HomeMy WebLinkAboutResolution - 2106 - Grant Application - TDCA - Programs Administration, CDBG - 08_08_1985Resolution #2106
August 8, 1985
Agenda Item #30
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RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the Mayor of the City of Lubbock BE and is hereby authorized and
directed to execute for and on behalf of the City of Lubbock a Grant
Application and all related documents. Said Grant Application to be
submitted to the Texas Department of Community Affairs and to be in the
amount of ONE HUNDRED SEVENTY-TWO THOUSAND FOUR HUNDRED FORTY AND NO/100
DOLLARS ($172,440.00) for the purpose of administering programs under the
Community Services Block Grant to relieve the effects of poverty in Lubbock
County, a copy of the Grant Application is attached herewith, which shall
be spread upon the minutes of the Council and as spread upon the minutes of
this Council shall constitute and be a part of this Resolution as if fully
copied herein in detail.
Passed by the City Council this 8th
ATTEST:
e tioya, Ulty 5ecreuary
APPROVED AS TO CONTENT:
Sylvia A Martinez, Community
Services Director
APPROVED AS TO pFORM:
't
Laura Monro ,, Assistant City
Attorney
r1m„ „f August 14a5
TEXAS DEPARTMENT OF COMMUNITY AFFAIRS
CONTRACT FOR
COMMUNITY SERVICES BLOCK GRANT PROGRAM
STATE OF TEXAS
COUNTY OF TRAVIS
SECTION 1. PARTIES TO THE CONTRACT
This contract is made and entered into by and between the Texas Department of
Community Affairs, an agency of the State of -Texas, hereinafter referred to as
Department, and City of Lubbock, Community Services Department
hereinafter referred to as Contractor. The parties hereto have severally and
collectively agreed and by the execution hereof are bound to the mutual
obligatins and,to the performance and accomplishment of the tasks described
herein.
SECTION 2. CONTRACT PERIOD
This contract shall commence on October 1, 1985, and shall terminate on
September 30, 1986.
SECTION 3. CONTRACTOR PERFORMANCE
A. Contractor shall operate, in a satisfactory manner as determined by
Department, a program to provide services and activities having a
measurable and potentially major impact on causes of poverty in the
community under the Community Services Block Grant (CSBG) Act (42 U.S.C.
Sec. 9901 et.seq.), hereinafter referred to as the Act. Contractor shall
provide services and activities which are of the types specified under 42
U.S.C. Sec. 9904(c)(1). Contractor shall operate such program in
accordance with the terms of the Performance Statement, hereinafter
referred to as Attachment A, with the terms of the Budget, hereinafter
referred to as Attachment B, which are attached hereto and hereby made a
part of this contract, and with all other terms, provisions and
requirements set forth in this contract.
B. Contractor shall, on an equitable basis throughout the geographical area
specified below, conduct the activities under this contract in the
following counties of Texas:
Lubbock.
SECTION 4. DEPARTMENT OBLIGATIONS
A. Measure of Liability
In consideration of full and satisfactory performance of the activities
referred to in Section 3 of this contract, Department shall be liable to
Contractor for actual allowable costs incurred by Contractor during the
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8(o-oa3�
contract period for performances rendered under this contract by
Contractor, subject to the limitations set forth in this Section 4, and
subject to Contractor furnishing its share of costs incurred as set forth
in Section 8 of this contract.
(1) The parties hereto acknowledge that, prior to the execution of this
contract, Contractor furnished Department an estimation of CSBG funds
obligated to Contractor by Department under TDCA/CSBG Contract
No.00019206185 that will remain unexpended as of the termination date
of such contract, in the amount specified below in this Section
4(A)(1):
Estimated CSBG Carry -in Funds: Eighteen Thousand Nine Hundred Twenty
and no/100 Dollars ($18,920.0
Contractor may utilize such unexpended funds to pay costs properly
incurred by Contractor for performances rendered under this contract,
provided that Contractor understands and agrees that, notwithstanding
the estimated amount set forth above in this Section 4(A)(1), any
Departmental liability for costs incurred hereunder is expressly made
contingent upon the accuracy of the estimation furnished by
Contractor, and such liability shall be limited to_the actual amount
of. funds finally determined by the Final Financial. Status Report -State
Supplemental Form 269a as being unexpended under TDCA/CSBG Contract
No. 00019206185. Contractor further understands and agrees that any
and all such unexpended funds„shall be applied against costs incurred
by Contractor hereunder prior to the expenditure of,CSBG New
Obligational Authority referenced in Section 4(A)(2) of this contract;
that Contractor's authority to expend such funds is expressly limited
to the first quarter of the contract period specified in Section 2 of
this contract.
(2) In addition to the estimated funds referenced in Section CAM),
Department, by the execution of this contract, acknowledges that
Department has received new obligational authority from the United
States Department of Health & Human Services which, if paid, will be
sufficient to pay costs properly incurred by Contractor for
performances rendered under this contract in the amount specified
below in this Section 4(A)(2):
(3)
Provisional Award_ of CSBG New Obligational Authority: Zero and no/100
Dollars ($0000)
Department shall not, be liable to Contractor for .costs incurred under
this contract which exceed the amounts specified,above i,n Section
4(A)(1) and Section 4(A)(2), except as follows: Department, from time
to time, may provide written notification to Contractor in the form of
either a unilateral letter of notification or a bilaterally executed
contract amendment which shall serve either to obligate additional
funds under this contract or to deobligate funds previously obligated
under this contract. Any determination to obligate or deobligate
funds shall be made by Department in its sole discretion based upon
factors including but not limited to the status of funding under
grants to Department from the United States Department of Health &
Human Services, the rate of utilization of funds under this contract,
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and the existence of questioned or disallowed costs under CSBG-funded
contracts. Such,notification(s), if any, will specify Department's
maximum obligation to Contractor under this contract as of the
effective,date of such notification. Contractor 'shall not incur costs
in the„performance of program operations under this contract in excess
of the amounts which Department has acknowledged, either by Section
4(A)(1) and Section 4(A)(2) or by subsequent written notification to
Contractor, as being available to meet Contractor's costs incurred
hereunder.
(4) Department shall not be liable to Contractor for any cost incurred by
Contractor which,is subject to reimbursement to Contractor by a source
other than Department.
(5) Department shall not be liable to Contractor for any costs incurred by
Contractor for performance of services or activities of a type not
specified under 42 U.S.C. Sec. 9904(c)(1), or for performances
rendered which are not in accordance with the terms of this contract,
including the terms of Attachment A and Attachment B.
(6) Department shall not be liable.to Contractor for any costs incurred by
Contractor in the performance of this contract which have not been
reported to Department by Contractor,on Financial Status Report -State
Supplemental Form 269a within ninety (90) days following the
termination of this contract.
(7) Department shall not be liable for costs incurred or performances
rendered by Contractor before commencement of this contract or after
termination of this contract.
(8) Department shall not be liable to Contractor for any costs incurred by
Contractor which are not allowable costs as referenced in Section 6,
Cost Principles, of this contract.
(9) Notwithstanding any other provision of this contract, Department's
maximum obligation hereunder shall not exceed`an amount equal to
Department's share of the total amount of actual allowable costs as
specified in Attachment B of this contract.
(10) Notwithstanding any other provision of this contract, it is understood
and agreed by the parties hereto that Department's obligations under
this contract are contingent upon actual receipt of adequate funds
from the United States Department of Health & Human Services to meet
Departmental liabilities hereunder.
(11) Department shall not be liable to Contractor for any costs incurred by
Contractor or for any performances rendered by Contractor for the
purchase or improvement of ,land, or the purchase, construction, or
permanent improvement (other than low-cost residential weatherization
or other energy -related home repairs, if applicable) of any building
,or other facility.
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(12) Notwithstanding any other provisions of this contract, it is expressly
understood and agreed by the parties hereto that Department may, at
its sole option and in its sole discretion, offset any amounts
withheld or otherwise owing to Contractor under this contract against
any amount owing but unpaid by Contractor to Department arising from
this or any other contract between Department and Contractor.
B. Excess Payments
Contractor shall refund to Department, within thirty (30) days after
Department requests, any sum of money which has been paid to Contractor by
Department which Department determines 1) has resulted in overpayment to
Contractor or 2) has not been spent strictly in accordance with the terms
of this contract.
C. Limit of Liability
Notwithstanding any other provision of this contract, the total of all
payments and other obligations for costs incurred by Contractor under this
contract shall not exceed the sum of:
Estimated CSBG Carry -in Funds: Eighteen Thousand Nine Hundred Twenty and
no/100 Dollars ($1-8,920.00).
CSBG New Obligational Authority: One Hundred Seve
Hundred Forty and no/100 Dollars $172.440.001.
PROVIDED HOWEVER THAT Department's maximum liability for Contractor's CSBG
New Obligational Authority shall be limited to an amount not to exceed lbp-
lesser of either (i) the amount specified in this Section 4(C), or (ii)
the most recent provisional award as specified in Section 4(A)(2) or as
Department has subsequently acknowledged by written letter of notification
pursuant to Section 4(A)(3) as being available to Contractor to meet costs
incurred under this contract.
SECTION 5. METHOD OF PAYMENT
A. Advances
For each month of the period of performance of this contract, Contractor
may request an advance payment by submitting to Department, no later than
the twentieth (20th) day of the month prior to the month for which advance
payment is sought, a properly completed Request for Advance Form 270 for an
amount not to exceed Contractor's actual cash needs for the month for which
such advance is sought, provided however that Department shall not make
disbursement of any such advance payment until it has reviewed and approved
such Request for Advance. Notwithstanding the above, Department reserves
the right to utilize a cost reimbursement method of payment under this
contract if Department determines that Contractor has maintained cash
balances in excess of need or if Department identifies any deficiency in
the cash controls or financial management system maintained by Contractor.
B. Minimal Cash Balance
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A
Contractor's requests for advances shall be limited to the minimum amounts
needed for effective operation of programs under this contract, and shall
be timed as closely as possible to be in accord with actual cash
requirements. Contractor shall establish procedures to minimize the time
elapsing between the transfeVcontractor.
f funds from Department to Contractor and
the disbursal of such funds
C. No later than the twentieth �20th) day of the month following the end of
each quarter of the contract period specified in Section 2 of this
contract, Contractor shall submit to Department a Quarterly Financial
Status Report -State Supplemental Form 269a. Department may in its
discretion make adjustments to advance payments requested under Section
5(A) of this contract based upon information contained in each such Form
269a.
D. Notwithstanding the provisions of Section 5(A) of this contract, it is
expressly understood and agreed by the parties hereto that payments under
this contract are contingent upon Contractor's full "and satisfactory
performance of its obligations under this contract.
E. It is expressly understood and agreed by the parties hereto that any right
or remedy provided for in this Section 5 or in any other provision of this
contract shall not preclude the exercise of any other right or remedy under
this contract or under any provisions of law, nor shall any action taken in
the exercise of any right or remedy be deemed a waiver of any other rights
or remedies. Failure to exercise any right or remedy hereunder shall not
constitute a waiver of the right to exercise that or any other right or
remedy at any time.
SECTION 6. COST PRINCIPLES
Except as specifically modified or superseded by federal law or regulations,
the terms of this contract, or the terms of EOD issuances subsequently
promulgated hereunder, in rendering performances under this contract,
Contractor shall comply with the cost principles set forth in Circular No.
A-87, as supplemented by the final rules promulgated by the Office of the
Governor at 7 Tex. Reg. 3172 (August 31, 1982) under the Uniform Grant and
Contract Management Act of 1981, TEX. REV. CIV. STAT. ANN. art. 4413(32g),
provided that all references to "local government" shall be construed to mean
Contractor.
SECTION 7. UNIFORM ADMINISTRATIVE'REQUIREMENTS
Except as specifically modified or superseded by federal law or regulations,
the terms of this contract, or the terms of EOD issuances subsequently
promulgated hereunder, in rendering performances under this contract,.
Contractor shall comply with the uniform administrative requirements set forth
in Circular No. A-102, as supplemented by the final rules promulgated.by the
Office of the Governor at 7 Tex. Reg. 3172 (August 31, 1982) under the Uniform
Grant and Contract Management Act of 1981, TEX. REV. CIV. STAT. ANN. art.
4413(32g), provided that all references to "local government" shall be
construed to mean Contractor.
I
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SECTION 8. CONTRACTOR'S SHARE
A. Contractor shall be liable to Department for providing 20 per cent of the
total amount of costs incurred and other resources utilized for
performances hereunder. This amount shall be referred to hereinafter as _
Contractor's share. Contractor's share may consist of cash contributions,
in -kind contributions, or may be allowable costs which are incurred by
Contractor under this contract.
B. Amounts may be counted towards Contractor's share only if such amounts are
costs or resources of a type specified by budget categories delineated in
Attachment B and only if such amounts comply with the requirements of
Attachment F of OMB Circular A-102 as supplemented by Sec. 5.157 of the
Management Standards. Amounts shall not be applied toward Contractor's
share unless such amounts are incurred for or rendered strictly in.
accordance with all of the terms and provisions of this contract.
C. Funds and resources provided to Contractor under this contract may in no
way be substituted for funds or resources from any other source nor in any
way serve to reduce the resources, services, or other benefits which would
have been available to or provided through Contractor had this contract
never been executed.
D. The basis for determining the charges for all in -kind contributions shall
be determined in accordance with Paragraphs 4 and 5 of Attachment F of OMB
Circular A-102, as supplemented by Sec. 5.157 of the Management Standards.
SECTION 9. TERMINATION
A. Department shall have the right to terminate this contract, in whole or in
part, at any time before the date of completion specified in Section 2 of
this contract whenever Department determines that cause exists for such
termination, including but not limited to Contractor's failure to comply
with any term of this contract or with any applicable rule of Department.
Department shall notify Contractor in writing of such determination prior
to the thirtieth (30th) day preceding the date of such termination; the
reason for such termination; the effective date of such termination; and in
the case of partial termination, the portion of the contract to be
terminated. Nothing in this Section 9 shall be construed so as to limit
Department's authority to immediately suspend performances under this
contract when Department identifies possible instances of fraud, abuse,
fiscal mismanagement, or other serious deficiencies in performance.
B. Either of the parties to this contract shall have the right to terminate
this contract, in whole or in part, when both parties agree that the'
continuation of the activities funded under this contract would not produce
beneficial results commensurate with the further expenditure of funds;
provided that both parties agree, in writing, upon the termination
conditions, including the effective date of such termination; and in the
case of partial termination, the portion of the.contract.to be terminated.
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C. Upon termination or receipt of notice to terminate, whichever occurs first,
Contractor shall cancel, withdraw, or otherwise terminate any outstanding
orders or subcontracts related to the performance of this contract or the
part of this contract to be terminated, and shall cease to incur costs
thereunder. Department shall not be liable to Contractor or to
Contractor's creditors for costs incurred after termination of this
contract.
D. Notwithstanding any exercise by Department of its right of early
termination pursuant to this Section 9, Contractor shall not be relieved of
any liability to Department for damages due to Department by virtue of any
breach of this contract by Contractor. Department may withhold any payment
to Contractor until such time as the exact amount of damages due to
Department from Contractor is agreed upon or is otherwise determined.
SECTION 10. CHANGES AND AMENDMENTS
A. Any alterations, additions, or deletions to the terms of this contract
which are required by changes in Federal law or regulations are
automatically incorporated into this contract without written amendment
hereto, and shall become effective on the date designated by such law or
regulation.
B. It is understood and agreed by the parties hereto that performances under
this contract must be rendered in accordance with the Act, the regulations
promulgated under the Act, and the assurances and certifications made to
the United States Department of Health and Human Services by the State of
Texas with regard to the operation of the Community Services Block Grant
program. Based on these considerations, and in order to ensure the legal
and effective performance of this contract by both parties, it is agreed by
the parties hereto that the performances under this contract may be amended
in the following manner: Department may from time to time during the
period of performance of this contract issue policy directives which serve
to establish, interpret, or clarify performance requirements under this
contract. Such policy directives shall be promulgated by the Director of
Department's Economic Opportunity Division in the form of CSBG issuances,
shall have the effect of qualifying the terms of this contract and shall be
binding upon Contractor as if written herein, provided however that such
policy directives shall not alter the terms of this contract so as to
relieve Department of any obligation specified in Section 4 of this
contract to reimburse costs incurred by Contractor prior to the effective
date of such policy directives.
C. Except as specifically provided otherwise in this contract, any
alterations, additions, or deletions to the terms of this contract shall be
by amendment hereto in writing and executed by both parties to this
contract.
To be effective, any amendment made pursuant to this Section 10(CY must be
signed by the Executive Director of Department or his authorized
representative.
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D. Notwithstanding Subsection C of this Section 10, Contractor may make
transfers of funds between or among line items within or between budget
categories of Attachment B without requiring an amendmeAt. to this contract,
or otherwise requiring Department's prior written approval provided that:
(1)..the total dollar amount of any transfer during the contract period
among Department's share of direct budget categories is equal to or
less than five percent (5%) of the amount of total Department share
shown on Page 1 of Attachment B; and
(2) the transfer will not change the scope or objective of the programs
funded under this contract.
SECTION 11. TECHNICAL ASSISTANCE AND MONITORING
Department reserves the right for Department or its designee to conduct
monitoring and evaluation of the performances rendered under this contract.
Departme4t;�-will notify Contractor in writing of any deficiencies noted during
such review, and may withhold costs as appropriate based upon such
deficiencies. Department may provide technical assistance to Contractor in
correcting the deficiencies noted Department shall conduct follow-up visits
to review the previous deficiencies and to assess the efforts made to correct
them. If such deficiencies persist, Department may terminate this contract or
invoke other sanctions as Department determines to be appropriate.
SECTION 12. RETENTION AND ACCESSIBILITY OF RECORDS
A. Contractor shall maintain fiscal records and supporting documentation for
all expenditures of funds made under this contract. Contractor shall
comply with the retention and custodial requirements for records referenced
in Section 7, Uniform Administrative Requirements, of this contract.
B. Contractor shall give the United States Department of Health and Human
Services, the Comptroller General of the United States, the General
Accounting Office, the Auditor of the State of Texas, and Department, or
any of their duly authorized representatives, access to and the right to
examine, copy, or mechanically reproduce, on or off of the premises of
Contractor, all reports, books, papers, documents, and other records
pertaining to this contract. Such rights to access shall continue as long
as the records are retained by Contractor. Contractor agrees to maintain
such records in an accessible location. Contractor shall permit and
cooperate with any examination conducted pursuant to this Subsection B.
C. Contractor shall include the substance of this Section 12 in all
subcontracts.
SECTION 13. REPORTING REQUIREMENTS
A. Contractor shall submit to Department no later than the twentieth (20th)
day of the month after the end of each quarter of the contract period
specified in Section 2 of this contract, a Quarterly Financial Status
Report -State Supplemental Form 269a, of all expenditures of funds under
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this contract during the
previous quarter.
B.
Contractor shall submit
to Department no later than the twentieth (20th)
day of the month after the
end of each quarter of the contract period as
specified in Section 2,
a Quarterly Performance Report of the activities
performed pursuant to Attachment
A of this contract during the previous
quarter. The Quarterly
Performance Report shall be in a format prescribed
by Department.
C.
Contractor shall submit
to Department no later than ninety (90) days after
the termination of this
contract, a final Financial Status Report -State
Supplemental Form 269a,
of all expenditures of funds under this contract.
D.
Contractor shall submit
to Department no later than thirty (30) days after
the termination of this
contract, a final Performance Report of all
activities performed pursuant to Attachment A of this contract. The final
Performance Report shall
be in a format prescribed by Department.
E.
Contractor shall submit
to Department no later than thirty (30) days after
the termination of this
contract an inventory of the nonexpendable personal
property, as defined in
the property management standards referenced in
Section 7, Uniform Administrative Requirements, of this contract, which was
acquired in whole or in
part with funds received under this contract.
F. In addition to the limitations on liability otherwise specified in this
contract, it is expressly understood and agreed by the parties hereto that
if Contractor fails to submit to Department in a timely and satisfactory
manner any report required by this contract, Department may, at its sole
option and in its sole discretion, withhold any or all payments otherwise
due or requested by Contractor hereunder. If Department withholds such
payments, it shall notify the Contractor in writing of its decision and the
reasons therefor. Payments withheld pursuant to this paragraph may be held
by Department until such time as the delinquent obligations for which funds
are withheld are fulfilled by Contractor.
SECTION 14. INDEPENDENT CONTRACTOR
It is expressly understood and agreed by both parties hereto that Department is
contracting with Contractor as an independent contractor, and that Contractor
agrees to hold Department harmless and indemnify it against any disallowed
costs or other claims which may be asserted by any third party occurring in
connection with the services to be performed by Contractor under this contract.
SECTION 15. SUBCONTRACTS
A. Contractor shall subcontract for performances described in this contract
only after Contractor has submitted a Notice of Intent to Subcontract, on a
form prescribed by Department, for each such proposed subcontract.;,-
B. Unless otherwise specified by Department in writing, in selecting
subcontractors hereunder, Contractor shall utilize procurement procedures
set forth in Attachment 0 of the Uniform Administrative Requirements
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referenced in Section 7 of this contract. Contractor, in subcontracting
any of the performances hereunder, expressly understands that in entering
into such subcontracts, Department is in no way liable to Contractor's
subcontractor(s).
C. Contractor shall ensure that the performances rendered under all
subcontracts are rendered so as to comply with all the terms and provisions
of this contract as if the performances rendered were rendered by
Contractor.
SECTION 16. CONFLICT OF INTEREST; NEPOTISM
A. Contractor covenants that neither it nor any
presently has any interest or shall acquire
indirect, which would conflict in any manner
of this contract. Contractor also covenants
this contract no person having such interest
Contractor or shall be appointed as a member
body.
member of its governing body
any interest, direct or
or degree with the performance
that in the performance of
shall be employed by
of Contractor's governing
B. Contractor shall ensure that no officer, employee, or member of the
applicant's governing body or of the applicant's contractor shall vote or
confirm the employment of any person related within the second degree by
affinity or third degree by consanguinity to any member of the governing
body or to any other officer or employee authorized to employ or supervise
such person.
C. Contractor shall ensure that no employee, officer, or agent of Contractor
shall participate in the selection, or in the award or administration of a
subcontract supported by funds provided hereunder if a conflict of
interest, real or apparent, would be involved. Such a conflict of interest
would arise when: 1) the employee, officer, or agent; 2) any member of his
or her immediate family; 3) his or.her partner; or 4) any organization
which employs or is about to employ, any of the above, has a financial or
other interest in the firm or person selected to perform the subcontract.
D. Contractor's employees, officers, and/or agents shall neither solict nor
accept gratuities, favors, or anything of monetary value from
subcontractors, or potential subcontractors.
SECTION 17. COMPLIANCE WITH FEDERAL, STATE, AND LOCAL LAWS
Contractor shall comply with the Act specified in Section 3 of this contract
and with the rules and regulations promulgated thereunder, with Treasury
Circular 1075, with the cost principles referenced in Section 6 of this
contract with the uniform administrative requirements referenced in Section 7
of this contract, and with all Federal, State, and local laws and regulations
applicable to the activities and performances to be rendered by Contractor
under this contract.
SECTION 18. PROGRAM INCOME
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Contractor shall comply with
activities financed in whole
as referenced in Section 7,
contract.
the standards for program income derived from
or in part with funds provided under this contract
Uniform Administrative Requirements, of this
SECTION 19. NON-DISCRIMINATION AND EQUAL OPPORTUNITY
No person in the United States shall on the ground of race, color, religion,
sex, national origin, age, handicap, political affiliation or belief be
excluded from participation in, be denied the benefits of, be subjected to
discrimination under, or be denied employment -in the administration of or in
connection with any program or activity funded in whole or in part with funds
made available under this contract.
SECTION 20. LEGAL AUTHORITY
A. Contractor assures and guarantees that Contractor possesses the legal
authority pursuant to any proper, appropriate and official motion,
resolution, or action passed or taken giving Contractor legal authority to
enter into this contract, receive funds authorized by this contract, and to
perform the services Contractor has obligated itself to perform hereunder.
B. The person signing this contract on behalf of Contractor hereby warrants
that he has been duly authorized by Contractor to execute this contract on
behalf of Contractor and to validly and legally bind Contractor to all
terms, performances, and provisions herein set forth.
C. Department shall have the right to terminate this contract if there is a
dispute as to the legal authority of either Contractor or the person
signing the contract to enter into this contract or to render promised
performances hereunder. Contractor is liable to Department for any money
it has received from Department for performance of the provisions of this
contract if Department has suspended or terminated this contract for the
reasons enumerated in this Section 20.
SECTION 21. AUDIT
A. Contractor shall arrange for the performance of a financial and compliance
audit of funds received under this contract. Unless otherwise directed by
Department, Contractor shall be subject to the following conditions and
limitations.
(1) Contractor shall have an audit made in accordance with the Single
Audit Act of 1984, P.L. 98-502 (hereinafter referred to as "Audit
Act"), and OMB's Circular No. A-128, "Audit Requirements for State and
Local Governments", 49 Fed. Reg. 50134 (Dec. 26, 1984), for any of its
fiscal years in which Contractor receives more than $100,000 in
Federal financial assistance. For purposes of this Section 21,
"Federal financial assistance" means assistance provided by a Federal
agency in the form of grants, contracts, cooperative agreements,
loans, loan guarantees, property, interest subsidies, insurance, or
direct appropriations, but does not include direct Federal cash
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assistance to individuals. It includes awards received directly from
Federal agencies, and/or indirectly through other units of State and
local governments.
(2) Contractor shall have an audit made in accordance with the Audit Act
and OMB's Circular A-128, or in accordance with the audit requirements
specified in Attachment P of OMB Circular A-102, as reflected in 24
CFR Part 44 and as supplemented by Section 5.167 of the Management
Standards, for any fiscal year in which Contractor receives between
$25,000 and $100,000 in Federal financial assistance.
(3) Contractor shall have an audit made in accordance with Attachment P of
OMB Circular A-102, as supplemented by Section 5.167 of the Management
Standards, for any fiscal year in which Contractor receives less than
$25,000 in Federal financial assistance.
(4) Nothing in this Section 21 exempts Contractor from maintaining records
of assistance provided under this contract or from providing access to
such records to a Federal agency or Department, as provided for in
this contract.
(5) Where contracts are awarded for audit services, the contracts shall
include a reference to the Audit Act and OMB Circular A-128.
B. Unless otherwise specifically authorized by Department in writing,
Contractor shall submit three copies of the report of such audit to
Department no later than one hundred twenty (120) days after the end of the
audit period. Audits performed under this Section 21 are subject to review
and resolution by Department or its authorized representative. Resolution
of findings shall be made within six (6) months after receipt of the audit
report by Department.
C. Contractor understands and agrees that it shall take immediate appropriate
corrective action after issuance of the audit report in instances of
material noncompliance with laws, regulations or this contract, but shall,
in any event, be liable to Department for any costs disallowed pursuant to
financial and compliance audit(s) of funds received under this contract.
Contractor further understands and agrees that reimbursement to Department
of such disallowed costs shall be paid by Contractor from funds which were
not provided or otherwise made available to Contractor under this contract.
D. Contractor shall take such action to facilitate the performance of such
audit(s) conducted pursuant to this Section 21 as Department may require of
Contractor.
SECTION 22. TRAVEL
A. All allowable travel costs under this contract shall be determined in ac-
cordance with the cost principles referenced in Section 6, Cost Principles,
of this contract and wfth Contractor's "Locbl Travel Policy" or the rates
established by law for Department employees as applicable.
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B. Except as otherwise provided herein, Department shall pay Contractor for
travel and per diem expenses at the rates established by Contractor's Local
Travel Policy. Contractor's "Local Travel Policy" shall consist of a writ-
ten statement which delineates the rates which Contractor shall use in com-
puting travel and per diem expenses of its employees. Contractor must
submit to Department its current "Local Travel Policy" and documentation
that such policy has been approved by Contractor's governing body.
C. In those instances where grantees or contractors do not have an established
organization -wide written travel policy approved by the governing board of
Contractor, the State travel regulation will prevail.
SECTION 23. POLITICAL ACTIVITY
A. None of the performances rendered by Contractor under this contract shall
involve and no portion of the funds received by Contractor hereunder shall
be used for any political activity including, but not limited to, any
activity undertaken to influence the outcome of any election, or the
passage or defeat of any legislative measure.
B. Contractor shall not engage in any political activities `in\violation of
Chapter 15 of Title 5, United States Coder
C. Contractor shall not engage in any activities to provide voters and
prospective voters with transportation to the polls or provide similar
assistance in connection with an election or any voter registration
activity.
D. For purposes of Chapter 15 of Title 5, United States Code, any nonprofit
private organization receiving funds under this contract which has the
responsibility for planning, developing, and coordinating community
antipoverty programs shall be deemed to be a State or local agency. For
purposes of clauses (1) and (2) of section 1502(a) of such title, any such
organization receiving funds under this contract shall be deemed to be a
State or local agency.
SECTION 24. SECTARIAN INVOLVEMENT PROHIBITED
Contractor shall ensure that no funds under this contract are used, either
directly or indirectly, in the support of any religious or anti -religious
activity, worship, or instruction.
SECTION 25. COPYRIGHT
A. Contractor may copyright any books, publications, or other copyrightable
materials developed in the performance of this contract or with funds
expended under this contract.
B. Notwithstanding the terms of Section 25(A), Department and the United
States Department of Health and Human Services shall each have a royalty
free nonexclusive and irrevocable right to reproduce, publish, or otherwise
use, and to authorize others to use, the work for government purposes.
Page 13 of 14
SECTION 26. COMPLIANCE WITH LAW/ORDER OF PRECEDENCE
In rendering performances hereunder, Contractor shall comply with the
requirements of applicable federal laws and regulations. In the event of a
conflict between such laws and regulations and the terms.and conditions of this
contract, precedence shall be given to the laws and regulations.
SECTION 27. PREVENTION OF FRAUD AND ABUSE
Contractor shall establish, maintain, and utilize internal program management
procedures sufficient to provide for the proper, effective management of all
activities funded under this contract.
SECTION 28. ORAL AND WRITTEN AGREEMENTS
A. All oral and written agreements between the parties to this contract re-
lating to the subject matter of this contract that were made prior to the
execution of this contract have been reduced to writing and are contained
in this contract and the attachments hereto.
B. The below enumerated and denominated attachments are hereby made a part of
this contract, and constitute promised performances by Contractor, in
accordance with Section 3 of this contract:
(1) Attachment A, Performance Statement
(2) Attachment B, Budget
Witness our hands effective 1st day of October, 1985
Signed _ _Zk, ��L
Al n Henry, Kayor
City of Lubbock, Co unity Services Department
Approved and accepted on behalf of the Texas Department of Community Affairs,
an agency of the State of Texas.
Si gned--
Rafa Quintan a, Executive Director
Te s Department of Community Affairs
This contract is not effective unless signed by the Executive Director of
Department or his designee.
Page 14 of 14
ATTACHMENT A
COMMUNITY SERVICES BLOCK GRANT
PERFORMANCE STATEMENT
CITY OF LUBBOCK
COMMUNITY SERVICES DEPARTMENT
ATTACHMENT A Contractor Name_ City of Lubbock
COMMUNITY SERVICES BLOCK GRANT Community Services Department
Performance Statement Contract Period 10/1/85 - 9/30/86
Service Area: Lubbock County
ACTIVITIES DESCRIPTION
Contractor shall during the period of performance specified by Section 2 of this
contract (except as otherwise stated), and for the geographic service area designated:
1. Comply with 42 U.S.C. Section 9904(c)(3) and maintain a governing board which -shall
be so constituted that:
1/3 of the members are elected public officials currently holding office
or their representatives
at least 1/3 of the members are chosen in accordance with democratic selection
procedures adequate to assure they are representatives of the poor in the area
served
the remainder of the members are officials or members of business, industry,
labor, religious, welfare, education, or other major community groups and
interests.
2. provide and operate a telephone information and referral component for 7,000
individuals so as to assist them with making more effective use of other programs.
3. provide staff to conduct 24 neighborhood meetings related to the areas of city,
health, nutrition and education services for 600 neighborhood residents.
4. provide staff for outreach and referral, training and technical assistance to a
minimum of 150 low-income residents of the areas listed below in order to assist
them in making more effective use of other programs.
Shallowater Slaton Idalou Wolfforth
5. through a delegated agreement with the Texas Department of Human Resources (TDHR),
provide funds for two (2) emergency food pantries at TDHR office locations to
serve low-income individuals who cannot be assisted with the Food Stamp Program
in order to assist these individuals in dealing with starvation and malnutrition.
A minimum of 5,500 individuals will be served.
6. operate a Energy Crisis Intervention Program (ECIP) to serve a minimum of 425
clients in order to assist them in meeting urgent and immediate individual and
family needs.
7. operate a Weatherizati.on Assistance Program to serve 97 Lubbock County households
benefiting 437 persontiin order to assist them in making more effective use of
energy conservation.
Page 1 of 2
ATTACHMENT A
NAME City of Lubbock, Community Services Department PERIOD 10/1/85 - 9/30/86
8. sponsor an annual health fair to benefit a minimum of 300 individuals with health
and nutritional information in order to assist them in obtaining an adequate
education.
9. provide bus passes to a minimum of 1,467 low-income residents in need of transpor-
tation assistance in order to assist them in making more effective use of avail-
able services.
10. provide 20 needy . clients of Lubbock County with emergency assistance for the
list below in order to assist them in meeting individual and family needs:
transportation, medical aid, food, and utilities (non-ECIP)
11. provide a social service directory for distribution to 150 social service agencies
to assure the effective delivery of such services to low-income individuals.
12. maintain in its files documentation satisfactory to Department of activities
conducted pursuant to this Attachment A.
Page .2 of 2
ATTACHMENT B
COMMUNITY SERVICES BLOCK GRANT
BUDGET
TEXAS DEPARTMENT OF COMMUNITY AFFAIRS
Contractor Name City of Lubbock
Community Services Department
Contract # S616048 _
Contract Period 10/1/85 - 9/30/86
/x/ Original / / Amendment #
ATTACHMENT B
COMMUNITY SERVICES BLOCK GRANT
FFY 86 BUDGET
DEPARTMENT
CONTRACTOR
TOTAL
BUDGET CATEGORIES
SHARE
SHARE
AMOUNT
1.
Personnel
$
104,893
$
20,753
$
125,636
(Detailed on
Budget
Support
Sheet B.1)
2.
Fringe Benefits
. .
. . . .
. . . . . .
$
13,548
$
10,552
$
24,100
3.
Travel . . .
. . . .
. . . .
. . . . .
.$
1,000
$
300
$
1,300
4.
Equipment . .
.
. . .
. . .
$
0
$
3,600
$
3,600
(Detailed on
Budget
Support
Sheet B.4)
5.
Supplies . .
. . .
. . . .
. . . . . .
.$
3,100
$
4,100
$
7,200
6.
Contractual .
. .
. . . .
. $
0
$
2,000
$
2,000
(Detailed on
Budget
Support
Sheet B.6)
7.
Other . . .
. . .
. . . .
. . .
. $
5,155
$
24,915
$
30,070
(Detailed on
Budget
Support
Sheet B.7)
8. Indirect Costs . . . . . . . . . .S 44,754 $ 0 $ 44,754
(Based on currently approved plan)
42.6% Base of 104,883
TOTALS S 172,440 *$ 66,220 $ 238,660
Department's prior written approval for purchase or lease of equipment with acquisition
cost of $300 and over is required. Approval of this budget.does not constitute prior
approval.
*Denotes that Contractor share total shall not be less than 20'of the total amount.
ATTACHMENT B.1
COMMUNITY SERVICES BLOCK GRANT
BUDGET SUPPORT SHEET
NAME OF CONTRACTOR
City of Lubbock, Community Services; Department
Personnel
TITLE OR POSITION
OF CSBG
PARTICI-
PATION
NO.
MOS.
DEPARTMENT
SHARE
CONTRACTOR
SHARE
TOTAL
SALARIES
& WAGES
Executive Director
100
12
29,685
0
29,685
Information/Referral Coordinator
70
12
17,616
0
17,616
Outreach Worker II
100
12
17,522
0
17,522
Outreach Worker II
100
12
15,286
0
15,286
Information/Referral Specialist
100
12
13,439
0
13,439
Clerk -Typist
100
12
11,335
0
11,335
Outreach Worker, 2 part-time
100
12
0
12,200
12,200
Social Worker (Texas Tech 12
100
4
0
5,337
5,337
weeks X 5.58 hr X 80 hr)
Clerical Aides, 2 (student-
100
3
0
3,216
3,216
$3.35 hr. 6wks X 80)
Subtotal this page
5 636
GRAND TOTAL
104,883
_20,753
125,636
Texas Department of Community Affairs
Page 1_ of 1
ATTACHMENT B.4
COMMUNITY SERVICES BLOCK GRANT
BUDGET SUPPORT SHEET
NAME F CONTRACTOR
City of Lubbock, Community Services Department
Equipment
DESCRIPTION
BRAND AND
MODEL
UNIT
COST
TOTAL
OF DEPT.
PARTICI-
PATION
PURCHASES
LEASES
Word Processor
Exxon 500
3,600
3,600
0
Subtotal this page
3,600
0
�
3RAND TOTAL
3,600
0
Texas Department of Community Affairs
Page of 1
ATTACHMENT Be6
COMMUNITY SERVICES BLOCK GRANT
BUDGET SUPPORT SHEET
NAME OF CONTRACTOR
City of Lubbock, Community Services Department
Contractual
BUDGET
CATEGORIES
DEPARTMENT
SHARE
CONTRACTOR
SHARE
TOTAL
AMOUNT
Audit
0
2,000
2,000
Subtotal this page r
0
2,000
2,000
GRAND TOTAL
2 ,000
2,000
Texas Department of Community Affairs
Page 1 of 1
}
ATTACHMENT B.7
COMMUNITY SERVICES BLOCK GRANT
BUDGET SUPPORT SHEET
NAME OF CONTRACTOR
City of Lubbock, Community Services Division
Other
BUDGET
CATEGORIES
DEPARTMENT
SHARE
CONTRACTOR
SHARE
TOTAL
AMOUNT
Telephone
0
7,256
7,256
Commission Meetings
242
1,058
1,300
Advertisement
0
800
800
Liability
0
464
464
Maintenance Vehicle
0
310
310
Maintenance Equipment
0
1,200
1,200
Directory
2,086
914
3,000
Food (sub -contract)
1,000
0
11000
Transportation (bus passes)
827
0
827
Emergency Assistance
1,000
0
11000
Space
0
8,100
3,100
Vehicle
0
4,813
4,813
Subtotal this page
5055
24,915
30,070
GRAND TOTAL
5,155
24,915
30,070
Texas Department of Community Affairs
Page 1 of 1