HomeMy WebLinkAboutResolution - 1292 - Agreement - LCAC - HOT Funds - 01_13_1983s RESOLUTION 1292 - 1/13/83
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RESOLUTION
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF LUBBOCK:
THAT the Mayor of the City of Lubbock is hereby authorized and directed f
to execute for and on behalf of said City an Agreement between the City of
Lubbock and the Lubbock Cultural Affairs Council, which Agreement, attached
herewith, shall be spread upon the minutes of the Council and as spread upon
the minutes of this Council shall constitute and be a part of this Resolution
as if fully copied herein in detail.
Passed by the City Council this 13th day of Januar , 1983.
*fLL MCALISTER, MAYOR
ATTEST:
Evelyn Gaf ga, City Se re ar reasurer
APPROVED AS TO CONTENT:
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Bob Cass, Assistant City Manager
APPROVED AS TO FORM:
o n Sherwin, Assistant City Attorney
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RESOLUTION 1292 - 1/13/83
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STATE OF TEXAS §
COUNTY OF LUBBOCK §
AGREEMENT
This agreement between the City of Lubbock, a municipal
corporation ("City"), and the Lubbock Cultural Affairs Council, a
Texas non-profit corporation ("Council"), for the purposes and
considerations hereinafter expressed:
WITNESSETH:
WHEREAS, Article 1269j-4.1, Vernon's Texas Civil Statutes,
authorizes the City to levy by ordinance a hotel occupancy tax
which may not exceed 4% of the consideration paid by a hotel
occupant; and
WHEREAS, Article 1269j-4.1, Vernon's Texas Civil Statutes,
authorizes the City to provide for the use of one -eighth of the
revenue derived from its hotel occupancy tax for the encourage-
ment, promotion, and improvement of all forms of arts, and
WHEREAS, there is now on deposit in the City's General Fund
$78,020.32 (the "Funds") representing that portion of the hotel
occupancy tax to be disbursed for the encouragement of the arts as
heretofore stated and collected by the City on or before Septem-
ber 30, 1982, for the fiscal year ending that date;
WHEREAS, the Council comprised of a cross-section of those
interested in and participants of the Lubbock arts community, has
proposed certain Guidelines (hereinafter "Guidelines" that are
attached hereto as Exhibit A made a part hereof and incorporated
by reference herein for all purposes) provided for the formation
of a Review Committee to recommend to the City how the Funds
should be distributed:
NOW COME, THEREFORE, the City and Council agree as follows:
1. The City does hereby adopt, ratify and affirm the Guide-
lines attached hereto and the procedures set forth therein.
2. The City agrees to pay to the Council the $78,020.32
herein referred to in three equal installments of $26,006.77, the
first installment to be paid upon the signing of this agreement,
the second on or before August 15, 1983, and the third on or
before November 15, 1983.
The Council shall submit a request for payment to the City
hereunder and the City shall submit said payment to the Council
within 21 days from receipt of said request for payment.
3. From the first installment paid by the City, $3,901.02
may be deposited by the Council in its operating account and used
to convert the estimated administrative costs of the disbursement
of the Funds. The balance of that installment and all other in-
stallments shall be deposited pending dispersal to application
grantees in an interest bearing account at a depository of the
Council's choosing. The principal amounts of the installments
only shall be expended as approved, with the interest being re-
bated to the City at the end of the term of this agreement (or
sooner at the convenience of the parties).
4. The Funds shall be disbursed to application grantees in
accordance and only in accordance with the Guidelines attached
hereto.
5. If the Review Committee as created in the guidelines
approves applications for grants in excess of the amounts dis-
bursed by the City, but less than the total amount of $78,020.32,
the City, in its discretion, may advance the additional amount
requested prior to the scheduled installment payment date as
herein before set forth.
6. The Council shall keep careful books and records as to
the administrative costs of the disbursement of the Funds and as
to the disbursement of the Funds themselves, how they are spent by
the application grantees, shall allow access to the books and
records to City representatives at any time, and shall make at
least quarterly reports to the City. The Council will, annually,
furnish the City with a financial report detailing how each
grantee has expended their grant funds.
7. The Council shall allow the City's duly employed cer-
tified public accountants to audit the use of the Funds and shall
be responsible for the costs of the Audit (which may be paid from
the Funds), and any other expenses incurred by the City in assur-
ing that said funds are properly dispersed by the Council.
8. The Council does hereby indemnify the City from any
liability rising out of the disbursement and use of the Funds
including but not limited to any cause of accident or claim
arising at events made possible or partially possible by the
Funds, and agrees to hold the City harmless therefrom.
9. This agreement expires December 31, 1983.
Executed this 13th day of January, 1983.
THE CITY OCK
L c ISTER,Y R
ATTEST:
Evelyn G fffg f, City'5115 4tary-Treasurer
APPROVED AS TO CONTENT:::
BobCass, Assistant ity .tanager
APPROVED AS TO FORM:
C'n MU't"-
an Sherwin, Assistant City Attorney
Lubbock Cultural Affairs Council
BY: C,
n A. Logan, Seer ary
GENERAL ELIGIBILITY
1. An applicant must be a non-profit, tax-exempt organization.holding letters
of confirmation from the Internal Revenue Service. It must have been
chartered and actively pursuing its goals for at least one year prior to
_application.
2. Membership in the Lubbock Cultural Affairs Council is not a consideration.
3. Management must be sound and capable of implementing the proposed project.
4. Projects and programs must be accessible to the public.
5. The total effort of the applicant organization must include a signifi-
cant effort.toward public outreach and expansion arts.
NATURE OF PROJECTS FUNDED
1. Projects must serve residents of and/or visitors to the Lubbock area. t
Consideration will be given to the degree to which a project contributes
to the economy, serves the education of our citizenry, promotes tourism,
and contributes to Lubbock's growing reputation as a regional cultural
and entertainment center.
2. While not entirely ruled out, general operating support is considered a
less desirable goal than an application for a specific project. Likewise,
yearly applications for the same project will be carefully reviewed to
avoid developing dependence on this grants program. "Brick and mortar"
grants for building or renovation are deemed low in priority. Funding
may be requested for any type of arts or humanities activity.
3. The grants program will attempt to avoid funding duplicate projects.
The Lubbock Cultural Affairs Council encourages organizations to work
together and present joint proposals.
4. Organizations directly affiliated with universities may apply for support;
however, consideration will be given to projects that clearly involve
and affect the wider community, i.e., more than students and faculty only.
5. The city of Lubbock and the Lubbock Cultural Affairs Council are not eligible
for funding in this program.
FINANCIAL REQUIREMENTS
1. Applicants must submit a copy of a financial statement from a certified
public accountant or a copy of an independent audit for their most recent
operating year. Books and records must be maintained for at least one
year after termination of the grant and must be exhibited upon request
by the City Council or the Lubbock Cultural Affairs Council. A financial
statement from a certified public accountant or an independent audit
will be required for the fiscal year in which the grant is given.
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2. Applicants must match all funds provided by the grant. Half of their
match may be "in -kind" non -cash donations for goods and services which
pertain directly to the administration of the project. Half of their
match must be organizational funds committed specifically to the project.
FOR EXAMPLE:
TOTAL PROJECT COST: $1,000
MAXIMUM GRANT REQUEST: 500
MINIMUM CASH FROM APPLICANT: 250
MAXIMUM DEGREE TO WHICH IN -KIND
CAN BE CONSIDERED AS MATCHING: 250
3. Funding may not be used for personal expenses or for anything not dir-
ectly related to the advancement of the arts and humanities in the
Lubbock community.
4. Lubbock Cultural Affairs Council grants can be used as matching funds
when applying for funds from other agencies, however, Lubbock Cultural
Affairs Council grants may not be used for projects already completed
or funded.
5. Upon award, eighty percent (80%) of the grant will be scheduled for
payment. The remaining twenty percent (20%) will be paid upon receipt
of the applicant's written evaluation. This evaluation form will be
provided by the Lubbock Cultural Affairs Council and must be completed
and returned to the Council within thirty days of grant termination.
6. Applicant must attempt to find support for its project from more than
this one source. Proof of serious attempts at seeking other funds, such
as letters to private foundations or public agencies, must be included.
These attempts are not necessarily for this specific project, but for
any parallel or similar project during the most recent year. Infor-
mation on such agencies is readily available through the Council office.
OTHER CONSIDERATIONS
1. Applicants are strongly encouraged to visit with the executive director
of the Lubbock Cultural Affairs Council during development of the grant
application.
2. Applicants are strongly encouraged to turn in their completed application
a week or more prior to the application deadline. This is the only way
in which representatives of the Grants Committee will be able to review
applications for completeness prior to final review. Applications not
completed by the application deadline will not be placed before the full
panel for review.
3. In case of dire emergency or disaster, applicants may qualify for emer-
gency funds through a special meeting of the Board of Directors of the
Lubbock Cultural Affairs Council. Emergency grants may be made to projects
whose timing prevents application through the regular process and may be
made only by the Board of Directors of the Lubbock Cultural Affairs Council
with the unanimous agreement of the two representatives appointed by the
Lubbock City Council to the Grants Review Committee.
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SELECTION PROCEDURE/DEADLINES
The review committee consists of three At -Large members of the Board
of Directors of the Lubbock Cultural Affairs Council appointed by the
President of the LCAC, one member of the Board of Directors of the LCAC who
is a Chamber of Commerce appointee, the executive director of the LCAC, and
two members to be appointed by the Lubbock City Council. The committee will
review applications and make recommendations to the Lubbock City Council, which
has final authority. All subsequently appointed committee members shall have
appointments of three years.
Applications will be considered twice yearly. These deadlines apply
each year:
June 1 - for projects beginning after September 1
December 1 - for projects beginning after March 1
The Review Committee will meet and consider completed applications with-
in three weeks of the application deadline. In the event additional supportive
material is required of any applicant, decisions on all applications will be
made at subsequent meetings of the Review Committee. In any event, the Review
Committee will be charged with the responsibility of making its recommendations
to the City Council not later than five weeks after the respective deadline.
The approved applications in any granting period may not necessarily
total the available funds for that period. If this occurs, the remaining
funds will be carried over into the next granting period. A similar consid-
eration is that applications may receive partial funding, depending on the
current availability of funds.
APPLICATION CHECKLIST
Applications will be considered only if the following information is included:
1. Name of organization, address, and phone number of a contact person.
2. Copy of organization's I.R.S. letter showing that the organization
is a non-profit, tax-exempt organization.
3. Signature authorizing this grant application from the President
or Chairman of the organization and the Manager, Executive, or
Staff Director.
4. A list of the Board of Directors.
5. A brief (250 word) narrative on the purpose, activities, and history
of the organization.
6. Resumes from people directly involved in managing and in implementing
the project.
7. Outside information, including newspaper clippings, flyers, programs,
pictures, etc., where applicable.
8. Copies of letters or applications to other potential funding sources.
9. Copy of financial statement signed by a certified public accountant or an
independent audit for most recent fiscal year.
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APPLICATION PROCEDURE
Seven copies of your typewritten application must be submitted to the Lubbock
Cultural Affairs Council, P.O. Box 561, Lubbock, TX 79408-0561 postmarked or
hand -delivered no later than the period deadline (June 1 or December 1). Late
applications will be returned to the applicant.
APPLICATION FORM- PLEASE USE SPACE PROVIDED. OTHER PAGES WILL NOT BE CONSIDERED.
SECTION A - ORGANIZATIONAL INFORMATION
1. Official Name of Organization:
2. Mailing Address of Organization:
3. Chief Administrative Officer and Title:
Phone Number:
4. Project Director:
Phone Number:
5. Project Title:
6. Applicant Organization is Legally:
IRS Tax Exempt College/University _ Governmental Unit Other
7. Name, Address, Home and Business phone of person to whom all correspondence
or telephone inquiries about this application should be directed:
Name: Phone Number
Business:
Address: Home:
(&ZIP)
SECTION B - PROJECT DESCRIPTION
8. *Project Starting Date:
Project Ending Date:
Date LCAC grant funds actually needed:
* June 1 projects should begin after September 1.
December 1 projects should begin after March 1.
(Based on availability of funds, there is some leeway in advancing funds prior
to these dates.)
9. Number of Persons to Be Directly Served by this Project:
10. What Other Organizations Will Assist You in Bringing this Project to Fruition:
APPLICATION FORM - PAGE 1
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Please use only the space provided. Additional pages will not be considered.
11. Clearly and concisely describe this project:
12. How did this project originate:
13. What are the objectives of this project:
14. Why is this project needed by the Lubbock community:
15. How will you publicize the project:
16. Please list persons with business and managerial skill who will help you
administer this project. Please include their telephone numbers.
APPLICATION FORM - PAGE 2
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SECTION C
Total Operational Budget
Fiscal Year 1980:
Fiscal Year 1981:
Fiscal Year 1982:
ORGANIZATION'S FINANCIAL INFORMATION
SECTION D PROJECT BUDGET INFORMATION
(A separate sheet may be used)
Expenditures for this
project only
a. Organizationas staff salaries
b. Professional services (artist fees, consultant fees, etc.)
c. Facilities
d. Travel and transportation
e. Lodging
f. Rentals (other than facilities)
g. Supplies and materials
h. Promotion
i. Printing
J. Postage and telephone
k. Other (itemize)
Total Project Expenditures
Cash Revenues for this
Project only
a. Admissions, tickets, concessions, tuition,
registration fees, application fees, etc.
(earned income directly related to project)
b. Individual donations specifically for this project
c. Organizational funds budgeted
d. Business and industry contributions specifically
for this project
e. Foundation support for this project
f. Other (itemize)
Total Cash Income and Contributions
In -Kind Revenues for Project (Please Itemize)
a.
b.
C.
d.
Total In Kind Revenues
Amount of funding request from LCAC Grants Program
Total Project Revenue
(Revenues Should Equal Expenditures)
APPLICATION FORM - PAGE 3
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SECTION E - Applications will be considered only if the following is included.
SECTION F
1. A copy of the organization's IRS non-profit tax -exemption letter.
2. A list of the organization's board of directors.
3. A brief narrative on the purpose and history of the organization.
4. Resumes of people involved in managing this project.
5. Outside information (news clippings, programs, etc.) where applicable.
6. A list of all agencies to which you have applied for financial support
for this project or similar projects during the last year. Attach copies
of appropriate letters or applications.
7. A copy of an independent audit or a financial statement from a certified
public accountant for the most recent operating year.
If a grant is awarded, the applicant hereby gives assurances to the Lubbock
Cultural Affairs Council that:
1. The activities and services for which financial assistance is sought will
be administered by or under the supervision of the applying organization.
2. Any funds received as a result of this application will be used solely
for the project described.
3. Appropriate credit will be given to "The Lubbock Cultural Affairs Council/
City of Lubbock Grants Program" in any programs or publicity relating to
the project.
4. The undersigned have been authorized by the applying organization to submit
this application.
5. The applicant is a non-profit entity as defined by the IRS, an educational
institution, or a unit of government.
6. The applicant shall retain a copy of the 1982 City Council/Cultural Affairs
Council grants guidelines and shall execute grant by the rules and regu-
lations stated herein.
We hereby certify that all figures, facts, and representations made in this
application, including any attachments, are true and correct to the best of our
knowledge.
Chief Administrative Officer: Project Director:
Signature
Typed Named
Date
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Signature
Typed Name
Date
APPLICATION FORM - PAGE 4
~ LUBBOCK CULTURAL AFFAIRS COUNCIL
EVALUATION REPORT FORM
Please Type:
Applicant Organization:
Grant Number:
Grant Amount:
For Office use only:
Date Received:
Reviewed by:
Project Dates: to
Note: If sufficient space is not available on this form to give complete answers use
additional pages and attach.
Summary of Project Description: Total Attendance:
Project Budget: Source of Income: Grant:
Please itemize and give Other:
amounts of "other." Total:
1.
2.
3.
4.
Expenditures:
Give detailed breakdown on separate page and attach to this report.
Grant Other Total
Salaries & Wages
Supplies & Materials
Honarariums
Capital Expenditures
(i.e. equipment)
Other
Total
Approximate Age of Audience:
Under 18 % 36 - 65 %
19 - 35 % Over 65 %
Social interest groups served by this project. (i.e., aging, minority, students, etc.)
Please list with approximate attendance of each group.
Social interests Total Attendance:
Please estimate the number in your audience viewing this kind of event for the first
Was this a pilot program? Will this be a continuing program?
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Is there a possibility of expansion of this program?
If so; how would the present program be adapted or modified?
What were the objectives of this project and do you feel they were successfully met?
How would you suggest improving similar projects in the future?
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Reported by:
Name: _
Title:
Address:
Date of Completion:
This form must be completed within thirty days of the conclusion of the grant
period in order to receive the remaining 20% of the grant award.
We request that a minimum of five slides (2" x 2" format) and three Black and
White glossies (5" x'7" format) be included with this form (staff option).
These will be retained by the grants program and should not be purchased through
grant funds.
THE STATE OF TEXAS )
COUNTY OF LUBBOCK
AGREEMENT
This agreement is made this day of 1983, at
the City of Lubbock, County of Lubbock, State of Texas, between the Lubbock
Cultural Affairs Council, hereinafter called Party of the First Part and
, hereinafter called Party of the Second
Part.
The Party of the First Part has herein agreed to grant Party of the Second
Part funds In the amount of for the specific purposes set out
below.
Party of the Second Part specifically covenants with the Party of the First
Part that it meets the eligibility requirements for such grant to -wit:
1) That Party of the Second Part Is a non-profit, tax-exempt organization
holding confirmation letters from the Internal Revenue Service showing such
status; and has been chartered and actively In pursuit of Its goals at least one
year prior to the making of the application for this grant;
2) The project for which this grant was applied will serve residents of
and/or visitors to the Lubbock area;
3) The Party of the Second Part will maintain books and records and will be
prepared to exhibit financial statements to Party of the First Part following the
termination date of the grant for at least one year, upon request of the City
Council or the Lubbock Cultural Affairs Council.
-- 4) Party of the Second Part will submit an audit or a financial statement
from a certified public accountant for the fiscal year In which the grant is
issued (If the party of the Second Part is Texas Tech University, then a
"Independent" audit Is not required).
5) Party of the Second Part will provide a written evaluation on a form
provided by Party of the First Part concerning the project and provided as a
record of the project to the Party of the First Part within thirty days of the
termination date of the grant.
6) Party of the Second Part shall not use the grant funds for personal
expenses nor for anything not directly related to the advancement of the arts and
humanities within the Lubbock conmunity.
7) Party of the Second Part states the project and programs for which this
grant is requested will contribute to Lubbock's cultural identity and assist in
promoting tourism, either directly or indirectly.
8) Party of the Second Part covenants that management of the project will
be sound and capable of Implementing said project as proposed.
9) Party of the Second Part shall make the projects and programs accessible
to the public.
10) Party of the Second Part shall make significant effort toward expanding
the arts and outreach to the public In a total effort of the Party of the Second
Part.
11) Party of the Second Part shall attempt to find support for the projects
from more than one source.
12) Grant funds from the Party of the First Part may be used as matching
funds; however, Party of the Second Part states the grant funds herein requested
shall not be used for projects already completed or previously funded.
13) In so far as the laws and the Constitution of the State of Texas
pernit,The Party of the Second Part does hereby lndemnlfy the Party of the First
Part from any liability rising out of the disbursement and use of this grant
Including but not limited to any cause of accident or claim arising at events
made possible or partially possible by the grant, and agrees to hold the Party of
the First part harmless therefrom.
14) Party of the Second Part states that the grant funds requested shall be
applied to the following categories:
Theater Visual Arts
Music Historic Preservation
Dance Combination of
Human ItIes Art Forms
Media Other
15) Party of the Second Part states that this grant shall not be applied to
duplicate programs or projects.
16) Party of the Second Part agrees to abide by all rules and regulations as
stated in the 1983 grants application guidelines.
Party of the First Part shall, upon the awarding of this grant, schedule
eighty percent (80%) of the grant funds for Immediate payment.
Party of the First Part will retain twenty percent (20%) of the grant funds
to be paid only after receipt of the written evaluation provided hereinabove by
Party of the Second Part.
In the event any of the requirements for the awarding of this grant are
violated or if the purpose for which these grant funds are awarded is altered or
change or monies are applied to any other purpose other than the purpose specif-
ically stated in the application for these funds, Party of the Second Part shall
Immediately remit to Party of the First Part all grant funds heretofore expended
by Party of First Part together with earned Interest at the highest legal
interest rate.
This written Agreement contains the sole and entire agreement between the
parties. The parties acknowledge and agree that neither of them has made any
representations inducing the execution and delivery hereof except such
representation as is specifically set forth herein and each of the parties hereto
acknowledges that he or it has relied on his or its own Judgment in entering into
same. Parties hereto further acknowledge that any statements or representations
that may have heretofore been made by either of them to the other are void and of
no effect and that neither of them has relied thereon in connection with his or
its dealings with each other.
It is further agreed that no waiver or modification of this Agreement or any
covenant, condition, or limitation herein contained shall be valid unless in
writing and duly executed by the party to be charged therewith and that no
evidence of waiver of modification shall be offered or received in evidence in
any proceeding, arbitration, or litigation between the parties hereto arising cut
of or affecting this agreement, or the rights or obligations of any party here-
under unless such waiver of modification is in writing duly executed as afore-
said, and parties further agree that the provisions of this paragraph may not be
waived except as herein set forth.
The term of this contract shall be for one year following the execution of
this contract.
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The parties hereto agree that it Is their intention and covenant that this
Agreement and perfonnance hereunder and all suits and special proceedings
hereunder be construed in accordance with and pursuant to the laws of the State
of Texas and that in any action, special proceeding, or other proceeding that may
be brought arising out of, in connection with, or by reason of this Agreement the
laws of the State of Texas shall be applicable and shall govern to the exclusion
of the law of any other form, without regard to the Jurisdiction in which any
action or special proceeding may be instituted.
BY
LUBBOCK CULTURAL AFFAIRS COUNCIL
BY
Party of the Second Part
SUBSCRIBED AND SWORN TO BEFORE ME on this the day of
1983.
NOTARY PUBLIC in and for Lubbock County,
Texas
My Commission Expires: