rate is 32%, while that of Amarillo is slightly lower at 30%. The average rate for two year 7 PRIMARY CARE HEALTH PROFESSIONAL SHORTAGE AREA DESIGNATIONS FOR TEXAS DEPARTNiENT OF HEALTH REGION 2 -- SEPTEMBER 1991 Entire County Subcounty:Portion of Geographic Area `.-. Subcounty:Population Group Texas Dept. of Criminal Justice Unit Combination of Subcounty (both geographic area and population group) and Facility • Amarillo ,► Lubbock Reproduced from map prepared by Texas Department of Health, Health Professions Resource Center, Bureau of State Health Data and Policy Analysis Source:Bureau of Health Care Delivery and Assistance, U.S. Department of Health and Human Services Office of Strategic Planning and Program t. Texas Tech University Health Sciences Center Texas Department of Health - Region 2 Table 5 0 PHR 2 Office/Clinic Site E] Satellite Clinic olds in the entire region is 38% (Appendix 1). This study shows that the problem touches all areas of the region, regardless of geographic dispersion, income or ethnicity. Needs Assessment Out of 5000 needs assessments distributed, approximately 3500 surveys were returned. Because the response was so large, we believe these results are representative of the entire region. Thirty percent stated that there is no doctor's office in their community, 37% reported having no clinic, and 28.5 stated there is not a hospital in their area (Table 6). Over eighty-five percent of those surveyed replied that they took at least one of their children to a doctor's office or clinic in 1992 (Table 7). These same respondents listed up to five responses as to the nature of those visits. The three most frequent responses were immunizations (75%), injury (30.6%), and checkup/physical (30.1 %) respectively (see table 8). The needs assessment also shows that 65.5% of the respondents take their children to public health clinics for immunizations, while only 25.2% visit private practitioners for the service (Table 9). Of those visiting public clinics, 47% reported earning less than $15,000 annually (Table 10). Almost half of public clinic patrons are Hispanic, while 39% are Anglo. African -Americans comprise 7% of those utilizing the services of public clinics (Table 11). Respondents were also asked to list their perceived barriers to service. Cost is the most frequent response in both rural and metropolitan areas. Lack of transportation is frequently cited as a barrier in Amarillo and Lubbock. Convenience and location are the most frequent responses in the outlying areas. A major concern were the responses regarding insurance coverage of the respondents children. One-third of those who responded indicated their children were not covered by any type of insurance. Twenty-six percent said their children were covered by medicaid (Table 12). Providers Survey To ensure that the results of this study were not skewed, surveys were distributed to every healthcare provider in Public Health Region 2. Over 1000 surveys were distributed, and 366 were returned. Of those responding, 60% stated that they provide healthcare services for children. The number that administer immunizations is much lower at thirty- 8 2.6 2.4 2.2 V) 2 z w 1.8 0 z v 1.6 �-0 o (n C Wwa m � � }.4 < 3 O 0 1.2 � v W m z 0.8 0.6 0.4 0.2 0 NEED ASSESSMENT--1993 REGION 2 HOSPITAL CLINIC SOC.SERV.ASST. AVAILABILITY OF SERVICES 3.2 f< w cn 2.6 z w 2.4 0 z 2.2 0^ �- 2 ^V) C: W LJ a cx ? 1.8 +- L- 0 0 t 1.6 h � 1.4 w m 2 1.2 D z 1 0.8 0.6 0.4 0.2 0 NEED ASSESSMENT--1993 REGION 2 YES NO TAKEN TO DOCTORS/CLINICS IN 1992 2.4 2.2 2 1.8 z W 0 1.6 0^ N a CD (n 1.4 W a m (L N �u-0 1.2 Or � " 1 W m 0.8 z 0.6 0.4 0.2 0 NEED ASSESSMENT-1993 REGION 2 IMMUNIZATION INJURY DID NOT VISIT PURPOSE OF VISIT TO A DOCTOR/CLINIC 2.4 2.2 z z 1.8 w 0 z 1.6 Ol CL v W w v 1.4 m a :3 � 1.2 L � v 1 w m 0.8 z 0.6 0.4 0.2 0 NEED ASSESSMENT-1993 REGION 2 PUBLIC CLINICS PRIVATE PRACTICES UNKNOWN DISTRIBUTION OR IMMUNIZATION VISITS 1 •• V) Z 0.8 w 0 Z O^ 0.7 v o cn c WQiU)) J 0.6 m 0 0 h- 0.5 C,r v w m 0.4 D Z 0.3 0.2 0.1 Ic NEED ASSESSMENT--1993 REGION 2 < $15,000 TO $20,999 TO $24,999 TO $29,999 > $40,000 PUBLIC CLINIC VISITATION BY INCOME 1.2 1.1 1 0.9 z w Z 0.8 O" CL N 0.7 W w v m LL Q 0.6 Or F- w " 0.5 m 0.4 z 0.3 0.2 0.1 0 NEED ASSESSMENT-1993 REGION 2 BLACK WHITE HISPANIC ASIAN OTHER PUBLIC CLINIC VISITATION BY ETHNICITY z w 0 z 0 (I N V) w J m a � ~ 0 ry w m z 320 300 280 260 240 220 200 180 160 140 120 100 80 60 40 20 0 NEED ASSESSMENT SURVEY-1 993 Region 2 GROUP INDIGENT CARE HMO OTHER TYPE OF MEDICAL INSURANCE FOR CHILDREN nine percent. The number of immunization providers in rural areas is sixty-eight, thirty-two of which are public entities. In the metropolitan areas, the number of immunization providers is sixty-three, only eleven of which are public clinics. According to the returned surveys, there is great variance in the number of immunizations administered monthly between private pediatricians, family and general practitioners on the one hand and public providers on the other. Depending on the time of year, public clinics may out -pace their private counterparts by a five -to -one ratio. Another variance is that many private providers charge in excess of six times the amount collected by public clinics. For those providing children's health services other than immunizations, the cost to supply vaccine is cited most frequently (32%) as a reason for the exclusion of the service. Twenty-eight percent state that inadequate staffing or not being set up for the service prevents them from offering vaccinations. One in four claim that immunizations are not related to their field of speciality. Only sixteen percent say liability issues prevent their offering the service (Table 13). Twenty-six providers are interested in offering the service if the vaccine is supplied free of charge. Of those providers offering immunizations, more than eighty-five percent are willing to be linked into our tracking system. Another seventeen, who are interested in administering the service once free vaccine becomes available September 1, 1993, are willing to be linked as well. Others interested in linking into the tracking system include numerous schools. V. SERVICE AVAILABILITY To gauge the gaps and barriers that perpetuate low immunization rates, we are relying on the knowledge of the healthcare professionals that constitute our advisory committees as well as information from our needs assessment. Both the advisory committee and the survey verified previous beliefs concerning the availability of services. Because the region is so vast, gaps in the system exist such as several counties lacking healthcare facilities. Seven counties are served only by TDH satellite clinics. These clinics, which are held once a week or sometimes only once a month, are often located in church basements or barns. Many times there is no electricity available which can limit 9 34 32 30 28 O Z 26 0 0 24 CL 0 22 w 20 W Ui w 18 c 16 � 14 a_ 12 LL 0 10 0 8 6 4 2 0 PROVIDER SURVEY-1993 REGION 2 LIABILITY LACK OF STAFFING REASONS IMMUNIZATIONS NOT GIVEN evening clinics during autumn and winter. Time constraints, location and frequency of services are among the barriers that prevent the satellite clinics from fully serving the intended population. Other gaps exist primarily in the larger cities. While healthcare services are more readily available here, the number of family practitioners and pediatricians that provide immunizations is surprisingly low. Both the high cost of purchasing vaccine and the liability issues involved with administering the service are cited as reasons why so few providers give immunizations. Because of this, many parents must take their children to one location to receive primary care and to another for vaccinations. City dwellers, who do not share the same mentality that their rural counterparts do, are discouraged by the prospect of driving ten to fifteen miles across town to receive healthcare. According to the needs assessment, those respondents living in the larger cities mentioned that transportation and location were primary barriers. There is also a stigma attached to public clinics in the larger cities. When offered rain checks for free immunizations at the Lubbock Health Department, residents of Southwest Lubbock refused. One reason frequently offered was that the health department was too far away. Another reason was that the residents thought that the health department was too dirty, and only for those that are poor. Another service gap is that few clinics are located in low-income neighborhoods. Because many living in poverty lack adequate transportation, this problem requires serious attention. According to the needs assessment, ten percent claimed that transportation is a barrier (Table 14). Lack of adequate transportation affects those living in the rural areas because of the great distances between clinics and the people. In Amarillo the problem is fueled by the health department's unwillingness to advertise the fact that they have free bus passes available to low-income individuals. Once in the hand of those in need, these vouchers reduce transportation barriers. Presently, those that would benefit from the service must rely on word of mouth for the information. Another barrier, cost for immunization services, is common to rural as well as metropolitan areas. Fifty-six percent cited cost as a barrier to service (Table 14). The price for immunizations varies within the region. Some public clinics charge on a sliding 10 4011 z w 0 Z p 40 a w � W m p 30 w p Q z v 20 a w a 10 IJ NEED ASSESSMENT SURVEY - 1993 REGION 2 CONVENIENCE LOCATION REASONS NOT TO VISIT A HOSPITAL/DOCTOR scale, based on income, while others charge a fixed rate. However, public clinics are required to display a sign stating that no one will be refused service because of inability to pay. Private physicians charge large amounts to make up for their investment in the vaccine. Convenience is claimed to be a barrier by fifteen percent of the respondents (Table 14). The South Plains Public Health District, which serves five counties in this region, requires that all customers have appointments. This prevents any long waiting time, but no walk-ins are accepted. On the other hand, city health departments such as Lubbock's and Amarillo's are strictly walk-in clinics. The drawback is that customers wait for long periods of time during July and August. All TDH clinics have a combination of appointments and walk-in acceptance, thus offering the advantages of both modus operandi. Because of the mobility of the population in this region, another barrier exists. The families of migrant workers move so frequently that personal belongings, especially immunization records, are often misplaced. When migrant parents can neither produce a shot record nor remember the last clinic at which their children received immunizations, the entire series of vaccinations are started anew. This not only wastes vaccine, it also discourages the parents. These parents begin to see the whole process as a waste of time and money. Another barrier exists that affects the utilization of services. Cultural beliefs preclude many Hispanic and Native -American parents from vaccinating their children. The belief that vaccine will harm, rather than protect, their children is a dangerous one, especially since the migrant population is predominantly Hispanic. VI. SOLUTIONS Attempts have been made to reduce the gaps and barriers that perpetuate the low immunization rates. First, several innovative clinics have been held within the region with varying degrees of success. In March, the LHD held a clinic at the South Plains Mall to coincide with a community sponsored health fair. In a nine hour period spanning Friday evening and Saturday afternoon, 270 vaccinations were administered free of charge. Because of the large turnout, LHD is administering four similar clinics to be held on weekends at this mall. This clinic reduced the barriers of cost, convenience, and location. 11 In mid -May, an all day clinic was held in the town of Silverton, population 918, with just over 100 shots given. A fee, based on income, was charged for the service, however, no one was turned down. The success of these clinics is due to long term planning, effective publicity campaigns and non-traditional scheduling that allows parents to attend at their convenience. These three criteria can be applied to similar clinics throughout the region to reduce the gaps and barriers that continue to keep immunization rates low. The Amarillo Bi-City-County Health Department held a free immunization clinic on a Saturday afternoon at Wal-Mart. Thirty-six vaccinations were given during a four hour period. The cooperation of Wal-Mart will help increase immunization rates. With each repeat clinic, utilization will increase as families begin to make plans to have their children immunized there. The City of Lubbock also installed a clinic at the Greenfair Manor, the local housing authority, in an attempt to reach a largely underserved population. The Greenfair clinic, which provides free services, including vaccinations, to low-income families, is open every Tuesday afternoon from 1:00 - 4:00 p.m. Barriers such as cost and location are eliminated. Elementary schools in the region have also served as clinic sites. Four campuses in Lubbock, chosen for their socioeconomic population, were each staffed by two LHD nurses. Immunizations were administered from 4:00-6:30 p.m. Forty-two children received vaccinations and sixty-three doses were administered. The elementary school in Kress (Swisher County) and those in Plainview (Hale County) provide immunizations on a regular basis. In both cases, those children that are behind schedule are taken out of the classroom, vaccinated by the school nurse, and are then returned. The advantages are that convenience, cost, and location are reduced as barriers. The Plainview elementary schools also hold immunization clinics to correspond with pre -kindergarten registration because the delinquency rate for children at five years of age in this city 60%. Free vaccine is provided by the Plainview Health Department and school nurses staff the clinic. Immunization records are started for those children lacking one. The above examples reflect a shifting service paradigm. Local officials are becoming increasingly aware that the future of public health will require mobility of services. There litl are two reasons for this shift. First, the indigent lack transportation, requiring services to be taken directly to them. The second reason is that the middle and upper class tend to be consumer oriented, therefore, services need to be combined and located in various neighborhoods, so that healthcare is more convenient for them. Mobility of services will certainly increase accessibility to healthcare. The March of Dimes organization has offered a different perspective dealing with transportation problems. A pilot project, called the Mom Mobile, was recently introduced in Amarillo. The goal is to provide low-income women with transportation to their pre -natal care. The project is designed to service mothers up to one year after giving birth. This should certainly assist in confronting low immunization rates. The success of this project will determine whether or not other cities in the area implement similar ones. Another feasible solution, sharing and coordinating resources between public and private entities in the outlying areas, presents an efficient and cost effective means of reducing a barrier that perpetuates low immunization rates. Rural clinics are notoriously understaffed, while at the same time, rural hospitals have only a 41 % occupancy rate. According to several hospital administrators in rural areas, agreements can be made to share nursing staff with public clinics. In addition to nurses, paramedics, who are already qualified to give injections, could be educated about immunizations though in-service training. Rural hospitals, utililizing their own nursing staff and space, can also hold evening clinics with the vaccine coming from the public clinics. A fourth solution will reduce two barriers. As of September 1, TDH will supply private physicians with free vaccine. This will save parents large amounts of money, therefore reducing the barrier of high costs for service. Also, more opportunities to immunize will become available, as well as providing more children with a medical 'home'. According to our survey, twenty-six providers are willing to begin administering the service when free vaccine becomes available. Another solution is providing education to the public at large. Public health facilities should advertise their services. However, those advocating this means of education also realize that this can be counterproductive. If there is a large response, clinics that are 13 already understaffed will be over -run, thus perpetuating the belief that one must wait for large periods of time before receiving services at public clinics. Public service announcements, posters, and involving the media are traditional avenues for education. Members of the advisory committee suggested that panels of discussion could be an effective means of reaching certain populations. The involvement of community leaders is paramount to the success of this type of education. Whatever avenue is to be utilized, it is crucial to present the information in as many languages as possible, especially in the larger population centers. The Junior League of Lubbock, Inc., is reviewing a grant application which will support the All Kids Count Program and the health department. The application is requesting $13,000 to fund an education and public awareness campaign, as well as partial funding of additional immunization clinics in Lubbock County. If approved the funding would span a three year period, June 1994 - May 1997. VII. THE NETWORK INFORMATION SYSTEM DESIGN FOR ALL KIDS COUNT AN AFFORDABLE IMMUNIZATION TRACKING SYSTEM FOR NORTHWEST TEXAS A major part of the All Kids Count planning grant activity to be carried out in 1993 is the design of a tracking system for immunizations of all Northwest Texas children under two years of age. The system design, developed by AKC Consultant Kathleen Hennessey, Ph.D., is the result of a six-month study of the constraints, alternatives and technical possibilities involved in such a system by a team of the Institute's systems analysts/designers and programmers. The system design has to deal with five major tasks: 1. Provide health care workers with access to reliable information regarding approximately 30,000 children under age 2 who are to be immunized. Case workers and clinic staff assured the team that a high number of patients would arrive for immunization without anything to identify themselves or indicate their immunization status. 14 2. Acquire and disseminate information about every injection given each of 58,000 pre-school children residing in the area under the jurisdiction of Texas Department of Health Region 2. 3. Index immunization records so that patients can be contacted in the case of vaccine recall. 4. Provide current information to designated health care professionals about location and caretakers of the approximately 30,000 children whose immunizations are not up to date, with adequate safeguards to ensure protection of privacy and confidentiality of personal information. 5. Accommodate varied environments in which means of access to information services is constrained by available resources, specifically: a. Large existing data network facilities linked to teaching hospitals in Amarillo and to some extent, Lubbock --in which the emphasis is on patient billing. In Amarillo much of the software is designed and developed in-house, while in Lubbock it is mainly purchased in object code form from out-of-state vendors. b. Desktop PCs running on varied operating systems such as, MS-DOS WINDOWS and UNIX, running dedicated vendor - proprietary patient billing systems in doctor's offices and clinics. Typical cost is $10,000 - $50,000. c. Desktop PCs, some on local area networks within public health clinics, with external connections by dial -up telephone or network links in some cases; d. Small clinics with access to electricity and intermittent use of dial -up telephone; e. Weekly or less frequent clinics with no guaranteed access to electricity or telephone, held in places such as barns and church basements. In addition, the system has to be able to link to information systems being developed in other areas of Texas, state-wide facilities, and national initiatives --none of which have been finalized. Of particular importance are: 1. ICES, a database program purchased by the Texas Department of Health which includes an immunization record management facility. 2. The Center for Disease Control's draft proposal for immunization record interchange protocol issued in January 1993. 15 3. The SmartCard proposal for maintaining patient records. 4. Use of barcoded coupons issued to mothers soon after the patient's birth. 5. Current manual recording of immunizations by means to the Texas immunization record card. Various descriptions of ICES have been provided to the system design team, the most consistent of which are the following- 1 - The program is written in FoxBase, a proprietary facility using dBase data formats and facilities. 2. The program uses the ARCNET network architecture. 3. The program provides access to immunization records by means of a multi -level menu; the user must know in advance what single key is to be used for retrieval. 4. The program has not been used for large databases. 5. Source code will not be made available to local data processing facilities for amendment and adaptation to local requirements. It is the conclusion of the design team that the ICES program will not be able to meet the immunization tracking information system requirements described above, for the following reasons: 1. The relational database architecture on which the program is based cannot deal efficiently with non -unique key retrievals that are not predefined. This type of general inquiry facility is essential because many caregivers are unable to provide any single identifier when the child is presented for immunization. ICES' menu -based single -key inquiry facility does not deal adequately with the frequent situation in which the caregiver brings no relevant identification materials with the child. 2. The dBase architecture is designed for small databases, normally under 10,000 records. Above that number, the systems retrieval time is excessive, normally 5 to 15 minutes per record. Furthermore, network performance of dBase facilities is not known to be reliable with multiple concurrent enquiries on multiple keys. 16 3. ICES and its FoxBase architecture does not provide links with other data systems, which is essential for the interchange of information about patients and immunizations among existing and forthcoming facilities as well as developments in other areas of Texas and the nation. The ICES system does not provide access according to the CDC interchange protocol, which outlines an information interchange architecture that can accommodate the large number of heterogeneous systems handling immunization records. The CDC protocol specifies record interchange formats and protocols in detail, following the general approach of international Open Systems Interchange standards, and is likely to be widely adopted. 4. Systems developed for the dBase architecture cannot be transferred easily to larger or different environments such as a VAX, RX6000, AS400 or mainframe; they have to be completely re -written and the database re- organized. Another problem with relational databases as well as traditional programming languages such as COBOL and C, is that when an additional field must be added to a relation or some other field has to be used as a key, the entire database must be reorganized. This hampers ongoing development and requires allocation of a large amount of technical time for maintenance. Using other facilities for the immunization database will not pose a serious problem when and if ICES becomes available. Most database facilities, spreadsheets and CASE tools are capable of providing dBase format data as output. The proposed immunization program will be capable of communicating with most database programs used by other agencies. The team also concluded that dedicated high-speed data network facilities would not be suitable because of the low volume of inquiries and transactions involved at any one site --a maximum of 50 per day, often fewer than 10. Use of 800 dial -up facilities for on-line database access would involve excessive cost, estimated at $60,000 per year to deal with an estimated volume of 120,000 immunization events involving an estimated 60,000 5- minute non -local calls per year at $0.20 per minute. Calls would be made by over 200 providers, many of whom operate outside the Lubbock and Amarillo local dialing areas. 17 Furthermore, a substantial portion of the public health immunization effort takes place in locations without assured access to a telephone or even electricity. Smartcard proposals were not found to be feasible because of the dispersed nature of providers' immunization clinics, the low volume of immunizations per provider, and the high cost of smartcard reading/recording equipment. Protection against unauthorized access to patient records cannot be assured. At least half the patients presented for immunization in public health clinics lack adequate identification or immunization status documents. Although the use of coupons was initially seen as an effective solution to the problem of patient identification and repeated vaccinations due to lack of information in remote areas, further analysis of the costs for materials and processing of coupons led the design team to reject it as a possible solution. Serious problems were identified with handling coupons onto which bar-coded self-adhesive labels to identify provider and vaccine would be attached, because either large volumes of labels would have to be preprinted and distributed or label makers and labels would have to be supplied to every provider. Labels would have to be stored with boxes of vaccine bottles and vials that are kept under refrigeration, where the adhesive would deteriorate quickly. Other coupon - and label -based scenarios that were investigated gave rise to similar concerns, as well as the general problem that the majority of patients do not bring adequate documentation with them to the clinic. The design team determined that, because of the 60-day cycle of the immunization process, an inexpensive information system could be developed and implemented quickly. The system could be fairly easily integrated with and/or transitioned to other systems by following the CDC protocols. Providers, health care workers and community outreach workers would be offered the following five modes by which to obtain and submit information for the proposed information system: 1. Monthly electronic data transfer of immunization activity records, via dial -up or leased line, for a provider with data communication/data network facilities. The provider's system would transmit its current month transaction records and receive a copy of all immunization transaction records transmitted the previous month by all providers in the region. 18 2. Monthly submission of immunization transaction records on floppy disk by mail, courier service, or outreach worker from providers with desktop and laptop computers. Before the end of the current month, each provider would receive a diskette containing a copy of all immunization transaction records submitted the previous month by all providers in the region. 3. Ad hoc dial -up to a voice response facility that would give infrequent providers access to patient immunization records and allow providers to enter details of immunizations they had given. 4. Dial -up by providers, school nurses, and patients to an operator who would answer inquiries about immunization status of patients. The operator would also add new immunization transaction records to the current month's central transaction file based on telephone calls from authorized providers. 5. Monthly activity and delinquency reports and ad hoc vaccine recall reports will be prepared centrally. Access to private information about caretakers and patients will be provided only to authorized professionals by password. A single central master database will be maintained on two 486 tower computers (one for normal operations and one for development, maintenance and backup) each with six megabytes of memory, a 200 megabyte of hard disk unit, four modems, object -oriented mainframe -compatible database and network access software. Upon registration each provider will be supplied with a free database program and a current copy of the master database. At the end of each month, all providers' immunization transaction records, new patient records and address changes, as well as newborn wellness check and infant death records for that month will be batch processed to produce a single database update file. In return for monthly submission of immunization transactions, the provider will receive a copy of all the previous month's changes to the database for the previous month, which the free database program will automatically incorporate into the provider's copy of the database. Because the update file will be provided in the CDC interchange format, providers with their own systems can use the file to update their own databases. At specific points in the database program are software 'ports' through which the provider's own software may 19 interact with the database program. Upon provider request, the database system source code will be made available and the provider will be assisted to obtain a database developer's kit. Providers who wish to incorporate their immunization records into their existing billing information systems will be provided with a set of pseudo -CPT codes and advised to treat Texas Department of Health as a payer; the CDC record formats would be specified just as for electronic submission to any other payer with its own unique format. Monthly transmission of immunization records to TDH could then follow the provider's standard billing procedures. Monthly delinquency reports, reminder notices to the expected 1,500 delinquent clients, regional immunization status reports and vaccine distribution lists will be produced on the central computer system, both electronically and on paper as required. When reminder notices are returned in the mail, staff at the TDH office will indicate 'wrong address" for the client's record; when the monthly database update file is sent to providers the client's record will be flagged so that when the client subsequently is presented to any participating provider in Region 2, the provider will request and enter the current address so that it can be transmitted with the immunization transactions at the end of the month and the master database record can be brought up to date. The free database program will maintain a vaccine inventory for each provider and will automatically copy onto each immunization record the manufacturer and lot number of each vaccine administered. Some providers already have their own information handling facilities, operating in well- equipped clinics, with easy access to computer terminals and networked desktop computers. They are able to incorporate immunization record keeping into their own systems and usually have adequate technical support. They are not expected to require equipment, technical support or other assistance from the All Kids Count program. On the other hand, many rural health clinics are severely under-resourced and have no means to obtain information handling facilities or technical assistance. As the main focus of the program, they will receive laptop computers, the free database program, and extensive technical support to get started using the equipment and help with the record submission and updating procedures. 20 IMPLEMENTATION General The purpose of the implementation phase is to link all health care providers who provide immunizations to a network to monitor and follow up preschooler immunization status. Computer hardware will be provided to those public and/or not -for -profit clinics which demonstrate a need for the equipment. Modems, communications software or the immunization program will be provided to those clinics which will use their own system. Private, for profit providers will only be furnished the immunization computer program and, if needed the communications software. Installation, training, and technical support will be provided by two full-time computer technicians proposed to be on staff. One technician will be based in Lubbock and the other in the Amarillo area. A minimum of one lap top computer will be held in reserve in each area (Panhandle and South Plains) as a back-up in the event of hardware failure which the technician can't repair on site. 1st Year The first year of the implementation plan will be used to install the two 486 computers, modems, 1-800-telephone lines, software and voice response systems at the Texas Department of Health, Region 2 office in Lubbock. This will be the central location for the collection and dissemination of all immunization records within the region. The TDH equipment is expected to be operational within 60 days of receiving the computer hardware. Upon completion of the installation information from the newborn screening records will be loaded into the TDH system to begin the tracking process from birth. The screening information will cover all births in the region and will be cross referenced with death records. Since many hospitals have begun providing the Hepatitis B vaccine at birth, follow- up reminders will begin immediately. The first clinics to have equipment and/or software and communications packages installed will be those with the largest case load, primarily those in Lubbock, Amarillo and Plainview. The population served by the clinics in these communities is 60% of the total census of the region. These clinics will be equipped to electronically transfer and receive data from the Region 2 office. 21 Installation in the clinics will begin soon after the hardware arrives and the software is loaded and tested. Although the clinics will not be linked until TDH is operational, the time will be used to train immunization personnel to use the equipment. The clinic employees would also begin entering data into the system. The Texas Department of Health will simultaneously provide compatible equipment and software to its 20 clinics in Region 2. After the installation is complete at TDH and in Lubbock, Amarillo and Plainview other clinics in Lubbock, Randall, Potter and Hate counties will be added to the system. The total number of clinics/sites linked to the system the first year will be 40. The initial phase of the installation process is being focused around the major population centers so that any problems which may arise can be corrected quickly. It's our desire to ensure the integrity of the system before installing the equipment in the distant rural clinics. 2nd Year The second year will see the system expanding to all other public and not for -profit clinics in the rural areas. These clinics serve the other 37 counties of the Panhandle and South Plains. Thirty additional clinics will be added. To better utilize time, the installation will be grouped into the current task force geographical division. One task force area will be completed before moving to another. Two of the task force areas would have been completed the first year. The remaining twelve would be accomplished at approximately one month intervals. This allows for training, installation, trouble shooting, and problem solving. As in the first year, training on the system will be provided prior to being connected to the system. Data entry will be done by immunization personnel. The AKC computer technicians will provide ongoing technical support. 3rd Year All other private providers who provide immunizations and who wish to be linked will be provided the necessary software. These providers (physicians, hospitals, etc.) must provide their own hardware. Training on the use of the software and connecting to the TDH system will be provided. Technical support will be provided only when software problems 22 exist. Technical support will continue for all systems and training as needed on any upgraded version of the immunization software. 4th Year The final year of the implementation project will be used to link any additional providers to the system. Software and training will be provided, as well as support for the software. All responsibility for training maintenance, upgrading and expansion of the system will be transferred to TDH. The process to link the immunization program with other systems will begin this year. The immunization tracking system will be linked into the WIC computer network. Since the Texas Department of Health is responsible for administering WIC in majority of communities in the region, this could be accomplished through administrative action. The immunization tracking system will also be linked to the Texas Education Agency's statewide network. All schools are tied to the system. This would allow school nurses access to student's immunization records. These nurses would have only visual access to particular information. They would not have the capability to make changes to the record, unless they actually provide immunizations and are given additional clearance. BROADER APPLICATIONS The proposed immunization program is written in a database language which permits fields to be added, deleted, or changed without the complicated process which is required for such program languages as COBOL. This program is so generic and user friendly as to allow clinic personnel to add to the program to meet the needs of their community. PROGRAM ADMINISTRATION The project director will continue to administer the implementation phase. He will supervise one secretary, two computer technicians, and one outreach worker. The Project Director, secretary, one computer technician, and the outreach worker will be based in Lubbock. The second computer technician will be based in Canyon. This technician will be supervised locally by Jerry DeSha of TDH, Region 2. One area of concern is that equipment distributed to clinic be used for its intended purpose. The staff will ensure this through formal agreements and visual checks. 23 Throughout the four year implementation phase, the staff will continue to encourage private providers to participate in this program. EVALUATION There will two fundamental types of evaluations which will occur over the four year implementation phase. 1. A systems evaluation 2. A program evaluation SYSTEMS EVALUATION A systems evaluation will be conducted by the computer consultant after each phase of installation to ensure all hardware and software are functioning properly. An annual evaluation will also be conducted by the consultant and project director. PROGRAM EVALUATION The project director will conduct an annual evaluation to determine the success of the tracking system. This will be accomplished by following randomly selected records of children ages birth through two. This will be a continuous study beginning immediately after the first phase of installation. The staff will look to see if reminder notices are actually being sent, if the immunizations are received on schedule and if not what follow-up is being done to get the child into the clinic or physician. A real time immunization survey will be conducted by the project staff and the 14 task forces. This will determine the current rate and give us a base with which to compare future rates. This survey will be done annually. 24 VIII. GOALS AND OBJECTIVES A. To install a region -wide network of computers, linked via telephone, to enable healthcare providers who administer vaccines access to a system developed for sharing information, coordinating services, and planning strategies to meet common needs. B. To develop and conduct an annual real-time survey in the Texas Department of Health Region 2 which will determine the immunization rate of preschool children in the region. C. To implement a comprehensive plan for the Texas Department of Health Region 2 which will result in an increase in the rate of immunization of preschool children and in a decrease of vaccine -preventable diseases. D. To expand the program by informing new providers of immunizations of the benefits of being linked to this system. E. To investigate and develop a plan expanding the scope of this program, beyond that of immunizations, to facilitate the distribution of primary health care to young children in the region. 25 THE TEXAS PANHNADLE AND SOUTH PLAINS ALL RIDS COUNT PROJECT WORK ACTIVITY PLAN 1993/1994 Activity No De Ja Fe Ha Ap Na Ju Ju Au Se Oc A. Installation Network 1. Purchasing Process x x x 2. Installation of hardware a. Lubbock x x b. Amarillo x x c. Plainview x x 3. Training x x x x 4. Data Entry x x x x x x x x x x B. Follow-up 1. Develop method/procedure to monitor records x x x x x 2. Monitor records x x x x x x x 3. Develop Immunization survey x x x 4. Conduct Immunization survey x x x x x x x x x 5. Evaluate survey x x x x 6. Contact new providers x x x x x 7. Advisory/Task force meeting x x x x S. Evaluation -by agency participants x x 1994/1995 Activity No De Ja Fe Ma Ap Ma Ju Ju Au Se Oc A. Installation Network 1. Purchasing Process x x 2. Installation of system x x x_ x x x x x x x x x 3. Training x x x x x x B. Follow-up 1. Monitor records x x x x x x 2. Immunization Survey x x x x x x x x x x x x 3. Evaluate Survey x 4. Contact new providers x x 5. Advisory/Task force meeting x x x x 6. Evaluation by agency participants x x 26 Activity A. Installation Network 1. Purchasing Process 2. Installation of system 3. Training B. Follow-up 1. Monitor records 2. Immunization Survey 3. Evaluate Survey 4. Contact new providers 5. Advisory/Task force meeting 6. Evaluation by agency participants 1995/1996 No De Ja Fe Ma Ap Ma Ju Ju Au Se Oc x x x x x x x x x x x x x x x x x x x x x x x 1996/1997 Activity No De Ja Fe Ma Ap Ma Ju Ju Au Se Oc A. Installation Network 1. Purchasing Process x x 2. Installation of system x x x x x x 3. Training x x x x x x B. Follow-up I. Monitor records x x x x x x 2. Immunization Survey g x x x x x x x x x x x 3. Evaluate Survey x 4. Contact new providers x x 5. Advisory/Task force meeting x x x x 6. Evaluation by agency participants x x 7. Transition to TDH x x x 27 THE TEXAS PANHANDLE AND SOUTH PLAINS ALL KIDS COUNT PROGRAM WORK ACTIVITY PLAN 1993 - 1994 A:1-2. Purchase and install hardware and software in Lubbock, Amarillo and Plainview at approximately 40 sites. (Project Director and Computer Technician) A:3. Train immunization personnel on the use of hardware and software. Provide instructions on accessing the network. (Computer Technician and Outreach Worker) A:4. Provide data entry services for clinics to enter immunization records into system. (Project Director) B:1-2. Develop methods and procedures to monitor randomly selected records entering the system, then monitor those records to determine the effectiveness of the immunization network. (Project Director and Outreach Worker) B:3-5. Develop and conduct a real-time immunization survey to determine the current immunization rate. Evaluate the survey as it relates to this project. (Project Director, Outreach Worker and Task Forces) B:6. Contact new providers of vaccine to determine their interest in connecting to the network. (Outreach Worker) B:7. Conduct advisory and task force meetings at regular intervals to provide them with new information and to receive needed feedback. (Outreach Worker) B:8 Evaluate the network in terms of hardware and software dependability; technical support; accuracy of data; timely retrieval of data; reminder and following of clients. (Project Director and Advisory Committee) WORK ACTIVITY PLAN 1994 - 1995 A:1-2. Purchase equipment and install hardware and software in all remaining public and not for profit clinics in the region. (Project Director and Computer Technician) A:3. Train immunization personnel on the use of hardware and software. Provide instructions on accessing the network. (Computer Technician and Outreach Worker) B:1. Monitor records to determine the effectiveness of the immunization network. (Project Director and Outreach Worker) B:2-3. Conduct a real-time immunization survey to determine the current immunization rate. Evaluate the survey as is relates to this project. (Project Director, Outreach Worker and Task Forces) B:4. Contact new providers of vaccine to determine their interest in connecting to the network. (Outreach Worker) B:5. Conduct advisory and task force meetings at regular intervals to provide them with new information and to receive needed feedback. (Outreach Worker) B:6. Evaluate the network in terms of hardware and software dependability, technical support; accuracy of data; timely retrieval of data; reminder and following of clients. (Project Director and Advisory Committee) 28 WORK ACTIVITY PLAN 1995 - 1996 A:1-2 Purchase equipment and install and software in private for -profit clinics. (Project Director and Computer Technician) A:3. Train immunization personnel on the use of hardware and software. Provide instructions on accessing the network. (Computer Technician and Outreach Worker) B:1. Monitor records to determine the effectiveness of the immunization network. (Project Director and Outreach Worker) B:2-3. Conduct a real-time immunization survey to determine the current immunization rate. Evaluate the survey as is relates to this project. (Project Director, Outreach Worker and Task Forces) B:4. Contact new providers of vaccine to determine their interest in connecting to the network. (Outreach Worker) B:5. Conduct advisory and task force meetings at regular intervals to provide them with new information and to receive needed feedback. (Outreach Worker) B:6. Evaluate the network in terms of hardware and software dependability, technical support; accuracy of data; timely retrieval of data; reminder and following of clients. (Project Director and Advisory Committee) WORK ACTIVITY PLAN 1996 - 1997 A:1-2. Purchase equipment and install hardware and software in all remaining clinics in the region. (Project Director and Computer Technician) A:3. Train immunization personnel on the use of hardware and software. Provide instructions on accessing the network. (Computer Technician and Outreach Worker) B:1. Monitor records to determine the effectiveness of the immunization network. (Project Director and Outreach worker) B:2-3. Conduct a real-time immunization survey to determine the current immunization rate. Evaluate the survey as is relates to this project. (Project Director, Outreach Worker and Task Forces) B:4. Contact new providers of vaccine to determine their interest in connecting to the network. (Outreach Worker) B:S. Conduct advisory and task force meetings at regular intervals to provide them with new information and to receive needed feedback. (Outreach Worker) B:6. Evaluate the network in terms of hardware and software dependability, technical support; accuracy of data; timely retrieval of data; reminder and following of clients. (Project Director and Advisory Committee) B:7. Transfer records and responsibility for the maintenance and expansion of the network to the Texas Department of Health. (Project Director) 29 BUDGET AND BUDGET JUSTIFICATION TI IE TEXAS PANHANDLE AND SOUTH PLAINS ALL KIDS COUNT PROGRAM THE ROBERT WOOD JOHNSON FOUNDATION LINE ITEM BUDGET Grant Period: (from 11/01/93 to 10/31/97) Budget Period: (from 11/01/93 to 10/31/97) CUMULATIVE BUDGET RWJF OTHER I. PERSONNEL TOTAL SUPPORT SUPPORT Position Base Salary % Time Pers. Health Svcs. Coord. $44,000 10% $17,600 $0 $17,600 Administrative Technician $21,000 10% $8,400 $0 $8,400 Project Director $26,283 100% $117,542 $85,042 $32,500 Outreach Specialist $21,632 100% $97,228 $33,314 $63,914 Computer Technician $25,875 100% $115,715 $53,820 $61,895 ADP Programmer $28,668 100% $114,672 $0 $114,672 Secretary $15,146 100% $67,737 $67,737 $0 Clerical Support (hourly) var. var. $21,635 $10,400 $11,235 Total Salaries $560,529 $250,313 $310,216 Fringe Benefits $118,557 $52,781 $65,776 II. OFFICE OPERATIONS Supplies $5,200 $5,200 SO Printing $10,850 $10,850 $0 Duplicating $10,850 $10,850 $0 Telephone $14,740 $14,740 $0 Postage $5,600 $5,600 $0 III. PROJECT STAFF TRAVEL $34,895 $34,895 SO Sub -Total $761,221 $385,229 $375,992 IV. INDIRECTCOSTS $68,510 $34,671 $33,839 V. COMPUTER EQUIPMENT $171,000 $21,000 $150,000 VI. CONSULTANT HONORARIA $30,000 $30,000 $0 VII. SUBCONTRACTS $160„137 $36,075 $124,262 TOTAL $1,191,068 $506,975 $694,093 1 SUBCONTRACT WITH TEXAS DEPARTMENT OF HEALTH REGION 2 (PANHANDLE OFFICE) Grant Period: (from 11/01/93 to 10131/97) Budget Period: (from IMI/93 to 10/31/97) CUMULATIVE BUDGET I. PERSONNEL Position Base Salary % Time Immunization Program Manager $30,500 10% Computer Technician $25,875 100% Total Salaries Fringe Benefits II. OFFICE OPERATIONS Supplies Duplicating Telephone Postage III. PROJECT STAFF TRAVEL Sub -Total IV. INDIRECT COSTS V. COMPUTER EQUIPMENT TOTAL RWJF OTHER TOTAL SUPPORT SUPPORT $9,150 $0 $9,150 $83,722 $12,938 $70,784 $92,872 $12,938 $79,934 $18,574 $2,588 $15,987 $1,200 $0 $1,200 $1,800 so $1,800 $5,400 s0 $5,400 $2,800 $0 $2,800 $16,195 $16,195 s0 $138,841 $31,721 $107,121 $12,496 $2,855 $9,641 $9,000 $160,137 $1,500 $7,500 $36,075 $124,262 2 THE ROBERT WOOD JOHNSON FOUNDATION LINE ITEM BUDGET Grant Period: (from 11/01/93 to 10/31/94) Budget Period: (from 11/01/93 to 10/31/94) PROJECT YEAR 1 RWJF OTHER I. PERSONNEL TOTAL SUPPORT SUPPORT Position Base Salary % T-une Pers. Health Svcs. Coord. $44,000 10% $4,400 $0 $4,400 Administrative Technician $21,000 10% $2,100 $0 $2,100 Project Director $26,283 100% $26,283 $26,283 $0 Outreach Specialist $21,632 100% $21,632 $21,632 $0 Computer Technician $25,875 100% $25,875 $25,875 $0 ADP Programmer $28,668 100% $28,668 $0 $28,668 Secretary $15,146 100% $15,146 $15,146 $0 Clerical Support (hourly) var. var. $14,145 $10,400 $3,745 Total Salaries $138,249 $99,336 $38,913 Fringe Benefits $27,303 $19,566 $7,737 II. OFFICE OPERATIONS Supplies $1,200 $1,2W $0 Printing $2,500 $2,500 SO Duplicating $2,500 $2,500 $0 Telephone $3,400 $3,400 $0 Postage $1,400 $1,400 $0 III. PROJECT STAFF TRAVEL $9,820 $9,820 $0 Sub -Total $186,372 $139,722 $46,650 IV. INDIRECT COSTS $16,773 $12,575 $4,198 V. COMPUTER EQUIPMENT $122,000 $19,500 $102,500 VI. CONSULTANT HONORARIA $12,000 $12,000 $0 VII. SUBCONTRACT'S SO $0 $0 TOTAL $337,145 $183,797 $153,348 M BUDGET NARRATIVE - YEAR 1 Other Support: The funding in this column will be provided by the City of Lubbock Health Department, Texas Department of Health and grants. The Lubbock Health Department funding will consist of personnel time and equipment (computers and office furniture). Other support listed will be provided by the Texas Department of Health, Region 2 in the form of in -kind personnel time and equipment. Other support may include funding and in - kind support from the Junior League and the Lubbock Area Foundation. I. Personnel: NOTE: Annual salary increases reflect the maximum allowable performance based increases under current city policies. The Personal Health Services Coordinator will supervise the project director, will ensure that the project is complying with all City of Lubbock policies and procedures, and will offer her expertise to ensure the success of the project. The Administrative Technican will be responsible for managing the budget, providing back-up for all financial expenditures, producing the required financial reports, and operating the grant following all City of Lubbock financial policies and procedures. The Project Director will be accountable for planning, organizing, and directing the implementation and operations of the project. The Project Director will supervise one full time computer technician, one full time outreach worker and the secretary. The Project Director will coordinate the activities with the staff, the consultant and the volunteers from the local level. The Project Director will meet with the regional advisory committees comprised of individuals from the local task forces. The Project Director will act as staff liaison to the regional task force as the plans are implemented on a regional and local basis. One Computer Technician will be on staff. The technician will install and maintain the computer equipment, correct any software problems, train immunization personnel on the use of the equipment and software and work closely with Texas Department of Health technicians to maintain the integrety of the immunization database network. Two ADP Programmers will be responsible for installation and maintenance of the equipment and software installed at the Texas Department of Health Region 2 office and its 20 clinics. These are TDH employees working 50% of their time on the tracking system. The outreach Worker will work out of Lubbock and cover the entire region. He will coordinate with the immunization providers in the region, hold periodic local task force meetings, conduct local real-time immunization surveys, follow randomly selected immunization records through the system and facilitate the dialogue between the different agencies and individuals in the region participating in the project. n The Secretary will be responsible for clerical and data processing tasks. She will coordinate the schedules of the staff, be a consistent presence in the Lubbock office to answer inquiries, and type, duplicate and distribute surveys, reports, brochures, etc. Clerical Support - Temporary part-time workers to enter data at clinics throughout the region. These workers, needed to enter active immunization records and assist in entering new client data, will be hired as needed in each community to bring the data entry up to date. 2080 hrs. X $5 per hour - 10,400. Volunteer data entry personnel will work approximately 624 hours per year for the first three years of the program in Lubbock County with an in -kind contribution of $3120. We are requesting a full time equivalent for One Computer Technician, the Secretary position and Outreach Worker. This project will cover a large amount of territory. It is our belief that there needs to be a person in the office during work hours who can answer questions and problem -solve, while ensuring continuity to the project. This person would be the Secretary. The Outreach Worker, Computer Technician and the Project Director will, by definition, need to be in the field much of the time. We believe that the Computer Technician and an Outreach Worker will be able to accomplish the assigned tasks working full time. Fringe Benefits: The fringe benefits provided by the City of Lubbock Health Department and TDH include Federal Withholding Tax, FICA, Workman's Compensation, life insurance, health insurance, dental insurance, and retirement for full-time equivalent staff members. The fringe rate varies. Pers. Health Services Coordinator Administrative Technician Project Director Outreach Worker Computer Technician ADP Programmer Secretary TOTAL FRINGES: $968 (In -Rind) $462 (In -Rind) $5,782 $4,759 $5,693 $6,307 (In -Rind) $3,332 $27,303 5 II. Office Operations: Supplies: The requested supply budget is $1,200 for the implementation grant. This money will be used for general office supplies for four full time equivalent staff positions. The needed supplies include tape and tape dispensers, stationary, paper clips, pens, pencils, rolodex cards, staplers, calendars, notepads, typewriter ribbons, computer paper, diskettes, and ribbons for printers. Printing: The requested printing budget is $2,500 for the first implementation year. These funds will cover the cost of business cards, educational material, and instructions manuals for the use of the computers and software. Duplicating: The requested duplicating budget is $2,500. This will include the cost of duplicating surveys and other related needs. The cost includes copy paper, toner, and dispersant for the copier. Telephone: The requested telephone budget is $3,400. We are anticipating numerous telephones calls between the Lubbock staff, participating agencies, and to volunteers around the region. Based on previous phone bills for various telephone calls to other cities in the region, we are estimating a monthly phone bill of $280. Postage: The requested postage budget is $1,400. This money will be used to provide postage between the staff in Lubbock, participating agencies and individual volunteers, as well as postage to the Robert Wood Johnson Foundation. III. Project Staff Travel: I Local Travel: The requested budget for local travel is $6,860. We are defining local travel as any travel within the region which is cooperating in the planning project. This region covers approximately 38,000 square miles. The outreach worker and the project director may need to spend the night on the road when contacting some of the local communities. We included hotel and a per diem in the local travel budget to cover this necessity. The local travel breakdown for the Lubbock staff is as follows: Mileage ($.275 per mile X 1500 miles per month) _ $4950 Hotel ($55 per night for 12 nights) _ $ 660 Per Diem ($25 per day for 50 days) _ $ 1250 TOTAL $6,860 6 Non -local Travel: The requested budget for non -local travel is $2,960. This includes money for two people to attend one national meeting sponsored by the Robert Wood Johnson Foundation for two nights and two days. It also includes two trips for one person in Texas, but outside the region, to observe and assess other immunization programs. These trips will be one night trips. The non -local travel breakdown is as follows: National Trip ($1,140 X 2) $ 2,280 In -State Air Fare ($240 X 2) _ $ 480 In -State Hotel ($75 X 2) _ $ 150 Per Diem ($25 X 2) _ $ 50 TOTAL $ 2,960 IV. Indirect Costs: 9% times amount requested in items I through III. V. Computer Equipment: The requested budget amount for this category is $19,500. This money will be used to purchase 10 laptops with internal modems. 10 portable printers. 10 computers X $1000 = $10,000 10 portable printers X $350 - $3,500 10 external modems X 100 = $1,000 $5000 is requested for computer supplies, such as diskettes, computer paper/cards, ribbons, etc. In -kind contributions for Texas Department of Health include 26 laptop computers, 4 modems, database program license for 100 terminals, 2 voice response systems, Novell Network Access Server, 4 - 800 telephone lines. TDH Total in -kind contribution = $92,500 Junior League funding 2 Laptops at $2500 = $5,000 Lubbock Area Foundation funding 2 Laptops at $2500 = $5,000 VI. Consultant Honoraria: The requested budget amount for this category is $12,000. Dr. Kathleen Hennessey of Texas Tech University will provide expertise in the field of database networks. The $12,000 estimate is based on forty (40) days/year at $300 per day. There will be no travel expense as she is based in Lubbock. 7 THE TEXAS PANHANDLE AND SOUTH PLAINS ALL KIDS COUNT PROGRAM THE ROBERT WOOD JOHNSON FOUNDATION LINE ITEM BUDGET Grant Period: (from 11/01/94 to 10%l1/95) Budget Period: (from 11/'01/94 to 10/31/95) PROJECT YEAR 2 RWJF OTHER I. PERSONNEL TOTAL SUPPORT SUPPORT Position Base Salary % Time Pers. Health Svcs. Coord. $44,000 10% $4,400 $0 $4,400 Administrative Technician $21,000 10% $2,100 $0 $2,100 Project Director $28,386 100% $28,386 $28,386 $0 Outreach Specialist $23,363 100% $23,364 $11,682 $11,682 Computer Technician $27,945 100% $27,945 $27,945 $0 ADP Programmer $28,668 100% $28,668 $0 $28,668 Secretary $16,358 100% $16,358 $16,358 $0 Clerical Support (hourly) var. var. $3,745 $0 $3,745 Total Salaries $134,966 $84,371 $50,595 Fringe Benefits $28,869 $18,562 $10,307 II. OFFICE OPERATIONS Supplies $1,300 $1,300 $0 Printing $2,750 $2,750 $0 Duplicating $2,750 $2,750 SO Telephone $3,740 $3,740 $0 Postage $1,400 $1,400 $0 III. PROJECT STAFF TRAVEL $10,645 $10,645 $0 Sub -Total $186,420 $125,518 $60,902 IV. INDIRECTCOSTS $16,778 $11,297 $5,481 V. COMPUTER EQUIPMENT $16,500 $1,500 $15,000 VI. CONSULTANT HONORARIA $9,000 $9,000 $0 VIL SUBCONTRACTS $54,136 $26,800 $27,336 TOTAL $282,833 $174,114 $108,719 BUDGET NARRATIVE - YEAR 2 Other Support: The funding in this column will be provided by the City of Lubbock Health Department, Texas Department of Health and grants. This support will primarily be in -kind funding consisting of personnel time and equipment (computers and office furniture). Other support listed in the Subcontract will be provided by the Texas Department of Health, Region 2 in the form of in -kind personnel time and equipment. Other support may include funding and in -kind support from the Junior League and the Lubbock Area Foundation. I. Personnel: The Personal Health Services Coordinator will supervise the project director, will ensure that the project is complying with all City of Lubbock policies and procedures, and will offer her expertise to ensure the success of the project. The Administrative Technican will be responsible for managing the budget, providing back-up for all financial expenditures, producing the required financial reports, and operating the grant following all City of Lubbock financial policies and procedures. The Project Director will be accountable for planning, organizing, and directing the implementation and operations of the project. The Project Director will supervise two full time computer technicians, one full time outreach worker and the secretary. The Project Director will coordinate the activities with the staff, the consultant and the volunteers from the local level. The Project Director will meet with the regional advisory committees comprised of individuals from the local task forces. The Project Director will act as staff liaison to the regional task force as the plans are implemented on a regional and local basis. Two Computer Technicians will be on staff. One will be assigned to the Panhandle and one to the South Plains. The technicians will install and maintain the computer equipment, correct any software problems, train immunization personnel on the use of the equipment and software and work closely with Texas Department of Health technicians to maintain the integrety of the immunization database network. One of these employee's salary will receive one half of their support from RWJF, with the remainder from TDH. Two ADP Programmers will be responsible for installation and maintenance of the equipment and software installed at the Texas Department of Health Region 2 office and its 20 clinics. These are TDH employees working 50% of their time on the tracking system. 9 The Outreach Worker will work out of Lubbock and cover the entire region. He will coordinate with the immunization providers in the region, hold periodic local task force meetings, conduct local real-time immunization surveys, follow randomly selected immunization records through the system and facilitate the dialogue between the different agencies and individuals in the region participating in the project. One half of his salary will be provided by RWJF, with the remainder from TDH. The Secretary will be responsible for clerical and data processing tasks. She will coordinate the schedules of the staff, be a consistent presence in the Lubbock office to answer inquiries, and type, duplicate and distribute surveys, reports, brochures, etc. Volunteer data entry personnel will work approximately 624 hours per year for the first three years of the program in Lubbock County with and in -kind contribution of $3120. We are requesting a full time equivalent for two Computer Technicians, the Secretary position and Outreach Worker. This project will cover a large amount of territory. It is our belief that there needs to be a person in the office during work hours who can answer questions and problem -solve, while ensuring continuity to the project. This person would be the Secretary. The Outreach Worker, Computer Technicians and the Project Director will, by definition, need to be in the field much of the time. We believe that two Computer Technicians and an Outreach Worker will be able to accomplish the assigned tasks working full time. Fringe Benefits: The fringe benefits provided by the City of Lubbock Health Department and TDH include Federal Withholding Tax, FICA, Workman's Compensation, life insurance, health insurance, dental insurance, and retirement for full-time equivalent staff members. The fringe rate varies. Pero. Health Services Coordinator $968 (In -Rind) Administrative Technician $462 (In -Rind) Project Director $6245 Outreach Worker $5140 Computer Technicians $6148 ADP Programmers $6307 (In -Rind) Secretary $3599 TOTAL FRINGES: $28,869 10 II. Office Operations: Supplies: The requested supply budget is $1,300 for the implementation grant. This money will be used for general office supplies for four full time equivalent staff positions. The needed supplies include tape and tape dispensers, stationary, paper clips, pens, pencils, rolodex cards, staplers, calendars, notepads, typewriter ribbons, computer paper, diskettes, and ribbons for printers. Printing: The requested printing budget is $2,750 for the first implementation year. These funds will cover the cost of business cards, educational material, and instructions manuals for the use of the computers and software. Duplicating: The requested duplicating budget is $2,750. This will include the cost of duplicating surveys and other related needs. The cost includes copy paper, toner, and dispersant for the copier. Telephone: The requested telephone budget is $3,740. We are anticipating numerous telephones calls between the Lubbock staff and the Canyon staff, participating agencies, as well as to volunteers around the region. Based on previous phone bills for various telephone calls to other cities in the region, we are estimating a monthly phone bill of $310. Postage: The requested postage budget is $1,400. This money will be used to provide postage between the staff in Lubbock and Canyon and between Lubbock, participating agencies and individual volunteers, as well as postage to the Robert Wood Johnson Foundation. III. Project Staff Travel: Local Travel: The requested budget for local travel is $7,685. We are defining local travel as any travel within the region which is cooperating in the planning project. This region covers approximately 38,000 square miles. The outreach worker and the project director may need to spend the night on the road when contacting some of the local communities. We included hotel and a per diem in the local travel budget to cover this necessity. The local travel breakdown for the Lubbock staff is as follows: Mileage ($.275 per mile X 1750 miles Hotel ($55 per night for 12 nights) Per Diem ($25 per day for 50 days) TOTAL per month) _ $ 5775 $ 660 $ 1250 $7, 685 11 Non -local Travel: The requested budget for non -local travel is $2,960. This includes money for two people to attend one national meeting sponsored by the Robert Wood Johnson Foundation for two nights and two days. It also includes two trips for one person in Texas, but outside the region, to observe and assess other immunization programs. These trips will be one night trips. The non -local travel breakdown is as follows: National Trip ($1,140 X 2) _ $ 2,280 In -State Air Fare ($240 X 2) _ $ 480 In -State Hotel ($75 X 2) _ $ 150 Per Diem ($25 X 2) _ $ 50 TOTAL $ 2,960 IV. Indirect Costs: 9% times amount requested in items I through III. V. Computer Equipment: The requested budget amount for this category is $1,500. This money will be used to purchase 5 external modems. 5 external modems X $100 = $500 $1,000 is requested for computer supplies, such as diskettes, computer paper/cards, ribbons, etc. The request from the Texas Department of Health includes 5 laptop computers at $2500 each and $2500 for computer supplies. TDH Total in -kind contribution = $15,000 VI. Consultant Honoraria: The requested budget amount for this category is $9,000. Dr. Kathleen Hennessey of Texas Tech University will provide expertise in the field of database networking. The $9,000 estimate is based on thirty (30) days/year at $300 per day. There will be no travel expense as she is based in Lubbock. VII. Subcontracts: See separate narrative. 12 SUBCONTRACT WITH TEXAS DEPARTMENT OF HEALTH REGION 2 (PANHANDLE OFFICE) Grant Period: (from IMI/94 to 10/31/95) Budget Period: (from 1W1/94 to 10/31/95) PROJECT YEAR 2 RWJF OTHER I. PERSONNEL TOTAL SUPPORT SUPPORT Position Base Salary % Time Immunization Program Manager $30,500 10% $3,050 $0 $3,050 Computer Technician $25,876 100% $25,876 $12,938 $12,938 Total Salaries $28,926 $12,938 $15,988 Fringe Benefits $5,785 $2,598 $3,198 II. OFFICE OPERATIONS Supplies S400 $0 $400 Duplicating $600 SO $600 Telephone $1,800 $0 $1,800 Postage $800 $0 $800 III. PROJECT STAFF TRAVEL $7,685 $7,685 SO Sub —Total $45,996 $23,211 $22,786 IV. INDIRECT COSTS $4,140 $2,089 $2,051 V. COMPUTER EQUIPMENT $4,000 $1,500 $2,500 TOTAL $54,136 $26,800 $27,336 13 SUBCONTRACT WITH TEXAS DEPARTMENT OF HEALTH, REGION 2 BUDGET NARRATIVE - YEAR 2 Introduction: The subcontract with the Canyon office of Texas Department of Health, Region 2 grant proposes to implement a better way of tracking immunizations. It would be very difficult for a computer technician based in Lubbock to effectively cover the entire Panhandle. Some of the towns in the Panhandle are more than a six (6) hour drive from Lubbock. The distance would require the worker to spend more time driving than meeting and working with people. One FTE in Canyon would cut most of the traveling time in half, at least. We believe this would provide greater cost effectiveness for the grant dollar. We have therefore developed a proposal which subcontracts the Panhandle Computer Technician to the Texas Department of Health. Other Support: The funding in this column will be provided by the Department of Health in the form of in -kind personnel time and equipment (computers and office furniture and offices expenses). I. Personnel: The Immunization Program Manager will supervise the computer technician assigned to the Panhandle of Texas, will ensure that the project is complying with all state policies and procedures, and will offer his expertise to ensure the success of the project. The Computer Technician will work in Canyon and the surrounding counties of the Panhandle of Texas, installing and maintaining computer hardware and software, and training immunization personnel on the use of the system. The Panhandle of Texas is a larger geographical area than the South Plains of Texas, although the population is roughly equivalent. This larger geographical area will necessitate that this worker will be traveling more and spending the night on the road more often than the technicians covering the South Plains. We believe that the technician will be able to accomplish the assigned tasks working 100% of the time. Fringe Benefits: The fringe benefits would be provided as in -kind by the State of Texas. II. Office Operations: Provided by Texas Department of Health In -kind $3,600. 14 III. Project Staff Travel: Local Travel: The requested budget for local travel is $7,685. We are defining local travel as any travel within the region which is cooperating in the planning project. This region covers approximately 38,000 square miles. The outreach worker may need to spend the night on the road when contacting some of the local communities. We included hotel and a per diem in the local travel budget to cover this necessity. The local travel breakdown for the Canyon staff is as follows: Mileage ($.275 per mile X 1750 miles per month) $ 5,775 Hotel ($55 per night for 12 nights) _ $ 660 Per Diem ($25 per day for 50 days) _ $ 1,250 TOTAL $ 7,685 IV. Indirect Costs: 9% times amount requested in items I through III. V. Equipment: The requested budget amount for this category is $1,500. This money will be used to purchase 5 external modems, and supplies such as diskettes, computer paper/cards, ribbons, etc. 5 modems X $100 = $500 Supplies = $1000 15 THE TEXAS PANHANDLE AND SOUTH PLAINS ALL KIDS COUNT PROGRAM TIIE ROBERT WOOD JOHNSON FOUNDATION LINE ITEM BUDGET Grant Period: (from 11/01/95 to 10%31/96) Budget Period: (from 11/01/95 to 10%31/96) PROJECT YEAR 3 RWJF OTHER I. PERSONNEL TOTAL SUPPORT SUPPORT Position Base Salary % Tune Pers. Health Svcs. Coord. $44,000 10% $4,400 $0 $4,400 Administrative Technician $21,000 10% $2,100 $0 $2,100 Project Director $30,373 100% $30,373 $30,373 $0 Outreach Specialist $25,232 100% $25,232 $0 $25,232 Computer Technician $29,901 100% $29,901 $0 $29,901 ADP Programmer $28,668 100% $28,668 $0 $28,668 Secretary $17,503 100% $17,503 $17,503 $0 Clerical Support (hourly) var. var. $3,745 $0 $3,745 Total Salaries $141,922 $47,876 $94,046 Fringe Benefits $30,399 $10,533 $19,866 II. OFFICE OPERATIONS Supplies $1,350 $1,350 $0 Printing $2,800 $2,800 $0 Duplicating $2,800 $2,800 $0 Telephone $3,800 $3,800 $0 Postage $1,400 $1,400 $0 III. PROJECT STAFF TRAVEL $7,215 $7,215 $0 Sub -Total $191,686 $77,774 $113,912 IV.INDIRECTCOSTS $17,252 $7,000 $10,252 V. COMPUTER EQUIPMENT $15,000 $0 $15,000 VI. CONSULTANT HONORARIA $4,500 $4,500 $0 VII. SUBCONTRACTS $51,821 $4,638 $47,183 TOTAL $280,259 $93,911 $186,348 16 BUDGET NARRATIVE - YEAR 3 Other Support: The funding in this column will be provided by the City of Lubbock Health Department, Texas Department of Health and grants. This support will primarily be in -kind funding consisting of personnel salary time and equipment (computers and office furniture). Other support listed in the Subcontract will be provided by the Texas Department of Health, Region 2 in the form of in -kind personnel time and equipment. Other support may include funding and in -kind support from the Junior League and the Lubbock Area Foundation. I. Personnel: The Personal Health Services Coordinator will supervise the project director, will ensure that the project is complying with all City of Lubbock policies and procedures, and will offer her expertise to ensure the success of the project. The Administrative Technican will be responsible for managing the budget, providing back-up for all financial expenditures, producing the required financial reports, and operating the grant following all City of Lubbock financial policies and procedures. The Project Director will be accountable for planning, organizing, and directing the implementation and operations of the project. The Project Director will supervise two full time computer technicians, one full time outreach worker and the secretary. The Project Director will coordinate the activities with the staff, the consultant and the volunteers from the local level. The Project Director will meet with the regional advisory committees comprised of individuals from the local task forces. The Project Director will act as staff liaison to the regional task force as the plans are implemented on a regional and local basis. Two Computer Technicians will be on staff. One will be assigned to the Panhandle and one to the South Plains. The technicians will install and maintain the computer equipment, correct any software problems, train immunization personnel on the use of the equipment and software and work closely with Texas Department of Health technicians to maintain the integrety of the immunization database network. Both of these employee's salary will be funded by TDH. Two ADP Programmers will be responsible for installation and maintenance of the equipment and software installed at the Texas Department of Health Region 2 office and its 20 clinics. These are TDH employees working 50% of their time on the tracking system. 17 The Outreach Worker will work out of Lubbock and cover the entire region. He will coordinate with the immunization providers in the region, hold periodic local task force meetings, conduct local real-time immunization surveys, follow randomly selected immunization records through the system and facilitate the dialogue between the different agencies and individuals in the region participating in the project. His salary will be provided by TDH. The Secretary will be responsible for clerical and data processing tasks. She will coordinate the schedules of the staff, be a consistent presence in the Lubbock office to answer inquiries, and type, duplicate and distribute surveys, reports, brochures, etc. Volunteer data entry personnel will work approximately 624 hours per year for the first three years of the program in Lubbock County with and in -kind contribution of $3120. We are requesting a full time equivalent for two Computer Technicians, the Secretary position and Outreach Worker. This project will cover a large amount of territory. It is our belief that there needs to be a person in the office during work hours who can answer questions and problem -solve, while ensuring continuity to the project. This person would be the Secretary. The Outreach Worker, Computer Technicians and the Project Director will, by definition, need to be in the field much of the time. We believe that two Computer Technicians and an Outreach Worker will be able to accomplish the assigned tasks working full time. Fringe Benefits: The fringe benefits provided by the City of Lubbock Health Department and TDH include Federal Withholding Tax, FICA, Workman's Compensation, life insurance, health insurance, dental insurance, and retirement for full-time equivalent staff members. The fringe rate varies. Pero. Health Services Coordinator $968 (In -Rind) Administrative Technician $462 (In -Rind) Project Director $6682 Outreach Worker $5551 Computer Technicians $6578 ADP Programmers $6307 (In -Rind) Secretary $3851 TOTAL FRINGES: $30,399 18 II. Office Operations: Supplies: The requested supply budget is $1,350 for the implementation grant. This money will be used for general office supplies for four full time equivalent staff positions. The needed supplies include tape and tape dispensers, stationary, paper clips, pens, pencils, rolodex cards, staplers, calendars, notepads, typewriter ribbons, computer paper, diskettes, and ribbons for printers. Printing: The requested printing budget is $2,800 for the first implementation year. These funds will cover the cost of business cards, educational material, and instructions manuals for the use of the computers and software. Duplicating: The requested duplicating budget is $2,800. This will include the cost of duplicating surveys and other related needs. The cost includes copy paper, toner, and dispersant for the copier. Telephone: The requested telephone budget is $3,800. We are anticipating numerous telephones calls between the Lubbock staff and the Canyon staff, participating agencies, as well as to volunteers around the region. Based on previous phone bills for various telephone calls to other cities in the region, we are estimating a monthly phone bill of $316. Postage: The requested postage budget is $1,400. This money will be used to provide postage between the staff in Lubbock and Canyon and between Lubbock, participating agencies and individual volunteers, as well as postage to the Robert Wood Johnson Foundation. III. Project Staff Travel: Local Travel: The requested budget for local travel is $4,255. We are defining local travel as any travel within the region which is cooperating in the planning project. This region covers approximately 38,000 square miles. The outreach worker and the project director may need to spend the night on the road when contacting some of the local communities. We included hotel and a per diem in the local travel budget to cover this necessity. The local travel breakdown for the Lubbock staff is as follows: Mileage ($.275 per mile X 1000 miles per month) _ $ 3300 Hotel ($55 per night for 6 nights) _ $ 330 Per Diem ($25 per day for 25 days) _ $ 625 TOTAL $4,255 19 Non -local Travels The requested budget for non -local travel is $2,960. This includes money for two people to attend one national meeting sponsored by the Robert Wood Johnson Foundation for two nights and two days. It also includes two trips for one person in Texas, but outside the region, to observe and assess other immunization programs. These trips will be one night trips. The non -local travel breakdown is as follows: National Trip ($1,140 X 2) _ $ 2,280 In -State Air Fare ($240 X 2) _ $ 480 In -State Hotel ($75 X 2) _ $ 150 Per Diem ($25 X 2) _ $ 50 TOTAL $ 2,960 IV. Indirect Costs: 9% times amount requested in items I through III. V. Computer Equipment: In -kind contributions for Texas Department of Health include 5 laptop computers with external modems and computer supplies. TDH Total in -kind contribution = $15,000 VI. Consultant Honoraria: The requested budget amount for this category is $4,500. Dr. Kathleen Hennessey of Texas Tech University will provide expertise in the field of database networks. The $4,500 estimate is based on fifteen (15) days/year at $300 per day. There will be no travel expense as she is based in Lubbock. VII. Subcontracts: See separate narrative. 20 SUBCONTRACT WITH TEXAS DEPARTMENT OF HEALTH REGION 2 (PANHANDLE OFFICE) Grant Period: (from 111005 to 10/31/'96) Budget Period: (from 11/01/95 to 10/31/96) PROJECT YEAR 3 RWJF OTHER I. PERSONNEL TOTAL SUPPORT SUPPORT Position Base Salary % Tune Immunization Program Manager $30,500 10% $3,050 $0 $3,050 Computer Technician $27,945 100% $27,945 $0 $27,945 Total Salaries $30,995 $0 $30,995 Fringe Benefits $6,199 $0 $6,199 II. OFFICE OPERATIONS Supplies $400 $0 $400 Duplicating $600 SO M Telephone $1,800 $0 $1,800 Postage $1,000 SO $1,000 III. PROJECT STAFF TRAVEL $4,255 $4,255 $0 Sub —Total $45,249 $4,255 W,994 IV. INDIRECT COSTS $4,072 $383 $3,689 V. COMPUTER EQUIPMENT $2,500 SO $2,500 TOTAL $51,821 $4,638 $47,183 21 SUBCONTRACT WITH TEXAS DEPARTMENT OF HEALTH, REGION 2 BUDGET NARRATIVE - YEAR 3 Introduction: The subcontract with the Canyon office of Texas Department of Health, Region 2 grant proposes to implement a better way of tracking immunizations. It would be very difficult for a computer technician based in Lubbock to effectively cover the entire Panhandle. Some of the towns in the Panhandle are -more than a six (6) hour drive from Lubbock. The distance would require the worker to spend more time driving than meeting and working with people. One FTE in Canyon would cut most of the traveling time in half, at least. We believe this would provide greater cost effectiveness for the grant dollar. We have therefore developed a proposal which subcontracts the Panhandle Computer Technician to the Texas Department of Health. Other Support: The funding in this column will be provided by the Department of Health in the form of in -kind personnel time and equipment (computers and office furniture and offices expenses). I. Personnel: The Immunization Program Manager will supervise the computer technician assigned to the Panhandle of Texas, will ensure that the project is complying with all state policies and procedures, and will offer his expertise to ensure the success of the project. The Computer Technician will work in Canyon and the surrounding counties of the Panhandle of Texas, installing and maintaining computer hardware and software, and training immunization personnel on the use of the system. The Panhandle of Texas is a larger geographical area than the South Plains of Texas, although the population is roughly equivalent. This larger geographical area will necessitate that this worker will be traveling more and spending the night on the road more often than the technicians covering the South Plains. We believe that the technician will be able to accomplish the assigned tasks working 100% of the time. This technician's salary will be funded by TDH. Fringe Benefits: The fringe benefits would be provided as in -kind by the State of Texas. II. Office Operations: Provided by Texas Department of Health In -kind $3,800. 22 III. Project Staff Travel: Local Travel: The requested budget for local travel is $4,255, We are defining local travel as any travel within the region which is cooperating in the planning project. This region covers approximately 38,000 square miles. The outreach worker may need to spend the night on the road when contacting some of the local communities. We included hotel and a per diem in the local travel budget to cover this necessity. The local travel breakdown for the Canyon staff is as follows: Mileage ($.275 per mile X 1000 miles per month) _ $ 3,300 Hotel ($55 per night for 6 nights) _ $ 330 Per Diem ($25 per day for 25 days) = $ 625 TOTAL $ 4,255 IV. Indirect Costs: 9% times amount requested in items I through III. V. Equipment: In -Rind funding of $2,500 for the purchase of supplies, such as diskettes, computer paper/cards, ribbons, etc. 23 THE ROBERT WOOD JOHNSON FOUNDATION LINE ITEM BUDGET Grant Period: (from 11/01/96 to 10%31/97) Budget Period: (from 11/01/96 to 10/31/97) PROJECT YEAR 4 RWJF OTHER I. PERSONNEL TOTAL SUPPORT SUPPORT Position Base Salary %Time Pers. Health Svcs. Coord. $44,000 10% $4,400 $0 $4,400 Administrative Technician $21,000 10% $2,100 $0 $2,100 Project Director $32,500 100% $32,500 $0 $32,500 Outreach Specialist (S.Plains) $27,000 100% $27,000 $0 $27,000 Computer Technician $31,994 100% $31,994 $0 $31,994 ADP Programmer $28,668 100% $28,668 $0 $28,668 Secretary $18,730 100% $18,730 $18,730 $0 Total Salaries $145,192 $18,730 $126,662 Fringe Benefits $31,986 $4,121 $27,866 II. OFFICE OPERATIONS Supplies $1,350 $1,350 $0 Printing $2,800 $2,800 $0 Duplicating $2,800 $2,800 $0 Telephone $3,800 $3,800 $0 Postage $1,400 $1,400 $0 III. PROJECT STAFF TRAVEL $7,215 $7,215 $0 Sub -Total $196,743 542,216 $154,528 IV. INDIRECT COSTS $17,707 $3,799 $13,907 V. COMPUTER EQUIPMENT $17,500 $0 $17,500 VI. CONSULTANT HONORARIA $4,500 54,500 $0 VII. SUBCONTRACTS $54,380 54,638 $49,742 TOTAL $290,830 $55,153 $235,677 24 BUDGET NARRATIVE - YEAR 4 Other Support: The funding in this column will be provided by the City of Lubbock Health Department, Texas Department of Health and grants. This support will primarily be in -kind funding consisting of personnel salary time and equipment (computers and office furniture). Other support listed in the Subcontract will be provided by the Texas Department of Health, Region 2 in the form of in -kind personnel time and equipment. Other support may include funding and in -kind support from the Junior League and the Lubbock Area Foundation. I. Personnel: The Personal Health Services Coordinator will supervise the project director, will ensure that the project is complying with all City of Lubbock policies and procedures, and will offer her expertise to ensure the success of the project. The Administrative Technican will be responsible for managing the budget, providing back-up for all financial expenditures, producing the required financial reports, and operating the grant following all City of Lubbock financial policies and procedures. The Project Director will be accountable for planning, organizing, and directing the implementation and operations of the project. The Project Director will supervise two full time computer technicians, one full time outreach worker and the secretary. The Project Director will coordinate the activities with the staff, the consultant and the volunteers from the local level. The Project Director will meet with the regional advisory committees comprised of individuals from the local task forces. The Project Director will act as staff liaison to the regional task force as the plans are implemented on a regional and local basis. His salary will be requested from TDH grants. Two Computer Technicians will be on staff. One will be assigned to the Panhandle and one to the South Plains. The technicians will install and maintain the computer equipment, correct any software problems, train immunization personnel on the use of the equipment and software and work closely with Texas Department of Health technicians to maintain the integrety of the immunization database network. Both of these employee's salary will be funded by TDH. Two ADP Programmers will be responsible for installation and maintenance of the equipment and software installed at the Texas Department of Health Region 2 office and its 20 clinics. These are TDH employees working 50% of their time on the tracking system. 25 The Outreach Worker will work out of Lubbock and cover the entire region. He will coordinate with the immunization providers in the region, hold periodic local task force meetings, conduct local real-time immunization surveys, follow randomly selected immunization records through the system and facilitate the dialogue between the different agencies and individuals in the region participating in the project. His salary will be provided by TDH. The Secretary will be responsible for clerical and data processing tasks. She will coordinate the schedules of the staff, be a consistent presence in the Lubbock office to answer inquiries, and type, duplicate and distribute surveys, reports, brochures, etc. We are requesting a full time equivalent for two Computer Technicians, the Secretary position and Outreach Worker. This project will cover a large amount of territory. It is our belief that there needs to be a person in the office during work hours who can answer questions and problem -solve, while ensuring continuity to the project. This person would be the Secretary. The Outreach Worker, Computer Technicians and the Project Director will, by definition, need to be in the field much of the time. We believe that two Computer Technicians and an Outreach Worker will be able to accomplish the assigned tasks working full time. Fringe Benefits: The fringe benefits provided by the City of Lubbock Health Department and TDH include Federal Withholding Tax, FICA, Workman's Compensation, life insurance, health insurance, dental insurance, and retirement for full-time equivalent staff members. The fringe rate varies. Pero. Health Services Coordinator $968 (In -Rind) Administrative Technician $462 (In -Rind) Project Director $7150 (In -Rind) Outreach Worker $5940 (In -Rind) Computer Technicians $7039 (In -Rind) ADP Programmers $6307 (In -Rind) Secretary $4121 TOTAL FRINGES: $31,987 26 II. Office Operations: Supplies: The requested supply budget is $1,350 for the implementation grant. This money will be used for general office supplies for four full time equivalent staff positions. The needed supplies include tape and tape dispensers, stationary, paper clips, pens, pencils, rolodex cards, staplers, calendars, notepads, typewriter ribbons, computer paper, diskettes, and ribbons for printers. Printing: The requested printing budget is $2,800 for the first implementation year. These funds will cover the cost of business cards, educational material, and instructions manuals for the use of the computers and software. Duplicating: The requested duplicating budget is $2,800. This will include the cost of duplicating surveys and other related needs. The cost includes copy paper, toner, and dispersant for the copier. Telephone: The requested telephone budget is $3,800. We are anticipating numerous telephones calls between the Lubbock staff and the Canyon staff, participating agencies, as well as to volunteers around the region. Based on previous phone bills for various telephone calls to other cities in the region, we are estimating a monthly phone bill of $316. Postage: The requested postage budget is $1,400. This money will be used to provide postage between the staff in Lubbock and Canyon and between Lubbock, participating agencies and individual volunteers, as well as postage to the Robert Wood Johnson Foundation. III. Project Staff Travel: Local Travel: The requested budget for local travel is $4,255. We are defining local travel as any travel within the region which is cooperating in the planning project. This region covers approximately 38,000 square miles. The outreach worker and the project director may need to spend the night on the road when contacting some of the local communities. We included hotel and a per diem in the local travel budget to cover this necessity. The local travel breakdown for the Lubbock staff is as follows: Mileage ($.275 per mile X 1000 miles per month) _ $ 3300 Hotel ($55 per night for 6 nights) _ $ 330 Per Diem ($25 per day for 25 days) _ $ 625 TOTAL $4,255 27 Non -local Travel: The requested budget for non -local travel is $2,960. This includes money for two people to attend one national meeting sponsored by the Robert Wood Johnson Foundation for two nights and two days. It also includes two trips for one person in Texas, but outside the region, to observe and assess other immunization programs. These trips will be one night trips. The non -local travel breakdown is as follows: National Trip ($1,140 X 2) _ $ 2,280 In -State Air Fare ($240 X 2) _ $ 480 In -State Hotel ($75 X 2) _ $ 150 Per Diem ($25 X 2) _ $ 50 TOTAL $ 2,960 IV. Indirect Costs: 9% times amount requested in items I through III. V. Computer Equipment: In -kind contributions for Texas Department of Health include 5 laptop computers with external modems and computer supplies. TDH Total in -kind contribution = $17,500 VI. Consultant Honoraria: The requested budget amount for this category is $4,500. Dr. Kathleen Hennessey of Texas Tech University will provide expertise in the field of database networks. The $4,500 estimate is based on fifteen (15) days/year at $300 per day. There will be no travel expense as she is based in Lubbock. VII. Subcontracts: See separate narrative. 28 SUBCONTRACT WITH TEXAS DEPARTMENT OF HEALTH REGION 2 (PANHANDLE OFI ICE) Grant Period: (from 11/01/96 to 10/31/97) Budget Period: (from 11/01/96 to 10%31/97) PROJECT YEAR 4 RWJF OTHER I. PERSONNEL TOTAL SUPPORT SUPPORT Position Base Salary % Time Immunization Program Manager $30,500 10% $3,050 $0 $3,050 Computer Technician $29,901 100% $29,901 $0 $29,901 Total Salaries $32,951 $0 $32,951 Fringe Benefits $6,590 $0 $6,590 II. OFFICE OPERATIONS Supplies $400 $0 $400 Duplicating $600 $0 $600 Telephone $1,800 $0 $1,800 Postage $1,000 $0 $1,000 III. PROJECT STAFF TRAVEL $4,255 $4,255 $0 Sub —Total $47,596 $4,255 $43,341 IV. INDIRECTCOSTS $4,284 $383 $3,901 V. COMPUTER EQUIPMENT $2,500 $0 $2,500 TOTAL $54,380 $4,638 $49,742 29 SUBCONTRACT WITH TEXAS DEPARTMENT OF HEALTH, REGION 2 BUDGET NARRATIVE - YEAR 4 Introduction: The subcontract with the Canyon office of Texas Department of Health, Region 2 grant proposes to implement a better way of tracking immunizations. It would be very difficult for a computer technician based in Lubbock to effectively cover the entire Panhandle. Some of the towns in the Panhandle are more than a six (6) hour drive from Lubbock. The distance would require the worker to spend more time driving than meeting and working with people. One FTE in Canyon would cut most of the traveling time in half, at least. We believe this would provide greater cost effectiveness for the grant dollar. We have therefore developed a proposal which subcontracts the Panhandle Computer Technician to the Texas Department of Health. Other Support: The funding in this column will be provided by the Department of Health in the form of in -kind personnel time and equipment (computers and office furniture and offices expenses). I. Personnel: The Immunization Program Manager will supervise the computer technician assigned to the Panhandle of Texas, will ensure that the project is complying with all state policies and procedures, and will offer his expertise to ensure the success of the project. The Computer Technician will work in Canyon and the surrounding counties of the Panhandle of Texas, installing and maintaining computer hardware and software, and training immunization personnel on the use of the system. The Panhandle of Texas is a larger geographical area than the South Plains of Texas, although the population is roughly equivalent. This larger geographical area will necessitate that this worker will be traveling more and spending the night on the road more often than the technicians covering the South Plains. We believe that the technician will be able to accomplish the assigned tasks working 100% of the time. This technician's salary will be funded by TDH. Fringe Benefits: The fringe benefits would be provided as in -kind by the State of Texas. II. Office Operations: Provided by Texas Department of Health In -kind $3,800. 30 III. Project Staff Travel: Local Travel: The requested budget for local travel is $4,255. We are defining local travel as any travel within the region which is cooperating in the planning project. This region covers approximately 38,000 square miles. The outreach worker may need to spend the night on the road when contacting some of the local communities. We included hotel and a per diem in the local travel budget to cover this necessity. The local travel breakdown for the Canyon staff is as follows: Mileage ($.275 per mile X 1000 miles per month) _ $ 3,300 Hotel ($55 per night for 6 nights) s $ 330 Per Diem ($25 per day for 25 days) _ $ 625 TOTAL $ 4,255 IV. Indirect Costs: 98 times amount requested in items I through III. V. Equipment: In -Rind funding of $2,500 for the purchase of supplies, such as diskettes, computer paper/cards, ribbons, etc. 31 APPENDICES STATISTICAL REPORT FOR THE REGION 2 SCHOOL DISTRICT BASED UPON 35 SCHOOLS I TOTAL ENROLLMENT: 0 TOTAL RECORDS REVIEWED IN GRADE K : 850 GRADE K : 2341 RECORDS LACKING AN IMMUNIZATION HISTORY: 0 IMMUNIZATION STATUS AT 3 MONTHS: DTP 1: POLIO 1: DTP 1 OR POLIO 1: DTP1 AND POLIO 1: AT 7 MONTHS: DTP 3: POLIO 2: DTP 1 OR POLIO 1: DTP3 AND POLIO 2: AT 12 MONTHS: DTP 3: POLIO 2: DTP 1 OR POLIO 1: DTP 1 AND POLIO 1: DTP 3 AND POLIO 2: AT 19 MONTHS: DTP 4: POLIO 3: MMR 1: DTP 1 OR POLIO 1: DTP 3 AND POLIO 3 AND MMR 1: DTP 4 AND POLIO 3 AND MMR 1: AT 24 MONTHS: DTP 4: DTP 3: POLIO 3: MMR 1: DTP 1 OR POLIO 1: DTP 3 AND POLIO 3 AND MMR 1: DTP 4 AND POLIO 3 AND MMR 1: AT 36 MONTHS: DTP 4 AND POLIO 3 AND MMR 1: AT 48 MONTHS: DTP 4 AND POLIO 3 AND MMR 1: AT 60 MONTHS: DTP 4 AND POLIO 3 AND MMR 1: DTP 3 AND POLIO 3 AND MMR 1: AT 72 MONTHS: DTP 3 AND POLIO 3 AND MMR 1: DTP 4 AND POLIO 3 AND MMR 1: GRADE K NO. t 501 58.9 499 58.7 501 58.9 499 58.7 95% CONFIDENCE INTERVALS 54.0 63.9 53.8 63.6 54.0 63.9 53.8 63.6 253 29.8 25.2 34.3 504 59.3 53.7 64.9 672 79.1 74.8 83.3 253 29.8 25.2 34.3 471 55.4 50.5 60.3 632 74.4 68.9 79.9 744 87.5 84.7 90.4 737 86.7 83.3 90.2 471 55.4 50.5 60.3 242 28.5 23.6 33.4 550 64.7 59.4 70.0 476 56.0 52.0 60.0 790 92.9 90.8 95.1 396 46.6 41.7 51.4 213 25.1 21.2 28.9 366 43.1 38.0 48.1 626 73.6 68.0 79.3 600 70.6 65.2 76.0 602 70.8 67.3 74.4 803 94.5 92.7 96.3 504 59.3 54.1 64.5 329 38.7 34.2 43.2 477 56.1 51.0 61.2 541 63.6 58.5 68.8 672 79.1 73.9 84.2 769 90.5 86.8 94.1 822 96.7 94.4 99.0 744 87.5 82.5 92.5 DATE RUN: 04/30/93 TIME RUN: 14:56:45 Page 1 A-1 The Texas Panhandle and South Plains All Kids Count Program Needs Assessment Survey This survey is designed to determine the needs of children's health care in your community. This document should be completed only by parents with young children. PLEASE DO NOT WRITE YOUR NAME ON THIS QUESTIONNAIRE City County The ZIP CODE of your residence 1. How many children do you have? 2. What are their ages (please list): 3. What are their sexes (please provide a number): _ Male — Female 4. Where do you take your child(ren) for their immunizations? (Name the clinic or doctor AND the city). 5. Have any of your children been to a doctor or clinic in the past year? — Yes —No In what city was the doctor or clinic located?: 6. What was the reason for the visit to the doctor or clinic? (please check all that apply) _ Checkup/Physical Exam — Immunizations Illness _ Injury Other: Did not visit a doctor 7. Have any of your children ever been hospitalized? _ Yes _ No 8. If yes, what was the name of the hospital and in what city was the hospital located? 9. Can you go to a hospital or doctor's office whenever you need treatment? _ Yes (If yes, go to Question 11) _ No 10. If you checked 'NO' on N9, why? (check all that apply) _ Costs _ Location Convenience _ Inadequate Care — Lack of Transportation + Other (please describe): 11. Please check the type of medical insurance that your child(ren) is currently covered under. No Medical Insurance Private -individual policy Private -group policy Private -Health Maintenance Organization Medicaid CHAMPUS Indigent/Charity patient care Other A-2 12. Please check those services which are available in your community _Doctor's Office _Clinic _Hospital _Home health care _Household help _Social Services Assistance 13. Please check whether you are satisfied with the following: Availability of timely medical appointments: , Yes _ No Availability of hospital services: — Yes _ No Availability of financial assistance to help with medical care: _ Yes _ No Degree of concern of health care providers: , Yes No The following questions are for statistical purposes only. Please check the answer that applies to you. 1. Age: 2. Sex: Male Female 3. Ethnicity: , Black _ White, non -hispanic Hispanic, non -white Asian Other 4. Now much education do you have? None _ 1 to 8 Years _ 9 to 11 Years _ High school graduate/GED _ Some college — College graduate _ _ Post graduate 5. Please indicate with whom you share your housing (check all that apply): No one —Spouse/partner _Friends _Relatives _Children Other (please describe) _ 6. Are you (the parent or guardian) currently employed? Yes No 7. What is your annual household income (please choose only one): _Less than 15,000 _15,000 to 20,999 21,000 to 25,999 _26,000 to 39,999 40,000 or more Thank you for your cooperation In completing this survey. TEXAS PANHANDLE Y LA PLAN/CIES DEL SUR CON EL PRO GRAMA TODOS LOS NINOS CUENTAN Estudio de Reconocimiento de Necesidades Este estudio as disensdo pars determiner las necesidedes del cuidado de Is selud de los ninos an su comunidad. Este documento debe ser completsdo solo por padres con rhos pequenos. POR FAVOR NO ESCRIBA SU NOMBRE EN ESTA ENCUESTA Ciudad Condado El CODIGO POSTAL de su residencia 1. lCuantos ni6os tiene7 2. lLas edades son (por favor enliste)1 3. lLos sexos son (por favor provee un n6mero)7 _ Hombre _ Muier 4. IDonde Ileva a su nino por sus vacunas7 (Nombre la clfnica o doctor y la Ciudad) 5. lAIguno de sus niPios ha visto a un doctor o clfnica en el pasdo ano7 _Si _No En que ciudad estaba el No o clfnica localizados7 6. lPorque fue al doctor o clinical (por favor marque todo que aplica) — Comprobaci6n/Examen Fisico T Vacunas _ Enfermedad _ Heridas no visit6 un doctor Otro 7. ZAlgunos de sus nir)os han sido hospitalizados7 Sf No 8. lSi marca sf, cual es el nombre de la clfnica y en qu6 ciudad esta localizada7 9. lPuede it a una clfnica o oficina de doctor cuando necesite tratamientol _ Sf (Si marca sf, siga con la Pregunta 11) _ No 10. Si marco 'NO' en #9, 1porqu67 (Marque todo que aplica) _ Gastos _ Localizacion _ Conveniencia — Cuidado Inadequado Falta de Transportaci6n _ Otro (por favor describa) A-3 1 1. Por favor marque el tipo de seguro m6dico que cubre a su(s) nino(s) al presente Sin Seguro M6dico _ p6liza privada _ del Grupo privad _ Organizaci6n del Mantenimiento de la Salud privada _ Medicaid _ CHAMPUS Lugares/indigente/de caridad ,Otro 12. Por favor marque los servicios que estan disponible en su comunidad _Oficina de Doctor _ Clinica _Hospital _Casa afliccion de la salud _Ayuda de casa _Asistencia de Servicios Sociales 13. Por favor marque si es sastifecho con to siguiente: Disponible de citas medicas: _ Sf _ No Disponible de servicios hospitales: Si No Disponible de asistencia financiera que ayuda con el cuidado medico: Si No Grado de preocupacion de proveedores del cuidado de la salud Si No Las siguientes preguntas son solamente para estadisticos. Por favor marque la respuesta a to que le aplique. 1. Edad: ` 2. Sexo: u Hombre _ Mujer 3. Raza: _ Negro _ Blanco , Hispano _ Asiatico Otro 4. 1Cuanta educaci6n tiene? — Ninguno _ 1 a 8 Anos _9 a 11 Anos graduado de la escuela secundaria/GED Algun universidad _ graduado de la Universidad _ graduado del Poste 5. Por favor indique con quien comparte su casa (marque todo que aplica) _ Solo _ Esposo/Esposa _ Ninos _Parientes Otro (Por favor describa) 6. (Este (el padre o guardian) corrientemente empleado? Si No 7. jOue es su engreso anual? (por favor escoga uno) _ Menos que 15,000 _15,000 a 20,999 21,000 a 25,999 26,000 a 39,999 40,000 o mis Muchas gracias por su cooperacion an completer este estudio. Texas Panhandle and the South Plains A# Kids Count Program Health and Medical Services Providers Questionnaire This questionnaire is about the services that your agency or business provides and your current capabilities and future needs for automating immunization assessment. Also, the information will be used to develop a directory of primary care services available to children. If you have questions regarding the survey, please call Richard Kolas with the Lubbock Health Department at (806) 767- 2942. Please provide your name, the name of your agency or organization and its address in the spaces provided below. Name of Agency: Your Name: Your Title: Mailing Address: City: Zip Code: Telephone: ( 1 If different from the above, who should we contact if any further information is needed about your agency or organization: Person who should be contacted: Title: Telephone: ( 1 ................................................ 4 0 * 9 0 * ... ! 1. Do you provide children health services? Yes _ No 2. Do you provide childhood immunizations? Yes — No If you answer "NO" to BOTH questions, STOPI You have completed this survey. Thank you for your cooperation. If you answered "YES" only to question #1, skip to question #8. If you answered 'YES' to question x2, please continue with question M3. OVER A-4 3. What are the costs for a child to receive immunizations? DTP, OPV, HibCV DTP, HibCV DTP, OPV, HibCV, MMR DTP, OPV, MMR TD Hepatitis B Do you charge for an office visit when a child receives only an immunization? Yes r No If yes, how much? 4. Approximately how many patients receive immunizations within a month at your organization? 5. Approximately how many doses are given in a month? 6. If you do not provide immunizations for children, why not? _ Expense Liability — Inadequate staffing Other 7. If a patient is not able to pay for immunizations are they referred to another agency? Yes — No 8. If vaccine were supplied at no cost to providers would you or your agency consider providing the service? Yes _ No 9. If the vaccine was provided at no cost, would you provide the immunizations for a fee not to exceed $10? Yes No 10. Which of the following best describes your agency or organization's legal status? Federal State — County City Private Non-profit Private For -profit Religious Affiliation Other, please specify 11. What type of payments are accepted? (Check all that apply.) _ Medicaid _ Medicare Insurance +_ Cash/check only Credit Cards Other, please specify 12. If the patient is not able to pay at the time the services are needed, are the services still rendered? _ Yes No 13. Do you provide any educational services (i.e. videos, instructional programs, media material) to inform the general public about children health care? (Do not count in-service programs for employees.) Yes ! No 14. Would you be willing to be linked to a computerized network to track children's immunizations? Yes _ No Thank you for your cooperation In completing this survey. LETTERS OF SUPPORT March of Dimes Birth Defects Foundation Northwest Texas Chapter 2345-50th Street #109 Lubbock, Texas 79412 (806) 797-6771 June 22, 1993 RECEIVED 1281993 LuSfl()C,Fi Gty HEALTH DEp► "h of Imes I Menling Biith0efects 11�— Healthier Babies Robert Wood Johnson Foundation The Task Force for Child Survival and Development One Copenhill Atlanta, Georgia 30307 Dear Sirs, The Northwest Texas Chapter of the March of Dimes gladly endorses and recommends support for the All Kids Count project, developed by the Lubbock Health Department. The mission of the March of Dimes is healthy babies and the prevention of birth defects. Education and loving concern are the tools used by the March of Dimes in our struggle to complete this mission. The educating process, designed to promote prenatal and newborn care, must be extended to early childhood. Our healthy babies will become our healthy preschoolers only if consistent efforts to educate parents and the children themselves are maintained. Proper immunization and immunization records are imperative to that end. Education, the process of teaching and learning should be unending. A program of such a noble nature, the All Kids Count project, must be provided the financing to be brought into infancy, and strongly supported thereafter in its growth and maturation. The Northwest Texas Chapter of the March of Dimes will proudly support this birth. Yours in healthier babies, Kim King Chapter Director Research - Education - Medical Care - The Salk Institute University Medical Center July 1, 1993 Richard Kolas All Kids Count 1902 Texas Ave. Lubbock, TX 79408 Dear Mr. Kolas, This letter is to express University Medical Center's full support for your work toward a region -wide immunization tracking system. The need for such a system is evident when considering the poor rate of immunization of children in the South Plains region. The increased coordination between service agencies that will result from this project will greatly improve the rate of immunization of preschool children and reduce the prevalence of vaccine -preventable diseases in our region. University Medical Center is a supportive partner in the "All Kids County" endeavor. Please let me know how UMC may be of assistance toward the development and implementation of this timely program. S41y yours, Gafford V'ce President V cc: James Courtney, President & CEO 602 Indiana Avenue PO Box 5980 1 111,11-A 'r_ (I , 11 C(Wfl V(V i 7 ) 1 1 1 J CL IN r ST. MARY OF THE PLAINS HOSPITAL A Sisters of St Joseph of Orange Corporation July 6, 1993 To: Robert Wood Johnson Foundation Recognizing the health risks inherent to any population where immunizations are not conducted regularly, St. Mary Hospital proudly supports the Lubbock Health Department in its child immunization efforts. In no situation is the phrase, "an ounce of prevention is worth a pound of cure" more appropriate than with the immunization of our children. The health care environment of the future will dictate that we place even greater emphasis on wellness and prevention, and St. Mary Hospital heartily endorses this endeavor. Sincerely, C- Charley Trimble President & CEO RECEIVED junior league of Lubbock June 24, 1993 Nancy Haney, Health Programs Supervisor City of Lubbock Health Department P. O. Box 2548 Lubbock, Texas 79408 Dear Project Applicant: i,1 2 9 1993 LUBBOCK C'TY HEALTH DEPT. The Junior League of Lubbock acknowledges the receipt of your project proposal for the 1994-95 funding year. We have received numerous requests for funding under the Health and Wellness Impact Area. Nineteen different proposals totalling over $700,000.00 have been delivered to our office. The Research and Development Committee will begin reviewing these proposals during the next few weeks, with more formal investigation scheduled for the early fall. We look forward to working with you during the next few months and appreciate your efforts in the area of Health and Wellness. If you have any questions or concerns, please do not hesitate to contact me. Sincerely, Lori Scott Research and Development Chairman "The Association of Junior Leagues International, Inc . reaches out to women of all races. religions and national origins who demonstrate an interest in and commitment to voluntarism." 1901-B 50th Street Lubbock, Texas 79412 10, 06vut4 ]Jhtins ]Juhlir Aealt4 District P.O. BOX 112 :-: 919 EAST MAIN MORRIS S. KNOX. M.D. �9rehinfieia, Texagi 79316 Director DAWSON COUNTY HOCKLEY COUNTY GAINES COUNTY YOAKUM COUNTY TERRY COUNTY LAMESA, TEXAS 79331 LEVELLAND, TEXAS 79336 SEMINOLE. TEXAS 79360 DENVER CITY, TEXAS 79323 BROWNFIELD. TEXAS 79318 P.O BOX 1291-1510 N. BRYAN P.O. BOX 610 - 609 AVE. D P.O. BOX 1713 - 704 HOBBS HWY. P.O. BOX 315 - 412 N. AVE. F P.O. BOX 112 - 919 EAST MAN PHONE 872-5863 PHONE 894-4045 PHONE 758.2212 PHONE 592-2706 PHONE 637.2164 Barbara Bouton, R.N. Director of Nurses South Plains Public Health District 919 E. Main Brownfield, Texas 79316 June 30, 1993 LETTER OF SUPPORT: South Plains Public Health District supports the Immunization Task Force in its efforts to bring computerized immunization records to this area. South Plains Public Health District operates 5 Health Departments in 5 counties, providing immunization clinics in 7 cities. Given the tremendous numbers of children this project would impact, and consequently reduce the incidence of disease in our community, and given the increasing numbers of providers giving immunizations, it will become vital that computerized immunization records be kept and be readily available. This will be invaluable in assuring that chil- dren not only receive adequate immunizations, but also that they will not inadvertantly be over immunized due to parents accessing muliple providers. South Plains Public Health District will continue to participate in and provide Richard Kolas and the Task Force with all the support and assistance he requests. If you require any further assistance or information, please do not hesitate to contact me at South Plains Public Health District central office in Brownfield. Telephone 806-637-2164. Sincerely, Barbara Bouton, R.N. Director of Nurses South Plains Public Health District Teare Memorial Clinic j Bob Shaffer P. 0. Box 410 Booker, Texas 79005 June 30, 1993 Richard Kolas Lubbock Health Department P.O. Box 2548 Lubbock,TX 79408-9961 Dear Richard, I would like to express my support of the Texas Panhandle and South Plains All Kids Count Program. I have a small clinic in Lipscomb County. It's the only medical clinic in the county. We have parents bringing their children in all the time and when we ask them about their children's immunization they can't remember. Some of them even have trouble finding their cards. So I can see the advantages of having good records and being able to get a history on what vaccinations each of the children ha ve received. I have been involved with the needs assessment surveys and meeting with the representative from All Kids Count. I believe it to be a good and worthy project and I would support it whole heartedly. Sincerely yours, -/� :1� Bob Shaff�,RNMN,FNP jlb y: Ploinview-Hole Counfy Heolfh I)isfricf t Mary D. Bublis, M.D. Affiliated with Texas State Department of Health Area Code =6 t• Director ;Ji`r Tenth t Ash Streets Tek — &rs 1738 d'0"e 2911359 PLAINVIEW, 1 E%AS 79073 July 7, 1993 Richard Kolas All Kids Count Box 2548 Lubbock, Texas 79408 Dear Mr. Kolas: The Plainview -Hale County Health Department whole- heartedly supports the ALL KIDS COUNT Immunization initiative. /—a Johnstro Administrator Plainview -Hale County Health District CERTIFICATION OF PUBLIC STATUS Canadian Area Family YMCA P.O. Box 1106 Canadian, Texas 79014 Tel.8061323-5254 7; 1 2)! 93 Richard Kolas Lubbock Health Crept. P.O, Cox 2546 Lubbock., Tex. 79406-9961 Dear Mr. Kolas, The need for the Panhandle All Yids Count Program to continue is rriost important to Our rural area. As a member of the Panhandle Task Force Cornrrlittee, I feel that after reviewing the bleed: Assessment Survey that was taken in Our communities-, that there is a great creed for continuous education for promotinq timely immunization for children in this area. The computer networking that has been proposed would greatly improve and provide more efficient service to our population plus provide the healthcare workers with more information and better recordkeeping instruments. The All Yids Count Program should be extended and further developed. If the Canadian 'riICA can be of help to the program do not hesitate to call on us. Sincerp.lq, �C Giliss:a 1-1i_rrray ExPCUtive Director DATE: 11 July 1993 FROM: Alma Pittenger RN, BSN Field Office Coordinator Texas Department of Health Hereford, Texas 79045 TO: Richard Kolas Lubbock Health Department P.O. Box 2548 Lubbock, Texas 79408-9961 I would like to take this opportunity to thank you for your efforts, through the "Kids Count" initiative, to increase the number of children in our area who are immunized and to provide a method by which these children can be tracked. Those of us involved with the immunizations programs in this area are well aware that there is a need for improvement in both these areas. I have enjoyed working with Audra Bell on this project and I look forward to the time we can actually get all the children on network. Thank you again for your efforts in this project. cc: Phyllis McLemore MSN, BSN Director of Nursing Services D. L. Wilson Immunizations Services LuLu Lehmann RN, BSN Area Coordinator PART CHARTER* Chapter One [BASIC CHARTERt) Art. I. In General, If 1-4 Art. II. General Powers, Of 1-25 Art. II -A. Street Improvements, 44 1-2 Art. III. Judicial, §§ 1-10 Art. IV. Initiative; Referendum; Recall, if 1, 2 Art. V. Taxation Generally, I1 1-4 Art. VI. Occupation Taxes; Licenses, It 1-7 Art. VII. Finance Generally, if 1-9 Art. VIII. Bonds, If 1-5 Art. IX. Council; Elections; Administration, if 1-31 Art. X. City Manager, §1 1-7 Art. XI. Legal Status, if 1-6 ARTICLE I. [IN GENERAL] Sec. 1. Corpora',e name. The City of Lubbock, Lubbock County, Texas, as the boundaries and limits of said City are herein established, or may hereafter be established, shall be a body politic, incorporated uneer and known by the name and style of the "City of Lubbock," with such powers, rights and duties as hereinafter provided. "Editor's note —Ord. No. 4247, § 1 ordered a special election on December 27, 1917, to approve Charter amendments. Amendment No. 7 was adopted and reads as follows: "All sections of the Charter of the City of Lubbock which refer or have reference to and now read 'City Commission,' 'Commission,' 'Commissioner,' 'Commissioners,' be amended to hereafter read 'City Council,' 'Council,' 'Councilman,' and 'Councilmen,' respectively. The term 'Councilmen' and'Councilman'shall include females, who shall be known as'Councilwomen' or'Councilwom- an.' "The changes necessitated by said amendment have been made. References in the Charter to the "corporation court" and the "recorder" should be read "municipal court" and "judge" respec- tively, pursuant to VTCS Art. 1194 et seq., and particularly Art. 1200gg. Catchlines for sections in the Charter have been placed on one line for purposes of clarity, consistency with the Code of Ordinances and space saving. Also, for the same purposes, a dash 1-1 in a Charter catchline has been changed to a semicolon 1 J. tEditor's note —Ord. No. 9175, adopted Feb. 25, 1988, called a special charter amend- ment election, held May 7, 1988. The electorate approved propositions 1-3, 5, 6, 8-11, as reflected in the Resolution and Order passed by council on May 26, 1988. Such amendments are included herein, indicated by a history note to the date of election following each affected paragraph, and the Charter Comparative 'fable on page 101 lists the disposition of such amendatory material. Stipp. No. 15 I a 4 LI w 4 Ch. 1, Art. 1, § 2 LUBBOCK CODE Sec. 2. Boundaries. The boundaries and limits of said corporation shall be as follows: Beginning at the northeast corner of Survey No. 1, Block "0," which is also the southeast corner of Survey No. 79, Block "A;" Thence north 165 feet along the east line of said Survey No. 79; Thence west on a line parallel with, and 165 feet north of the south line of said Survey No. 79, a distance of 2129.25 feet to the east line of the Sanders Addition to the City of Lubbock; Thence north along the east line of said Sanders Addition a distance of 1037 feet to the northeast corner of the said Sanders Addition; Thence west along the north line of the Sanders Addition and Acuff Heights Addition to the City of Lubbock, a distance of 1639.75 feet to the northwest corner of said Acuff Heights Addition, which point is in the east line of the Wm. Tubbs Addition to the City of Lubbock; Thence north along the east line of the said Wm. Tubbs Addition, a distance of 1438 feet to the northeast corner of said Wm. Tubbs Addition; which point is in the north line of Survey No. 79, Block "A;" Thence west along the north line of said Survey No. 79, and the center line of Survey 19, Block "A," a distance of 6791 feet to the west line of said Survey No. 19; Thence south along the west lines of said Survey No. 19, Survey No. 2, Block "0;" and Survey No. 9, Block "B," a distance of 9297 feet to the southwest corner of Block 100 in McCrummen's 2nd Addition to the City of Lubbock, Thence east following the south lines of Blocks 100 and 95, and the center line of 5th Street in said McCrummen's Addition, a distance of 5280 feet to the east lines of said Survey No. 9, Block "B," which is also the line of Survey No. 7, Block "B;" Thence south along the west line of said Survey No. 7, a distance of 1263 feet to the center line of said Survey No. 7; Thence east along the center line of said Survey No. 7, and the center line of Survey No. 5, Block "O," a distance of 65M feet; Thence north on a line parallel with and 1200 feet east of the west line of said Survey No. 5, Block "0," and the west line of Survey No. 3, Block "0," a distance of 3696 feet to a point due east of the northeast corner of Block 4 in Wheelock's 1st Addition to the City of Lubbock; Thence west 375 feet to the northeast corner of said Block 4 in Wheelock's 1st Addition; Thence north along the east line of said Wheelock's Addition a distance of 3606 feet to the northeast corner of Block 18 in the said Wheelock's Addition; Thence west along the north lin,- of said Block 18 in the said Wheelock's Addition a distance of 825 feet to the northwest corner of said Block 18, which point is in the west line of Survey 3, Block "0," and the east line of Survey 1, Block "0;" Thence north along the east line of said Survey No. 1, Block 44 0," a distance of 470 feet to the place of beginning. Sec. 3. Extension of boundaries. The limits of said Corporation may be hereafter extended by adding additional territory to the same in the manner provided in the Municipal Annexation Act (Vernon's Ann. Civ. St. Art. 970a (. Editor's note --The following ordinances which changed the city boundary are on rile in the office of the city secretary -treasurer. Ord. No. Date Ord. No. Date 2533 9-11-58 6517 12-14-72 2535 9-11-58 6596 4-26-73 2536 9-11-58 6631 5-10-73 2544 9-11-58 7310 9- 9-76 2545 9-11-58 7340 10-14-76 6201 10-28-71 7361 11-18-76 Supp.No 15 I r- CHARTER Ch. 1, Art. II, 4 1 r- 7504 8-11-77 7903 8-23-79 '- 7557 12- 8-77 7991 2-14-80 7747 10-12-78 8025 4-10-80 7900 8-23-79 8074 8-14-80 - Amendment note —The above section 3 was amended by the electors at a special election held January 24, 1967 (effective February 9, 1967) to read as set out above. Prior to amendment said section provided for the extension of the corporation limits whenever the majority of the qualified electors of the territory to be added indicated a desire to be included within the limits of the corporation in the manner provided in Article 781, Chapter 1, Title 22 of the Revised Civil Statutes of the state. r See.3A. [Repealed.] Editor's note —Section 3A, providing for alteration and extension of the boundary limits by the City Council, was repealed by the electors at a special election held January 24,1967. Sec. 4. Platting of property. Should any property lying within or adjacent to the city limits, as established by this Charter, be hereafter platted into blocks and lots, the owners of said property shall plat and 1 lay the same off to conform to the streets and alleys abutting on same, and shall file with the -� City of Lubbock a correct map thereof, and such act or acts performed by said owner or owners of such land is and shall be considered the vote of such owner or owners to place such lands ^j within the city limits of said City of Lubbock, under this Charter and all its requirements; provided, that in no case shall the City of Lubbock be required to pay for any of said streets or alleys, at whatever date opened, but when opened by reason of the platting of said property, at whatever date platted, they shall become, by such act, the property of the City of Lubbock, for use as a public highway. (As amended May 7, 1988) ARTICLE II. [GENERAL POWERS] Sec. 1. Corporate powers generally. The City of Lubbock, made a body politic and corporate by the legal adoption of this Charter, shall have perpetual succession, may use a common seal, may sue and be sued, may contract and be contracted with, plead and be impleaded in all courts and places and in all matters whatever; �may take, hold and purchase lands and any character of lands, within or without the city limits as may be needed for the corporate purposes of said city and may sell any real estate or personal property owned by it; perform and render all public services and when deemed expedient, may condemn property for corporate use, and hold, manage and control the same, and shall be subject to all the duties and obligations now pertaining to or incumbent upon said city as a corporation, not in conflict with the provisions of this Charter, and shall enjoy all the rights, immunities, l powers, privileges and franchises now possessed by said City and herein conferred and granted. J ISupp. No 15 Ch, 1, Art, V, S I LUBBOCK CODE ARTICLE V. [TAXATION GENERALLY*] Sec. 1. Levies, etc.; when taxes to be levied; amount. It shall be the duty of the governing authorities at the first regular meeting in March of each and every year to levy such ad valorem and occupation taxes as may be necessary to cover the expenses of the City government for the current year; provided, however, that failure to levy such taxes at such meeting shall not prevent the same being levied at any subsequent meeting of said authorities; and, provided, further, that if the governing authorities shall fail or neglect to pass a tax ordinance for any one year, levying the taxes for that year, that the tax ordinance last passed will be considered in force, and the failure to pass such ordinance shall in nowise invalidate the collection of the tax. Sec. 2. City may foreclose lien against any taxpayer. The tax levied by the governing authorities is hereby declared to be a lien, charge and encumbrance upon the property on which the tax is due, not only as against any resident of this State, but entitled to enforce and foreclose in any court having jurisdiction of the same, and the lien, charge and encumbrance on the property in favor of the City for the amount of taxes due on such property is such as to give the State courts jurisdiction to enforce and foreclose said lien on the property on which the tax is due, not only as against any resident of this State, but against any persons who are nonresidents of this State, or whose residence is unknown, and against the unknown heirs of any person who owns the property on which the tax is due. Sec. 3. All property not specially exempted subject to taxation. All property, real, personal or mixed, except as may be hereinafter expressly exempted, is subject to taxation, and the same shall be rendered and listed in the manner prescribed by the general laws in regard to general State taxation, when applicable. The definition of property and terms, as defined by the general laws under the head: "Taxation" and what is subject to taxation. as prescrib- i, by the general laws of the State, shall apply to the taxation of this City. All taxes shall be payable at the office of the Assessor and Collector, and no demand by him shall be necessary or requisite to enforce the collection thereof by any proceedings herein prescribed, nor for any taxes due before the adoption of this Charter. State law reference --Definitions relating to property texes, VTCA Tax Code 11.04. Sec. 4. Remedies to collect taxes. The City of Lubbock shall have all other remedies for the levy and collection of city taxes as are given by the Constitution and Statute of Texas to State and County for the levy and collection of state and county taxes. (As amended April 1, 1930) State law reference —Tax collections and remedies, VTCA Tax Code, Title 1, Ch. 31 et seq. *State law reference —Property Tax Code, VTCA Tax Code § 1.01 et seq. Supp No IS 22 iCHARTER I Ch. 1, Art. IX, 122 Sec. 18. Publication of ordinances. All ordinances carrying a penalty shall be published once a week for two consecutive weeks in some newspaper regularly published in the City of Lubbock, and no such ordinance shall become effective until ten (10) days after the date of its last publication, provided that emergency measures shall take effect according to their terms. ISec. 18. Recording of ordinances. Every ordinance, or resolution, upon its becoming effective, shall be recorded in a perma- nently bound book kept for that purpose and shall be authenticated by the signature of the Mayor or presiding member of the Council, and the person exercising the duties of City Secretary. ISea 20. Investigations by Council. The Council may investigate the financial transactions of any officer or department of the City government and the acts and conduct of any official or employee. In conducting such investigation, the Council may compel the attendance of witnesses, the production of books and papers, and other evidence, and for that purpose may issue subpoenas or attachments on which shall be signed by the Mayor —if the Mayor should be under investigation, then by the Mayor Pro Tem--or in the absence of both the Mayor and Mayor Pro Tem, then by the Councilman next in order according to his numerical standing, and which may be executed and served by any officer authorized by law to serve subpoenas or other process, or any peace officer of the City. If any witness shall refuse to appear or to testify to any facts within his knowledge, or to produce any papers or books in his possession or under his control, relating to the matter under investigation before the Council, the Council shall have the power to cause the witness to be punished as for contempt, not to exceed a fine of One Hundred Dollars ($100.00) and three days confinement in the City prison. No witness shall be excused from testifying, touching his knowledge of the matter under investigation in any such inquiry, but such testimony shall not be used against him in any criminal prosecution except for perjury committed upon such inquiry. Sec. 21. Contracts for services. No contract shall ever be made which binds the City to pay for personal services to be rendered for any stated period of time, but all officers and employees of the City, other than the Mayor and Councilmen, shall be appointed and shall be subject to peremptory discharge as in this Charter provided. Sec. 22. Creation and consolidation of departments. The City Council shall create and consolidate such appointive offices as [and J may divide the administration of the City affairs into such departments, as it may deem advisable, and may discontinue any such appointive officers or departments at its discretion, except the office of City Manager. (As amended Nov. 7, 1961) Annotation —The commission, under this section, having the power to consolidate the offices of secretary and collector and to assign the duties to one person, and having, by long course of dealing, recognized the authority of the accused to act as collector, was not, precluded from Supp. No. 15 31 7 7 7 I I J CHARTER Ch. 1, Art. XI, 14 Sec. 6. Governing body's relations with city manager. The governing body and each of its members shall hold the City Manager responsible for the proper administration of all affairs of the City, but neither the governing body nor any board or commission created by it, nor any members thereof, shall dictate the appointment of any person to or his removal from office or employment within the City, or in any manner interfere in the appointment of officers and employees in the departments of the administrative service vested in the City Manager by this Charter. Except for the purpose of inquiry, the governing body and its members shall deal with the administrative service solely through the City Manager, and neither the governing body nor any member thereof shall give orders to any subordinate of the City Manager either publicly or privately. Sec. 7. Nepotism; city manager. No person related within the second degree by affinity or within the third degree by consan- guinity, to the City Manager, shall be appointed to any official position, clerkship or service of the City. ARTICLE XI. [LEGAL STATUS] Sec. 1. Construction; home rule provision. All powers vested in cities of exceeding One Thousand (1,000) population by the provisions of Title 22, or other provisions of the Revised Statutes are hereby retained and are cumulative of the powers vested by this Charter in the City of Lubbock, and the enumeration of the powers made in this Charter shall never be construed to preclude by implication or otherwise, the City from exercising all the powers incident to the enjoyment of local self-government and from doing any and all things not inhibited by the Constitution and laws of the State of Texas. Sec. 2. Ratification of ordinances. All ordinances and resolutions in force at the time of the taking effect of this Charter, not inconsistent with its provisions, shall continue in force until amended or repealed. Sec. 3. Amendments to Charter. This Charter, after adoption, may be amended in accordance with provisions of an Act of the Thirty-third Legislature of the State of Texas, entitled, "An Act Authorizing Cities Having More Than 5000 Inhabitants, by a Majority Vote of the Qualified Voters of Said City, at an Election Held for That Purpose, to Adopt and Amend Their Charter, etc." [VTCS Art. 1165 et seq.] approved April 7th, 1913, and any acts amendatory thereof. Sec. 4. Savings clause. Should any provision or portion of this Charter be declared unconstitutional by the Courts of this State, the remainder thereof shall be unimpaired by such holding and shall be in full force and effect until amended or repealed, as herein provided. 37 Ch. 1, Art. XI, ¢ b LUBBOCK CODE Sec. 6. Past elections. If this Charter shall fail of adoption at which the Charter is submitted as herein provided, this shall be regarded as a rejection of the Charter; or if a majority of the votes cast at such election are in favor of the Charter it will then be the duty of the qualified electors of the City of Lubbock to vote for and elect a Mayor, Councilman No. 1, Councilman No. 2, Councilman No. 3, and Councilman No. 4, as provided for by this Charter, at the regular municipal election to be held in the City of Lubbock on the first Tuesday of April, 1918, and on said day every two years thereafter. Sec. 6. Designation of governing body. Upon their qualification, such Mayor and Council shall be and constitute the governing body and authority of the City of Lubbock and shall thereafter administer its affairs agreeable to the provisions of this Charter, provided, that the present officers at the regular municipal election held on the first Tuesday in April, 1917, may, if they so desire, hold and retain their respective offices and enjoy the emoluments thereof as now provided, until the expiration of said terms of office in April, A.D. 1919, subject, however, - to all of the provisions of this Charter and all ordinances and resolutions hereafter passed and adopted under its provisions. (The next page is 891 IN 7 J 1 1 7 1 7 7 7 7 i 7 CHARTER Chapter Two [REFERENDUM; RECORD] Art. I. In General, 44 1-4 ARTICLE I. [IN GENERAL] Sec. 1. Vote on proposed Charter, Charter committee instructions. Ch. 2, Art. I, 14 This Charter shall be submitted to the qualified voters of the City of Lubbock for adoption or rejection on the 27th day of December,1917. Sec. 2. Form of ballot;1917 election. It is hereby prescribed that the form of ballot for use in such election shall be as follows, to wit: FOR THE ADOPTION OF THE CHARTER: AGAINST THE ADOPTION OF THE CHARTER. Sec. 3. Election;1917. The present City Council shall call such election, and same shall be conducted, and the returns made and result declared as provided by the laws of the State of Texas governing municipal elections, and in case a majority of the votes cast at such election shall be in favor of the Charter, then an official order shall be entered upon the records of said City by the City Council of Lubbock, declaring the same adopted, in case said Charter shall receive a majority in favor of the adoption thereof at such election. Sec. 4. Record of Charter. The City Secretary shall record, at length, upon the records of the City, in a separate permanently bound book to be kept in his office for such purpose, this Charter if adopted at such election, and such Secretary shall furnish to the Mayor a copy of such Charter as adopted, authenticated by his signature and the seal of the City, which copy of the Charter shall be forwarded by the Mayor of the City of Lubbock to the Secretary of State, and shall show the approval of such Charter by a majority vote of the qualified voters of the City of Lubbock. By Charter Commission, duly elected: Geo. C. Wolffarth, Chairman Roscoe Wilson Percy Spencer H. A. Davidson W. F. Schenck R. K. Henderson C. E. Parks J. H. Moore W. S. Posey J. 0. Jones Jas. L. Dow J. D. Lindley E. B. Green E. L. Klett M. T. Jacobs, Acting Secretary 89